Skip to main content
Livermore
Livermore
ZHEN

D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 11, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,324
−3 vs. Q1 2023
Portfolio value
$9.47B
+$581.6M (+6.5%) vs. Q1 2023
Filed
Aug 11, 2023
SEC
Holdings of D.A. Davidson & Co. in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
CINFCincinnati Financial CorpCOM5,208$506.9K<0.1%−49−0.9%ReducedHistory
CWTCalifornia Water Service GroupCOM9,836$507.9K<0.1%+166+1.7%AddedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF6,447$509.5K<0.1%+360+5.9%Added–
First Tr Exch Traded FD III33739P202EME MRK BD ETF17,809$510.8K<0.1%+4,190+30.8%Added–
MANHManhattan Associates IncStock2,566$512.9K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E388S&P 500 EX RAT10,767$513.9K<0.1%00.0%Unchanged–
CMAComerica IncCOM12,225$517.9K<0.1%+5,600+84.5%AddedHistory
VMCVulcan Materials COCOM2,300$518.5K<0.1%−332−12.6%ReducedHistory
Atech (Parent) Resolution Corp.00973N102COM163,500$519.9K<0.1%+27,000+19.8%Added–
ECATBlackRock ESG Capital Allocation Term TrustSHS BEN INT33,430$523.5K<0.1%+200+0.6%AddedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD10,445$524.5K<0.1%−1,600−13.3%Reduced–
LSTRLandstar System IncCOM2,733$526.2K<0.1%00.0%UnchangedHistory
MSIMotorola Solutions, Inc.Stock1,794$526.4K<0.1%−565−24.0%ReducedHistory
iShares Tr464287333GLOBAL FINLS ETF7,442$532.4K<0.1%00.0%Unchanged–
COHUCohu IncCOM12,864$534.6K<0.1%+300+2.4%AddedHistory
AXSMAxsome Therapeutics, Inc.COM7,445$535.0K<0.1%−75−1.0%ReducedHistory
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX15,587$536.5K<0.1%−3,397−17.9%Reduced–
Vanguard World FD921910873MEGA CAP INDEX3,430$536.7K<0.1%+10.0%Added–
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF10,539$539.2K<0.1%+104+1.0%Added–
iShares S&P Small-Cap 600 Value ETF464287879ETF5,676$539.8K<0.1%−519−8.4%Reduced–
SCWO374Water Inc.Common Stock226,725$541.9K<0.1%+226,725NewHistory
CIOCity Office REIT, Inc.COM98,000$545.9K<0.1%−63,949−39.5%ReducedHistory
MASMasco CorpCOM9,537$547.2K<0.1%00.0%UnchangedHistory
MCHPMicrochip Technology IncStock6,109$547.3K<0.1%+30.0%AddedHistory
Dimensional ETF Trust25434V724US MKTWIDE VALUE15,881$547.9K<0.1%+15,881New–
Dimensional ETF Trust25434V807INTERNATNAL VAL16,716$549.1K<0.1%+4,258+34.2%Added–
OMCOmnicom Group Inc.COM5,805$552.4K<0.1%+8+0.1%AddedHistory
Pacer Trendpilot US Large Cap ETF69374H105ETF13,377$552.5K<0.1%+2,172+19.4%Added–
BLFSBiolife Solutions IncCOM NEW25,000$552.5K<0.1%00.0%UnchangedHistory
New York Life Investments Et45409B560FTSE INTL EQTY C23,063$552.6K<0.1%+483+2.1%Added–
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM67,669$556.2K<0.1%+15,623+30.0%AddedHistory
Nushares ETF Tr67092P300NUVEEN ESG LRGVL16,064$556.6K<0.1%+3,028+23.2%Added–
First Tr Exchange-Traded FD33739Q507SSI STRG ETF17,108$558.7K<0.1%+175+1.0%Added–
ADPTAdaptive Biotechnologies CorpCOM83,275$558.8K<0.1%+29,550+55.0%AddedHistory
PXDPioneer Natural Resources CoCOM2,699$559.2K<0.1%+2,699NewHistory
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH8,642$559.8K<0.1%−315−3.5%Reduced–
PRIPrimerica, Inc.Stock2,848$563.2K<0.1%−175−5.8%ReducedHistory
ELEstee Lauder Companies IncCL A2,870$563.6K<0.1%+365+14.6%AddedHistory
iShares Tr464288414NATIONAL MUN ETF5,334$569.4K<0.1%+2,154+67.7%Added–
BAHBooz Allen Hamilton Holding CorpCL A5,116$570.9K<0.1%+1,218+31.2%AddedHistory
OGSONE Gas, Inc.COM7,440$571.5K<0.1%+16+0.2%AddedHistory
SGENSeagen Inc.COM2,973$572.2K<0.1%−111−3.6%ReducedHistory
TXRHTexas Roadhouse, Inc.COM5,098$572.5K<0.1%−83−1.6%ReducedHistory
ONOn Semiconductor CorpStock6,066$573.7K<0.1%+6,066NewHistory
VanEck ETF Trust92189F700AGRIBUSINESS ETF7,025$574.2K<0.1%+7,025New–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE5,466$574.6K<0.1%−18−0.3%Reduced–
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID26,846$575.6K<0.1%+4,470+20.0%Added–
Global X FDS37954Y483NASDAQ 100 COVER32,662$579.8K<0.1%+16,848+106.5%Added–
BCCBoise Cascade CoCOM6,419$580.0K<0.1%+24+0.4%AddedHistory
BEAMBeam Therapeutics Inc.COM18,224$581.9K<0.1%+2,264+14.2%AddedHistory
XYLXylem Inc.COM5,205$586.2K<0.1%+1,820+53.8%AddedHistory
SOFISoFi Technologies, Inc.Stock70,562$588.5K<0.1%+8,388+13.5%AddedHistory
ZMZoom Communications, Inc.Stock8,729$592.5K<0.1%−5,632−39.2%ReducedHistory
Vanguard Wellington FD921935706US QUALITY5,200$593.1K<0.1%00.0%Unchanged–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF8,520$596.0K<0.1%00.0%Unchanged–
CCLCarnival Corp Ltd.UNIT 99/99/999931,677$596.5K<0.1%−43,209−57.7%ReducedHistory
ARK Innovation ETF00214Q104ETF13,530$597.2K<0.1%+1,459+12.1%Added–
MWAMueller Water Products, Inc.COM SER A36,809$597.4K<0.1%+53+0.1%AddedHistory
DCIDonaldson Co IncStock9,623$601.6K<0.1%+177+1.9%AddedHistory
ARLPAlliance Resource Partners LPStock32,544$601.7K<0.1%+11,111+51.8%AddedHistory
GTMZoomInfo Technologies Inc.Stock23,767$603.4K<0.1%+23,767NewHistory
LYBLyondellBasell Industries N.V.SHS - A -6,574$603.8K<0.1%−4,190−38.9%ReducedHistory
DOVDOVER CorpCOM4,106$606.4K<0.1%−937−18.6%ReducedHistory
GVAGranite Construction IncCOM15,328$609.7K<0.1%−400−2.5%ReducedHistory
ALNYAlnylam Pharmaceuticals, Inc.COM3,233$614.1K<0.1%+20+0.6%AddedHistory
EDConsolidated Edison IncStock6,794$614.2K<0.1%−303−4.3%ReducedHistory
Invesco Nasdaq 100 ETF46138G649ETF4,045$614.8K<0.1%+75+1.9%Added–
NDAQNasdaq, Inc.COM12,337$615.0K<0.1%+12,337NewHistory
SQMChemical & Mining Co of Chile IncSPON ADR SER B8,482$616.0K<0.1%+755+9.8%AddedHistory
SARSaratoga Investment Corp.COM NEW22,840$616.5K<0.1%+85+0.4%AddedHistory
Capital Group Growth ETF14020G101SHS CREAT UNIT24,542$619.2K<0.1%+2,013+8.9%Added–
Vanguard Wellington FD921935805US VALUE FACTR6,260$623.8K<0.1%00.0%Unchanged–
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN34,720$625.7K<0.1%−1,604−4.4%ReducedHistory
QSRRestaurant Brands International Inc.COM8,089$627.1K<0.1%+520+6.9%AddedHistory
Fidelity MSCI Energy Index ETF316092402ETF28,311$627.4K<0.1%+585+2.1%Added–
BTIBritish American Tobacco p.l.c.SPONSORED ADR18,951$629.2K<0.1%−14,502−43.4%ReducedHistory
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL15,892$629.8K<0.1%+1,860+13.3%Added–
Schwab U.S. Large-Cap Value ETF808524409ETF9,410$631.3K<0.1%00.0%Unchanged–
SSDSimpson Manufacturing Co., Inc.COM4,564$632.1K<0.1%00.0%UnchangedHistory
MPLXMPLX LPCOM UNIT REP LTD18,646$632.8K<0.1%−12,351−39.8%ReducedHistory
ICHRIchor Holdings, Ltd.SHS16,994$637.3K<0.1%−30−0.2%ReducedHistory
GATXGatx CorpCOM4,957$638.2K<0.1%+30+0.6%AddedHistory
BIIBBiogen Inc.COM2,242$638.6K<0.1%−75−3.2%ReducedHistory
HUMHumana IncStock1,429$638.9K<0.1%−96−6.3%ReducedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF10,489$640.0K<0.1%+391+3.9%Added–
CUBECubeSmartREIT14,438$644.8K<0.1%+3,422+31.1%AddedHistory
PPLPPL CorpCOM24,439$646.7K<0.1%+42+0.2%AddedHistory
KEYKeycorpCOM70,115$647.9K<0.1%−5,594−7.4%ReducedHistory
Global X FDS37954Y673US INFR DEV ETF20,621$648.1K<0.1%+123+0.6%Added–
COHRCoherent Corp.COM12,717$648.3K<0.1%+2,777+27.9%AddedHistory
BIGGQFormer BL Stores IncCOM73,500$649.0K<0.1%+1,500+2.1%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM907$651.7K<0.1%−116−11.3%ReducedHistory
ATIAti IncStock14,795$654.4K<0.1%−100−0.7%ReducedHistory
First Tr Exchange Traded FD33738R845NASDQ OIL GAS24,928$656.2K<0.1%+5,247+26.7%Added–
HWMHowmet Aerospace Inc.Stock13,397$664.0K<0.1%+92+0.7%AddedHistory
CVBFCVB Financial CorpCOM50,350$668.6K<0.1%−400−0.8%ReducedHistory
Dimensional ETF Trust25434V401US EQUI MARK ETF13,979$673.2K<0.1%−1,372−8.9%Reduced–
ODFLOld Dominion Freight Line, Inc.COM1,821$673.3K<0.1%+47+2.6%AddedHistory
JJacobs Solutions Inc.COM5,726$680.8K<0.1%+194+3.5%AddedHistory
MFCManulife Financial CorpCOM36,080$682.3K<0.1%−421−1.2%ReducedHistory

Options (22)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q2 2023
SecurityClassPutsCalls
WSMWilliams Sonoma IncCOM$38.0K–
BMOBank of MontrealCOM$29.0K–
ODFLOld Dominion Freight Line, Inc.COM$21.9K–
RYRoyal Bank of CanadaStock$21.8K–
COFCapital One Financial CorpStock$20.8K–
LOWLowes Companies IncStock$6.13K–
GOLFAcushnet Holdings Corp.COM$5.54K–
TDToronto Dominion BankStock$5.32K–
MAMastercard IncStock$5.08K–
BSMBlack Stone Minerals, L.P.COM UNIT–$4.60K
DEDeere & CoStock$4.09K–
LUVSouthwest Airlines CoCOM$3.58K–
MCHPMicrochip Technology IncStock$3.10K–
MSFTMicrosoft CorpStock$1.68K–
DFSDiscover Financial ServicesCOM$1.54K–
NXHNeighborhood Intelligence, Inc.COM–$1.21K
LULUlululemon athletica inc.Stock$540–
TSLATesla, Inc.Stock$520–
CHPTChargePoint Holdings, Inc.COM CL A–$284
GOOGLAlphabet Inc.Stock$27–
ONOn Semiconductor CorpStock–$24
TTDTrade Desk, Inc.Stock$20–

Sold out since Q1 2023 (82)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF60,193$6.65M0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP56,852$4.78M0.1%–
CLVTClarivate PLCORD SHS481,038$4.51M0.1%History
BARGraniteShares Gold TrustSHS BEN INT118,715$2.32M<0.1%History
PIImpinj IncCOM14,486$1.96M<0.1%History
HRBH&R Block IncCOM51,715$1.82M<0.1%History
RGLDRoyal Gold IncStock9,595$1.24M<0.1%History
GSLGlobal Ship Lease, Inc.COM CL A56,596$1.06M<0.1%History
DBDeutsche Bank AktiengesellschaftNAMEN AKT88,598$904.6K<0.1%History
NWBINorthwest Bancshares, Inc.COM66,510$800.1K<0.1%History
SANMSanmina CorpCOM11,449$691.6K<0.1%History
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG21,379$635.0K<0.1%–
AMPSAltus Power, Inc.COM CL A103,978$569.8K<0.1%History
CPBCAMPBELL'S CoCOM9,807$539.1K<0.1%History
TRIThomson Reuters CorpCOM NEW3,617$469.6K<0.1%History
BALLBALL CorpCOM8,033$442.7K<0.1%History
First Tr Exchange Traded FD33738R860NASDAQ BK ETF19,662$418.0K<0.1%–
ACLSAxcelis Technologies IncStock3,100$413.1K<0.1%History
HRHealthcare Realty Trust IncCL A COM20,301$391.8K<0.1%History
LOVELovesac CoCOM13,255$383.1K<0.1%History
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU18,300$365.4K<0.1%–
CROXCrocs, Inc.COM2,712$342.9K<0.1%History
TDYTeledyne Technologies IncCOM777$342.3K<0.1%History
iShares Tr464289867CORE 60 BALA ETF6,667$333.6K<0.1%–
PKGPackaging Corp of AmericaStock2,391$331.8K<0.1%History
First Rep BK San Francisco C33616C100COM23,095$323.1K<0.1%–
Crane Hldgs Co224441113COMMON STOCK8,304$323.0K<0.1%–
LENLennar CorpCL A3,076$323.0K<0.1%History
BCBrunswick CorpCOM3,885$318.6K<0.1%History
AAgilent Technologies, Inc.COM2,250$311.3K<0.1%History
DDSDillard's, Inc.CL A1,000$307.7K<0.1%History
PIMCO ETF Tr72201R874SHTRM MUN BD ACT6,017$299.5K<0.1%–
MOSMosaic CoCOM6,155$282.4K<0.1%History
AAAlcoa CorpStock6,624$281.9K<0.1%History
CVECenovus Energy Inc.COM16,105$281.2K<0.1%History
WDSWoodside Energy Group LtdADR12,059$270.5K<0.1%History
GMABGenmab A/SSPONSORED ADS6,710$253.4K<0.1%History
BNOUnited States Brent Oil Fund, LPETF9,500$252.5K<0.1%History
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM3,275$247.3K<0.1%–
TRPTC Energy CorpCOM6,099$237.3K<0.1%History
MKC.VMcCormick & Co IncCOM VTG2,840$234.6K<0.1%History
PIIPolaris Inc.Stock2,109$233.3K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM19,600$230.1K<0.1%History
DMDesktop Metal, Inc.COM CL A100,000$230.0K<0.1%History
HUNHuntsman CORPCOM8,390$229.6K<0.1%History
EPAMEPAM Systems, Inc.COM771$228.3K<0.1%History
CMCCommercial Metals CoStock4,655$227.6K<0.1%History
ROKURoku, IncCOM CL A3,445$225.9K<0.1%History
State Street Materials Select Sector SPDR ETF81369Y100ETF2,790$225.1K<0.1%–
LILi Auto Inc.SPONSORED ADS9,000$224.6K<0.1%History
NVMINova Ltd.COM2,125$222.0K<0.1%History
ILMNIllumina, Inc.COM950$220.9K<0.1%History
MDBMongoDB, Inc.CL A945$220.3K<0.1%History
TERTeradyne, IncStock2,043$219.7K<0.1%History
ANDEAndersons, Inc.COM5,300$219.0K<0.1%History
Occidental Pete Corp WT Exp 080327674599162Stock5,220$214.0K<0.1%–
AVAAvista CorpCOM5,038$213.9K<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK4,300$213.8K<0.1%–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY4,220$211.6K<0.1%–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT6,189$209.0K<0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW2,050$203.7K<0.1%History
BKRBaker Hughes CoCL A7,038$203.1K<0.1%History
iShares Tr464288281JPMORGAN USD EMG2,340$201.9K<0.1%–
PLABPhotronics IncCOM10,250$169.9K<0.1%History
InterDigital, Inc.45867GAB7NOTE 2.000% 6/0–$139.1K<0.1%–
SRTSSensus Healthcare, Inc.COM24,250$126.3K<0.1%History
RESRPC IncCOM14,770$113.6K<0.1%History
ICLICL Group Ltd.SHS16,653$113.2K<0.1%History
Chegg, Inc163092AD1NOTE 0.125% 3/1–$104.9K<0.1%–
BP Prudhoe Bay Rty Tr055630107UNIT BEN INT13,600$103.9K<0.1%–
LUNALuna Innovations IncCOM14,092$101.3K<0.1%History
MBCMasterBrand, Inc.COMMON STOCK11,677$93.8K<0.1%History
EPMEvolution Petroleum CorpCOM13,500$85.2K<0.1%History
TripAdvisor, Inc.896945AD4NOTE 0.250% 4/0–$81.8K<0.1%–
BTGB2GOLD CorpCOM15,000$59.1K<0.1%History
HBIHanesbrands Inc.COM10,870$57.2K<0.1%History
Haemonetics Corp Mass405024AB6NOTE 3/0–$42.2K<0.1%–
ELBMElectra Battery Materials CorpCOM NEW13,667$28.0K<0.1%History
VTGNVistagen Therapeutics, Inc.COM NEW66,500$8.29K<0.1%History
CYPHCypherpunk Technologies Inc.COM11,000$3.74K<0.1%History
LITSLite Strategy, Inc.COM NEW10,000$2.29K<0.1%History
Cbre GBL Real Estate Inc FD12504G118RIGHT 04/06/202322,090$683<0.1%–