D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 8, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 1,314
- −10 vs. Q2 2023
- Portfolio value
- $9.21B
- −$258.1M (−2.7%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 48,658 | $370.3K | <0.1% | +7,875+19.3% | Added | History |
| AREAlexandria Real Estate Equities, Inc. | COM | 3,700 | $370.4K | <0.1% | +550+17.5% | Added | History |
| OMFOneMain Holdings, Inc. | COM | 9,251 | $370.9K | <0.1% | 00.0% | Unchanged | History |
| CEMClearBridge MLP & Midstream Fund Inc. | COM | 10,543 | $371.4K | <0.1% | +563+5.6% | Added | History |
| iShares Core S&P US Value ETF464287663 | ETF | 4,989 | $372.3K | <0.1% | +188+3.9% | Added | – |
| ELFe.l.f. Beauty, Inc. | COM | 3,402 | $373.6K | <0.1% | +430+14.5% | Added | History |
| FDUSFidus Investment Corp | COM | 19,467 | $373.8K | <0.1% | −4,500−18.8% | Reduced | History |
| BIGGQFormer BL Stores Inc | COM | 73,500 | $375.6K | <0.1% | 00.0% | Unchanged | History |
| EPREpr Properties | COM SH BEN INT | 9,045 | $375.7K | <0.1% | −280−3.0% | Reduced | History |
| WTSWatts Water Technologies Inc | CL A | 2,182 | $377.1K | <0.1% | −50−2.2% | Reduced | History |
| DFSDiscover Financial Services | COM | 4,365 | $378.2K | <0.1% | +807+22.7% | Added | History |
| SPDR Index Shs FDS78463X772 | ST S&P INTL ETF | 11,524 | $379.1K | <0.1% | −300−2.5% | Reduced | – |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 29,250 | $382.3K | <0.1% | +4,050+16.1% | Added | History |
| WDWalker & Dunlop, Inc. | COM | 5,150 | $382.3K | <0.1% | 00.0% | Unchanged | History |
| HASHasbro, Inc. | COM | 5,783 | $382.5K | <0.1% | +1,360+30.7% | Added | History |
| Pacer Developed Markets International Cash Cows 100 ETF69374H873 | ETF | 12,818 | $382.9K | <0.1% | −53,854−80.8% | Reduced | – |
| REPXRiley Exploration Permian, Inc. | COM | 12,050 | $383.1K | <0.1% | +12,050 | New | History |
| CORCencora, Inc. | Stock | 2,129 | $383.3K | <0.1% | +34+1.6% | Added | History |
| NIEVirtus Equity & Convertible Income Fund | COM | 19,280 | $383.5K | <0.1% | +4,375+29.4% | Added | History |
| CRVLCorvel Corp | COM | 1,951 | $383.7K | <0.1% | 00.0% | Unchanged | History |
| WCNWaste Connections, Inc. | COM | 2,878 | $386.5K | <0.1% | +169+6.2% | Added | History |
| ONTOOnto Innovation Inc. | COM | 3,034 | $386.9K | <0.1% | −10−0.3% | Reduced | History |
| TREXTrex Co Inc | COM | 6,294 | $387.9K | <0.1% | 00.0% | Unchanged | History |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 11,387 | $388.0K | <0.1% | +788+7.4% | Added | – |
| TTPTortoise Pipeline & Energy Fund, Inc. | COM | 13,895 | $389.2K | <0.1% | +895+6.9% | Added | History |
| GEHCGE HealthCare Technologies Inc. | Stock | 5,788 | $393.8K | <0.1% | −4,487−43.7% | Reduced | History |
| HBANHuntington Bancshares Inc | COM | 37,870 | $393.9K | <0.1% | +2,608+7.4% | Added | History |
| BTOJohn Hancock Financial Opportunities Fund | SH BEN INT NEW | 15,049 | $395.2K | <0.1% | +266+1.8% | Added | History |
| WIREEncore Wire Corp | COM | 2,170 | $395.9K | <0.1% | −233−9.7% | Reduced | History |
| MEDMedifast Inc | COM | 5,304 | $397.1K | <0.1% | +771+17.0% | Added | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 28,230 | $397.2K | <0.1% | 00.0% | Unchanged | History |
| ZSZscaler, Inc. | Stock | 2,561 | $398.5K | <0.1% | +250+10.8% | Added | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 8,334 | $400.9K | <0.1% | −2,111−20.2% | Reduced | – |
| VICIVici Properties Inc. | COM | 13,786 | $401.2K | <0.1% | +13,786 | New | History |
| Dimensional ETF Trust25434V716 | US SUSTAINABILTY | 14,498 | $402.2K | <0.1% | +14,498 | New | – |
| TPZTortoise Power & Energy Infrastructure Fund Inc | COM | 30,173 | $403.1K | <0.1% | +1,599+5.6% | Added | History |
| DOCUDocuSign, Inc. | Stock | 9,615 | $403.8K | <0.1% | −4,931−33.9% | Reduced | History |
| VCVInvesco California Value Municipal Income Trust | COM | 48,081 | $405.3K | <0.1% | +5,125+11.9% | Added | History |
| CHWYChewy, Inc. | CL A | 22,663 | $413.8K | <0.1% | +840+3.8% | Added | History |
| FCNCAFirst Citizens Bancshares Inc | CL A | 300 | $414.0K | <0.1% | 00.0% | Unchanged | History |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 17,295 | $414.0K | <0.1% | +200+1.2% | Added | – |
| iShares Tr464287549 | EXPND TEC SC ETF | 1,090 | $416.6K | <0.1% | −75−6.4% | Reduced | – |
| CAHCardinal Health Inc | Stock | 4,798 | $416.6K | <0.1% | +90+1.9% | Added | History |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 9,774 | $416.7K | <0.1% | −765−7.3% | Reduced | – |
| PAGPPlains GP Holdings LP | LTD PARTNR INT A | 25,940 | $418.2K | <0.1% | +3,154+13.8% | Added | History |
| UUPInvesco DB US Dollar Index Bullish Fund | BULLISH FD | 14,175 | $421.4K | <0.1% | −3,000−17.5% | Reduced | History |
| GOLFAcushnet Holdings Corp. | COM | 8,051 | $427.0K | <0.1% | 00.0% | Unchanged | History |
| Nushares ETF Tr67092P607 | NUVEEN ESG SMLCP | 12,312 | $428.7K | <0.1% | −727−5.6% | Reduced | – |
| TDSTelephone & Data Systems Inc | COM NEW | 23,521 | $430.7K | <0.1% | −180−0.8% | Reduced | History |
| Invesco Exchange Traded FD T46137V597 | RAFI US 1500 | 13,112 | $432.6K | <0.1% | 00.0% | UnchangedConverted for a 5-for-1 split | – |
| TRNTrinity Industries Inc | COM | 17,775 | $432.8K | <0.1% | +220+1.3% | Added | History |
| OMCOmnicom Group Inc. | COM | 5,822 | $433.6K | <0.1% | +17+0.3% | Added | History |
| MDCSekisui House U.S., Inc. | COM | 10,535 | $434.4K | <0.1% | +10,535 | New | History |
| RACEFerrari N.V. | COM | 1,471 | $434.8K | <0.1% | −15−1.0% | Reduced | History |
| DKSDick's Sporting Goods, Inc. | Stock | 4,011 | $435.6K | <0.1% | −2,459−38.0% | Reduced | History |
| LULUlululemon athletica inc. | Stock | 1,130 | $435.7K | <0.1% | +302+36.5% | Added | History |
| TRIThomson Reuters Corp | COM NO PAR | 3,566 | $436.2K | <0.1% | −16−0.4% | Reduced | History |
| Global X FDS37950E333 | GLBX SUPRINC ETF | 49,840 | $437.6K | <0.1% | +8,481+20.5% | Added | – |
| Global X FDS37954Y475 | S&P 500 COVERED | 11,280 | $438.7K | <0.1% | +2,415+27.2% | Added | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 32,041 | $439.6K | <0.1% | +364+1.1% | Added | History |
| LACLithium Americas Corp. | COM NEW | 25,865 | $440.0K | <0.1% | +9,615+59.2% | Added | History |
| TEAMAtlassian Corp | CL A | 2,184 | $440.1K | <0.1% | +74+3.5% | Added | History |
| COHUCohu Inc | COM | 12,864 | $443.0K | <0.1% | 00.0% | Unchanged | History |
| MROMarathon Oil Corp | COM | 16,574 | $443.4K | <0.1% | +189+1.2% | Added | History |
| HWKNHawkins Inc | COM | 7,600 | $447.3K | <0.1% | 00.0% | Unchanged | History |
| CPNGCoupang, Inc. | CL A | 26,323 | $447.5K | <0.1% | +5,823+28.4% | Added | History |
| SNYSanofi | SPONSORED ADR | 8,385 | $449.8K | <0.1% | −5,462−39.4% | Reduced | History |
| ACIWAci Worldwide, Inc. | Stock | 20,000 | $451.2K | <0.1% | 00.0% | Unchanged | History |
| New York Life Investments Et45409B560 | FTSE INTL EQTY C | 19,499 | $451.2K | <0.1% | −3,564−15.5% | Reduced | – |
| First Tr MLP & Energy Incom33739B104 | COM | 57,122 | $451.8K | <0.1% | −272−0.5% | Reduced | – |
| SUSuncor Energy Inc | Stock | 13,168 | $452.7K | <0.1% | −11,195−46.0% | Reduced | History |
| MWAMueller Water Products, Inc. | COM SER A | 35,717 | $452.9K | <0.1% | −1,092−3.0% | Reduced | History |
| CASYCaseys General Stores Inc | COM | 1,672 | $454.0K | <0.1% | 00.0% | Unchanged | History |
| LNTAlliant Energy Corp | Stock | 9,379 | $454.5K | <0.1% | −24−0.3% | Reduced | History |
| ICLRIcon PLC | COM | 1,849 | $455.3K | <0.1% | +481+35.2% | Added | History |
| FDSFactset Research Systems Inc | Stock | 1,042 | $455.8K | <0.1% | −30−2.8% | Reduced | History |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 6,036 | $458.7K | <0.1% | −411−6.4% | Reduced | – |
| iShares Tr464287291 | GLOBAL TECH ETF | 7,962 | $460.5K | <0.1% | −85−1.1% | Reduced | – |
| DINOHF Sinclair Corp | COM | 8,110 | $461.7K | <0.1% | +8,110 | New | History |
| EGEverest Group, Ltd. | COM | 1,245 | $462.8K | <0.1% | −9−0.7% | Reduced | History |
| VMCVulcan Materials CO | COM | 2,301 | $464.9K | <0.1% | +10.0% | Added | History |
| CWTCalifornia Water Service Group | COM | 9,837 | $465.4K | <0.1% | +10.0% | Added | History |
| APOApollo Global Management, Inc. | COM | 5,204 | $467.1K | <0.1% | −5,100−49.5% | Reduced | History |
| BSXBoston Scientific Corp | Stock | 8,851 | $467.3K | <0.1% | +311+3.6% | Added | History |
| Invesco Exch Traded FD Tr II46138E388 | S&P 500 EX RAT | 10,510 | $468.6K | <0.1% | −257−2.4% | Reduced | – |
| iShares Tr464287333 | GLOBAL FINLS ETF | 6,672 | $470.0K | <0.1% | −770−10.3% | Reduced | – |
| OTTROtter Tail Corp | COM | 6,200 | $470.7K | <0.1% | 00.0% | Unchanged | History |
| ECATBlackRock ESG Capital Allocation Term Trust | SHS BEN INT | 31,830 | $470.8K | <0.1% | −1,600−4.8% | Reduced | History |
| MGRCMcGrath Rentcorp | COM | 4,700 | $471.1K | <0.1% | 00.0% | Unchanged | History |
| TMDXTransMedics Group, Inc. | COM | 8,612 | $471.5K | <0.1% | +59+0.7% | Added | History |
| SNVSynovus Financial Corp | COM NEW | 16,975 | $471.9K | <0.1% | −9,164−35.1% | Reduced | History |
| TXRHTexas Roadhouse, Inc. | COM | 4,938 | $474.6K | <0.1% | −160−3.1% | Reduced | History |
| GWREGuidewire Software, Inc. | COM | 5,283 | $475.5K | <0.1% | +31+0.6% | Added | History |
| TEAFTortoise Sustainable & Social Impact Term Fund | Closed-End Fund | 39,734 | $476.0K | <0.1% | +913+2.4% | Added | History |
| Vanguard Utilities ETF92204A876 | ETF | 3,754 | $478.8K | <0.1% | −5,495−59.4% | Reduced | – |
| MCHPMicrochip Technology Inc | Stock | 6,188 | $483.0K | <0.1% | +79+1.3% | Added | History |
| EQIXEquinix Inc | COM | 671 | $487.3K | <0.1% | +132+24.5% | Added | History |
| LSTRLandstar System Inc | COM | 2,755 | $487.5K | <0.1% | +22+0.8% | Added | History |
| STRAStrategic Education, Inc. | COM | 6,483 | $487.8K | <0.1% | +1,391+27.3% | Added | History |
| DTEDte Energy Co | COM | 4,954 | $491.9K | <0.1% | +4,954 | New | History |
Options (17)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BMOBank of Montreal | COM | $34.9K | – |
| RYRoyal Bank of Canada | Stock | $33.5K | – |
| DEDeere & Co | Stock | $27.5K | – |
| ZSZscaler, Inc. | Stock | $27.3K | – |
| COFCapital One Financial Corp | Stock | $18.3K | – |
| GOLFAcushnet Holdings Corp. | COM | $14.8K | – |
| NUENucor Corp | COM | $11.8K | – |
| LOWLowes Companies Inc | Stock | $10.8K | – |
| MCHPMicrochip Technology Inc | Stock | $8.26K | – |
| AAPLApple Inc. | Stock | $7.72K | – |
| WSMWilliams Sonoma Inc | COM | $6.97K | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | – | $6.90K |
| MAMastercard Inc | Stock | $5.00K | – |
| PLTRPalantir Technologies Inc. | Stock | $3.20K | – |
| STLDSteel Dynamics Inc | COM | $2.80K | – |
| ODFLOld Dominion Freight Line, Inc. | COM | $2.28K | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | – | $63 |
Sold out since Q2 2023 (76)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| WisdomTree Tr97717W380 | INTRST RATE HDGE | 217,695 | $9.63M | 0.1% | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 168,569 | $4.15M | <0.1% | – |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 61,313 | $3.82M | <0.1% | History |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 156,000 | $3.66M | <0.1% | – |
| NUVANuvasive Inc | COM | 64,220 | $2.67M | <0.1% | History |
| TDCTeradata Corp | Stock | 41,299 | $2.21M | <0.1% | History |
| CNHCNH Industrial N.V. | SHS | 119,707 | $1.72M | <0.1% | History |
| Global X FDS37954Y830 | GLOBAL X COPPER | 43,610 | $1.64M | <0.1% | – |
| CFGCitizens Financial Group Inc | COM | 57,623 | $1.50M | <0.1% | History |
| VRRMVerra Mobility Corp | CL A COM STK | 65,120 | $1.28M | <0.1% | History |
| CRCrane Co | COMMON STOCK | 13,980 | $1.25M | <0.1% | History |
| TRMBTrimble Inc. | COM | 22,937 | $1.21M | <0.1% | History |
| Global X Uranium ETF37954Y871 | ETF | 55,208 | $1.20M | <0.1% | – |
| LNTHLantheus Holdings, Inc. | Stock | 14,219 | $1.19M | <0.1% | History |
| ETF Managers Tr26924G102 | PRIME JUNIR SLVR | 115,939 | $1.09M | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 41,061 | $965.3K | <0.1% | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 20,177 | $823.8K | <0.1% | – |
| SKINSkinHealth Systems Inc. | COM CL A | 90,670 | $758.9K | <0.1% | History |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 13,150 | $721.5K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 10,489 | $640.0K | <0.1% | – |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 8,482 | $616.0K | <0.1% | History |
| GTMZoomInfo Technologies Inc. | Stock | 23,767 | $603.4K | <0.1% | History |
| AMNAmn Healthcare Services Inc | COM | 4,068 | $443.9K | <0.1% | History |
| NRGNRG Energy, Inc. | Stock | 10,678 | $399.3K | <0.1% | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 10,532 | $342.7K | <0.1% | – |
| CYRXCryoport, Inc. | COM PAR $0.001 | 19,200 | $331.2K | <0.1% | History |
| VTRVentas, Inc. | REIT | 6,914 | $326.8K | <0.1% | History |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 11,193 | $322.2K | <0.1% | – |
| UHSUniversal Health Services Inc | CL B | 1,928 | $304.2K | <0.1% | History |
| HIHillenbrand, Inc. | COM | 5,900 | $302.6K | <0.1% | History |
| SUMSummit Materials, Inc. | CL A | 7,424 | $281.0K | <0.1% | History |
| HEHawaiian Electric Industries Inc | COM | 7,609 | $275.4K | <0.1% | History |
| Tidal Trust I886364645 | SONICSHARES GBL | 10,408 | $271.6K | <0.1% | – |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 34,572 | $269.7K | <0.1% | History |
| Schwab US Tips ETF808524870 | ETF | 4,811 | $252.2K | <0.1% | – |
| UFPTUfp Technologies Inc | COM | 1,300 | $252.0K | <0.1% | History |
| DGIIDigi International Inc | COM | 6,370 | $250.9K | <0.1% | History |
| LUVSouthwest Airlines Co | COM | 6,910 | $250.2K | <0.1% | History |
| NVCRNovoCure Ltd | ORD SHS | 5,940 | $246.5K | <0.1% | History |
| LITELumentum Holdings Inc. | COM | 4,323 | $245.2K | <0.1% | History |
| GLDMWorld Gold Trust | SPDR GLD MINIS | 6,419 | $244.5K | <0.1% | History |
| APTVAptiv PLC | SHS | 2,310 | $235.8K | <0.1% | History |
| OSPNOneSpan Inc. | COM | 15,723 | $233.3K | <0.1% | History |
| EGLEEagle Bulk Shipping Inc. | COM | 4,800 | $230.6K | <0.1% | History |
| iShares Inc464286293 | ASIA/PAC DIV ETF | 6,975 | $229.1K | <0.1% | – |
| iShares Inc464286285 | JP MRGN EM HI BD | 6,521 | $229.1K | <0.1% | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,970 | $227.1K | <0.1% | – |
| NRTNorth European Oil Royalty Trust | SH BEN INT | 17,450 | $226.5K | <0.1% | History |
| QSIQuantum-Si Inc | COM CL A | 125,000 | $223.8K | <0.1% | History |
| FRGFranchise Group, Inc. | COM | 7,800 | $223.4K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J783 | BULSHS 2027 CB | 11,689 | $222.4K | <0.1% | – |
| SWKStanley Black & Decker, Inc. | COM | 2,351 | $220.4K | <0.1% | History |
| UALUnited Airlines Holdings, Inc. | COM | 3,999 | $219.4K | <0.1% | History |
| HOLXHologic Inc | COM | 2,707 | $219.2K | <0.1% | History |
| MPWRMonolithic Power Systems, Inc. | COM | 403 | $217.9K | <0.1% | History |
| OLNOLIN Corp | Stock | 4,105 | $211.0K | <0.1% | History |
| SHLSShoals Technologies Group, Inc. | CL A | 8,250 | $210.9K | <0.1% | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 1,823 | $209.5K | <0.1% | – |
| INCYIncyte Corp | COM | 3,362 | $209.3K | <0.1% | History |
| PACWPacwest Bancorp | COM | 25,596 | $208.6K | <0.1% | History |
| BANFBancfirst Corp | COM | 2,224 | $204.6K | <0.1% | History |
| BYNDBeyond Meat, Inc. | COM | 14,637 | $190.0K | <0.1% | History |
| iShares Global Clean Energy ETF464288224 | ETF | 10,301 | $189.6K | <0.1% | – |
| HQHabrdn Healthcare Investors | SH BEN INT | 10,940 | $186.5K | <0.1% | History |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $152.7K | <0.1% | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $145.5K | <0.1% | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $141.6K | <0.1% | – |
| Macom Tech Solutions Hldgs I55405YAB6 | NOTE 0.250% 3/1 | – | $140.0K | <0.1% | – |
| PCQPIMCO California Municipal Income Fund | COM | 13,615 | $133.4K | <0.1% | History |
| Invesco High Income 2023 Tar46135X108 | COM | 16,000 | $118.7K | <0.1% | – |
| NVTAInvitae Corp | COM | 91,403 | $103.3K | <0.1% | History |
| NSLNuveen Senior Income Fund | COM | 19,864 | $91.0K | <0.1% | History |
| IGRCbre Global Real Estate Income Fund | COM | 15,550 | $81.3K | <0.1% | History |
| AMRSAmyris, Inc. | COM NEW | 68,038 | $70.1K | <0.1% | History |
| EXKEndeavour Silver Corp | COM | 17,481 | $50.5K | <0.1% | History |
| IMBILegacy IMBDS, Inc. | COM CL A | 152,329 | $20.1K | <0.1% | History |