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Livermore
Livermore
ZHEN

D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 8, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,314
−10 vs. Q2 2023
Portfolio value
$9.21B
−$258.1M (−2.7%) vs. Q2 2023
Filed
Nov 8, 2023
SEC
Holdings of D.A. Davidson & Co. in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
DGDollar General CorpCOM2,645$279.9K<0.1%+653+32.8%AddedHistory
FNBFNB CorpCOM25,944$279.9K<0.1%−249−1.0%ReducedHistory
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM30,715$280.4K<0.1%+2,864+10.3%AddedHistory
Vanguard Scottsdale FDS92206C706INTER TERM TREAS4,908$280.5K<0.1%−613−11.1%Reduced–
PLTRPalantir Technologies Inc.Stock17,637$282.2K<0.1%+17,637NewHistory
DHTDHT Holdings, Inc.SHS NEW27,400$282.2K<0.1%+9,800+55.7%AddedHistory
NTRSNorthern Trust CorpCOM4,076$283.3K<0.1%−640−13.6%ReducedHistory
EOSEaton Vance Enhanced Equity Income Fund IICOM16,513$283.7K<0.1%−1,068−6.1%ReducedHistory
GTGoodyear Tire & Rubber CoCOM22,870$284.3K<0.1%+22,870NewHistory
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS23,965$284.7K<0.1%+1,424+6.3%AddedHistory
Franklin Templeton ETF Tr35473P801US LRG CP MLTFCT6,615$284.9K<0.1%+75+1.1%Added–
NXPNuveen Select Tax Free Income PortfolioSH BEN INT21,494$285.9K<0.1%+68+0.3%AddedHistory
PFNPIMCO Income Strategy Fund IICOM43,383$285.9K<0.1%−30−0.1%ReducedHistory
Simplify Exchange Traded Fun82889N764HEDGED EQUITY11,845$288.6K<0.1%−745−5.9%Reduced–
SRPTSarepta Therapeutics, Inc.COM2,383$288.9K<0.1%00.0%UnchangedHistory
SCWO374Water Inc.Common Stock234,725$291.1K<0.1%+8,000+3.5%AddedHistory
HESMHess Midstream LPCL A SHS10,000$291.3K<0.1%−2,000−16.7%ReducedHistory
JHGJanus Henderson Group Ltd.ORD SHS11,328$292.5K<0.1%−482−4.1%ReducedHistory
Global X FDS37960A669SUPERDIVIDEND13,382$293.2K<0.1%+119+0.9%Added–
PEBOPeoples Bancorp IncCOM11,555$293.3K<0.1%+507+4.6%AddedHistory
DKNGDraftKings Inc.Stock9,970$293.5K<0.1%+9,970NewHistory
ADPTAdaptive Biotechnologies CorpCOM53,875$293.6K<0.1%−29,400−35.3%ReducedHistory
FNVFranco Nevada CorpStock2,199$293.6K<0.1%+9+0.4%AddedHistory
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT10,120$293.8K<0.1%+1,258+14.2%Added–
IDAIdacorp IncCOM3,139$294.0K<0.1%−602−16.1%ReducedHistory
First Tr Exchange-Traded FD33739Q507SSI STRG ETF9,608$298.5K<0.1%−7,500−43.8%Reduced–
WRKWestRock CoCOM8,340$298.6K<0.1%−1,305−13.5%ReducedHistory
FICOFair Isaac CorpCOM344$298.8K<0.1%−66−16.1%ReducedHistory
BROSDutch Bros Inc.CL A12,878$299.4K<0.1%+63+0.5%AddedHistory
SGOLabrdn Gold ETF TrustETF16,950$299.8K<0.1%−760−4.3%ReducedHistory
MCMoelis & CoCL A6,666$300.8K<0.1%00.0%UnchangedHistory
UBSIUnited Bankshares IncCOM10,942$301.9K<0.1%+964+9.7%AddedHistory
First Tr Exch TRD Alphdx FD33737J158JAPAN ALPHADEX6,077$302.3K<0.1%+6,077New–
SIGISelective Insurance Group IncCOM2,930$302.3K<0.1%00.0%UnchangedHistory
STMSTMicroelectronics N.V.NY REGISTRY7,052$304.4K<0.1%−200−2.8%ReducedHistory
ITGartner IncCOM893$306.8K<0.1%00.0%UnchangedHistory
T Rowe Price Exchange-Traded87283Q206PRICE EQT INCOME9,223$307.0K<0.1%+290+3.2%Added–
CNQCanadian Natural Resources LtdCOM4,750$307.2K<0.1%−35−0.7%ReducedHistory
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD6,921$308.8K<0.1%−21−0.3%Reduced–
FMNBFarmers National Banc CorpCOM26,851$310.4K<0.1%+208+0.8%AddedHistory
TBLDThornburg Income Builder Opportunities TrustCOM21,268$310.5K<0.1%+6,899+48.0%AddedHistory
GOODGladstone Commercial CorpCOM25,581$311.1K<0.1%+114+0.4%AddedHistory
SRSpire IncCOM5,500$311.2K<0.1%00.0%UnchangedHistory
NCANuveen California Municipal Value FundCOM STK37,916$311.3K<0.1%+7,057+22.9%AddedHistory
AERAerCap Holdings N.V.SHS4,977$311.9K<0.1%+361+7.8%AddedHistory
PNWPinnacle West Capital CorpCOM4,268$314.5K<0.1%−287−6.3%ReducedHistory
MSCIMSCI Inc.Stock614$315.0K<0.1%+614NewHistory
RITMRithm Capital Corp.REIT33,913$315.1K<0.1%+1,397+4.3%AddedHistory
CHKPCheck Point Software Technologies LtdORD2,377$316.8K<0.1%+127+5.6%AddedHistory
CIOCity Office REIT, Inc.COM74,659$317.3K<0.1%−23,341−23.8%ReducedHistory
iShares Tr46436E544ESG SELE SCR ETF9,601$317.4K<0.1%+959+11.1%Added–
CMCOColumbus McKinnon CorpCOM9,154$319.6K<0.1%−47−0.5%ReducedHistory
HIIHuntington Ingalls Industries, Inc.COM1,563$319.9K<0.1%−388−19.9%ReducedHistory
SKXSkechers USA IncCL A6,589$322.5K<0.1%+70+1.1%AddedHistory
STXSeagate Technology Holdings plcORD SHS4,892$322.7K<0.1%+99+2.1%AddedHistory
HPQHP IncStock12,560$322.8K<0.1%+761+6.4%AddedHistory
NADNuveen Quality Municipal Income FundCOM31,894$323.4K<0.1%−4,506−12.4%ReducedHistory
RBCRBC Bearings INCCOM1,390$325.4K<0.1%+3+0.2%AddedHistory
Vanguard World FD921910725ESG INTL STK ETF6,458$325.7K<0.1%00.0%Unchanged–
TWSTTwist Bioscience CorpCOM16,220$328.6K<0.1%−245−1.5%ReducedHistory
INSWInternational Seaways, Inc.COM7,305$328.7K<0.1%+205+2.9%AddedHistory
HLNHaleon plcADR39,574$329.7K<0.1%−4,821−10.9%ReducedHistory
iShares Tr46436E551ESG SELECT SCRE9,743$330.0K<0.1%+584+6.4%Added–
WSTWest Pharmaceutical Services IncCOM880$330.2K<0.1%00.0%UnchangedHistory
MAAMid America Apartment Communities Inc.COM2,576$331.4K<0.1%00.0%UnchangedHistory
LPGDorian LPG Ltd.SHS USD11,550$331.8K<0.1%+11,550NewHistory
NKXNuveen California Amt-Free Quality Municipal Income FundCOM32,415$332.6K<0.1%−6,188−16.0%ReducedHistory
NVRNVR IncCOM56$333.9K<0.1%+24+75.0%AddedHistory
MTDMettler Toledo International IncCOM304$336.9K<0.1%+14+4.8%AddedHistory
iShares Tr46435G524INTL DIV GRWTH5,701$338.1K<0.1%+223+4.1%Added–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF5,846$338.7K<0.1%+37+0.6%Added–
Nushares ETF Tr67092P201NUVEEN ESG LRGCP5,674$340.3K<0.1%00.0%Unchanged–
LTCLTC Properties IncREIT10,667$342.8K<0.1%−272−2.5%ReducedHistory
ORIOld Republic International CorpCOM12,724$342.8K<0.1%−335−2.6%ReducedHistory
PEGPublic Service Enterprise Group IncCOM6,046$344.1K<0.1%+1,391+29.9%AddedHistory
BLFSBiolife Solutions IncCOM NEW25,000$345.3K<0.1%00.0%UnchangedHistory
RQICohen & Steers Quality Income Realty Fund IncCEF34,182$345.9K<0.1%−6,031−15.0%ReducedHistory
FROFrontline plcCOM18,610$349.5K<0.1%+18,610NewHistory
RMTRoyce Micro-Cap Trust, Inc.COM42,224$349.6K<0.1%+1,168+2.8%AddedHistory
JFRNuveen Floating Rate Income FundCOM42,686$350.5K<0.1%+42,686NewHistory
iShares Tr464287770U.S. FIN SVC ETF2,272$351.3K<0.1%−395−14.8%Reduced–
HRLHormel Foods CorpCOM9,260$352.2K<0.1%−456−4.7%ReducedHistory
GGGGraco IncCOM4,840$352.7K<0.1%+4+0.1%AddedHistory
AEEAmeren CorpCOM4,721$353.3K<0.1%−8−0.2%ReducedHistory
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW7,203$354.2K<0.1%−99−1.4%Reduced–
COINCoinbase Global, Inc.COM CL A4,733$355.4K<0.1%+162+3.5%AddedHistory
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE3,791$355.9K<0.1%−1,675−30.6%Reduced–
Nushares ETF Tr67092P870NUVEEN ESG US16,885$356.3K<0.1%−37−0.2%Reduced–
Vanguard Wellington FD921935409US MINIMUM3,735$359.2K<0.1%00.0%Unchanged–
Dimensional Emerging Core Equity Market ETF25434V302ETF16,033$361.9K<0.1%00.0%Unchanged–
ETBEaton Vance Tax-Managed Buy-Write Income FundCOM28,737$362.4K<0.1%00.0%UnchangedHistory
Listed FD Tr53656F847CORE ALT FD13,140$362.7K<0.1%−880−6.3%Reduced–
Global X Lithium & Battery Tech ETF37954Y855ETF6,577$362.9K<0.1%−1,062−13.9%Reduced–
ABRArbor Realty Trust IncCOM24,005$364.4K<0.1%+987+4.3%AddedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF35,356$364.5K<0.1%−2,786−7.3%ReducedHistory
First Tr Exchange-Traded FD33733E856FT VEST GOLD20,142$364.8K<0.1%00.0%Unchanged–
CWCOConsolidated Water Co. Ltd.ORD12,854$365.6K<0.1%+3,284+34.3%AddedHistory
iShares Tr464288612INTRM GOV CR ETF3,623$367.1K<0.1%−1,058−22.6%Reduced–
Abrdn ETFs003261104BBRG ALL COMD K117,456$368.5K<0.1%+203+1.2%Added–
Davis Fundamental ETF Tr23908L405SELCT INTL ETF20,675$369.0K<0.1%+1,100+5.6%Added–

Options (17)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q3 2023
SecurityClassPutsCalls
BMOBank of MontrealCOM$34.9K–
RYRoyal Bank of CanadaStock$33.5K–
DEDeere & CoStock$27.5K–
ZSZscaler, Inc.Stock$27.3K–
COFCapital One Financial CorpStock$18.3K–
GOLFAcushnet Holdings Corp.COM$14.8K–
NUENucor CorpCOM$11.8K–
LOWLowes Companies IncStock$10.8K–
MCHPMicrochip Technology IncStock$8.26K–
AAPLApple Inc.Stock$7.72K–
WSMWilliams Sonoma IncCOM$6.97K–
BSMBlack Stone Minerals, L.P.COM UNIT–$6.90K
MAMastercard IncStock$5.00K–
PLTRPalantir Technologies Inc.Stock$3.20K–
STLDSteel Dynamics IncCOM$2.80K–
ODFLOld Dominion Freight Line, Inc.COM$2.28K–
CHPTChargePoint Holdings, Inc.COM CL A–$63

Sold out since Q2 2023 (76)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
WisdomTree Tr97717W380INTRST RATE HDGE217,695$9.63M0.1%–
iShares Tr46434VBG4IBONDS DEC24 ETF168,569$4.15M<0.1%–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP61,313$3.82M<0.1%History
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF156,000$3.66M<0.1%–
NUVANuvasive IncCOM64,220$2.67M<0.1%History
TDCTeradata CorpStock41,299$2.21M<0.1%History
CNHCNH Industrial N.V.SHS119,707$1.72M<0.1%History
Global X FDS37954Y830GLOBAL X COPPER43,610$1.64M<0.1%–
CFGCitizens Financial Group IncCOM57,623$1.50M<0.1%History
VRRMVerra Mobility CorpCL A COM STK65,120$1.28M<0.1%History
CRCrane CoCOMMON STOCK13,980$1.25M<0.1%History
TRMBTrimble Inc.COM22,937$1.21M<0.1%History
Global X Uranium ETF37954Y871ETF55,208$1.20M<0.1%–
LNTHLantheus Holdings, Inc.Stock14,219$1.19M<0.1%History
ETF Managers Tr26924G102PRIME JUNIR SLVR115,939$1.09M<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY41,061$965.3K<0.1%–
State Street SPDR S&P Regional Banking ETF78464A698ETF20,177$823.8K<0.1%–
SKINSkinHealth Systems Inc.COM CL A90,670$758.9K<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM13,150$721.5K<0.1%History
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF10,489$640.0K<0.1%–
SQMChemical & Mining Co of Chile IncSPON ADR SER B8,482$616.0K<0.1%History
GTMZoomInfo Technologies Inc.Stock23,767$603.4K<0.1%History
AMNAmn Healthcare Services IncCOM4,068$443.9K<0.1%History
NRGNRG Energy, Inc.Stock10,678$399.3K<0.1%History
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF10,532$342.7K<0.1%–
CYRXCryoport, Inc.COM PAR $0.00119,200$331.2K<0.1%History
VTRVentas, Inc.REIT6,914$326.8K<0.1%History
SPDR Series Trust78468R101ST SHO TREAS ETF11,193$322.2K<0.1%–
UHSUniversal Health Services IncCL B1,928$304.2K<0.1%History
HIHillenbrand, Inc.COM5,900$302.6K<0.1%History
SUMSummit Materials, Inc.CL A7,424$281.0K<0.1%History
HEHawaiian Electric Industries IncCOM7,609$275.4K<0.1%History
Tidal Trust I886364645SONICSHARES GBL10,408$271.6K<0.1%–
JRONuveen Floating Rate Income Opportunity FundCOM SHS34,572$269.7K<0.1%History
Schwab US Tips ETF808524870ETF4,811$252.2K<0.1%–
UFPTUfp Technologies IncCOM1,300$252.0K<0.1%History
DGIIDigi International IncCOM6,370$250.9K<0.1%History
LUVSouthwest Airlines CoCOM6,910$250.2K<0.1%History
NVCRNovoCure LtdORD SHS5,940$246.5K<0.1%History
LITELumentum Holdings Inc.COM4,323$245.2K<0.1%History
GLDMWorld Gold TrustSPDR GLD MINIS6,419$244.5K<0.1%History
APTVAptiv PLCSHS2,310$235.8K<0.1%History
OSPNOneSpan Inc.COM15,723$233.3K<0.1%History
EGLEEagle Bulk Shipping Inc.COM4,800$230.6K<0.1%History
iShares Inc464286293ASIA/PAC DIV ETF6,975$229.1K<0.1%–
iShares Inc464286285JP MRGN EM HI BD6,521$229.1K<0.1%–
iShares Tr4642886613 7 YR TREAS BD1,970$227.1K<0.1%–
NRTNorth European Oil Royalty TrustSH BEN INT17,450$226.5K<0.1%History
QSIQuantum-Si IncCOM CL A125,000$223.8K<0.1%History
FRGFranchise Group, Inc.COM7,800$223.4K<0.1%History
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB11,689$222.4K<0.1%–
SWKStanley Black & Decker, Inc.COM2,351$220.4K<0.1%History
UALUnited Airlines Holdings, Inc.COM3,999$219.4K<0.1%History
HOLXHologic IncCOM2,707$219.2K<0.1%History
MPWRMonolithic Power Systems, Inc.COM403$217.9K<0.1%History
OLNOLIN CorpStock4,105$211.0K<0.1%History
SHLSShoals Technologies Group, Inc.CL A8,250$210.9K<0.1%History
iShares S&P Small-Cap 600 Growth ETF464287887ETF1,823$209.5K<0.1%–
INCYIncyte CorpCOM3,362$209.3K<0.1%History
PACWPacwest BancorpCOM25,596$208.6K<0.1%History
BANFBancfirst CorpCOM2,224$204.6K<0.1%History
BYNDBeyond Meat, Inc.COM14,637$190.0K<0.1%History
iShares Global Clean Energy ETF464288224ETF10,301$189.6K<0.1%–
HQHabrdn Healthcare InvestorsSH BEN INT10,940$186.5K<0.1%History
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$152.7K<0.1%–
Euronet Worldwide, Inc.298736AL3NOTE 0.750% 3/1–$145.5K<0.1%–
Air Transport Services Grp I00922RAB1NOTE 1.125%10/1–$141.6K<0.1%–
Macom Tech Solutions Hldgs I55405YAB6NOTE 0.250% 3/1–$140.0K<0.1%–
PCQPIMCO California Municipal Income FundCOM13,615$133.4K<0.1%History
Invesco High Income 2023 Tar46135X108COM16,000$118.7K<0.1%–
NVTAInvitae CorpCOM91,403$103.3K<0.1%History
NSLNuveen Senior Income FundCOM19,864$91.0K<0.1%History
IGRCbre Global Real Estate Income FundCOM15,550$81.3K<0.1%History
AMRSAmyris, Inc.COM NEW68,038$70.1K<0.1%History
EXKEndeavour Silver CorpCOM17,481$50.5K<0.1%History
IMBILegacy IMBDS, Inc.COM CL A152,329$20.1K<0.1%History