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Livermore
Livermore
ZHEN

D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 11, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,324
−3 vs. Q1 2023
Portfolio value
$9.47B
+$581.6M (+6.5%) vs. Q1 2023
Filed
Aug 11, 2023
SEC
Holdings of D.A. Davidson & Co. in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
INCYIncyte CorpCOM3,362$209.3K<0.1%+68+2.1%AddedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF1,823$209.5K<0.1%−4,855−72.7%Reduced–
SHLSShoals Technologies Group, Inc.CL A8,250$210.9K<0.1%+8,250NewHistory
OLNOLIN CorpStock4,105$211.0K<0.1%+4,105NewHistory
SMCISuper Micro Computer, Inc.COM850$211.9K<0.1%+850NewHistory
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW5,422$216.0K<0.1%−150−2.7%Reduced–
BSTBlackRock Science & Technology TrustSHS6,274$216.1K<0.1%+6,274NewHistory
SCCOSouthern Copper CorpStock3,016$216.4K<0.1%+3,016NewHistory
MPWRMonolithic Power Systems, Inc.COM403$217.9K<0.1%−21−5.0%ReducedHistory
TBLDThornburg Income Builder Opportunities TrustCOM14,369$218.8K<0.1%+968+7.2%AddedHistory
HOLXHologic IncCOM2,707$219.2K<0.1%+42+1.6%AddedHistory
UALUnited Airlines Holdings, Inc.COM3,999$219.4K<0.1%+3,999NewHistory
SWKStanley Black & Decker, Inc.COM2,351$220.4K<0.1%+2,351NewHistory
COOKTraeger, Inc.COMMON STOCK52,000$221.0K<0.1%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR5,000$221.4K<0.1%00.0%Unchanged–
PFCPremier Financial CorpCOM13,825$221.5K<0.1%+3,160+29.6%AddedHistory
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB11,689$222.4K<0.1%+235+2.1%Added–
FRGFranchise Group, Inc.COM7,800$223.4K<0.1%−63,003−89.0%ReducedHistory
QSIQuantum-Si IncCOM CL A125,000$223.8K<0.1%00.0%UnchangedHistory
NUVNuveen Municipal Value Fund IncCOM25,817$224.6K<0.1%+35+0.1%AddedHistory
NRTNorth European Oil Royalty TrustSH BEN INT17,450$226.5K<0.1%+50+0.3%AddedHistory
iShares Tr4642886613 7 YR TREAS BD1,970$227.1K<0.1%+1,970New–
IBNIcici Bank LtdADR9,865$227.7K<0.1%00.0%UnchangedHistory
RLIRli CorpCOM1,676$228.7K<0.1%−102−5.7%ReducedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN16,227$228.8K<0.1%−418−2.5%ReducedHistory
iShares Inc464286285JP MRGN EM HI BD6,521$229.1K<0.1%+6,521New–
iShares Inc464286293ASIA/PAC DIV ETF6,975$229.1K<0.1%00.0%Unchanged–
RNGRingCentral, Inc.CL A7,022$229.8K<0.1%+7,022NewHistory
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB12,142$230.0K<0.1%+271+2.3%Added–
EGLEEagle Bulk Shipping Inc.COM4,800$230.6K<0.1%−800−14.3%ReducedHistory
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,380$231.3K<0.1%−507−13.0%Reduced–
QSQuantumScape CorpCOM CL A29,002$231.7K<0.1%−1,084−3.6%ReducedHistory
CWCOConsolidated Water Co. Ltd.ORD9,570$231.9K<0.1%+9,570NewHistory
AZPNAspen Technology, Inc.COM1,388$232.6K<0.1%−88−6.0%ReducedHistory
NWENorthWestern Energy Group, Inc.COM NEW4,100$232.7K<0.1%+100+2.5%AddedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD17,113$232.8K<0.1%−6,728−28.2%Reduced–
PFLPIMCO Income Strategy FundCOM28,446$233.0K<0.1%00.0%UnchangedHistory
BIDUBaidu, Inc.ADR1,704$233.3K<0.1%−50−2.9%ReducedHistory
OSPNOneSpan Inc.COM15,723$233.3K<0.1%−844−5.1%ReducedHistory
GENGen Digital Inc.Stock12,613$234.0K<0.1%+2,113+20.1%AddedHistory
APTVAptiv PLCSHS2,310$235.8K<0.1%−3,180−57.9%ReducedHistory
WYNNWynn Resorts LtdCOM2,235$236.1K<0.1%+2,235NewHistory
UNMUnum GroupStock4,989$238.0K<0.1%−279−5.3%ReducedHistory
RCLRoyal Caribbean Cruises LtdCOM2,296$238.2K<0.1%+2,296NewHistory
EVRGEvergy, Inc.Stock4,088$238.9K<0.1%+3+0.1%AddedHistory
RYNRayonier IncCOM7,609$238.9K<0.1%−75−1.0%ReducedHistory
PEverpure, Inc.CL A6,500$239.3K<0.1%+6,500NewHistory
Pacer FDS Tr69374H741DATA AND INFRAST8,237$240.5K<0.1%−1,133−12.1%Reduced–
WPMWheaton Precious Metals Corp.COM5,633$243.5K<0.1%−28,439−83.5%ReducedHistory
CFCF Industries Holdings, Inc.COM3,514$243.9K<0.1%−349−9.0%ReducedHistory
GLDMWorld Gold TrustSPDR GLD MINIS6,419$244.5K<0.1%+6,419NewHistory
FHBFirst Hawaiian, Inc.COM13,585$244.7K<0.1%00.0%UnchangedHistory
LITELumentum Holdings Inc.COM4,323$245.2K<0.1%+20+0.5%AddedHistory
NVCRNovoCure LtdORD SHS5,940$246.5K<0.1%−2,063−25.8%ReducedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT21,154$246.7K<0.1%+5,985+39.5%AddedHistory
BCATBlackRock Capital Allocation Term TrustCOM16,325$249.0K<0.1%+5,200+46.7%AddedHistory
BF.BBrown Forman CorpStock3,730$249.1K<0.1%−59−1.6%ReducedHistory
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS7,652$249.7K<0.1%+124+1.6%AddedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM13,166$250.0K<0.1%+26+0.2%AddedHistory
LUVSouthwest Airlines CoCOM6,910$250.2K<0.1%−314−4.3%ReducedHistory
DGIIDigi International IncCOM6,370$250.9K<0.1%+265+4.3%AddedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG2,886$251.9K<0.1%+37+1.3%Added–
UFPTUfp Technologies IncCOM1,300$252.0K<0.1%+1,300NewHistory
Schwab US Tips ETF808524870ETF4,811$252.2K<0.1%−419−8.0%Reduced–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD3,226$253.3K<0.1%+3,226New–
NWNNorthwest Natural Holding CoCOM5,907$254.3K<0.1%+48+0.8%AddedHistory
iShares Tr464287739U.S. REAL ES ETF2,976$257.5K<0.1%−250−7.7%Reduced–
iShares Tr46435G318IBONDS DEC202310,141$258.5K<0.1%−1,175−10.4%Reduced–
RGTRoyce Global Trust, Inc.COM27,984$258.6K<0.1%−214−0.8%ReducedHistory
RYRoyal Bank of CanadaStock2,711$258.9K<0.1%−223−7.6%ReducedHistory
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM20,264$259.0K<0.1%+571+2.9%AddedHistory
CNICanadian National Railway CoStock2,141$259.3K<0.1%−168−7.3%ReducedHistory
NRIMNorthrim Bancorp IncCOM6,600$259.6K<0.1%00.0%UnchangedHistory
Pacer US Small Cap Cash Cows ETF69374H857ETF6,384$259.8K<0.1%+6,384New–
LCIILci IndustriesCOM2,086$263.6K<0.1%00.0%UnchangedHistory
NCANuveen California Municipal Value FundCOM STK30,859$263.9K<0.1%−283−0.9%ReducedHistory
TSCOTractor Supply CoCOM1,195$264.4K<0.1%+24+2.0%AddedHistory
iShares Tr464287788U.S. FINLS ETF3,548$264.7K<0.1%−120−3.3%Reduced–
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH5,755$265.1K<0.1%00.0%Unchanged–
FLEXFlex Ltd.Stock9,609$265.6K<0.1%+330+3.6%AddedHistory
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT8,862$267.0K<0.1%+8,862New–
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM17,296$267.6K<0.1%00.0%UnchangedHistory
Schwab U.S. Large-Cap ETF808524201ETF5,128$268.6K<0.1%00.0%Unchanged–
CNQCanadian Natural Resources LtdCOM4,785$269.2K<0.1%−150−3.0%ReducedHistory
JRONuveen Floating Rate Income Opportunity FundCOM SHS34,572$269.7K<0.1%−20,508−37.2%ReducedHistory
APAMArtisan Partners Asset Management Inc.CL A6,860$269.7K<0.1%00.0%UnchangedHistory
INSWInternational Seaways, Inc.COM7,100$271.5K<0.1%+7,100NewHistory
Tidal Trust I886364645SONICSHARES GBL10,408$271.6K<0.1%−5,919−36.3%Reduced–
WDAYWorkday, Inc.CL A1,203$271.7K<0.1%+188+18.5%AddedHistory
SRPTSarepta Therapeutics, Inc.COM2,383$272.9K<0.1%+100+4.4%AddedHistory
SEATVivid Seats Inc.COM CL A34,500$273.2K<0.1%00.0%UnchangedHistory
STESTERIS plcSHS USD1,215$273.4K<0.1%00.0%UnchangedHistory
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM27,851$274.6K<0.1%−10,678−27.7%ReducedHistory
HEHawaiian Electric Industries IncCOM7,609$275.4K<0.1%00.0%UnchangedHistory
ETREntergy CorpCOM2,838$276.4K<0.1%+93+3.4%AddedHistory
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX17,718$277.1K<0.1%−288,879−94.2%Reduced–
GWRSGlobal Water Resources, Inc.COM21,892$277.6K<0.1%+60.0%AddedHistory
LBAILakeland Bancorp IncCOM20,744$277.8K<0.1%−20−0.1%ReducedHistory
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH3,410$277.8K<0.1%+3,410New–
NMAINuveen Multi-Asset Income FundCOM23,849$278.1K<0.1%−868−3.5%ReducedHistory

Options (22)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q2 2023
SecurityClassPutsCalls
WSMWilliams Sonoma IncCOM$38.0K–
BMOBank of MontrealCOM$29.0K–
ODFLOld Dominion Freight Line, Inc.COM$21.9K–
RYRoyal Bank of CanadaStock$21.8K–
COFCapital One Financial CorpStock$20.8K–
LOWLowes Companies IncStock$6.13K–
GOLFAcushnet Holdings Corp.COM$5.54K–
TDToronto Dominion BankStock$5.32K–
MAMastercard IncStock$5.08K–
BSMBlack Stone Minerals, L.P.COM UNIT–$4.60K
DEDeere & CoStock$4.09K–
LUVSouthwest Airlines CoCOM$3.58K–
MCHPMicrochip Technology IncStock$3.10K–
MSFTMicrosoft CorpStock$1.68K–
DFSDiscover Financial ServicesCOM$1.54K–
NXHNeighborhood Intelligence, Inc.COM–$1.21K
LULUlululemon athletica inc.Stock$540–
TSLATesla, Inc.Stock$520–
CHPTChargePoint Holdings, Inc.COM CL A–$284
GOOGLAlphabet Inc.Stock$27–
ONOn Semiconductor CorpStock–$24
TTDTrade Desk, Inc.Stock$20–

Sold out since Q1 2023 (82)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF60,193$6.65M0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP56,852$4.78M0.1%–
CLVTClarivate PLCORD SHS481,038$4.51M0.1%History
BARGraniteShares Gold TrustSHS BEN INT118,715$2.32M<0.1%History
PIImpinj IncCOM14,486$1.96M<0.1%History
HRBH&R Block IncCOM51,715$1.82M<0.1%History
RGLDRoyal Gold IncStock9,595$1.24M<0.1%History
GSLGlobal Ship Lease, Inc.COM CL A56,596$1.06M<0.1%History
DBDeutsche Bank AktiengesellschaftNAMEN AKT88,598$904.6K<0.1%History
NWBINorthwest Bancshares, Inc.COM66,510$800.1K<0.1%History
SANMSanmina CorpCOM11,449$691.6K<0.1%History
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG21,379$635.0K<0.1%–
AMPSAltus Power, Inc.COM CL A103,978$569.8K<0.1%History
CPBCAMPBELL'S CoCOM9,807$539.1K<0.1%History
TRIThomson Reuters CorpCOM NEW3,617$469.6K<0.1%History
BALLBALL CorpCOM8,033$442.7K<0.1%History
First Tr Exchange Traded FD33738R860NASDAQ BK ETF19,662$418.0K<0.1%–
ACLSAxcelis Technologies IncStock3,100$413.1K<0.1%History
HRHealthcare Realty Trust IncCL A COM20,301$391.8K<0.1%History
LOVELovesac CoCOM13,255$383.1K<0.1%History
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU18,300$365.4K<0.1%–
CROXCrocs, Inc.COM2,712$342.9K<0.1%History
TDYTeledyne Technologies IncCOM777$342.3K<0.1%History
iShares Tr464289867CORE 60 BALA ETF6,667$333.6K<0.1%–
PKGPackaging Corp of AmericaStock2,391$331.8K<0.1%History
First Rep BK San Francisco C33616C100COM23,095$323.1K<0.1%–
Crane Hldgs Co224441113COMMON STOCK8,304$323.0K<0.1%–
LENLennar CorpCL A3,076$323.0K<0.1%History
BCBrunswick CorpCOM3,885$318.6K<0.1%History
AAgilent Technologies, Inc.COM2,250$311.3K<0.1%History
DDSDillard's, Inc.CL A1,000$307.7K<0.1%History
PIMCO ETF Tr72201R874SHTRM MUN BD ACT6,017$299.5K<0.1%–
MOSMosaic CoCOM6,155$282.4K<0.1%History
AAAlcoa CorpStock6,624$281.9K<0.1%History
CVECenovus Energy Inc.COM16,105$281.2K<0.1%History
WDSWoodside Energy Group LtdADR12,059$270.5K<0.1%History
GMABGenmab A/SSPONSORED ADS6,710$253.4K<0.1%History
BNOUnited States Brent Oil Fund, LPETF9,500$252.5K<0.1%History
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM3,275$247.3K<0.1%–
TRPTC Energy CorpCOM6,099$237.3K<0.1%History
MKC.VMcCormick & Co IncCOM VTG2,840$234.6K<0.1%History
PIIPolaris Inc.Stock2,109$233.3K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM19,600$230.1K<0.1%History
DMDesktop Metal, Inc.COM CL A100,000$230.0K<0.1%History
HUNHuntsman CORPCOM8,390$229.6K<0.1%History
EPAMEPAM Systems, Inc.COM771$228.3K<0.1%History
CMCCommercial Metals CoStock4,655$227.6K<0.1%History
ROKURoku, IncCOM CL A3,445$225.9K<0.1%History
State Street Materials Select Sector SPDR ETF81369Y100ETF2,790$225.1K<0.1%–
LILi Auto Inc.SPONSORED ADS9,000$224.6K<0.1%History
NVMINova Ltd.COM2,125$222.0K<0.1%History
ILMNIllumina, Inc.COM950$220.9K<0.1%History
MDBMongoDB, Inc.CL A945$220.3K<0.1%History
TERTeradyne, IncStock2,043$219.7K<0.1%History
ANDEAndersons, Inc.COM5,300$219.0K<0.1%History
Occidental Pete Corp WT Exp 080327674599162Stock5,220$214.0K<0.1%–
AVAAvista CorpCOM5,038$213.9K<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK4,300$213.8K<0.1%–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY4,220$211.6K<0.1%–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT6,189$209.0K<0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW2,050$203.7K<0.1%History
BKRBaker Hughes CoCL A7,038$203.1K<0.1%History
iShares Tr464288281JPMORGAN USD EMG2,340$201.9K<0.1%–
PLABPhotronics IncCOM10,250$169.9K<0.1%History
InterDigital, Inc.45867GAB7NOTE 2.000% 6/0–$139.1K<0.1%–
SRTSSensus Healthcare, Inc.COM24,250$126.3K<0.1%History
RESRPC IncCOM14,770$113.6K<0.1%History
ICLICL Group Ltd.SHS16,653$113.2K<0.1%History
Chegg, Inc163092AD1NOTE 0.125% 3/1–$104.9K<0.1%–
BP Prudhoe Bay Rty Tr055630107UNIT BEN INT13,600$103.9K<0.1%–
LUNALuna Innovations IncCOM14,092$101.3K<0.1%History
MBCMasterBrand, Inc.COMMON STOCK11,677$93.8K<0.1%History
EPMEvolution Petroleum CorpCOM13,500$85.2K<0.1%History
TripAdvisor, Inc.896945AD4NOTE 0.250% 4/0–$81.8K<0.1%–
BTGB2GOLD CorpCOM15,000$59.1K<0.1%History
HBIHanesbrands Inc.COM10,870$57.2K<0.1%History
Haemonetics Corp Mass405024AB6NOTE 3/0–$42.2K<0.1%–
ELBMElectra Battery Materials CorpCOM NEW13,667$28.0K<0.1%History
VTGNVistagen Therapeutics, Inc.COM NEW66,500$8.29K<0.1%History
CYPHCypherpunk Technologies Inc.COM11,000$3.74K<0.1%History
LITSLite Strategy, Inc.COM NEW10,000$2.29K<0.1%History
Cbre GBL Real Estate Inc FD12504G118RIGHT 04/06/202322,090$683<0.1%–