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Livermore
Livermore
ZHEN

D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 11, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,324
−3 vs. Q1 2023
Portfolio value
$9.47B
+$581.6M (+6.5%) vs. Q1 2023
Filed
Aug 11, 2023
SEC
Holdings of D.A. Davidson & Co. in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Capital Group Intl Focus EQT14019W109SHS CREAT UNIT271,823$6.39M0.1%+40,320+17.4%Added–
MSMorgan StanleyStock76,216$6.51M0.1%−8,620−10.2%ReducedHistory
IPInternational Paper CoCOM204,643$6.51M0.1%+1,150+0.6%AddedHistory
Vanguard World FD921910840MEGA CAP VAL ETF63,731$6.61M0.1%+927+1.5%Added–
PSXPhillips 66Stock69,464$6.63M0.1%+1,920+2.8%AddedHistory
FCXFreeport-McMoran IncStock165,789$6.63M0.1%+3,858+2.4%AddedHistory
iShares S&P 500 Growth ETF464287309ETF96,440$6.80M0.1%−1,030−1.1%Reduced–
VMWVmware LLCCL A COM47,777$6.87M0.1%−9,469−16.5%ReducedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF68,919$6.88M0.1%+67+0.1%Added–
LRCXLam Research CorpCOM10,697$6.88M0.1%+1,022+10.6%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF134,347$6.92M0.1%+2,867+2.2%Added–
ENBEnbridge IncStock187,069$6.95M0.1%−456−0.2%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF175,930$6.96M0.1%−30,798−14.9%Reduced–
ATVIActivision Blizzard, Inc.COM83,983$7.08M0.1%−36,779−30.5%ReducedHistory
EOGEOG Resources IncStock62,133$7.11M0.1%−224−0.4%ReducedHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF106,241$7.17M0.1%−905−0.8%Reduced–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF185,430$7.20M0.1%+161,344+669.9%Added–
GILDGilead Sciences, Inc.Stock93,568$7.21M0.1%+3,954+4.4%AddedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT646,440$7.24M0.1%+61,335+10.5%AddedHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT153,490$7.32M0.1%−4,956−3.1%Reduced–
NOWServiceNow, Inc.Stock13,032$7.32M0.1%+1,702+15.0%AddedHistory
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL160,944$7.35M0.1%+160,944New–
GPCGenuine Parts CoStock44,180$7.48M0.1%−1,223−2.7%ReducedHistory
ROKRockwell Automation, IncStock22,742$7.49M0.1%−38−0.2%ReducedHistory
CMCSAComcast CorpStock183,262$7.61M0.1%+244+0.1%AddedHistory
PANWPalo Alto Networks IncStock30,226$7.72M0.1%−1,895−5.9%ReducedHistory
LADLithia Motors IncCOM25,632$7.80M0.1%−25,032−49.4%ReducedHistory
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF37,977$7.81M0.1%−217−0.6%Reduced–
CSXCSX CorpStock230,558$7.86M0.1%−7,282−3.1%ReducedHistory
SYYSysco CorpStock106,695$7.92M0.1%+1,758+1.7%AddedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX166,967$7.92M0.1%−875−0.5%Reduced–
CLColgate Palmolive CoStock104,003$8.01M0.1%+169+0.2%AddedHistory
Invesco Exchange Traded FD T46137V233S&P 500 TOP 5022,915$8.01M0.1%+4,635+25.4%Added–
CCDCalamos Dynamic Convertible & Income FundCOM369,424$8.03M0.1%+31,054+9.2%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF46,221$8.04M0.1%+164+0.4%Added–
VMIValmont Industries IncCOM28,477$8.29M0.1%+741+2.7%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD109,615$8.29M0.1%−4,422−3.9%Reduced–
PRUPrudential Financial IncStock95,154$8.39M0.1%−1,340−1.4%ReducedHistory
BDXBecton Dickinson & CoStock32,057$8.46M0.1%+623+2.0%AddedHistory
DOWDow Inc.Stock159,475$8.49M0.1%+3,068+2.0%AddedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF157,331$8.56M0.1%+2,461+1.6%Added–
GLWCorning IncCOM246,895$8.65M0.1%+5,262+2.2%AddedHistory
TAT&T Inc.Stock544,187$8.68M0.1%−66,482−10.9%ReducedHistory
AWRAmerican States Water CoCOM100,775$8.77M0.1%−392−0.4%ReducedHistory
Vanguard Energy ETF92204A306ETF77,723$8.77M0.1%−497−0.6%Reduced–
STTState Street CorpCOM121,086$8.86M0.1%+357+0.3%AddedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF43,868$8.89M0.1%+1,587+3.8%Added–
GLDSPDR Gold TrustETF49,996$8.91M0.1%−1,095−2.1%ReducedHistory
FDXFedEx CorpStock36,028$8.93M0.1%−163−0.5%ReducedHistory
PYPLPayPal Holdings, Inc.Stock134,296$8.96M0.1%+27,011+25.2%AddedHistory
NTRNutrien Ltd.COM153,290$9.05M0.1%−794−0.5%ReducedHistory
iShares Tr464288638ISHS 5-10YR INVT179,427$9.07M0.1%−1,334−0.7%Reduced–
KMIKinder Morgan, Inc.Stock527,687$9.09M0.1%+12,073+2.3%AddedHistory
LINLinde PLCStock24,012$9.15M0.1%−686−2.8%ReducedHistory
PMPhilip Morris International Inc.Stock93,952$9.17M0.1%+3,100+3.4%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF113,204$9.19M0.1%−8,700−7.1%Reduced–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF66,789$9.24M0.1%+742+1.1%Added–
AMATApplied Materials IncStock64,352$9.30M0.1%−2,695−4.0%ReducedHistory
WFCWells Fargo & CompanyStock218,310$9.32M0.1%+3,805+1.8%AddedHistory
ECLEcolab Inc.Stock50,275$9.39M0.1%+7,737+18.2%AddedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF57,068$9.44M0.1%−728−1.3%Reduced–
PLDPrologis, Inc.REIT77,261$9.47M0.1%+4,449+6.1%AddedHistory
WCCWesco International IncCOM52,955$9.48M0.1%+1,275+2.5%AddedHistory
AIGAmerican International Group, Inc.Stock165,362$9.51M0.1%+647+0.4%AddedHistory
PPGPPG Industries IncStock64,660$9.59M0.1%−6,882−9.6%ReducedHistory
WisdomTree Tr97717W380INTRST RATE HDGE217,695$9.63M0.1%+3,295+1.5%Added–
WYWeyerhaeuser CoCOM NEW288,339$9.66M0.1%−5,036−1.7%ReducedHistory
EMREmerson Electric CoStock107,478$9.71M0.1%+1,219+1.1%AddedHistory
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX109,838$9.73M0.1%+921+0.8%Added–
Vanguard World FD921910816MEGA GRWTH IND41,586$9.79M0.1%−890−2.1%Reduced–
iShares Tr464288802ESG OPTIMIZED104,830$9.82M0.1%+1,709+1.7%Added–
UMHUmh Properties, Inc.COM619,767$9.90M0.1%+90,056+17.0%AddedHistory
MGMMGM Resorts InternationalStock226,700$9.96M0.1%+5,907+2.7%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF45,800$10.1M0.1%+498+1.1%Added–
HONHoneywell International IncCOM49,318$10.2M0.1%−573−1.1%ReducedHistory
DVNDevon Energy CorpStock212,538$10.3M0.1%+38,074+21.8%AddedHistory
CCKCrown Holdings, Inc.COM119,574$10.4M0.1%−6,836−5.4%ReducedHistory
Vanguard Real Estate ETF922908553ETF126,152$10.5M0.1%+6,662+5.6%Added–
First Tr Exchange-Traded FD33733E831INDXX AEROSPACE454,806$10.6M0.1%+147,418+48.0%Added–
CRMSalesforce, Inc.Stock50,474$10.7M0.1%+3,141+6.6%AddedHistory
Vanguard Index FDS922908652EXTEND MKT ETF71,990$10.7M0.1%+1,056+1.5%Added–
VLOValero Energy CorpStock92,809$10.9M0.1%+1,942+2.1%AddedHistory
First Tr Exchange-Traded FD33734X150INDLS PROD DUR182,690$11.0M0.1%+105,914+138.0%Added–
Vanguard Health Care ETF92204A504ETF45,283$11.1M0.1%+2,878+6.8%Added–
DHIHorton D R IncCOM91,883$11.2M0.1%−2,090−2.2%ReducedHistory
SHELShell plcADR185,874$11.2M0.1%+8,872+5.0%AddedHistory
EPDEnterprise Products Partners L.P.Stock426,620$11.2M0.1%+49,080+13.0%AddedHistory
ORCLOracle CorpStock94,856$11.3M0.1%−1,354−1.4%ReducedHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF537,121$11.3M0.1%+6,742+1.3%Added–
MAMastercard IncStock28,857$11.3M0.1%+898+3.2%AddedHistory
DUKDuke Energy CORPStock127,592$11.5M0.1%+31,058+32.2%AddedHistory
ARCCAres Capital CorpCEF611,318$11.5M0.1%+19,336+3.3%AddedHistory
COPConocoPhillipsStock111,291$11.5M0.1%+4,941+4.6%AddedHistory
Vanguard Whitehall FDS921946810INTL DVD ETF154,955$11.6M0.1%+2,426+1.6%Added–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH77,494$11.9M0.1%−3,500−4.3%Reduced–
TROWPrice T Rowe Group IncStock105,988$11.9M0.1%+1,314+1.3%AddedHistory
ORealty Income CorpREIT199,220$11.9M0.1%+6,065+3.1%AddedHistory
iShares Tips Bond ETF464287176ETF110,795$11.9M0.1%−5,768−4.9%Reduced–
STZConstellation Brands, Inc.Stock48,711$12.0M0.1%−2,017−4.0%ReducedHistory
WMWaste Management IncStock69,303$12.0M0.1%+659+1.0%AddedHistory

Options (22)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q2 2023
SecurityClassPutsCalls
WSMWilliams Sonoma IncCOM$38.0K–
BMOBank of MontrealCOM$29.0K–
ODFLOld Dominion Freight Line, Inc.COM$21.9K–
RYRoyal Bank of CanadaStock$21.8K–
COFCapital One Financial CorpStock$20.8K–
LOWLowes Companies IncStock$6.13K–
GOLFAcushnet Holdings Corp.COM$5.54K–
TDToronto Dominion BankStock$5.32K–
MAMastercard IncStock$5.08K–
BSMBlack Stone Minerals, L.P.COM UNIT–$4.60K
DEDeere & CoStock$4.09K–
LUVSouthwest Airlines CoCOM$3.58K–
MCHPMicrochip Technology IncStock$3.10K–
MSFTMicrosoft CorpStock$1.68K–
DFSDiscover Financial ServicesCOM$1.54K–
NXHNeighborhood Intelligence, Inc.COM–$1.21K
LULUlululemon athletica inc.Stock$540–
TSLATesla, Inc.Stock$520–
CHPTChargePoint Holdings, Inc.COM CL A–$284
GOOGLAlphabet Inc.Stock$27–
ONOn Semiconductor CorpStock–$24
TTDTrade Desk, Inc.Stock$20–

Sold out since Q1 2023 (82)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF60,193$6.65M0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP56,852$4.78M0.1%–
CLVTClarivate PLCORD SHS481,038$4.51M0.1%History
BARGraniteShares Gold TrustSHS BEN INT118,715$2.32M<0.1%History
PIImpinj IncCOM14,486$1.96M<0.1%History
HRBH&R Block IncCOM51,715$1.82M<0.1%History
RGLDRoyal Gold IncStock9,595$1.24M<0.1%History
GSLGlobal Ship Lease, Inc.COM CL A56,596$1.06M<0.1%History
DBDeutsche Bank AktiengesellschaftNAMEN AKT88,598$904.6K<0.1%History
NWBINorthwest Bancshares, Inc.COM66,510$800.1K<0.1%History
SANMSanmina CorpCOM11,449$691.6K<0.1%History
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG21,379$635.0K<0.1%–
AMPSAltus Power, Inc.COM CL A103,978$569.8K<0.1%History
CPBCAMPBELL'S CoCOM9,807$539.1K<0.1%History
TRIThomson Reuters CorpCOM NEW3,617$469.6K<0.1%History
BALLBALL CorpCOM8,033$442.7K<0.1%History
First Tr Exchange Traded FD33738R860NASDAQ BK ETF19,662$418.0K<0.1%–
ACLSAxcelis Technologies IncStock3,100$413.1K<0.1%History
HRHealthcare Realty Trust IncCL A COM20,301$391.8K<0.1%History
LOVELovesac CoCOM13,255$383.1K<0.1%History
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU18,300$365.4K<0.1%–
CROXCrocs, Inc.COM2,712$342.9K<0.1%History
TDYTeledyne Technologies IncCOM777$342.3K<0.1%History
iShares Tr464289867CORE 60 BALA ETF6,667$333.6K<0.1%–
PKGPackaging Corp of AmericaStock2,391$331.8K<0.1%History
First Rep BK San Francisco C33616C100COM23,095$323.1K<0.1%–
Crane Hldgs Co224441113COMMON STOCK8,304$323.0K<0.1%–
LENLennar CorpCL A3,076$323.0K<0.1%History
BCBrunswick CorpCOM3,885$318.6K<0.1%History
AAgilent Technologies, Inc.COM2,250$311.3K<0.1%History
DDSDillard's, Inc.CL A1,000$307.7K<0.1%History
PIMCO ETF Tr72201R874SHTRM MUN BD ACT6,017$299.5K<0.1%–
MOSMosaic CoCOM6,155$282.4K<0.1%History
AAAlcoa CorpStock6,624$281.9K<0.1%History
CVECenovus Energy Inc.COM16,105$281.2K<0.1%History
WDSWoodside Energy Group LtdADR12,059$270.5K<0.1%History
GMABGenmab A/SSPONSORED ADS6,710$253.4K<0.1%History
BNOUnited States Brent Oil Fund, LPETF9,500$252.5K<0.1%History
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM3,275$247.3K<0.1%–
TRPTC Energy CorpCOM6,099$237.3K<0.1%History
MKC.VMcCormick & Co IncCOM VTG2,840$234.6K<0.1%History
PIIPolaris Inc.Stock2,109$233.3K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM19,600$230.1K<0.1%History
DMDesktop Metal, Inc.COM CL A100,000$230.0K<0.1%History
HUNHuntsman CORPCOM8,390$229.6K<0.1%History
EPAMEPAM Systems, Inc.COM771$228.3K<0.1%History
CMCCommercial Metals CoStock4,655$227.6K<0.1%History
ROKURoku, IncCOM CL A3,445$225.9K<0.1%History
State Street Materials Select Sector SPDR ETF81369Y100ETF2,790$225.1K<0.1%–
LILi Auto Inc.SPONSORED ADS9,000$224.6K<0.1%History
NVMINova Ltd.COM2,125$222.0K<0.1%History
ILMNIllumina, Inc.COM950$220.9K<0.1%History
MDBMongoDB, Inc.CL A945$220.3K<0.1%History
TERTeradyne, IncStock2,043$219.7K<0.1%History
ANDEAndersons, Inc.COM5,300$219.0K<0.1%History
Occidental Pete Corp WT Exp 080327674599162Stock5,220$214.0K<0.1%–
AVAAvista CorpCOM5,038$213.9K<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK4,300$213.8K<0.1%–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY4,220$211.6K<0.1%–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT6,189$209.0K<0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW2,050$203.7K<0.1%History
BKRBaker Hughes CoCL A7,038$203.1K<0.1%History
iShares Tr464288281JPMORGAN USD EMG2,340$201.9K<0.1%–
PLABPhotronics IncCOM10,250$169.9K<0.1%History
InterDigital, Inc.45867GAB7NOTE 2.000% 6/0–$139.1K<0.1%–
SRTSSensus Healthcare, Inc.COM24,250$126.3K<0.1%History
RESRPC IncCOM14,770$113.6K<0.1%History
ICLICL Group Ltd.SHS16,653$113.2K<0.1%History
Chegg, Inc163092AD1NOTE 0.125% 3/1–$104.9K<0.1%–
BP Prudhoe Bay Rty Tr055630107UNIT BEN INT13,600$103.9K<0.1%–
LUNALuna Innovations IncCOM14,092$101.3K<0.1%History
MBCMasterBrand, Inc.COMMON STOCK11,677$93.8K<0.1%History
EPMEvolution Petroleum CorpCOM13,500$85.2K<0.1%History
TripAdvisor, Inc.896945AD4NOTE 0.250% 4/0–$81.8K<0.1%–
BTGB2GOLD CorpCOM15,000$59.1K<0.1%History
HBIHanesbrands Inc.COM10,870$57.2K<0.1%History
Haemonetics Corp Mass405024AB6NOTE 3/0–$42.2K<0.1%–
ELBMElectra Battery Materials CorpCOM NEW13,667$28.0K<0.1%History
VTGNVistagen Therapeutics, Inc.COM NEW66,500$8.29K<0.1%History
CYPHCypherpunk Technologies Inc.COM11,000$3.74K<0.1%History
LITSLite Strategy, Inc.COM NEW10,000$2.29K<0.1%History
Cbre GBL Real Estate Inc FD12504G118RIGHT 04/06/202322,090$683<0.1%–