D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 8, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 1,314
- −10 vs. Q2 2023
- Portfolio value
- $9.21B
- −$258.1M (−2.7%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| WTRGEssential Utilities, Inc. | COM | 18,836 | $646.7K | <0.1% | −1,166−5.8% | Reduced | History |
| GLPGlobal Partners LP | COM UNITS | 18,350 | $648.1K | <0.1% | +5,500+42.8% | Added | History |
| iShares Tr464288877 | EAFE VALUE ETF | 13,441 | $657.7K | <0.1% | +3,161+30.7% | Added | – |
| GNTXGentex Corp | COM | 20,272 | $659.7K | <0.1% | +6,105+43.1% | Added | History |
| TDToronto Dominion Bank | Stock | 10,963 | $660.6K | <0.1% | −217−1.9% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 31,213 | $662.7K | <0.1% | −73,547−70.2% | Reduced | – |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 8,805 | $667.8K | <0.1% | +8,805 | New | – |
| MNSTMonster Beverage Corp | COM | 12,711 | $673.0K | <0.1% | +11+0.1% | Added | History |
| FCNFti Consulting, Inc | COM | 3,774 | $673.3K | <0.1% | +43+1.2% | Added | History |
| SSDSimpson Manufacturing Co., Inc. | COM | 4,514 | $676.2K | <0.1% | −50−1.1% | Reduced | History |
| MPLXMPLX LP | COM UNIT REP LTD | 19,061 | $678.0K | <0.1% | +415+2.2% | Added | History |
| NARIInari Medical, Inc. | Stock | 10,382 | $679.0K | <0.1% | +3,296+46.5% | Added | History |
| First Tr High Income L/S FD33738E109 | COM | 63,495 | $680.7K | <0.1% | +2,155+3.5% | Added | – |
| HUMHumana Inc | Stock | 1,408 | $685.0K | <0.1% | −21−1.5% | Reduced | History |
| Vanguard Emerging Markets Government Bond ETF921946885 | ETF | 11,694 | $691.8K | <0.1% | +445+4.0% | Added | – |
| Vanguard Admiral FDS Inc921932844 | MIDCP 400 VAL | 8,936 | $696.2K | <0.1% | 00.0% | Unchanged | – |
| ARLPAlliance Resource Partners LP | Stock | 31,144 | $701.7K | <0.1% | −1,400−4.3% | Reduced | History |
| JDJD.com, Inc. | SPON ADS CL A | 24,150 | $703.5K | <0.1% | −9,096−27.4% | Reduced | History |
| EXEExpand Energy Corp | COM | 8,200 | $707.1K | <0.1% | −2,551−23.7% | Reduced | History |
| iShares Tr464288570 | ESG MSCI KLD ETF | 8,702 | $708.4K | <0.1% | −30−0.3% | Reduced | – |
| WESWestern Midstream Partners, LP | COM UNIT LP INT | 26,099 | $710.7K | <0.1% | −56−0.2% | Reduced | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 10,505 | $712.2K | <0.1% | +1,985+23.3% | Added | – |
| First Tr Exch TRD Alphdx FD33737J182 | EMERG MKT ALPH | 34,152 | $712.8K | <0.1% | −1,705−4.8% | Reduced | – |
| KVUEKenvue Inc. | Stock | 35,497 | $712.8K | <0.1% | +35,497 | New | History |
| iShares Tr464287721 | U.S. TECH ETF | 6,799 | $713.4K | <0.1% | +179+2.7% | Added | – |
| GLPIGaming & Leisure Properties, Inc. | COM | 15,702 | $715.2K | <0.1% | −1,832−10.4% | Reduced | History |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 32,069 | $717.4K | <0.1% | +1,156+3.7% | Added | – |
| GHGuardant Health, Inc. | COM | 24,225 | $718.0K | <0.1% | +2,630+12.2% | Added | History |
| TTCToro Co | COM | 8,681 | $721.4K | <0.1% | +1,540+21.6% | Added | History |
| IVZInvesco Ltd. | Stock | 49,800 | $723.1K | <0.1% | +300+0.6% | Added | History |
| FSLRFirst Solar, Inc. | Stock | 4,480 | $723.9K | <0.1% | +305+7.3% | Added | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 1,773 | $725.4K | <0.1% | −48−2.6% | Reduced | History |
| COHRCoherent Corp. | COM | 22,243 | $726.0K | <0.1% | +9,526+74.9% | Added | History |
| BIIBBiogen Inc. | COM | 2,825 | $726.1K | <0.1% | +583+26.0% | Added | History |
| KEYKeycorp | COM | 67,602 | $727.4K | <0.1% | −2,513−3.6% | Reduced | History |
| PDIPIMCO Dynamic Income Fund | SHS | 42,282 | $730.6K | <0.1% | −9,862−18.9% | Reduced | History |
| Vanguard S&P 500 Value ETF921932703 | ETF | 4,924 | $732.1K | <0.1% | 00.0% | Unchanged | – |
| KTBKontoor Brands, Inc. | Stock | 16,708 | $733.7K | <0.1% | −1,567−8.6% | Reduced | History |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 16,243 | $735.8K | <0.1% | +1,724+11.9% | Added | – |
| BABAAlibaba Group Holding Ltd | ADR | 8,543 | $741.0K | <0.1% | −997−10.5% | Reduced | History |
| BSMBlack Stone Minerals, L.P. | COM UNIT | 43,200 | $744.3K | <0.1% | −21,700−33.4% | Reduced | History |
| CIMChimera Investment Corp | COM NEW | 137,041 | $748.2K | <0.1% | +18,546+15.7% | Added | History |
| First Tr Exchange Traded FD33738R845 | NASDQ OIL GAS | 24,951 | $749.5K | <0.1% | +23+0.1% | Added | – |
| LXPLXP Industrial Trust | COM | 84,491 | $752.0K | <0.1% | +939+1.1% | Added | History |
| Vanguard Communication Services ETF92204A884 | ETF | 7,152 | $752.3K | <0.1% | +298+4.3% | Added | – |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 24,515 | $753.1K | <0.1% | −65−0.3% | Reduced | – |
| KLICKulicke & Soffa Industries Inc | COM | 15,577 | $757.5K | <0.1% | +3,572+29.8% | Added | History |
| BCXBlackRock Resources & Commodities Strategy Trust | SHS | 82,362 | $758.6K | <0.1% | −25,275−23.5% | Reduced | History |
| EVRIEveri Holdings Inc. | COM | 57,684 | $762.6K | <0.1% | −1,611−2.7% | Reduced | History |
| Dimensional ETF Trust25434V401 | US EQUI MARK ETF | 16,408 | $763.8K | <0.1% | +2,429+17.4% | Added | – |
| FITBFifth Third Bancorp | COM | 30,214 | $765.3K | <0.1% | +301+1.0% | Added | History |
| T Rowe Price Exchange-Traded87283Q107 | PRICE BLUE CHIP | 28,198 | $765.9K | <0.1% | +987+3.6% | Added | – |
| CTASCintas Corp | Stock | 1,594 | $766.8K | <0.1% | +1,018+176.7% | Added | History |
| CSRCenterspace | COM | 12,859 | $774.9K | <0.1% | −2,405−15.8% | Reduced | History |
| iShares Tr464287556 | ISHARES BIOTECH | 6,345 | $776.0K | <0.1% | −1,176−15.6% | Reduced | – |
| HSBCHSBC Holdings PLC | SPON ADR NEW | 19,667 | $776.1K | <0.1% | +10.0% | Added | History |
| iShares Tr464287754 | US INDUSTRIALS | 7,703 | $777.2K | <0.1% | +9+0.1% | Added | – |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 105,660 | $778.7K | <0.1% | −7,128−6.3% | Reduced | History |
| OGNOrganon & Co. | Stock | 45,183 | $784.4K | <0.1% | −191−0.4% | Reduced | History |
| WSCWillScot Holdings Corp | COM CL A | 18,891 | $785.7K | <0.1% | +18,891 | New | History |
| iShares Tr464287762 | US HLTHCARE ETF | 2,917 | $787.9K | <0.1% | +79+2.8% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J841 | BULSHS 2024 CB | 38,329 | $792.3K | <0.1% | +3,082+8.7% | Added | – |
| CTRECareTrust REIT, Inc. | COM | 38,775 | $794.9K | <0.1% | +234+0.6% | Added | History |
| KOFCoca Cola Femsa SAB de CV | SPONS ADS REP | 10,174 | $798.0K | <0.1% | −250−2.4% | Reduced | History |
| Invesco Exchange Traded FD T46137V480 | S&P SMCP VLU MNT | 16,753 | $806.7K | <0.1% | −669−3.8% | Reduced | – |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 28,746 | $809.2K | <0.1% | −1,864−6.1% | ReducedConverted for a 10-for-1 split | – |
| KMXCarMax Inc | COM | 11,450 | $809.9K | <0.1% | +430+3.9% | Added | History |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 74,319 | $813.8K | <0.1% | +306+0.4% | Added | – |
| VanEck Semiconductor ETF92189F676 | ETF | 5,632 | $816.5K | <0.1% | +878+18.5% | Added | – |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 10,471 | $817.4K | <0.1% | +287+2.8% | Added | – |
| PINSPinterest, Inc. | CL A | 30,249 | $817.6K | <0.1% | −2,027−6.3% | Reduced | History |
| JJacobs Solutions Inc. | COM | 5,991 | $817.9K | <0.1% | +265+4.6% | Added | History |
| J P Morgan Exchange Traded F46654Q773 | JPMORGAM LTD DUR | 16,394 | $818.1K | <0.1% | +16,394 | New | – |
| iShares Inc464286533 | MSCI EMERG MRKT | 15,431 | $823.3K | <0.1% | −1,978−11.4% | Reduced | – |
| iShares Tr464288703 | MRNING SM CP ETF | 15,901 | $823.4K | <0.1% | −2,457−13.4% | Reduced | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 8,797 | $826.1K | <0.1% | +77+0.9% | Added | – |
| WECWec Energy Group, Inc. | Stock | 10,283 | $828.3K | <0.1% | +144+1.4% | Added | History |
| WDCWestern Digital Corp | COM | 18,188 | $829.9K | <0.1% | +129+0.7% | Added | History |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 49,690 | $833.3K | <0.1% | +17,028+52.1% | Added | – |
| LECOLincoln Electric Holdings Inc | COM | 4,589 | $834.2K | <0.1% | +200+4.6% | Added | History |
| CVBFCVB Financial Corp | COM | 50,350 | $834.3K | <0.1% | 00.0% | Unchanged | History |
| Barrick Gold Corp067901108 | COM | 57,350 | $834.5K | <0.1% | +495+0.9% | Added | – |
| AONAon plc | CL A | 2,584 | $837.8K | <0.1% | +116+4.7% | Added | History |
| Fidelity MSCI Energy Index ETF316092402 | ETF | 33,670 | $838.7K | <0.1% | +5,359+18.9% | Added | – |
| Dimensional ETF Trust25434V658 | GLOBAL REAL EST | 37,612 | $842.9K | <0.1% | +4,850+14.8% | Added | – |
| EOIEaton Vance Enhanced Equity Income Fund | COM | 53,244 | $843.9K | <0.1% | +1,013+1.9% | Added | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 31,415 | $845.4K | <0.1% | +438+1.4% | Added | – |
| STLDSteel Dynamics Inc | COM | 7,911 | $848.3K | <0.1% | +30.0% | Added | History |
| EXCExelon Corp | Stock | 22,602 | $854.2K | <0.1% | +2,876+14.6% | Added | History |
| INDIindie Semiconductor, Inc. | CLASS A COM | 135,884 | $856.1K | <0.1% | −4,012−2.9% | Reduced | History |
| DALDelta Air Lines, Inc. | COM NEW | 23,193 | $858.2K | <0.1% | −1,027−4.2% | Reduced | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 17,726 | $859.7K | <0.1% | −188−1.0% | Reduced | – |
| AVDXAvidXchange Holdings, Inc. | COM | 90,900 | $861.7K | <0.1% | +90,900 | New | History |
| BMOBank of Montreal | COM | 10,228 | $863.0K | <0.1% | −127−1.2% | Reduced | History |
| Vanguard Admiral FDS Inc921932794 | SMLCP 600 GRTH | 9,173 | $865.1K | <0.1% | +55+0.6% | Added | – |
| TAPMolson Coors Beverage Co | CL B | 13,609 | $865.4K | <0.1% | +1,189+9.6% | Added | History |
| LNCLincoln National Corp | COM | 35,084 | $866.2K | <0.1% | −2,902−7.6% | Reduced | History |
| SPXXNuveen S&P 500 Dynamic Overwrite Fund | COM | 58,569 | $868.0K | <0.1% | −951−1.6% | Reduced | History |
| DECKDeckers Outdoor Corp | COM | 1,690 | $868.8K | <0.1% | +128+8.2% | Added | History |
| MDXGMimedx Group, Inc. | COM | 119,900 | $874.1K | <0.1% | −4,500−3.6% | Reduced | History |
Options (17)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BMOBank of Montreal | COM | $34.9K | – |
| RYRoyal Bank of Canada | Stock | $33.5K | – |
| DEDeere & Co | Stock | $27.5K | – |
| ZSZscaler, Inc. | Stock | $27.3K | – |
| COFCapital One Financial Corp | Stock | $18.3K | – |
| GOLFAcushnet Holdings Corp. | COM | $14.8K | – |
| NUENucor Corp | COM | $11.8K | – |
| LOWLowes Companies Inc | Stock | $10.8K | – |
| MCHPMicrochip Technology Inc | Stock | $8.26K | – |
| AAPLApple Inc. | Stock | $7.72K | – |
| WSMWilliams Sonoma Inc | COM | $6.97K | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | – | $6.90K |
| MAMastercard Inc | Stock | $5.00K | – |
| PLTRPalantir Technologies Inc. | Stock | $3.20K | – |
| STLDSteel Dynamics Inc | COM | $2.80K | – |
| ODFLOld Dominion Freight Line, Inc. | COM | $2.28K | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | – | $63 |
Sold out since Q2 2023 (76)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| WisdomTree Tr97717W380 | INTRST RATE HDGE | 217,695 | $9.63M | 0.1% | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 168,569 | $4.15M | <0.1% | – |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 61,313 | $3.82M | <0.1% | History |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 156,000 | $3.66M | <0.1% | – |
| NUVANuvasive Inc | COM | 64,220 | $2.67M | <0.1% | History |
| TDCTeradata Corp | Stock | 41,299 | $2.21M | <0.1% | History |
| CNHCNH Industrial N.V. | SHS | 119,707 | $1.72M | <0.1% | History |
| Global X FDS37954Y830 | GLOBAL X COPPER | 43,610 | $1.64M | <0.1% | – |
| CFGCitizens Financial Group Inc | COM | 57,623 | $1.50M | <0.1% | History |
| VRRMVerra Mobility Corp | CL A COM STK | 65,120 | $1.28M | <0.1% | History |
| CRCrane Co | COMMON STOCK | 13,980 | $1.25M | <0.1% | History |
| TRMBTrimble Inc. | COM | 22,937 | $1.21M | <0.1% | History |
| Global X Uranium ETF37954Y871 | ETF | 55,208 | $1.20M | <0.1% | – |
| LNTHLantheus Holdings, Inc. | Stock | 14,219 | $1.19M | <0.1% | History |
| ETF Managers Tr26924G102 | PRIME JUNIR SLVR | 115,939 | $1.09M | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 41,061 | $965.3K | <0.1% | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 20,177 | $823.8K | <0.1% | – |
| SKINSkinHealth Systems Inc. | COM CL A | 90,670 | $758.9K | <0.1% | History |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 13,150 | $721.5K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 10,489 | $640.0K | <0.1% | – |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 8,482 | $616.0K | <0.1% | History |
| GTMZoomInfo Technologies Inc. | Stock | 23,767 | $603.4K | <0.1% | History |
| AMNAmn Healthcare Services Inc | COM | 4,068 | $443.9K | <0.1% | History |
| NRGNRG Energy, Inc. | Stock | 10,678 | $399.3K | <0.1% | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 10,532 | $342.7K | <0.1% | – |
| CYRXCryoport, Inc. | COM PAR $0.001 | 19,200 | $331.2K | <0.1% | History |
| VTRVentas, Inc. | REIT | 6,914 | $326.8K | <0.1% | History |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 11,193 | $322.2K | <0.1% | – |
| UHSUniversal Health Services Inc | CL B | 1,928 | $304.2K | <0.1% | History |
| HIHillenbrand, Inc. | COM | 5,900 | $302.6K | <0.1% | History |
| SUMSummit Materials, Inc. | CL A | 7,424 | $281.0K | <0.1% | History |
| HEHawaiian Electric Industries Inc | COM | 7,609 | $275.4K | <0.1% | History |
| Tidal Trust I886364645 | SONICSHARES GBL | 10,408 | $271.6K | <0.1% | – |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 34,572 | $269.7K | <0.1% | History |
| Schwab US Tips ETF808524870 | ETF | 4,811 | $252.2K | <0.1% | – |
| UFPTUfp Technologies Inc | COM | 1,300 | $252.0K | <0.1% | History |
| DGIIDigi International Inc | COM | 6,370 | $250.9K | <0.1% | History |
| LUVSouthwest Airlines Co | COM | 6,910 | $250.2K | <0.1% | History |
| NVCRNovoCure Ltd | ORD SHS | 5,940 | $246.5K | <0.1% | History |
| LITELumentum Holdings Inc. | COM | 4,323 | $245.2K | <0.1% | History |
| GLDMWorld Gold Trust | SPDR GLD MINIS | 6,419 | $244.5K | <0.1% | History |
| APTVAptiv PLC | SHS | 2,310 | $235.8K | <0.1% | History |
| OSPNOneSpan Inc. | COM | 15,723 | $233.3K | <0.1% | History |
| EGLEEagle Bulk Shipping Inc. | COM | 4,800 | $230.6K | <0.1% | History |
| iShares Inc464286293 | ASIA/PAC DIV ETF | 6,975 | $229.1K | <0.1% | – |
| iShares Inc464286285 | JP MRGN EM HI BD | 6,521 | $229.1K | <0.1% | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,970 | $227.1K | <0.1% | – |
| NRTNorth European Oil Royalty Trust | SH BEN INT | 17,450 | $226.5K | <0.1% | History |
| QSIQuantum-Si Inc | COM CL A | 125,000 | $223.8K | <0.1% | History |
| FRGFranchise Group, Inc. | COM | 7,800 | $223.4K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J783 | BULSHS 2027 CB | 11,689 | $222.4K | <0.1% | – |
| SWKStanley Black & Decker, Inc. | COM | 2,351 | $220.4K | <0.1% | History |
| UALUnited Airlines Holdings, Inc. | COM | 3,999 | $219.4K | <0.1% | History |
| HOLXHologic Inc | COM | 2,707 | $219.2K | <0.1% | History |
| MPWRMonolithic Power Systems, Inc. | COM | 403 | $217.9K | <0.1% | History |
| OLNOLIN Corp | Stock | 4,105 | $211.0K | <0.1% | History |
| SHLSShoals Technologies Group, Inc. | CL A | 8,250 | $210.9K | <0.1% | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 1,823 | $209.5K | <0.1% | – |
| INCYIncyte Corp | COM | 3,362 | $209.3K | <0.1% | History |
| PACWPacwest Bancorp | COM | 25,596 | $208.6K | <0.1% | History |
| BANFBancfirst Corp | COM | 2,224 | $204.6K | <0.1% | History |
| BYNDBeyond Meat, Inc. | COM | 14,637 | $190.0K | <0.1% | History |
| iShares Global Clean Energy ETF464288224 | ETF | 10,301 | $189.6K | <0.1% | – |
| HQHabrdn Healthcare Investors | SH BEN INT | 10,940 | $186.5K | <0.1% | History |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $152.7K | <0.1% | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $145.5K | <0.1% | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $141.6K | <0.1% | – |
| Macom Tech Solutions Hldgs I55405YAB6 | NOTE 0.250% 3/1 | – | $140.0K | <0.1% | – |
| PCQPIMCO California Municipal Income Fund | COM | 13,615 | $133.4K | <0.1% | History |
| Invesco High Income 2023 Tar46135X108 | COM | 16,000 | $118.7K | <0.1% | – |
| NVTAInvitae Corp | COM | 91,403 | $103.3K | <0.1% | History |
| NSLNuveen Senior Income Fund | COM | 19,864 | $91.0K | <0.1% | History |
| IGRCbre Global Real Estate Income Fund | COM | 15,550 | $81.3K | <0.1% | History |
| AMRSAmyris, Inc. | COM NEW | 68,038 | $70.1K | <0.1% | History |
| EXKEndeavour Silver Corp | COM | 17,481 | $50.5K | <0.1% | History |
| IMBILegacy IMBDS, Inc. | COM CL A | 152,329 | $20.1K | <0.1% | History |