D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 8, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 1,314
- −10 vs. Q2 2023
- Portfolio value
- $9.21B
- −$258.1M (−2.7%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Equity Commonwealth 6.5 Cum Conv PFD D294628201 | COM | 19,709 | $492.9K | <0.1% | +3,215+19.5% | Added | – |
| First Tr Exch Traded FD III33739P202 | EME MRK BD ETF | 18,279 | $494.4K | <0.1% | +470+2.6% | Added | – |
| SMCISuper Micro Computer, Inc. | COM | 1,805 | $495.0K | <0.1% | +955+112.4% | Added | History |
| First Tr Exchange-Traded FD33734X119 | CONSUMR STAPLE | 8,226 | $496.4K | <0.1% | +145+1.8% | Added | – |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 606 | $498.7K | <0.1% | −301−33.2% | Reduced | History |
| ARK Innovation ETF00214Q104 | ETF | 12,608 | $500.2K | <0.1% | −922−6.8% | Reduced | – |
| MSIMotorola Solutions, Inc. | Stock | 1,846 | $502.7K | <0.1% | +52+2.9% | Added | History |
| SIVRabrdn Silver ETF Trust | PHYSCL SILVR SHS | 23,742 | $504.8K | <0.1% | +23,742 | New | History |
| MANHManhattan Associates Inc | Stock | 2,568 | $507.6K | <0.1% | +2+0.1% | Added | History |
| IIPRInnovative Industrial Properties Inc | COM | 6,710 | $507.7K | <0.1% | −145−2.1% | Reduced | History |
| MASMasco Corp | COM | 9,508 | $508.2K | <0.1% | −29−0.3% | Reduced | History |
| First Tr Exch TRD Alphdx FD33737J117 | EUROPE ALPHADEX | 15,399 | $508.3K | <0.1% | −188−1.2% | Reduced | – |
| ELEstee Lauder Companies Inc | CL A | 3,524 | $509.4K | <0.1% | +654+22.8% | Added | History |
| BAHBooz Allen Hamilton Holding Corp | CL A | 4,670 | $510.3K | <0.1% | −446−8.7% | Reduced | History |
| OGSONE Gas, Inc. | COM | 7,512 | $512.9K | <0.1% | +72+1.0% | Added | History |
| AJGArthur J. Gallagher & Co. | COM | 2,254 | $513.8K | <0.1% | −10.0% | Reduced | History |
| Invesco Exchange Traded FD T46137V449 | S&P 100 EQL WIGH | 6,579 | $516.8K | <0.1% | +3,169+92.9% | Added | – |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 67,669 | $517.0K | <0.1% | 00.0% | Unchanged | History |
| ICHRIchor Holdings, Ltd. | SHS | 16,733 | $518.1K | <0.1% | −261−1.5% | Reduced | History |
| AXSMAxsome Therapeutics, Inc. | COM | 7,430 | $519.3K | <0.1% | −15−0.2% | Reduced | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 12,608 | $520.2K | <0.1% | +1,711+15.7% | Added | – |
| CMAComerica Inc | COM | 12,525 | $520.4K | <0.1% | +300+2.5% | Added | History |
| iShares Tr46436E866 | IBONDS 25 TRM TS | 22,549 | $520.4K | <0.1% | +7,080+45.8% | Added | – |
| Vanguard World FD921910873 | MEGA CAP INDEX | 3,431 | $521.2K | <0.1% | +10.0% | Added | – |
| CUBECubeSmart | REIT | 13,704 | $522.5K | <0.1% | −734−5.1% | Reduced | History |
| ERIIEnergy Recovery, Inc. | COM | 24,658 | $523.0K | <0.1% | −1,300−5.0% | Reduced | History |
| First Tr Exchange-Traded Alp33737M102 | MID CP GR ALPH | 8,640 | $524.4K | <0.1% | −20.0% | Reduced | – |
| XYZBlock, Inc. | CL A | 11,854 | $524.7K | <0.1% | −9,746−45.1% | Reduced | History |
| CINFCincinnati Financial Corp | COM | 5,139 | $525.7K | <0.1% | −69−1.3% | Reduced | History |
| WPCW. P. Carey Inc. | COM | 9,738 | $526.7K | <0.1% | −3,087−24.1% | Reduced | History |
| PTCPTC Inc. | Stock | 3,722 | $527.3K | <0.1% | −1,533−29.2% | Reduced | History |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 5,919 | $528.1K | <0.1% | +243+4.3% | Added | – |
| VRNAVerona Pharma plc | SPONSORED ADS | 32,500 | $529.8K | <0.1% | 00.0% | Unchanged | History |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 10,626 | $531.8K | <0.1% | +855+8.8% | Added | – |
| MCOMoodys Corp | Stock | 1,688 | $534.0K | <0.1% | +484+40.2% | Added | History |
| PPLPPL Corp | COM | 22,710 | $535.1K | <0.1% | −1,729−7.1% | Reduced | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 5,668 | $536.8K | <0.1% | −906−13.8% | Reduced | History |
| PRIPrimerica, Inc. | Stock | 2,771 | $537.6K | <0.1% | −77−2.7% | Reduced | History |
| GATXGatx Corp | COM | 4,957 | $539.5K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exch Traded FD III33739P301 | MUNI HI INCM ETF | 11,972 | $539.6K | <0.1% | +4,078+51.7% | Added | – |
| Nushares ETF Tr67092P300 | NUVEEN ESG LRGVL | 16,064 | $539.6K | <0.1% | 00.0% | Unchanged | – |
| UUnity Software Inc. | COM | 17,340 | $544.3K | <0.1% | +968+5.9% | Added | History |
| NXHNeighborhood Intelligence, Inc. | COM | 34,410 | $544.4K | <0.1% | −1,315−3.7% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 1,192 | $544.7K | <0.1% | −5,197−81.3% | Reduced | History |
| HROWHarrow, Inc. | COM | 37,980 | $545.8K | <0.1% | −407−1.1% | Reduced | History |
| DOVDOVER Corp | COM | 3,918 | $546.6K | <0.1% | −188−4.6% | Reduced | History |
| QSRRestaurant Brands International Inc. | COM | 8,209 | $546.9K | <0.1% | +120+1.5% | Added | History |
| First Tr Exchange-Traded FD33734X200 | DJ GLBL DIVID | 26,846 | $553.3K | <0.1% | 00.0% | Unchanged | – |
| ATIAti Inc | Stock | 13,495 | $555.3K | <0.1% | −1,300−8.8% | Reduced | History |
| Global X FDS37954Y632 | ARTIFICIAL ETF | 20,680 | $556.5K | <0.1% | +20,680 | New | – |
| WisdomTree Tr97717W521 | JAPAN OPPOR FD | 19,381 | $556.6K | <0.1% | +19,381 | New | – |
| TMToyota Motor Corp | ADS | 3,109 | $558.9K | <0.1% | +846+37.4% | Added | History |
| ZMZoom Communications, Inc. | Stock | 7,996 | $559.2K | <0.1% | −733−8.4% | Reduced | History |
| ILPTIndustrial Logistics Properties Trust | COM SHS BEN INT | 194,200 | $561.2K | <0.1% | −51,000−20.8% | Reduced | History |
| Hartford FDS Exchange Traded41653L503 | MUN OPORTUNITE | 15,259 | $561.7K | <0.1% | −16,855−52.5% | Reduced | – |
| BCCBoise Cascade Co | COM | 5,455 | $562.1K | <0.1% | −964−15.0% | Reduced | History |
| NDAQNasdaq, Inc. | COM | 11,631 | $565.2K | <0.1% | −706−5.7% | Reduced | History |
| PAYCPaycom Software, Inc. | Stock | 2,196 | $569.4K | <0.1% | +18+0.8% | Added | History |
| Dimensional ETF Trust25434V724 | US MKTWIDE VALUE | 16,768 | $570.4K | <0.1% | +887+5.6% | Added | – |
| SOFISoFi Technologies, Inc. | Stock | 71,654 | $572.5K | <0.1% | +1,092+1.5% | Added | History |
| VanEck ETF Trust92189F700 | AGRIBUSINESS ETF | 7,360 | $579.2K | <0.1% | +335+4.8% | Added | – |
| MFCManulife Financial Corp | COM | 31,737 | $580.2K | <0.1% | −4,343−12.0% | Reduced | History |
| Pacer FDS Tr69374H709 | GLOBL CASH ETF | 17,866 | $581.4K | <0.1% | −71,036−79.9% | Reduced | – |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 3,290 | $582.7K | <0.1% | +57+1.8% | Added | History |
| GVAGranite Construction Inc | COM | 15,328 | $582.8K | <0.1% | 00.0% | Unchanged | History |
| WisdomTree Tr97717X214 | EMERG MKTS ESG | 21,612 | $583.9K | <0.1% | −5,300−19.7% | Reduced | – |
| Vanguard Wellington FD921935706 | US QUALITY | 5,200 | $584.0K | <0.1% | 00.0% | Unchanged | – |
| APAAPA Corp | Stock | 14,251 | $585.7K | <0.1% | +1,909+15.5% | Added | History |
| DCIDonaldson Co Inc | Stock | 9,844 | $587.1K | <0.1% | +221+2.3% | Added | History |
| BENFranklin Templeton Inc | COM | 23,907 | $587.6K | <0.1% | +5,928+33.0% | Added | History |
| GOLDGold.com, Inc. | COM | 20,108 | $589.8K | <0.1% | +90.0% | Added | History |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 4,002 | $589.9K | <0.1% | −43−1.1% | Reduced | – |
| THQabrdn Healthcare Opportunities Fund | SHS | 34,795 | $590.8K | <0.1% | −5,819−14.3% | Reduced | History |
| CEFSprott Physical Gold & Silver Trust | PHYSICAL GOLD AN | 34,225 | $592.8K | <0.1% | −495−1.4% | Reduced | History |
| Pacer Trendpilot US Large Cap ETF69374H105 | ETF | 14,877 | $594.5K | <0.1% | +1,500+11.2% | Added | – |
| SARSaratoga Investment Corp. | COM NEW | 23,167 | $595.4K | <0.1% | +327+1.4% | Added | History |
| First Tr Exch Traded FD III33739P855 | INSTL PFD SECS | 35,312 | $596.1K | <0.1% | −15,319−30.3% | Reduced | – |
| NACNuveen California Quality Municipal Income Fund | COM | 62,426 | $602.4K | <0.1% | −23,453−27.3% | Reduced | History |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 541 | $603.2K | <0.1% | +118+27.9% | Added | History |
| EDConsolidated Edison Inc | Stock | 7,057 | $603.7K | <0.1% | +263+3.9% | Added | History |
| Global X FDS37954Y673 | US INFR DEV ETF | 19,884 | $604.1K | <0.1% | −737−3.6% | Reduced | – |
| QRVOQorvo, Inc. | Stock | 6,332 | $604.5K | <0.1% | −1,388−18.0% | Reduced | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 9,410 | $606.6K | <0.1% | 00.0% | Unchanged | – |
| SGENSeagen Inc. | COM | 2,881 | $611.2K | <0.1% | −92−3.1% | Reduced | History |
| AOSSmith A O Corp | COM | 9,294 | $614.6K | <0.1% | −924−9.0% | Reduced | History |
| Vanguard Wellington FD921935805 | US VALUE FACTR | 6,260 | $626.5K | <0.1% | 00.0% | Unchanged | – |
| SNOWSnowflake Inc. | Stock | 4,103 | $626.8K | <0.1% | +144+3.6% | Added | History |
| DELLDell Technologies Inc. | Stock | 9,135 | $629.4K | <0.1% | +818+9.8% | Added | History |
| CEGConstellation Energy Corp | Stock | 5,784 | $630.9K | <0.1% | +839+17.0% | Added | History |
| iShares Tr464288646 | ISHS 1-5YR INVS | 12,668 | $631.3K | <0.1% | −39,060−75.5% | Reduced | – |
| IDXXIDEXX Laboratories Inc | COM | 1,445 | $631.9K | <0.1% | −4−0.3% | Reduced | History |
| XPOFXponential Fitness, Inc. | COM CL A | 40,957 | $634.8K | <0.1% | −768−1.8% | Reduced | History |
| LEGLeggett & Platt Inc | Stock | 24,987 | $634.9K | <0.1% | −715−2.8% | Reduced | History |
| GTLBGitlab Inc. | CLASS A COM | 14,085 | $636.9K | <0.1% | −590−4.0% | Reduced | History |
| HWMHowmet Aerospace Inc. | Stock | 13,785 | $637.6K | <0.1% | +388+2.9% | Added | History |
| BEAMBeam Therapeutics Inc. | COM | 26,545 | $638.4K | <0.1% | +8,321+45.7% | Added | History |
| XYLXylem Inc. | COM | 7,030 | $639.9K | <0.1% | +1,825+35.1% | Added | History |
| iShares Tr46432F875 | MRNGSTR INC ETF | 33,670 | $641.1K | <0.1% | −21,372−38.8% | Reduced | – |
| Capital Group Growth ETF14020G101 | SHS CREAT UNIT | 26,211 | $642.2K | <0.1% | +1,669+6.8% | Added | – |
| Dimensional ETF Trust25434V807 | INTERNATNAL VAL | 19,733 | $643.7K | <0.1% | +3,017+18.0% | Added | – |
Options (17)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BMOBank of Montreal | COM | $34.9K | – |
| RYRoyal Bank of Canada | Stock | $33.5K | – |
| DEDeere & Co | Stock | $27.5K | – |
| ZSZscaler, Inc. | Stock | $27.3K | – |
| COFCapital One Financial Corp | Stock | $18.3K | – |
| GOLFAcushnet Holdings Corp. | COM | $14.8K | – |
| NUENucor Corp | COM | $11.8K | – |
| LOWLowes Companies Inc | Stock | $10.8K | – |
| MCHPMicrochip Technology Inc | Stock | $8.26K | – |
| AAPLApple Inc. | Stock | $7.72K | – |
| WSMWilliams Sonoma Inc | COM | $6.97K | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | – | $6.90K |
| MAMastercard Inc | Stock | $5.00K | – |
| PLTRPalantir Technologies Inc. | Stock | $3.20K | – |
| STLDSteel Dynamics Inc | COM | $2.80K | – |
| ODFLOld Dominion Freight Line, Inc. | COM | $2.28K | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | – | $63 |
Sold out since Q2 2023 (76)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| WisdomTree Tr97717W380 | INTRST RATE HDGE | 217,695 | $9.63M | 0.1% | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 168,569 | $4.15M | <0.1% | – |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 61,313 | $3.82M | <0.1% | History |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 156,000 | $3.66M | <0.1% | – |
| NUVANuvasive Inc | COM | 64,220 | $2.67M | <0.1% | History |
| TDCTeradata Corp | Stock | 41,299 | $2.21M | <0.1% | History |
| CNHCNH Industrial N.V. | SHS | 119,707 | $1.72M | <0.1% | History |
| Global X FDS37954Y830 | GLOBAL X COPPER | 43,610 | $1.64M | <0.1% | – |
| CFGCitizens Financial Group Inc | COM | 57,623 | $1.50M | <0.1% | History |
| VRRMVerra Mobility Corp | CL A COM STK | 65,120 | $1.28M | <0.1% | History |
| CRCrane Co | COMMON STOCK | 13,980 | $1.25M | <0.1% | History |
| TRMBTrimble Inc. | COM | 22,937 | $1.21M | <0.1% | History |
| Global X Uranium ETF37954Y871 | ETF | 55,208 | $1.20M | <0.1% | – |
| LNTHLantheus Holdings, Inc. | Stock | 14,219 | $1.19M | <0.1% | History |
| ETF Managers Tr26924G102 | PRIME JUNIR SLVR | 115,939 | $1.09M | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 41,061 | $965.3K | <0.1% | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 20,177 | $823.8K | <0.1% | – |
| SKINSkinHealth Systems Inc. | COM CL A | 90,670 | $758.9K | <0.1% | History |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 13,150 | $721.5K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 10,489 | $640.0K | <0.1% | – |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 8,482 | $616.0K | <0.1% | History |
| GTMZoomInfo Technologies Inc. | Stock | 23,767 | $603.4K | <0.1% | History |
| AMNAmn Healthcare Services Inc | COM | 4,068 | $443.9K | <0.1% | History |
| NRGNRG Energy, Inc. | Stock | 10,678 | $399.3K | <0.1% | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 10,532 | $342.7K | <0.1% | – |
| CYRXCryoport, Inc. | COM PAR $0.001 | 19,200 | $331.2K | <0.1% | History |
| VTRVentas, Inc. | REIT | 6,914 | $326.8K | <0.1% | History |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 11,193 | $322.2K | <0.1% | – |
| UHSUniversal Health Services Inc | CL B | 1,928 | $304.2K | <0.1% | History |
| HIHillenbrand, Inc. | COM | 5,900 | $302.6K | <0.1% | History |
| SUMSummit Materials, Inc. | CL A | 7,424 | $281.0K | <0.1% | History |
| HEHawaiian Electric Industries Inc | COM | 7,609 | $275.4K | <0.1% | History |
| Tidal Trust I886364645 | SONICSHARES GBL | 10,408 | $271.6K | <0.1% | – |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 34,572 | $269.7K | <0.1% | History |
| Schwab US Tips ETF808524870 | ETF | 4,811 | $252.2K | <0.1% | – |
| UFPTUfp Technologies Inc | COM | 1,300 | $252.0K | <0.1% | History |
| DGIIDigi International Inc | COM | 6,370 | $250.9K | <0.1% | History |
| LUVSouthwest Airlines Co | COM | 6,910 | $250.2K | <0.1% | History |
| NVCRNovoCure Ltd | ORD SHS | 5,940 | $246.5K | <0.1% | History |
| LITELumentum Holdings Inc. | COM | 4,323 | $245.2K | <0.1% | History |
| GLDMWorld Gold Trust | SPDR GLD MINIS | 6,419 | $244.5K | <0.1% | History |
| APTVAptiv PLC | SHS | 2,310 | $235.8K | <0.1% | History |
| OSPNOneSpan Inc. | COM | 15,723 | $233.3K | <0.1% | History |
| EGLEEagle Bulk Shipping Inc. | COM | 4,800 | $230.6K | <0.1% | History |
| iShares Inc464286293 | ASIA/PAC DIV ETF | 6,975 | $229.1K | <0.1% | – |
| iShares Inc464286285 | JP MRGN EM HI BD | 6,521 | $229.1K | <0.1% | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,970 | $227.1K | <0.1% | – |
| NRTNorth European Oil Royalty Trust | SH BEN INT | 17,450 | $226.5K | <0.1% | History |
| QSIQuantum-Si Inc | COM CL A | 125,000 | $223.8K | <0.1% | History |
| FRGFranchise Group, Inc. | COM | 7,800 | $223.4K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J783 | BULSHS 2027 CB | 11,689 | $222.4K | <0.1% | – |
| SWKStanley Black & Decker, Inc. | COM | 2,351 | $220.4K | <0.1% | History |
| UALUnited Airlines Holdings, Inc. | COM | 3,999 | $219.4K | <0.1% | History |
| HOLXHologic Inc | COM | 2,707 | $219.2K | <0.1% | History |
| MPWRMonolithic Power Systems, Inc. | COM | 403 | $217.9K | <0.1% | History |
| OLNOLIN Corp | Stock | 4,105 | $211.0K | <0.1% | History |
| SHLSShoals Technologies Group, Inc. | CL A | 8,250 | $210.9K | <0.1% | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 1,823 | $209.5K | <0.1% | – |
| INCYIncyte Corp | COM | 3,362 | $209.3K | <0.1% | History |
| PACWPacwest Bancorp | COM | 25,596 | $208.6K | <0.1% | History |
| BANFBancfirst Corp | COM | 2,224 | $204.6K | <0.1% | History |
| BYNDBeyond Meat, Inc. | COM | 14,637 | $190.0K | <0.1% | History |
| iShares Global Clean Energy ETF464288224 | ETF | 10,301 | $189.6K | <0.1% | – |
| HQHabrdn Healthcare Investors | SH BEN INT | 10,940 | $186.5K | <0.1% | History |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $152.7K | <0.1% | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $145.5K | <0.1% | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $141.6K | <0.1% | – |
| Macom Tech Solutions Hldgs I55405YAB6 | NOTE 0.250% 3/1 | – | $140.0K | <0.1% | – |
| PCQPIMCO California Municipal Income Fund | COM | 13,615 | $133.4K | <0.1% | History |
| Invesco High Income 2023 Tar46135X108 | COM | 16,000 | $118.7K | <0.1% | – |
| NVTAInvitae Corp | COM | 91,403 | $103.3K | <0.1% | History |
| NSLNuveen Senior Income Fund | COM | 19,864 | $91.0K | <0.1% | History |
| IGRCbre Global Real Estate Income Fund | COM | 15,550 | $81.3K | <0.1% | History |
| AMRSAmyris, Inc. | COM NEW | 68,038 | $70.1K | <0.1% | History |
| EXKEndeavour Silver Corp | COM | 17,481 | $50.5K | <0.1% | History |
| IMBILegacy IMBDS, Inc. | COM CL A | 152,329 | $20.1K | <0.1% | History |