D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed Apr 25, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 1,327
- +26 vs. Q4 2022
- Portfolio value
- $8.89B
- +$412.5M (+4.9%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SNASnap-on Inc | COM | 6,348 | $1.57M | <0.1% | −1,567−19.8% | Reduced | History |
| NNINelnet Inc | CL A | 17,146 | $1.58M | <0.1% | +43+0.3% | Added | History |
| ESEversource Energy | Stock | 20,150 | $1.58M | <0.1% | +53+0.3% | Added | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 14,402 | $1.58M | <0.1% | −1,732−10.7% | Reduced | – |
| GNRCGenerac Holdings Inc. | Stock | 14,722 | $1.59M | <0.1% | −2,773−15.9% | Reduced | History |
| ORLYO Reilly Automotive Inc | Stock | 1,874 | $1.59M | <0.1% | +7+0.4% | Added | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 29,143 | $1.59M | <0.1% | +9,811+50.8% | Added | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 20,805 | $1.60M | <0.1% | −3,167−13.2% | Reduced | – |
| ETSYEtsy Inc | COM | 14,541 | $1.62M | <0.1% | −1,074−6.9% | Reduced | History |
| NXPINXP Semiconductors N.V. | COM | 8,706 | $1.62M | <0.1% | +3,341+62.3% | Added | History |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 64,545 | $1.63M | <0.1% | −1,329−2.0% | Reduced | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 23,476 | $1.63M | <0.1% | −1,646−6.6% | Reduced | History |
| Vanguard Total World Stock ETF922042742 | ETF | 17,670 | $1.63M | <0.1% | −231−1.3% | Reduced | – |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 15,365 | $1.63M | <0.1% | −2,253−12.8% | Reduced | – |
| FTNTFortinet, Inc. | Stock | 24,635 | $1.64M | <0.1% | −657−2.6% | Reduced | History |
| DIAXNuveen Dow 30sm Dynamic Overwrite Fund | SHS | 111,630 | $1.64M | <0.1% | +10,175+10.0% | Added | History |
| WPMWheaton Precious Metals Corp. | COM | 34,072 | $1.64M | <0.1% | +248+0.7% | Added | History |
| CBRECbre Group, Inc. | CL A | 22,677 | $1.65M | <0.1% | +3,569+18.7% | Added | History |
| DNPDNP Select Income Fund Inc | COM | 149,971 | $1.65M | <0.1% | −9,723−6.1% | Reduced | History |
| AXONAxon Enterprise, Inc. | COM | 7,405 | $1.67M | <0.1% | −705−8.7% | Reduced | History |
| CFGCitizens Financial Group Inc | COM | 55,291 | $1.68M | <0.1% | +11,872+27.3% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 79,679 | $1.68M | <0.1% | −467−0.6% | Reduced | – |
| XELXcel Energy Inc | Stock | 25,037 | $1.68M | <0.1% | +2,433+10.8% | Added | History |
| AHRTAH Realty Trust, Inc. | COM | 142,850 | $1.69M | <0.1% | +259+0.2% | Added | History |
| AMPHAmphastar Pharmaceuticals, Inc. | COM | 45,074 | $1.69M | <0.1% | −3,837−7.8% | Reduced | History |
| First Tr Exch Traded FD III33739P855 | INSTL PFD SECS | 101,458 | $1.70M | <0.1% | +101,458 | New | – |
| AFLAflac Inc | Stock | 26,453 | $1.71M | <0.1% | −7,259−21.5% | Reduced | History |
| J P Morgan Exchange Traded F46641Q274 | SHORT DURA CORE | 36,954 | $1.71M | <0.1% | +4,243+13.0% | Added | – |
| PSAPublic Storage | COM | 5,672 | $1.71M | <0.1% | +4,252+299.4% | Added | History |
| YUMCYum China Holdings, Inc. | COM | 26,999 | $1.71M | <0.1% | −70−0.3% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 24,545 | $1.72M | <0.1% | −641−2.5% | Reduced | – |
| Invesco Exchange Traded FD T46137V837 | DORS WRI MOM ETF | 22,630 | $1.72M | <0.1% | −23,287−50.7% | Reduced | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 23,834 | $1.76M | <0.1% | −56−0.2% | Reduced | – |
| iShares Tr46434V290 | US SML CAP EQT | 34,795 | $1.78M | <0.1% | +1,002+3.0% | Added | – |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 26,730 | $1.79M | <0.1% | +82+0.3% | Added | – |
| OXYOccidental Petroleum Corp | Stock | 28,605 | $1.79M | <0.1% | −165−0.6% | Reduced | History |
| AEMAgnico Eagle Mines Ltd | Stock | 35,267 | $1.80M | <0.1% | +29,910+558.3% | Added | History |
| EPR.PCEpr Properties | PFD C CV 5.75% | 101,712 | $1.81M | <0.1% | +4,800+5.0% | Added | History |
| BIPCBrookfield Infrastructure Corp | COM SB VTG SHS A | 39,347 | $1.81M | <0.1% | +362+0.9% | Added | History |
| HRBH&R Block Inc | COM | 51,715 | $1.82M | <0.1% | −3,602−6.5% | Reduced | History |
| CLFCleveland-Cliffs Inc. | COM | 99,806 | $1.83M | <0.1% | −3,820−3.7% | Reduced | History |
| OHIOmega Healthcare Investors Inc | COM | 66,765 | $1.83M | <0.1% | +13,772+26.0% | Added | History |
| TRVTravelers Companies, Inc. | Stock | 10,791 | $1.85M | <0.1% | −413−3.7% | Reduced | History |
| EBAYeBay Inc | COM | 41,702 | $1.85M | <0.1% | +6,600+18.8% | Added | History |
| Pacer Developed Markets International Cash Cows 100 ETF69374H873 | ETF | 63,102 | $1.87M | <0.1% | +2,017+3.3% | Added | – |
| iShares Tr46436E825 | IBONDS 29 TRM TS | 84,776 | $1.88M | <0.1% | +524+0.6% | Added | – |
| PSECProspect Capital Corp | COM | 270,396 | $1.88M | <0.1% | +13,790+5.4% | Added | History |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 41,357 | $1.90M | <0.1% | +41,357 | New | – |
| GLADGladstone Capital Corp | COM | 202,915 | $1.91M | <0.1% | +10,799+5.6% | Added | History |
| METMetlife Inc | Stock | 33,296 | $1.91M | <0.1% | +2,529+8.2% | Added | History |
| Global X FDS37954Y343 | GLBL X MLP ETF | 46,078 | $1.92M | <0.1% | +4,418+10.6% | Added | – |
| CHTRCharter Communications, Inc. | CL A | 5,386 | $1.93M | <0.1% | −2,111−28.2% | Reduced | History |
| FRGFranchise Group, Inc. | COM | 70,803 | $1.93M | <0.1% | +5,892+9.1% | Added | History |
| MARMarriott International Inc | Stock | 11,647 | $1.93M | <0.1% | +689+6.3% | Added | History |
| LHLabcorp Holdings Inc. | COM NEW | 8,552 | $1.94M | <0.1% | −76−0.9% | Reduced | History |
| iShares Tr46436E833 | IBONDS 28 TRM TS | 86,449 | $1.94M | <0.1% | +2,355+2.8% | Added | – |
| PIImpinj Inc | COM | 14,486 | $1.96M | <0.1% | −375−2.5% | Reduced | History |
| First Tr Exchange-Traded FD33739Q705 | FT VEST S&P 500 | 38,171 | $1.96M | <0.1% | +38,171 | New | – |
| KKellanova | Stock | 29,427 | $1.97M | <0.1% | −4,593−13.5% | Reduced | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 57,516 | $1.99M | <0.1% | −671−1.2% | Reduced | History |
| First Tr Exchange-Traded FD33734X119 | CONSUMR STAPLE | 32,315 | $2.01M | <0.1% | +19,252+147.4% | Added | – |
| SLViShares Silver Trust | ETF | 90,951 | $2.01M | <0.1% | +38,175+72.3% | Added | History |
| iShares Core High Dividend ETF46429B663 | ETF | 19,844 | $2.02M | <0.1% | +626+3.3% | Added | – |
| TFCTruist Financial Corp | COM | 59,723 | $2.03M | <0.1% | −4,266−6.7% | Reduced | History |
| EMNEastman Chemical Co | Stock | 24,198 | $2.04M | <0.1% | +4,510+22.9% | Added | History |
| PCHPotlatchdeltic Corp | COM | 41,254 | $2.04M | <0.1% | +979+2.4% | Added | History |
| iShares Core S&P U.S. Growth ETF464287671 | ETF | 23,163 | $2.06M | <0.1% | +987+4.5% | Added | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 33,244 | $2.07M | <0.1% | +7,584+29.6% | Added | – |
| TELTE Connectivity plc | REG SHS | 15,890 | $2.08M | <0.1% | −2,562−13.9% | Reduced | History |
| ASMLASML Holding NV | ADR | 3,072 | $2.09M | <0.1% | −55−1.8% | Reduced | History |
| ALBAlbemarle Corp | Stock | 9,566 | $2.11M | <0.1% | +64+0.7% | Added | History |
| INVXInnovex International, Inc. | COM | 73,883 | $2.12M | <0.1% | −5,342−6.7% | Reduced | History |
| TEXTerex Corp | Stock | 44,545 | $2.13M | <0.1% | +44,545 | New | History |
| Vanguard Admiral FDS Inc921932778 | SMLCP 600 VAL | 26,453 | $2.14M | <0.1% | +1,051+4.1% | AddedConverted for a 2-for-1 split | – |
| DOCHealthpeak Properties, Inc. | COM | 97,393 | $2.14M | <0.1% | −9,493−8.9% | Reduced | History |
| ADXAdams Diversified Equity Fund, Inc. | COM | 138,874 | $2.16M | <0.1% | −93−0.1% | Reduced | History |
| First Tr Exchange-Traded FD33738D101 | NO AMER ENERGY | 81,343 | $2.17M | <0.1% | −10,724−11.6% | Reduced | – |
| First Trust Cloud Computing ETF33734X192 | ETF | 32,469 | $2.17M | <0.1% | −5,826−15.2% | Reduced | – |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 24,482 | $2.17M | <0.1% | +17,938+274.1% | AddedConverted for a 2-for-1 split | – |
| DSLDoubleLine Income Solutions Fund | COM | 191,624 | $2.18M | <0.1% | +1,589+0.8% | Added | History |
| ACGLArch Capital Group Ltd. | Stock | 32,223 | $2.19M | <0.1% | +2,534+8.5% | Added | History |
| CCICrown Castle Inc. | REIT | 16,452 | $2.19M | <0.1% | +275+1.7% | Added | History |
| QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 91,665 | $2.19M | <0.1% | +7,735+9.2% | Added | History |
| Invesco Exchange Traded FD T46137V431 | S&P 500 GARP ETF | 25,830 | $2.20M | <0.1% | +6,087+30.8% | Added | – |
| PGRProgressive Corp | Stock | 15,422 | $2.21M | <0.1% | +428+2.9% | Added | History |
| Columbia ETF Tr II19762B202 | EM CORE EX ETF | 81,735 | $2.21M | <0.1% | +61,458+303.1% | Added | – |
| iShares Select U.S. REIT ETF464287564 | ETF | 39,982 | $2.22M | <0.1% | +5,778+16.9% | Added | – |
| AMDAdvanced Micro Devices Inc | Stock | 22,903 | $2.24M | <0.1% | +38+0.2% | Added | History |
| EIXEdison International | Stock | 31,923 | $2.25M | <0.1% | +4,075+14.6% | Added | History |
| WSOWatsco Inc | COM | 7,152 | $2.28M | <0.1% | +7,152 | New | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 34,138 | $2.28M | <0.1% | +816+2.4% | Added | – |
| HTGCHercules Capital, Inc. | COM | 177,286 | $2.29M | <0.1% | +10,322+6.2% | Added | History |
| Advisorshares Tr00768Y479 | DORSY FSM ALCP | 73,609 | $2.29M | <0.1% | −1,467−2.0% | Reduced | – |
| Davis Fundamental ETF Tr23908L108 | SELECT FINL | 88,567 | $2.30M | <0.1% | +100.0% | Added | – |
| TYTRI-CONTINENTAL Corp | COM | 86,922 | $2.31M | <0.1% | +859+1.0% | Added | History |
| GWWW.W. Grainger, Inc. | Stock | 3,359 | $2.31M | <0.1% | +83+2.5% | Added | History |
| BKNGBooking Holdings Inc. | Stock | 873 | $2.32M | <0.1% | +6+0.7% | Added | History |
| BARGraniteShares Gold Trust | SHS BEN INT | 118,715 | $2.32M | <0.1% | +118,715 | New | History |
| CLXClorox Co | Stock | 14,750 | $2.33M | <0.1% | −5,882−28.5% | Reduced | History |
| TJXTJX Companies Inc | Stock | 29,813 | $2.33M | <0.1% | −3,557−10.7% | Reduced | History |
Options (20)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| RYRoyal Bank of Canada | Stock | $44.5K | – |
| WSMWilliams Sonoma Inc | COM | $44.1K | – |
| BMOBank of Montreal | COM | $30.6K | – |
| ODFLOld Dominion Freight Line, Inc. | COM | $29.3K | – |
| LENLennar Corp | CL A | $14.9K | – |
| DDSDillard's, Inc. | CL A | $9.34K | – |
| DKSDick's Sporting Goods, Inc. | Stock | $9.06K | – |
| NVDANVIDIA Corp | Stock | $7.10K | – |
| TDToronto Dominion Bank | Stock | $6.12K | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | – | $5.30K |
| LSTRLandstar System Inc | COM | $5.16K | – |
| CMGChipotle Mexican Grill Inc | COM | $3.66K | – |
| CATCaterpillar Inc | Stock | $3.54K | – |
| GOLFAcushnet Holdings Corp. | COM | $3.20K | – |
| GLDSPDR Gold Trust | ETF | – | $3.14K |
| ETSYEtsy Inc | COM | $2.81K | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | $1.76K | – |
| CROXCrocs, Inc. | COM | $1.41K | – |
| AAPLApple Inc. | Stock | $840 | – |
| NXHNeighborhood Intelligence, Inc. | COM | – | $465 |
Sold out since Q4 2022 (72)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| Atlas CorpY0436Q109 | SHARES | 356,343 | $5.47M | 0.1% | – |
| UMPQUmpqua Holdings Corp | COM | 275,674 | $4.92M | 0.1% | History |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 95,641 | $3.41M | <0.1% | – |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 61,218 | $2.88M | <0.1% | – |
| iShares Tr46435U135 | CYBERSECURITY | 52,503 | $1.73M | <0.1% | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 22,014 | $1.20M | <0.1% | – |
| iShares Inc464286806 | MSCI GERMANY ETF | 46,483 | $1.15M | <0.1% | – |
| LAZLazard, Inc. | SHS A | 28,514 | $988.6K | <0.1% | History |
| SMGScotts Miracle-Gro Co | Stock | 19,608 | $952.8K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 19,274 | $866.9K | <0.1% | – |
| SPDR Series Trust78464A672 | ST INTER ETF | 30,212 | $853.2K | <0.1% | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 14,213 | $834.9K | <0.1% | – |
| iShares Inc464286392 | MSCI WORLD ETF | 7,123 | $778.2K | <0.1% | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 18,206 | $729.0K | <0.1% | – |
| iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259 | ETF | 27,298 | $688.2K | <0.1% | – |
| DYDycom Industries Inc | COM | 6,305 | $590.1K | <0.1% | History |
| INVEINVE Technologies, Inc. | COM NEW | 75,097 | $543.7K | <0.1% | History |
| UCTTUltra Clean Holdings, Inc. | COM | 15,265 | $506.0K | <0.1% | History |
| COUPCoupa Software Inc | COM | 5,979 | $473.4K | <0.1% | History |
| Motley Fool Small-Cap Growth ETF74933W874 | ETF | 16,887 | $412.9K | <0.1% | – |
| PAYAPaya Holdings Inc. | COM CL A | 52,100 | $410.0K | <0.1% | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 4,340 | $397.0K | <0.1% | – |
| iShares Tr464288257 | MSCI ACWI ETF | 4,464 | $379.0K | <0.1% | – |
| SWAVShockwave Medical, Inc. | COM | 1,792 | $368.5K | <0.1% | History |
| SRCE1st Source Corp | COM | 6,917 | $367.2K | <0.1% | History |
| POSTPost Holdings, Inc. | COM | 3,879 | $350.1K | <0.1% | History |
| Flexshares Tr33939L506 | IBOXX 3R TARGT | 14,166 | $333.2K | <0.1% | – |
| CLFDClearfield, Inc. | COM | 3,459 | $325.6K | <0.1% | History |
| FRMEFirst Merchants Corp | COM | 7,825 | $321.7K | <0.1% | History |
| HALOHalozyme Therapeutics, Inc. | COM | 4,944 | $281.3K | <0.1% | History |
| CALXCalix, Inc | COM | 4,037 | $276.3K | <0.1% | History |
| CHGGChegg, Inc | COM | 10,778 | $272.4K | <0.1% | History |
| FAFFirst American Financial Corp | Stock | 5,126 | $269.0K | <0.1% | History |
| J P Morgan Exchange Traded F46641Q324 | INTERNL GWT | 5,000 | $262.6K | <0.1% | – |
| DLTRDollar Tree, Inc. | COM | 1,815 | $256.7K | <0.1% | History |
| LTHLife Time Group Holdings, Inc. | COMMON STOCK | 20,000 | $239.2K | <0.1% | History |
| RVTYRevvity, Inc. | COM | 1,662 | $233.2K | <0.1% | History |
| WOLFWolfspeed, Inc. | Stock | 3,297 | $227.6K | <0.1% | History |
| TAGSTeucrium Commodity Trust | AGRICULTURE FD | 7,258 | $227.3K | <0.1% | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,949 | $224.1K | <0.1% | – |
| BNBROOKFIELD Corp | CL A LTD VT SH | 6,982 | $219.8K | <0.1% | History |
| STBAS&T Bancorp Inc | COM | 6,312 | $215.7K | <0.1% | History |
| BANRBanner Corp | COM NEW | 3,379 | $213.6K | <0.1% | History |
| DINOHF Sinclair Corp | COM | 4,100 | $212.7K | <0.1% | History |
| MDGLMadrigal Pharmaceuticals, Inc. | COM | 720 | $209.0K | <0.1% | History |
| SWKStanley Black & Decker, Inc. | COM | 2,764 | $207.9K | <0.1% | History |
| JKHYJack Henry & Associates Inc | Stock | 1,172 | $207.5K | <0.1% | History |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 4,135 | $203.0K | <0.1% | – |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 15,361 | $201.5K | <0.1% | History |
| NWLNewell Brands Inc. | Stock | 14,875 | $194.6K | <0.1% | History |
| HPEHewlett Packard Enterprise Co | COM | 11,646 | $185.9K | <0.1% | History |
| CGCCanopy Growth Corp | COM | 80,345 | $185.6K | <0.1% | History |
| SKTTanger Inc. | COM | 10,036 | $180.1K | <0.1% | History |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 11,775 | $175.9K | <0.1% | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 16,088 | $172.8K | <0.1% | History |
| NPCTNuveen Core Plus Impact Fund | COM BEN INT | 16,650 | $172.5K | <0.1% | History |
| IIMInvesco Value Municipal Income Trust | COM | 13,858 | $167.0K | <0.1% | History |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 10,877 | $156.1K | <0.1% | – |
| ALTGAlta Equipment Group Inc. | COMMON STOCK | 11,040 | $145.6K | <0.1% | History |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | – | $144.7K | <0.1% | – |
| FLWS1 800 Flowers Com Inc | CL A | 14,728 | $140.8K | <0.1% | History |
| JRINuveen Real Asset Income & Growth Fund | COM | 10,405 | $121.7K | <0.1% | History |
| AGNTAGNT, Inc. | COM | 10,808 | $119.8K | <0.1% | History |
| WEATTeucrium Commodity Trust | WHEAT FD | 14,628 | $116.7K | <0.1% | History |
| LUMNLumen Technologies, Inc. | Stock | 17,294 | $90.3K | <0.1% | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 10,100 | $78.8K | <0.1% | History |
| TLSTelos Corp | COM | 12,011 | $61.1K | <0.1% | History |
| PBIPitney Bowes Inc | COM | 11,707 | $44.5K | <0.1% | History |
| TOONKartoon Studios, Inc. | COM | 26,398 | $12.3K | <0.1% | History |
| RDHLRedHill Biopharma Ltd. | SPONSORED ADS | 10,500 | $1.47K | <0.1% | History |
| TWAVTaoWeave, Inc. | COM | 10,000 | $1.18K | <0.1% | History |
| Quanergy Systems, Inc.74764U112 | *W EXP 02/01/202 | 40,000 | $40 | <0.1% | – |