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Livermore
Livermore
ZHEN

D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 11, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,324
−3 vs. Q1 2023
Portfolio value
$9.47B
+$581.6M (+6.5%) vs. Q1 2023
Filed
Aug 11, 2023
SEC
Holdings of D.A. Davidson & Co. in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Nushares ETF Tr67092P805NUVEEN ESG INTL9,608$278.2K<0.1%+1,317+15.9%Added–
FCFFirst Commonwealth Financial CorpCOM22,066$279.1K<0.1%+2,794+14.5%AddedHistory
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT15,492$280.1K<0.1%+10.0%Added–
WRKWestRock CoCOM9,645$280.4K<0.1%+426+4.6%AddedHistory
SUMSummit Materials, Inc.CL A7,424$281.0K<0.1%−508−6.4%ReducedHistory
SIGISelective Insurance Group IncCOM2,930$281.1K<0.1%−120−3.9%ReducedHistory
CHKPCheck Point Software Technologies LtdORD2,250$282.6K<0.1%00.0%UnchangedHistory
Alps Clean Energy ETF00162Q460ETF6,270$283.3K<0.1%−1,350−17.7%Reduced–
HLHecla Mining CoCOM55,324$284.9K<0.1%−6,603−10.7%ReducedHistory
CTASCintas CorpStock576$286.3K<0.1%00.0%UnchangedHistory
NAVINavient CorpCOM15,415$286.4K<0.1%00.0%UnchangedHistory
HASHasbro, Inc.COM4,423$286.5K<0.1%+4,423NewHistory
UGIUgi CorpStock10,691$288.4K<0.1%−1,888−15.0%ReducedHistory
FLOFlowers Foods IncCOM11,594$288.5K<0.1%00.0%UnchangedHistory
PEGPublic Service Enterprise Group IncCOM4,655$291.5K<0.1%+52+1.1%AddedHistory
Franklin Templeton ETF Tr35473P801US LRG CP MLTFCT6,540$292.8K<0.1%00.0%Unchanged–
AERAerCap Holdings N.V.SHS4,616$293.2K<0.1%+4,616NewHistory
PEBOPeoples Bancorp IncCOM11,048$293.3K<0.1%+410+3.9%AddedHistory
TPCTutor Perini CorpCOM41,028$293.4K<0.1%−2,506−5.8%ReducedHistory
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS22,541$294.4K<0.1%+11,000+95.3%AddedHistory
CASSCass Information Systems IncCOM7,633$296.0K<0.1%−394−4.9%ReducedHistory
UBSIUnited Bankshares IncCOM9,978$296.1K<0.1%+394+4.1%AddedHistory
STXSeagate Technology Holdings plcORD SHS4,793$296.6K<0.1%−13−0.3%ReducedHistory
HRTXHeron Therapeutics, Inc.COM256,407$297.4K<0.1%+34,962+15.8%AddedHistory
Global X FDS37960A669SUPERDIVIDEND13,263$299.5K<0.1%+120+0.9%Added–
FNBFNB CorpCOM26,193$299.6K<0.1%+3,014+13.0%AddedHistory
BBNBlackRock Taxable Municipal Bond TrustSHS18,146$301.0K<0.1%+2,605+16.8%AddedHistory
RBCRBC Bearings INCCOM1,387$301.6K<0.1%00.0%UnchangedHistory
MCMoelis & CoCL A6,666$302.2K<0.1%00.0%UnchangedHistory
HIHillenbrand, Inc.COM5,900$302.6K<0.1%+800+15.7%AddedHistory
iShares Tr46436E544ESG SELE SCR ETF8,642$302.6K<0.1%+402+4.9%Added–
Global X FDS37950E291GLOBX SUPDV US18,150$303.1K<0.1%−61,210−77.1%Reduced–
RITMRithm Capital Corp.REIT32,516$304.0K<0.1%+3,423+11.8%AddedHistory
UHSUniversal Health Services IncCL B1,928$304.2K<0.1%+1,928NewHistory
T Rowe Price Exchange-Traded87283Q206PRICE EQT INCOME8,933$307.8K<0.1%+198+2.3%Added–
NXPNuveen Select Tax Free Income PortfolioSH BEN INT21,426$308.8K<0.1%+113+0.5%AddedHistory
JWNNordstrom IncStock15,147$310.1K<0.1%−1,064−6.6%ReducedHistory
Simplify Exchange Traded Fun82889N764HEDGED EQUITY12,590$312.4K<0.1%−195−1.5%Reduced–
FNVFranco Nevada CorpStock2,190$312.4K<0.1%+2,190NewHistory
ITGartner IncCOM893$312.8K<0.1%+5+0.6%AddedHistory
PFNPIMCO Income Strategy Fund IICOM43,413$313.0K<0.1%00.0%UnchangedHistory
Nuveen High Income 2023 Targ67079F101COM33,500$313.2K<0.1%−4,000−10.7%Reduced–
LULUlululemon athletica inc.Stock828$313.4K<0.1%−212−20.4%ReducedHistory
EOSEaton Vance Enhanced Equity Income Fund IICOM17,581$314.5K<0.1%+17,581NewHistory
GOODGladstone Commercial CorpCOM25,467$315.0K<0.1%+121+0.5%AddedHistory
NIEVirtus Equity & Convertible Income FundCOM14,905$315.2K<0.1%+14,905NewHistory
BNYBank of New York Mellon CorpStock7,122$317.1K<0.1%−5,613−44.1%ReducedHistory
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD6,942$317.2K<0.1%00.0%Unchanged–
EXASExact Sciences CorpCOM3,405$319.7K<0.1%00.0%UnchangedHistory
CCChemours CoStock8,707$321.2K<0.1%−900−9.4%ReducedHistory
JHGJanus Henderson Group Ltd.ORD SHS11,810$321.8K<0.1%+448+3.9%AddedHistory
SPDR Series Trust78468R101ST SHO TREAS ETF11,193$322.2K<0.1%+680+6.5%Added–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS5,521$323.9K<0.1%+1,594+40.6%Added–
SGOLabrdn Gold ETF TrustETF17,710$325.3K<0.1%+2,595+17.2%AddedHistory
Innovator ETFs Tr45782C102IBD 50 ETF12,735$325.8K<0.1%−4,180−24.7%Reduced–
iShares Tr46436E551ESG SELECT SCRE9,159$326.2K<0.1%+732+8.7%Added–
VTRVentas, Inc.REIT6,914$326.8K<0.1%−369−5.1%ReducedHistory
COINCoinbase Global, Inc.COM CL A4,571$327.1K<0.1%+136+3.1%AddedHistory
LACLithium Americas Corp.COM NEW16,250$328.4K<0.1%+16,250NewHistory
ORIOld Republic International CorpCOM13,059$328.7K<0.1%+1,735+15.3%AddedHistory
FMNBFarmers National Banc CorpCOM26,643$329.6K<0.1%+101+0.4%AddedHistory
CYRXCryoport, Inc.COM PAR $0.00119,200$331.2K<0.1%−7,500−28.1%ReducedHistory
FICOFair Isaac CorpCOM410$331.8K<0.1%+19+4.9%AddedHistory
iShares Tr464288521CRE U S REIT ETF6,478$333.0K<0.1%−4,280−39.8%Reduced–
WSTWest Pharmaceutical Services IncCOM880$336.6K<0.1%+880NewHistory
TWSTTwist Bioscience CorpCOM16,465$336.9K<0.1%+1,108+7.2%AddedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A22,786$337.9K<0.1%+599+2.7%AddedHistory
ZSZscaler, Inc.Stock2,311$338.1K<0.1%−675−22.6%ReducedHistory
DGDollar General CorpCOM1,992$338.4K<0.1%+825+70.7%AddedHistory
ELFe.l.f. Beauty, Inc.COM2,972$339.5K<0.1%−435−12.8%ReducedHistory
iShares Tr46435G524INTL DIV GRWTH5,478$339.7K<0.1%−430−7.3%Reduced–
BDJBlackRock Enhanced Equity Dividend TrustCOM40,783$340.1K<0.1%+40.0%AddedHistory
ABRArbor Realty Trust IncCOM23,018$341.1K<0.1%−4,370−16.0%ReducedHistory
SLABSilicon Laboratories Inc.Stock2,163$341.2K<0.1%+109+5.3%AddedHistory
ICLRIcon PLCCOM1,368$342.3K<0.1%+47+3.6%AddedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF10,532$342.7K<0.1%−22,312−67.9%Reduced–
Vanguard World FD921910725ESG INTL STK ETF6,458$343.0K<0.1%00.0%Unchanged–
SKXSkechers USA IncCL A6,519$343.3K<0.1%+6,519NewHistory
STRAStrategic Education, Inc.COM5,092$345.4K<0.1%+858+20.3%AddedHistory
CEMClearBridge MLP & Midstream Fund Inc.COM9,980$346.0K<0.1%+30.0%AddedHistory
Abrdn ETFs003261104BBRG ALL COMD K117,253$347.8K<0.1%−153−0.9%Reduced–
SRSpire IncCOM5,500$348.9K<0.1%−200−3.5%ReducedHistory
NTRSNorthern Trust CorpCOM4,716$349.7K<0.1%+294+6.6%AddedHistory
Flagstar Bank, National Association649445103COM31,267$351.4K<0.1%+11,000+54.3%Added–
PTYPIMCO Corporate & Income Opportunity FundCOM25,200$352.8K<0.1%00.0%UnchangedHistory
Nushares ETF Tr67092P201NUVEEN ESG LRGCP5,674$353.0K<0.1%+1,371+31.9%Added–
TEAMAtlassian CorpCL A2,110$354.1K<0.1%−2,279−51.9%ReducedHistory
ONTOOnto Innovation Inc.COM3,044$354.5K<0.1%−956−23.9%ReducedHistory
TTPTortoise Pipeline & Energy Fund, Inc.COM13,000$356.1K<0.1%+610+4.9%AddedHistory
ICEIntercontinental Exchange, Inc.Stock3,150$356.2K<0.1%−326−9.4%ReducedHistory
CPNGCoupang, Inc.CL A20,500$356.7K<0.1%+6,656+48.1%AddedHistory
AREAlexandria Real Estate Equities, Inc.COM3,150$357.5K<0.1%−735−18.9%ReducedHistory
iShares Tr46436E866IBONDS 25 TRM TS15,469$357.8K<0.1%+3,409+28.3%Added–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF5,809$358.4K<0.1%+20.0%Added–
RMTRoyce Micro-Cap Trust, Inc.COM41,056$359.2K<0.1%−1,807−4.2%ReducedHistory
MTZMastec IncCOM3,058$360.8K<0.1%−220−6.7%ReducedHistory
LTCLTC Properties IncREIT10,939$361.2K<0.1%+511+4.9%AddedHistory
PLUGPlug Power IncStock34,807$361.6K<0.1%+100+0.3%AddedHistory
HPQHP IncStock11,799$362.4K<0.1%+950+8.8%AddedHistory
HWKNHawkins IncCOM7,600$362.4K<0.1%00.0%UnchangedHistory

Options (22)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q2 2023
SecurityClassPutsCalls
WSMWilliams Sonoma IncCOM$38.0K–
BMOBank of MontrealCOM$29.0K–
ODFLOld Dominion Freight Line, Inc.COM$21.9K–
RYRoyal Bank of CanadaStock$21.8K–
COFCapital One Financial CorpStock$20.8K–
LOWLowes Companies IncStock$6.13K–
GOLFAcushnet Holdings Corp.COM$5.54K–
TDToronto Dominion BankStock$5.32K–
MAMastercard IncStock$5.08K–
BSMBlack Stone Minerals, L.P.COM UNIT–$4.60K
DEDeere & CoStock$4.09K–
LUVSouthwest Airlines CoCOM$3.58K–
MCHPMicrochip Technology IncStock$3.10K–
MSFTMicrosoft CorpStock$1.68K–
DFSDiscover Financial ServicesCOM$1.54K–
NXHNeighborhood Intelligence, Inc.COM–$1.21K
LULUlululemon athletica inc.Stock$540–
TSLATesla, Inc.Stock$520–
CHPTChargePoint Holdings, Inc.COM CL A–$284
GOOGLAlphabet Inc.Stock$27–
ONOn Semiconductor CorpStock–$24
TTDTrade Desk, Inc.Stock$20–

Sold out since Q1 2023 (82)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF60,193$6.65M0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP56,852$4.78M0.1%–
CLVTClarivate PLCORD SHS481,038$4.51M0.1%History
BARGraniteShares Gold TrustSHS BEN INT118,715$2.32M<0.1%History
PIImpinj IncCOM14,486$1.96M<0.1%History
HRBH&R Block IncCOM51,715$1.82M<0.1%History
RGLDRoyal Gold IncStock9,595$1.24M<0.1%History
GSLGlobal Ship Lease, Inc.COM CL A56,596$1.06M<0.1%History
DBDeutsche Bank AktiengesellschaftNAMEN AKT88,598$904.6K<0.1%History
NWBINorthwest Bancshares, Inc.COM66,510$800.1K<0.1%History
SANMSanmina CorpCOM11,449$691.6K<0.1%History
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG21,379$635.0K<0.1%–
AMPSAltus Power, Inc.COM CL A103,978$569.8K<0.1%History
CPBCAMPBELL'S CoCOM9,807$539.1K<0.1%History
TRIThomson Reuters CorpCOM NEW3,617$469.6K<0.1%History
BALLBALL CorpCOM8,033$442.7K<0.1%History
First Tr Exchange Traded FD33738R860NASDAQ BK ETF19,662$418.0K<0.1%–
ACLSAxcelis Technologies IncStock3,100$413.1K<0.1%History
HRHealthcare Realty Trust IncCL A COM20,301$391.8K<0.1%History
LOVELovesac CoCOM13,255$383.1K<0.1%History
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU18,300$365.4K<0.1%–
CROXCrocs, Inc.COM2,712$342.9K<0.1%History
TDYTeledyne Technologies IncCOM777$342.3K<0.1%History
iShares Tr464289867CORE 60 BALA ETF6,667$333.6K<0.1%–
PKGPackaging Corp of AmericaStock2,391$331.8K<0.1%History
First Rep BK San Francisco C33616C100COM23,095$323.1K<0.1%–
Crane Hldgs Co224441113COMMON STOCK8,304$323.0K<0.1%–
LENLennar CorpCL A3,076$323.0K<0.1%History
BCBrunswick CorpCOM3,885$318.6K<0.1%History
AAgilent Technologies, Inc.COM2,250$311.3K<0.1%History
DDSDillard's, Inc.CL A1,000$307.7K<0.1%History
PIMCO ETF Tr72201R874SHTRM MUN BD ACT6,017$299.5K<0.1%–
MOSMosaic CoCOM6,155$282.4K<0.1%History
AAAlcoa CorpStock6,624$281.9K<0.1%History
CVECenovus Energy Inc.COM16,105$281.2K<0.1%History
WDSWoodside Energy Group LtdADR12,059$270.5K<0.1%History
GMABGenmab A/SSPONSORED ADS6,710$253.4K<0.1%History
BNOUnited States Brent Oil Fund, LPETF9,500$252.5K<0.1%History
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM3,275$247.3K<0.1%–
TRPTC Energy CorpCOM6,099$237.3K<0.1%History
MKC.VMcCormick & Co IncCOM VTG2,840$234.6K<0.1%History
PIIPolaris Inc.Stock2,109$233.3K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM19,600$230.1K<0.1%History
DMDesktop Metal, Inc.COM CL A100,000$230.0K<0.1%History
HUNHuntsman CORPCOM8,390$229.6K<0.1%History
EPAMEPAM Systems, Inc.COM771$228.3K<0.1%History
CMCCommercial Metals CoStock4,655$227.6K<0.1%History
ROKURoku, IncCOM CL A3,445$225.9K<0.1%History
State Street Materials Select Sector SPDR ETF81369Y100ETF2,790$225.1K<0.1%–
LILi Auto Inc.SPONSORED ADS9,000$224.6K<0.1%History
NVMINova Ltd.COM2,125$222.0K<0.1%History
ILMNIllumina, Inc.COM950$220.9K<0.1%History
MDBMongoDB, Inc.CL A945$220.3K<0.1%History
TERTeradyne, IncStock2,043$219.7K<0.1%History
ANDEAndersons, Inc.COM5,300$219.0K<0.1%History
Occidental Pete Corp WT Exp 080327674599162Stock5,220$214.0K<0.1%–
AVAAvista CorpCOM5,038$213.9K<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK4,300$213.8K<0.1%–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY4,220$211.6K<0.1%–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT6,189$209.0K<0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW2,050$203.7K<0.1%History
BKRBaker Hughes CoCL A7,038$203.1K<0.1%History
iShares Tr464288281JPMORGAN USD EMG2,340$201.9K<0.1%–
PLABPhotronics IncCOM10,250$169.9K<0.1%History
InterDigital, Inc.45867GAB7NOTE 2.000% 6/0–$139.1K<0.1%–
SRTSSensus Healthcare, Inc.COM24,250$126.3K<0.1%History
RESRPC IncCOM14,770$113.6K<0.1%History
ICLICL Group Ltd.SHS16,653$113.2K<0.1%History
Chegg, Inc163092AD1NOTE 0.125% 3/1–$104.9K<0.1%–
BP Prudhoe Bay Rty Tr055630107UNIT BEN INT13,600$103.9K<0.1%–
LUNALuna Innovations IncCOM14,092$101.3K<0.1%History
MBCMasterBrand, Inc.COMMON STOCK11,677$93.8K<0.1%History
EPMEvolution Petroleum CorpCOM13,500$85.2K<0.1%History
TripAdvisor, Inc.896945AD4NOTE 0.250% 4/0–$81.8K<0.1%–
BTGB2GOLD CorpCOM15,000$59.1K<0.1%History
HBIHanesbrands Inc.COM10,870$57.2K<0.1%History
Haemonetics Corp Mass405024AB6NOTE 3/0–$42.2K<0.1%–
ELBMElectra Battery Materials CorpCOM NEW13,667$28.0K<0.1%History
VTGNVistagen Therapeutics, Inc.COM NEW66,500$8.29K<0.1%History
CYPHCypherpunk Technologies Inc.COM11,000$3.74K<0.1%History
LITSLite Strategy, Inc.COM NEW10,000$2.29K<0.1%History
Cbre GBL Real Estate Inc FD12504G118RIGHT 04/06/202322,090$683<0.1%–