D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 8, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 1,314
- −10 vs. Q2 2023
- Portfolio value
- $9.21B
- −$258.1M (−2.7%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| BCEBce Inc | COM NEW | 23,090 | $881.4K | <0.1% | +453+2.0% | Added | History |
| VNOVornado Realty Trust | SH BEN INT | 38,898 | $882.2K | <0.1% | +143+0.4% | Added | History |
| INMDInMode Ltd. | SHS | 29,045 | $884.7K | <0.1% | −5,344−15.5% | Reduced | History |
| WESTWestrock Coffee Co | COM | 101,276 | $897.3K | <0.1% | −2,805−2.7% | Reduced | History |
| Goldman Sachs ETF Tr381430206 | ACTIVEBETA EME | 31,304 | $897.3K | <0.1% | −175−0.6% | Reduced | – |
| Schwab U.S. Broad Market ETF808524102 | ETF | 18,030 | $898.8K | <0.1% | +300+1.7% | Added | – |
| FERGFerguson Enterprises Inc. | SHS | 5,534 | $910.2K | <0.1% | −588−9.6% | Reduced | History |
| ASTHAstrana Health, Inc. | COM NEW | 29,557 | $911.8K | <0.1% | −423−1.4% | Reduced | History |
| ZIONZions Bancorporation, National Association | COM | 26,210 | $914.5K | <0.1% | −219−0.8% | Reduced | History |
| AXAxos Financial, Inc. | COM | 24,403 | $923.9K | <0.1% | +385+1.6% | Added | History |
| BLDRBuilders FirstSource, Inc. | Stock | 7,468 | $929.7K | <0.1% | +2,441+48.6% | Added | History |
| IMXIInternational Money Express, Inc. | COM | 54,955 | $930.4K | <0.1% | −2,435−4.2% | Reduced | History |
| GPNGlobal Payments Inc | Stock | 8,081 | $932.5K | <0.1% | +320+4.1% | Added | History |
| DEODiageo PLC | SPON ADR NEW | 6,265 | $934.7K | <0.1% | +409+7.0% | Added | History |
| OTISOtis Worldwide Corp | Stock | 11,642 | $935.0K | <0.1% | +596+5.4% | Added | History |
| EMEEMCOR Group, Inc. | Stock | 4,458 | $937.9K | <0.1% | +110+2.5% | Added | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 16,293 | $938.5K | <0.1% | −224−1.4% | Reduced | – |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 13,832 | $938.6K | <0.1% | +100+0.7% | Added | – |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 26,782 | $939.2K | <0.1% | +4,165+18.4% | Added | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 12,740 | $939.3K | <0.1% | +1,914+17.7% | Added | – |
| ZETAZeta Global Holdings Corp. | CL A | 112,664 | $940.7K | <0.1% | −3,163−2.7% | Reduced | History |
| CGCarlyle Group Inc. | COM | 31,222 | $941.7K | <0.1% | 00.0% | Unchanged | History |
| ULUnilever PLC | SPON ADR NEW | 19,170 | $947.0K | <0.1% | −295−1.5% | Reduced | History |
| HRMYHarmony Biosciences Holdings, Inc. | COM | 28,929 | $948.0K | <0.1% | −781−2.6% | Reduced | History |
| WRBBerkley W R Corp | COM | 14,938 | $948.5K | <0.1% | 00.0% | Unchanged | History |
| WATWaters Corp | COM | 3,460 | $948.8K | <0.1% | 00.0% | Unchanged | History |
| AGYSAgilysys Inc | COM | 14,416 | $953.8K | <0.1% | −526−3.5% | Reduced | History |
| CTRACoterra Energy Inc. | Stock | 35,379 | $957.0K | <0.1% | −3,290−8.5% | Reduced | History |
| BOEBlackRock Enhanced Global Dividend Trust | COM | 102,010 | $962.0K | <0.1% | +2,800+2.8% | Added | History |
| AKAMAkamai Technologies Inc | COM | 9,062 | $965.5K | <0.1% | −51−0.6% | Reduced | History |
| SWXSouthwest Gas Holdings, Inc. | COM | 16,213 | $979.5K | <0.1% | 00.0% | Unchanged | History |
| USALiberty All Star Equity Fund | SH BEN INT | 166,426 | $985.2K | <0.1% | +11,059+7.1% | Added | History |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 9,618 | $1.00M | <0.1% | +151+1.6% | Added | – |
| Lattice Strategies Tr518416102 | HARTFORD MLT ETF | 39,101 | $1.00M | <0.1% | −1,804−4.4% | Reduced | – |
| FASTFastenal Co | Stock | 18,399 | $1.01M | <0.1% | +3,650+24.7% | Added | History |
| TSNTyson Foods, Inc. | Stock | 20,013 | $1.01M | <0.1% | −917−4.4% | Reduced | History |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 72,425 | $1.02M | <0.1% | +250+0.3% | Added | – |
| GDVGabelli Dividend & Income Trust | COM | 52,429 | $1.02M | <0.1% | −4,323−7.6% | Reduced | History |
| PIMCO ETF Tr72201R817 | INV GRD CRP BD | 11,299 | $1.03M | <0.1% | −1,499−11.7% | Reduced | – |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 91,112 | $1.03M | <0.1% | +4,195+4.8% | Added | History |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 14,177 | $1.04M | <0.1% | −712−4.8% | Reduced | – |
| iShares Tr464288588 | MBS ETF | 11,719 | $1.04M | <0.1% | +307+2.7% | Added | – |
| iShares Tr464288752 | US HOME CONS ETF | 13,291 | $1.04M | <0.1% | −300−2.2% | Reduced | – |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 26,608 | $1.04M | <0.1% | +10,716+67.4% | Added | – |
| MRNAModerna, Inc. | Stock | 10,113 | $1.04M | <0.1% | +827+8.9% | Added | History |
| VEEVVeeva Systems Inc | Stock | 5,154 | $1.05M | <0.1% | +241+4.9% | Added | History |
| Vanguard BD Index FDS921937793 | LONG TERM BOND | 15,673 | $1.05M | <0.1% | +15,673 | New | – |
| BWABorgwarner Inc | COM | 26,220 | $1.06M | <0.1% | −13,855−34.6% | Reduced | History |
| iShares Tr46436E841 | IBONDS 27 TRM TS | 48,509 | $1.06M | <0.1% | +3,854+8.6% | Added | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 6,593 | $1.06M | <0.1% | +491+8.0% | Added | – |
| XUnited States Steel Corp | COM | 32,770 | $1.06M | <0.1% | +307+0.9% | Added | History |
| WAFDWafd Inc | Stock | 41,911 | $1.07M | <0.1% | −60−0.1% | Reduced | History |
| First Tr Exch TRD Alphdx FD33737J174 | DEV MRK EX US | 21,407 | $1.08M | <0.1% | −7,574−26.1% | Reduced | – |
| JCIJohnson Controls International plc | Stock | 20,222 | $1.08M | <0.1% | +1,773+9.6% | Added | History |
| Vanguard Consumer Discretionary ETF92204A108 | ETF | 3,995 | $1.08M | <0.1% | −23−0.6% | Reduced | – |
| ORANYOrange | SPONSORED ADR | 93,776 | $1.08M | <0.1% | −1,098−1.2% | Reduced | History |
| ONOn Semiconductor Corp | Stock | 11,597 | $1.08M | <0.1% | +5,531+91.2% | Added | History |
| INSEInspired Entertainment, Inc. | COM | 90,420 | $1.08M | <0.1% | −4,280−4.5% | Reduced | History |
| SCIService Corp International | COM | 19,035 | $1.09M | <0.1% | −854−4.3% | Reduced | History |
| ATOAtmos Energy Corp | COM | 10,338 | $1.10M | <0.1% | +103+1.0% | Added | History |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 24,005 | $1.10M | <0.1% | +387+1.6% | Added | – |
| BTZBlackRock Credit Allocation Income Trust | COM | 113,584 | $1.10M | <0.1% | −5,076−4.3% | Reduced | History |
| American Centy ETF Tr025072703 | INTL EQT ETF | 19,823 | $1.10M | <0.1% | +19,823 | New | – |
| iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9 | ETF | 47,853 | $1.11M | <0.1% | +6,410+15.5% | Added | – |
| Global X FDS37954Y624 | AUTONMOUS EV ETF | 47,172 | $1.11M | <0.1% | −707−1.5% | Reduced | – |
| SCYXScynexis Inc | COM NEW | 486,326 | $1.11M | <0.1% | +123,325+34.0% | Added | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 12,225 | $1.12M | <0.1% | −313−2.5% | Reduced | – |
| AVYAvery Dennison Corp | COM | 6,118 | $1.12M | <0.1% | −516−7.8% | Reduced | History |
| TFCTruist Financial Corp | COM | 39,092 | $1.12M | <0.1% | +2,120+5.7% | Added | History |
| HALHalliburton Co | Stock | 27,637 | $1.12M | <0.1% | +225+0.8% | Added | History |
| Alps ETF Tr00162Q858 | SECTR DIV DOGS | 23,864 | $1.12M | <0.1% | +60.0% | Added | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 11,089 | $1.12M | <0.1% | +696+6.7% | Added | – |
| TTTrane Technologies plc | SHS | 5,550 | $1.13M | <0.1% | +24+0.4% | Added | History |
| PFGPrincipal Financial Group Inc | COM | 15,655 | $1.13M | <0.1% | −101−0.6% | Reduced | History |
| WisdomTree Tr97717X131 | INTL QULTY DIV | 35,412 | $1.13M | <0.1% | +35,412 | New | – |
| iShares Tr464287150 | CORE S&P TTL STK | 12,076 | $1.14M | <0.1% | +67+0.6% | Added | – |
| STEWSRH Total Return Fund, Inc. | COM | 87,700 | $1.14M | <0.1% | −218−0.2% | Reduced | History |
| NEWTNewtekOne, Inc. | COM NEW | 77,447 | $1.14M | <0.1% | −5,660−6.8% | Reduced | History |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 90,670 | $1.15M | <0.1% | −856−0.9% | Reduced | History |
| ESEversource Energy | Stock | 19,787 | $1.15M | <0.1% | −433−2.1% | Reduced | History |
| Fidelity Covington Trust316092824 | LOW VOLITY ETF | 23,754 | $1.16M | <0.1% | −1,481−5.9% | Reduced | – |
| First Tr Exchange-Traded FD33734X838 | INDXX NAT RE ETF | 91,534 | $1.16M | <0.1% | +9,073+11.0% | Added | – |
| DPZDominos Pizza Inc | COM | 3,058 | $1.16M | <0.1% | +489+19.0% | Added | History |
| FFIVF5, Inc. | Stock | 7,206 | $1.16M | <0.1% | −844−10.5% | Reduced | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 3,363 | $1.17M | <0.1% | +110+3.4% | Added | History |
| PEOAdams Natural Resources Fund, Inc. | COM | 50,582 | $1.17M | <0.1% | +326+0.6% | Added | History |
| iShares Tr464287325 | GLOB HLTHCRE ETF | 14,210 | $1.17M | <0.1% | −9−0.1% | Reduced | – |
| ADIAnalog Devices Inc | Stock | 6,714 | $1.18M | <0.1% | +29+0.4% | Added | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 10,481 | $1.18M | <0.1% | +294+2.9% | Added | History |
| Vanguard Industrials ETF92204A603 | ETF | 6,036 | $1.18M | <0.1% | +311+5.4% | Added | – |
| STWDStarwood Property Trust, Inc. | COM | 61,046 | $1.18M | <0.1% | −20,067−24.7% | Reduced | History |
| iShares Tr46436E593 | IBOND DEC 2030 | 62,550 | $1.18M | <0.1% | +9,219+17.3% | Added | – |
| Victory Portfolios II92647N824 | VCSHS US EQ INCM | 21,225 | $1.19M | <0.1% | −1,380−6.1% | Reduced | – |
| EXPEExpedia Group, Inc. | Stock | 11,516 | $1.19M | <0.1% | −491−4.1% | Reduced | History |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 23,600 | $1.19M | <0.1% | +1,600+7.3% | Added | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 37,857 | $1.19M | <0.1% | +18,906+99.8% | Added | History |
| VALEVale S.A. | SPONSORED ADS | 88,778 | $1.19M | <0.1% | +2,310+2.7% | Added | History |
| BGRBlackRock Energy & Resources Trust | COM | 90,793 | $1.19M | <0.1% | +10,262+12.7% | Added | History |
| NICENICE Ltd. | SPONSORED ADR | 7,026 | $1.19M | <0.1% | −803−10.3% | Reduced | History |
| Dimensional ETF Trust25434V872 | CORE FIXE IN ETF | 29,727 | $1.20M | <0.1% | +162+0.5% | Added | – |
Options (17)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BMOBank of Montreal | COM | $34.9K | – |
| RYRoyal Bank of Canada | Stock | $33.5K | – |
| DEDeere & Co | Stock | $27.5K | – |
| ZSZscaler, Inc. | Stock | $27.3K | – |
| COFCapital One Financial Corp | Stock | $18.3K | – |
| GOLFAcushnet Holdings Corp. | COM | $14.8K | – |
| NUENucor Corp | COM | $11.8K | – |
| LOWLowes Companies Inc | Stock | $10.8K | – |
| MCHPMicrochip Technology Inc | Stock | $8.26K | – |
| AAPLApple Inc. | Stock | $7.72K | – |
| WSMWilliams Sonoma Inc | COM | $6.97K | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | – | $6.90K |
| MAMastercard Inc | Stock | $5.00K | – |
| PLTRPalantir Technologies Inc. | Stock | $3.20K | – |
| STLDSteel Dynamics Inc | COM | $2.80K | – |
| ODFLOld Dominion Freight Line, Inc. | COM | $2.28K | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | – | $63 |
Sold out since Q2 2023 (76)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| WisdomTree Tr97717W380 | INTRST RATE HDGE | 217,695 | $9.63M | 0.1% | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 168,569 | $4.15M | <0.1% | – |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 61,313 | $3.82M | <0.1% | History |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 156,000 | $3.66M | <0.1% | – |
| NUVANuvasive Inc | COM | 64,220 | $2.67M | <0.1% | History |
| TDCTeradata Corp | Stock | 41,299 | $2.21M | <0.1% | History |
| CNHCNH Industrial N.V. | SHS | 119,707 | $1.72M | <0.1% | History |
| Global X FDS37954Y830 | GLOBAL X COPPER | 43,610 | $1.64M | <0.1% | – |
| CFGCitizens Financial Group Inc | COM | 57,623 | $1.50M | <0.1% | History |
| VRRMVerra Mobility Corp | CL A COM STK | 65,120 | $1.28M | <0.1% | History |
| CRCrane Co | COMMON STOCK | 13,980 | $1.25M | <0.1% | History |
| TRMBTrimble Inc. | COM | 22,937 | $1.21M | <0.1% | History |
| Global X Uranium ETF37954Y871 | ETF | 55,208 | $1.20M | <0.1% | – |
| LNTHLantheus Holdings, Inc. | Stock | 14,219 | $1.19M | <0.1% | History |
| ETF Managers Tr26924G102 | PRIME JUNIR SLVR | 115,939 | $1.09M | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 41,061 | $965.3K | <0.1% | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 20,177 | $823.8K | <0.1% | – |
| SKINSkinHealth Systems Inc. | COM CL A | 90,670 | $758.9K | <0.1% | History |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 13,150 | $721.5K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 10,489 | $640.0K | <0.1% | – |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 8,482 | $616.0K | <0.1% | History |
| GTMZoomInfo Technologies Inc. | Stock | 23,767 | $603.4K | <0.1% | History |
| AMNAmn Healthcare Services Inc | COM | 4,068 | $443.9K | <0.1% | History |
| NRGNRG Energy, Inc. | Stock | 10,678 | $399.3K | <0.1% | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 10,532 | $342.7K | <0.1% | – |
| CYRXCryoport, Inc. | COM PAR $0.001 | 19,200 | $331.2K | <0.1% | History |
| VTRVentas, Inc. | REIT | 6,914 | $326.8K | <0.1% | History |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 11,193 | $322.2K | <0.1% | – |
| UHSUniversal Health Services Inc | CL B | 1,928 | $304.2K | <0.1% | History |
| HIHillenbrand, Inc. | COM | 5,900 | $302.6K | <0.1% | History |
| SUMSummit Materials, Inc. | CL A | 7,424 | $281.0K | <0.1% | History |
| HEHawaiian Electric Industries Inc | COM | 7,609 | $275.4K | <0.1% | History |
| Tidal Trust I886364645 | SONICSHARES GBL | 10,408 | $271.6K | <0.1% | – |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 34,572 | $269.7K | <0.1% | History |
| Schwab US Tips ETF808524870 | ETF | 4,811 | $252.2K | <0.1% | – |
| UFPTUfp Technologies Inc | COM | 1,300 | $252.0K | <0.1% | History |
| DGIIDigi International Inc | COM | 6,370 | $250.9K | <0.1% | History |
| LUVSouthwest Airlines Co | COM | 6,910 | $250.2K | <0.1% | History |
| NVCRNovoCure Ltd | ORD SHS | 5,940 | $246.5K | <0.1% | History |
| LITELumentum Holdings Inc. | COM | 4,323 | $245.2K | <0.1% | History |
| GLDMWorld Gold Trust | SPDR GLD MINIS | 6,419 | $244.5K | <0.1% | History |
| APTVAptiv PLC | SHS | 2,310 | $235.8K | <0.1% | History |
| OSPNOneSpan Inc. | COM | 15,723 | $233.3K | <0.1% | History |
| EGLEEagle Bulk Shipping Inc. | COM | 4,800 | $230.6K | <0.1% | History |
| iShares Inc464286293 | ASIA/PAC DIV ETF | 6,975 | $229.1K | <0.1% | – |
| iShares Inc464286285 | JP MRGN EM HI BD | 6,521 | $229.1K | <0.1% | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,970 | $227.1K | <0.1% | – |
| NRTNorth European Oil Royalty Trust | SH BEN INT | 17,450 | $226.5K | <0.1% | History |
| QSIQuantum-Si Inc | COM CL A | 125,000 | $223.8K | <0.1% | History |
| FRGFranchise Group, Inc. | COM | 7,800 | $223.4K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J783 | BULSHS 2027 CB | 11,689 | $222.4K | <0.1% | – |
| SWKStanley Black & Decker, Inc. | COM | 2,351 | $220.4K | <0.1% | History |
| UALUnited Airlines Holdings, Inc. | COM | 3,999 | $219.4K | <0.1% | History |
| HOLXHologic Inc | COM | 2,707 | $219.2K | <0.1% | History |
| MPWRMonolithic Power Systems, Inc. | COM | 403 | $217.9K | <0.1% | History |
| OLNOLIN Corp | Stock | 4,105 | $211.0K | <0.1% | History |
| SHLSShoals Technologies Group, Inc. | CL A | 8,250 | $210.9K | <0.1% | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 1,823 | $209.5K | <0.1% | – |
| INCYIncyte Corp | COM | 3,362 | $209.3K | <0.1% | History |
| PACWPacwest Bancorp | COM | 25,596 | $208.6K | <0.1% | History |
| BANFBancfirst Corp | COM | 2,224 | $204.6K | <0.1% | History |
| BYNDBeyond Meat, Inc. | COM | 14,637 | $190.0K | <0.1% | History |
| iShares Global Clean Energy ETF464288224 | ETF | 10,301 | $189.6K | <0.1% | – |
| HQHabrdn Healthcare Investors | SH BEN INT | 10,940 | $186.5K | <0.1% | History |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $152.7K | <0.1% | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $145.5K | <0.1% | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $141.6K | <0.1% | – |
| Macom Tech Solutions Hldgs I55405YAB6 | NOTE 0.250% 3/1 | – | $140.0K | <0.1% | – |
| PCQPIMCO California Municipal Income Fund | COM | 13,615 | $133.4K | <0.1% | History |
| Invesco High Income 2023 Tar46135X108 | COM | 16,000 | $118.7K | <0.1% | – |
| NVTAInvitae Corp | COM | 91,403 | $103.3K | <0.1% | History |
| NSLNuveen Senior Income Fund | COM | 19,864 | $91.0K | <0.1% | History |
| IGRCbre Global Real Estate Income Fund | COM | 15,550 | $81.3K | <0.1% | History |
| AMRSAmyris, Inc. | COM NEW | 68,038 | $70.1K | <0.1% | History |
| EXKEndeavour Silver Corp | COM | 17,481 | $50.5K | <0.1% | History |
| IMBILegacy IMBDS, Inc. | COM CL A | 152,329 | $20.1K | <0.1% | History |