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Livermore
Livermore
ZHEN

D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 11, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,324
−3 vs. Q1 2023
Portfolio value
$9.47B
+$581.6M (+6.5%) vs. Q1 2023
Filed
Aug 11, 2023
SEC
Holdings of D.A. Davidson & Co. in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
STMSTMicroelectronics N.V.NY REGISTRY7,252$362.5K<0.1%00.0%UnchangedHistory
TMToyota Motor CorpADS2,263$363.8K<0.1%+368+19.4%AddedHistory
Global X FDS37954Y475S&P 500 COVERED8,865$363.9K<0.1%+8,865New–
ALGMAllegro Microsystems, Inc.COM8,070$364.3K<0.1%+8,070NewHistory
BROSDutch Bros Inc.CL A12,815$364.6K<0.1%+110+0.9%AddedHistory
DOCSDoximity, Inc.CL A10,734$365.2K<0.1%+187+1.8%AddedHistory
HESMHess Midstream LPCL A SHS12,000$368.2K<0.1%00.0%UnchangedHistory
Davis Fundamental ETF Tr23908L405SELCT INTL ETF19,575$369.0K<0.1%00.0%Unchanged–
PNWPinnacle West Capital CorpCOM4,555$371.1K<0.1%−143−3.0%ReducedHistory
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF7,894$371.8K<0.1%+780+11.0%Added–
HLNHaleon plcADR44,395$372.0K<0.1%−7,150−13.9%ReducedHistory
Nushares ETF Tr67092P870NUVEEN ESG US16,922$372.0K<0.1%+906+5.7%Added–
Vanguard Wellington FD921935409US MINIMUM3,735$372.7K<0.1%00.0%Unchanged–
LVSLas Vegas Sands CorpCOM6,430$372.9K<0.1%−102−1.6%ReducedHistory
Global X FDS37950E333GLBX SUPRINC ETF41,359$373.9K<0.1%−150−0.4%Reduced–
CMCOColumbus McKinnon CorpCOM9,201$374.0K<0.1%+697+8.2%AddedHistory
iShares Core S&P US Value ETF464287663ETF4,801$375.7K<0.1%+826+20.8%Added–
Dimensional Emerging Core Equity Market ETF25434V302ETF16,033$376.1K<0.1%+2,664+19.9%Added–
MROMarathon Oil CorpCOM16,385$377.2K<0.1%+40+0.2%AddedHistory
TPZTortoise Power & Energy Infrastructure Fund IncCOM28,574$377.5K<0.1%+1,635+6.1%AddedHistory
CRVLCorvel CorpCOM1,951$377.5K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW7,302$377.9K<0.1%+10.0%Added–
HBANHuntington Bancshares IncCOM35,262$380.1K<0.1%−180−0.5%ReducedHistory
MTDMettler Toledo International IncCOM290$380.4K<0.1%+1+0.3%AddedHistory
IDAIdacorp IncCOM3,741$383.9K<0.1%−32−0.8%ReducedHistory
FCNCAFirst Citizens Bancshares IncCL A300$385.0K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33733E856FT VEST GOLD20,142$385.3K<0.1%+323+1.6%Added–
AEEAmeren CorpCOM4,729$386.2K<0.1%+8+0.2%AddedHistory
WCNWaste Connections, Inc.COM2,709$387.2K<0.1%+33+1.2%AddedHistory
HRLHormel Foods CorpCOM9,716$390.8K<0.1%−328−3.3%ReducedHistory
MAAMid America Apartment Communities Inc.COM2,576$391.2K<0.1%−38−1.5%ReducedHistory
Listed FD Tr53656F847CORE ALT FD14,020$391.6K<0.1%−515−3.5%Reduced–
GLPGlobal Partners LPCOM UNITS12,850$394.9K<0.1%−3,200−19.9%ReducedHistory
BTOJohn Hancock Financial Opportunities FundSH BEN INT NEW14,783$396.5K<0.1%+666+4.7%AddedHistory
ETBEaton Vance Tax-Managed Buy-Write Income FundCOM28,737$399.2K<0.1%+9,417+48.7%AddedHistory
NRGNRG Energy, Inc.Stock10,678$399.3K<0.1%−437−3.9%ReducedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF10,599$399.5K<0.1%+1,659+18.6%Added–
GWREGuidewire Software, Inc.COM5,252$399.6K<0.1%+717+15.8%AddedHistory
CORCencora, Inc.Stock2,095$403.2K<0.1%−4−0.2%ReducedHistory
OMFOneMain Holdings, Inc.COM9,251$404.2K<0.1%−21,678−70.1%ReducedHistory
SPDR Index Shs FDS78463X772ST S&P INTL ETF11,824$406.6K<0.1%+30.0%Added–
WDWalker & Dunlop, Inc.COM5,150$407.3K<0.1%00.0%UnchangedHistory
CASYCaseys General Stores IncCOM1,672$407.8K<0.1%00.0%UnchangedHistory
OMOutset Medical, Inc.COM18,727$409.6K<0.1%+5,898+46.0%AddedHistory
WTSWatts Water Technologies IncCL A2,232$410.1K<0.1%−93−4.0%ReducedHistory
NADNuveen Quality Municipal Income FundCOM36,400$410.2K<0.1%+10,314+39.5%AddedHistory
VCVInvesco California Value Municipal Income TrustCOM42,956$411.5K<0.1%+4,565+11.9%AddedHistory
NARIInari Medical, Inc.Stock7,086$412.0K<0.1%+49+0.7%AddedHistory
TREXTrex Co IncCOM6,294$412.6K<0.1%−295−4.5%ReducedHistory
GNTXGentex CorpCOM14,167$414.5K<0.1%+1,864+15.2%AddedHistory
DFSDiscover Financial ServicesCOM3,558$415.8K<0.1%−688−16.2%ReducedHistory
CSQCalamos Strategic Total Return FundCOM SH BEN INT28,230$416.4K<0.1%00.0%UnchangedHistory
GGGGraco IncCOM4,836$417.6K<0.1%−121−2.4%ReducedHistory
MEDMedifast IncCOM4,533$417.8K<0.1%+486+12.0%AddedHistory
MCOMoodys CorpStock1,204$418.8K<0.1%+268+28.6%AddedHistory
Equity Commonwealth 6.5 Cum Conv PFD D294628201COM16,494$418.9K<0.1%00.0%Unchanged–
Schwab Emerging Markets Equity ETF808524706ETF17,095$421.1K<0.1%00.0%Unchanged–
iShares Tr464287770U.S. FIN SVC ETF2,667$421.4K<0.1%−6−0.2%Reduced–
APAAPA CorpStock12,342$421.8K<0.1%+875+7.6%AddedHistory
EQIXEquinix IncCOM539$422.5K<0.1%−38−6.6%ReducedHistory
EGEverest Group, Ltd.COM1,254$428.8K<0.1%+54+4.5%AddedHistory
FDSFactset Research Systems IncStock1,072$429.6K<0.1%+13+1.2%AddedHistory
MGRCMcGrath RentcorpCOM4,700$434.7K<0.1%−200−4.1%ReducedHistory
EPREpr PropertiesCOM SH BEN INT9,325$436.4K<0.1%−621−6.2%ReducedHistory
GOLFAcushnet Holdings Corp.COM8,051$440.2K<0.1%00.0%UnchangedHistory
First Tr MLP & Energy Incom33739B104COM57,394$442.5K<0.1%−83−0.1%Reduced–
AMNAmn Healthcare Services IncCOM4,068$443.9K<0.1%+8+0.2%AddedHistory
HIIHuntington Ingalls Industries, Inc.COM1,951$444.2K<0.1%−11−0.6%ReducedHistory
CAHCardinal Health IncStock4,708$445.2K<0.1%−552−10.5%ReducedHistory
NKXNuveen California Amt-Free Quality Municipal Income FundCOM38,603$445.5K<0.1%−747−1.9%ReducedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF38,142$446.3K<0.1%+7,600+24.9%AddedHistory
WIREEncore Wire CorpCOM2,403$446.8K<0.1%+780+48.1%AddedHistory
DELLDell Technologies Inc.Stock8,317$450.0K<0.1%+8,317NewHistory
Invesco Exchange Traded FD T46137V597RAFI US 15002,623$450.7K<0.1%+4+0.2%Added–
TRNTrinity Industries IncCOM17,555$451.3K<0.1%00.0%UnchangedHistory
CEGConstellation Energy CorpStock4,945$452.7K<0.1%+34+0.7%AddedHistory
iShares Tr464287549EXPND TEC SC ETF1,165$457.7K<0.1%+40+3.6%Added–
BSXBoston Scientific CorpStock8,540$461.9K<0.1%+111+1.3%AddedHistory
ACIWAci Worldwide, Inc.Stock20,000$463.4K<0.1%00.0%UnchangedHistory
RQICohen & Steers Quality Income Realty Fund IncCEF40,213$466.5K<0.1%+6,531+19.4%AddedHistory
FDUSFidus Investment CorpCOM23,967$469.8K<0.1%−2,000−7.7%ReducedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF10,897$470.8K<0.1%−320−2.9%Reduced–
NVTnVent Electric plcSHS9,193$475.0K<0.1%00.0%UnchangedHistory
BENFranklin Templeton IncCOM17,979$480.2K<0.1%+9,511+112.3%AddedHistory
iShares Tr464288612INTRM GOV CR ETF4,681$481.7K<0.1%−2,376−33.7%Reduced–
Nushares ETF Tr67092P607NUVEEN ESG SMLCP13,039$482.3K<0.1%+1,537+13.4%Added–
TRIThomson Reuters CorpCOM NO PAR3,582$483.4K<0.1%+3,582NewHistory
RACEFerrari N.V.COM1,486$483.4K<0.1%+35+2.4%AddedHistory
TEAFTortoise Sustainable & Social Impact Term FundClosed-End Fund38,821$484.5K<0.1%+2,338+6.4%AddedHistory
WFC.PLWells Fargo & CompanyPERP PFD CNV A423$487.3K<0.1%−10−2.3%ReducedHistory
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD17,175$487.4K<0.1%−3,700−17.7%ReducedHistory
OTTROtter Tail CorpCOM6,200$489.6K<0.1%00.0%UnchangedHistory
Invesco S&P 500 Quality ETF46137V241ETF9,771$493.0K<0.1%+737+8.2%Added–
LNTAlliant Energy CorpStock9,403$493.5K<0.1%+44+0.5%AddedHistory
AJGArthur J. Gallagher & Co.COM2,255$495.1K<0.1%+25+1.1%AddedHistory
Global X Lithium & Battery Tech ETF37954Y855ETF7,639$496.7K<0.1%+519+7.3%Added–
iShares Tr464287291GLOBAL TECH ETF8,047$500.4K<0.1%−1,233−13.3%Reduced–
IIPRInnovative Industrial Properties IncCOM6,855$500.5K<0.1%−54−0.8%ReducedHistory
iShares Tr464288877EAFE VALUE ETF10,280$503.1K<0.1%−1,728−14.4%Reduced–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE8,081$506.3K<0.1%−24,234−75.0%Reduced–

Options (22)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q2 2023
SecurityClassPutsCalls
WSMWilliams Sonoma IncCOM$38.0K–
BMOBank of MontrealCOM$29.0K–
ODFLOld Dominion Freight Line, Inc.COM$21.9K–
RYRoyal Bank of CanadaStock$21.8K–
COFCapital One Financial CorpStock$20.8K–
LOWLowes Companies IncStock$6.13K–
GOLFAcushnet Holdings Corp.COM$5.54K–
TDToronto Dominion BankStock$5.32K–
MAMastercard IncStock$5.08K–
BSMBlack Stone Minerals, L.P.COM UNIT–$4.60K
DEDeere & CoStock$4.09K–
LUVSouthwest Airlines CoCOM$3.58K–
MCHPMicrochip Technology IncStock$3.10K–
MSFTMicrosoft CorpStock$1.68K–
DFSDiscover Financial ServicesCOM$1.54K–
NXHNeighborhood Intelligence, Inc.COM–$1.21K
LULUlululemon athletica inc.Stock$540–
TSLATesla, Inc.Stock$520–
CHPTChargePoint Holdings, Inc.COM CL A–$284
GOOGLAlphabet Inc.Stock$27–
ONOn Semiconductor CorpStock–$24
TTDTrade Desk, Inc.Stock$20–

Sold out since Q1 2023 (82)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF60,193$6.65M0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP56,852$4.78M0.1%–
CLVTClarivate PLCORD SHS481,038$4.51M0.1%History
BARGraniteShares Gold TrustSHS BEN INT118,715$2.32M<0.1%History
PIImpinj IncCOM14,486$1.96M<0.1%History
HRBH&R Block IncCOM51,715$1.82M<0.1%History
RGLDRoyal Gold IncStock9,595$1.24M<0.1%History
GSLGlobal Ship Lease, Inc.COM CL A56,596$1.06M<0.1%History
DBDeutsche Bank AktiengesellschaftNAMEN AKT88,598$904.6K<0.1%History
NWBINorthwest Bancshares, Inc.COM66,510$800.1K<0.1%History
SANMSanmina CorpCOM11,449$691.6K<0.1%History
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG21,379$635.0K<0.1%–
AMPSAltus Power, Inc.COM CL A103,978$569.8K<0.1%History
CPBCAMPBELL'S CoCOM9,807$539.1K<0.1%History
TRIThomson Reuters CorpCOM NEW3,617$469.6K<0.1%History
BALLBALL CorpCOM8,033$442.7K<0.1%History
First Tr Exchange Traded FD33738R860NASDAQ BK ETF19,662$418.0K<0.1%–
ACLSAxcelis Technologies IncStock3,100$413.1K<0.1%History
HRHealthcare Realty Trust IncCL A COM20,301$391.8K<0.1%History
LOVELovesac CoCOM13,255$383.1K<0.1%History
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU18,300$365.4K<0.1%–
CROXCrocs, Inc.COM2,712$342.9K<0.1%History
TDYTeledyne Technologies IncCOM777$342.3K<0.1%History
iShares Tr464289867CORE 60 BALA ETF6,667$333.6K<0.1%–
PKGPackaging Corp of AmericaStock2,391$331.8K<0.1%History
First Rep BK San Francisco C33616C100COM23,095$323.1K<0.1%–
Crane Hldgs Co224441113COMMON STOCK8,304$323.0K<0.1%–
LENLennar CorpCL A3,076$323.0K<0.1%History
BCBrunswick CorpCOM3,885$318.6K<0.1%History
AAgilent Technologies, Inc.COM2,250$311.3K<0.1%History
DDSDillard's, Inc.CL A1,000$307.7K<0.1%History
PIMCO ETF Tr72201R874SHTRM MUN BD ACT6,017$299.5K<0.1%–
MOSMosaic CoCOM6,155$282.4K<0.1%History
AAAlcoa CorpStock6,624$281.9K<0.1%History
CVECenovus Energy Inc.COM16,105$281.2K<0.1%History
WDSWoodside Energy Group LtdADR12,059$270.5K<0.1%History
GMABGenmab A/SSPONSORED ADS6,710$253.4K<0.1%History
BNOUnited States Brent Oil Fund, LPETF9,500$252.5K<0.1%History
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM3,275$247.3K<0.1%–
TRPTC Energy CorpCOM6,099$237.3K<0.1%History
MKC.VMcCormick & Co IncCOM VTG2,840$234.6K<0.1%History
PIIPolaris Inc.Stock2,109$233.3K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM19,600$230.1K<0.1%History
DMDesktop Metal, Inc.COM CL A100,000$230.0K<0.1%History
HUNHuntsman CORPCOM8,390$229.6K<0.1%History
EPAMEPAM Systems, Inc.COM771$228.3K<0.1%History
CMCCommercial Metals CoStock4,655$227.6K<0.1%History
ROKURoku, IncCOM CL A3,445$225.9K<0.1%History
State Street Materials Select Sector SPDR ETF81369Y100ETF2,790$225.1K<0.1%–
LILi Auto Inc.SPONSORED ADS9,000$224.6K<0.1%History
NVMINova Ltd.COM2,125$222.0K<0.1%History
ILMNIllumina, Inc.COM950$220.9K<0.1%History
MDBMongoDB, Inc.CL A945$220.3K<0.1%History
TERTeradyne, IncStock2,043$219.7K<0.1%History
ANDEAndersons, Inc.COM5,300$219.0K<0.1%History
Occidental Pete Corp WT Exp 080327674599162Stock5,220$214.0K<0.1%–
AVAAvista CorpCOM5,038$213.9K<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK4,300$213.8K<0.1%–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY4,220$211.6K<0.1%–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT6,189$209.0K<0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW2,050$203.7K<0.1%History
BKRBaker Hughes CoCL A7,038$203.1K<0.1%History
iShares Tr464288281JPMORGAN USD EMG2,340$201.9K<0.1%–
PLABPhotronics IncCOM10,250$169.9K<0.1%History
InterDigital, Inc.45867GAB7NOTE 2.000% 6/0–$139.1K<0.1%–
SRTSSensus Healthcare, Inc.COM24,250$126.3K<0.1%History
RESRPC IncCOM14,770$113.6K<0.1%History
ICLICL Group Ltd.SHS16,653$113.2K<0.1%History
Chegg, Inc163092AD1NOTE 0.125% 3/1–$104.9K<0.1%–
BP Prudhoe Bay Rty Tr055630107UNIT BEN INT13,600$103.9K<0.1%–
LUNALuna Innovations IncCOM14,092$101.3K<0.1%History
MBCMasterBrand, Inc.COMMON STOCK11,677$93.8K<0.1%History
EPMEvolution Petroleum CorpCOM13,500$85.2K<0.1%History
TripAdvisor, Inc.896945AD4NOTE 0.250% 4/0–$81.8K<0.1%–
BTGB2GOLD CorpCOM15,000$59.1K<0.1%History
HBIHanesbrands Inc.COM10,870$57.2K<0.1%History
Haemonetics Corp Mass405024AB6NOTE 3/0–$42.2K<0.1%–
ELBMElectra Battery Materials CorpCOM NEW13,667$28.0K<0.1%History
VTGNVistagen Therapeutics, Inc.COM NEW66,500$8.29K<0.1%History
CYPHCypherpunk Technologies Inc.COM11,000$3.74K<0.1%History
LITSLite Strategy, Inc.COM NEW10,000$2.29K<0.1%History
Cbre GBL Real Estate Inc FD12504G118RIGHT 04/06/202322,090$683<0.1%–