D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed Apr 25, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 1,327
- +26 vs. Q4 2022
- Portfolio value
- $8.89B
- +$412.5M (+4.9%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| OMFOneMain Holdings, Inc. | COM | 30,929 | $1.14M | <0.1% | +21,678+234.3% | Added | History |
| LNTHLantheus Holdings, Inc. | Stock | 13,828 | $1.14M | <0.1% | −235−1.7% | Reduced | History |
| iShares Tr464288588 | MBS ETF | 12,112 | $1.15M | <0.1% | +1,126+10.2% | Added | – |
| ATOAtmos Energy Corp | COM | 10,235 | $1.15M | <0.1% | +12+0.1% | Added | History |
| BABAAlibaba Group Holding Ltd | ADR | 11,264 | $1.15M | <0.1% | +24+0.2% | Added | History |
| Global X FDS37954Y624 | AUTONMOUS EV ETF | 48,513 | $1.16M | <0.1% | −213−0.4% | Reduced | – |
| NEWTNewtekOne, Inc. | COM NEW | 91,215 | $1.17M | <0.1% | −13,593−13.0% | Reduced | History |
| INMDInMode Ltd. | SHS | 36,652 | $1.17M | <0.1% | +1,478+4.2% | Added | History |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 33,453 | $1.17M | <0.1% | +6,541+24.3% | Added | History |
| iShares Tr464287325 | GLOB HLTHCRE ETF | 14,246 | $1.19M | <0.1% | −539−3.6% | Reduced | – |
| VRTXVertex Pharmaceuticals Inc | Stock | 3,774 | $1.19M | <0.1% | −567−13.1% | Reduced | History |
| CXTCrane NXT, Co. | COM | 10,478 | $1.19M | <0.1% | +8,400+404.2% | Added | History |
| PINSPinterest, Inc. | CL A | 43,957 | $1.20M | <0.1% | −2,879−6.1% | Reduced | History |
| PNRPENTAIR plc | SHS | 21,763 | $1.20M | <0.1% | +284+1.3% | Added | History |
| Davis Fundamental ETF Tr23908L306 | SELECT WRLD WI | 45,644 | $1.21M | <0.1% | −500−1.1% | Reduced | – |
| SCIService Corp International | COM | 17,686 | $1.22M | <0.1% | +17,686 | New | History |
| Fidelity Covington Trust316092824 | LOW VOLITY ETF | 25,635 | $1.22M | <0.1% | +9,005+54.1% | Added | – |
| TSLXSixth Street Specialty Lending, Inc. | COM | 66,881 | $1.22M | <0.1% | +9,884+17.3% | Added | History |
| Alps ETF Tr00162Q858 | SECTR DIV DOGS | 23,927 | $1.23M | <0.1% | +56+0.2% | Added | – |
| Paramount Global92556H206 | CL B | 54,967 | $1.23M | <0.1% | +11,857+27.5% | Added | – |
| ADIAnalog Devices Inc | Stock | 6,261 | $1.23M | <0.1% | +2,640+72.9% | Added | History |
| CODICompass Diversified Holdings | SH BEN INT | 64,816 | $1.24M | <0.1% | +2,705+4.4% | Added | History |
| DOCUDocuSign, Inc. | Stock | 21,233 | $1.24M | <0.1% | −2,868−11.9% | Reduced | History |
| VanEck ETF Trust92189F429 | PREFERRED SECURT | 70,209 | $1.24M | <0.1% | +19,339+38.0% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J478 | BULSHS 2029 MUNI | 53,090 | $1.24M | <0.1% | +14,020+35.9% | Added | – |
| RGLDRoyal Gold Inc | Stock | 9,595 | $1.24M | <0.1% | +351+3.8% | Added | History |
| EXPEExpedia Group, Inc. | Stock | 12,907 | $1.25M | <0.1% | −720−5.3% | Reduced | History |
| RLJ.PARLJ Lodging Trust | CUM CONV PFD A | 50,166 | $1.26M | <0.1% | −1,239−2.4% | Reduced | History |
| AZEKAZEK Co Inc. | CL A | 53,436 | $1.26M | <0.1% | −1,040−1.9% | Reduced | History |
| RPMRPM International Inc | COM | 14,426 | $1.26M | <0.1% | +106+0.7% | Added | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 107,920 | $1.26M | <0.1% | +11,553+12.0% | Added | History |
| AGYSAgilysys Inc | COM | 15,339 | $1.27M | <0.1% | +15,339 | New | History |
| INSEInspired Entertainment, Inc. | COM | 99,028 | $1.27M | <0.1% | −5,705−5.4% | Reduced | History |
| VRRMVerra Mobility Corp | CL A COM STK | 74,914 | $1.27M | <0.1% | −2,186−2.8% | Reduced | History |
| CVMCel Sci Corp | COM PAR NEW | 546,790 | $1.27M | <0.1% | +164,919+43.2% | Added | History |
| IFFInternational Flavors & Fragrances Inc | COM | 13,911 | $1.28M | <0.1% | +1,591+12.9% | Added | History |
| Vanguard Financials ETF92204A405 | ETF | 16,454 | $1.28M | <0.1% | −97−0.6% | Reduced | – |
| Franklin Templeton ETF Tr35473P504 | LIBERTY US ETF | 27,295 | $1.29M | <0.1% | +1,360+5.2% | Added | – |
| PLYMPlymouth Industrial REIT, Inc. | COM | 61,395 | $1.29M | <0.1% | +3,799+6.6% | Added | History |
| VRSKVerisk Analytics, Inc. | COM | 6,721 | $1.29M | <0.1% | +1,377+25.8% | Added | History |
| Northern LTS FD Tr IV66538H385 | STERLING CAPITAL | 56,563 | $1.29M | <0.1% | +56,563 | New | – |
| ANETArista Networks, Inc. | COM | 7,708 | $1.29M | <0.1% | +288+3.9% | Added | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 14,227 | $1.29M | <0.1% | −7,649−35.0% | Reduced | – |
| iShares Tr464288760 | US AER DEF ETF | 11,269 | $1.30M | <0.1% | +11,269 | New | – |
| First Tr Exchng Traded FD VI33740F888 | SMIT UNCO BD ETF | 53,700 | $1.30M | <0.1% | +31,220+138.9% | Added | – |
| First Tr Exch Traded FD III33739P830 | SHRT DUR MNG MUN | 65,426 | $1.30M | <0.1% | −4,750−6.8% | Reduced | – |
| GBDCGolub Capital BDC, Inc. | COM | 96,232 | $1.30M | <0.1% | +5,840+6.5% | Added | History |
| ALLAllstate Corp | Stock | 11,794 | $1.31M | <0.1% | −854−6.8% | Reduced | History |
| XPOFXponential Fitness, Inc. | COM CL A | 43,005 | $1.31M | <0.1% | −25,964−37.6% | Reduced | History |
| MFICMidCap Financial Investment Corp | COM NEW | 114,904 | $1.31M | <0.1% | +13,787+13.6% | Added | History |
| GOGrocery Outlet Holding Corp. | COM | 46,412 | $1.31M | <0.1% | −16,832−26.6% | Reduced | History |
| WESTWestrock Coffee Co | COM | 107,278 | $1.31M | <0.1% | −4,103−3.7% | Reduced | History |
| BUIBlackRock Utilities, Infrastructure & Power Opportunities Trust | COM | 54,893 | $1.32M | <0.1% | +5,834+11.9% | Added | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 10,260 | $1.33M | <0.1% | +170+1.7% | Added | History |
| NETCloudflare, Inc. | CL A COM | 21,595 | $1.33M | <0.1% | 00.0% | Unchanged | History |
| UFPIUfp Industries Inc | COM | 16,896 | $1.34M | <0.1% | +32+0.2% | Added | History |
| SPDR Index Shs FDS78463X152 | ST STR SP N AM | 25,066 | $1.34M | <0.1% | +1,270+5.3% | Added | – |
| CSGPCostar Group, Inc. | COM | 19,584 | $1.35M | <0.1% | +1,307+7.2% | Added | History |
| Vanguard Utilities ETF92204A876 | ETF | 9,149 | $1.35M | <0.1% | +309+3.5% | Added | – |
| UBERUber Technologies, Inc | Stock | 42,950 | $1.36M | <0.1% | +11,641+37.2% | Added | History |
| TTEKTetra Tech Inc | COM | 9,400 | $1.37M | <0.1% | −600−6.0% | Reduced | History |
| MRNAModerna, Inc. | Stock | 8,944 | $1.37M | <0.1% | −5,937−39.9% | Reduced | History |
| TSNTyson Foods, Inc. | Stock | 23,210 | $1.38M | <0.1% | +5,599+31.8% | Added | History |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 28,817 | $1.38M | <0.1% | −172−0.6% | Reduced | – |
| KLACKLA Corp | COM NEW | 3,458 | $1.38M | <0.1% | +156+4.7% | Added | History |
| Global X FDS37950E291 | GLOBX SUPDV US | 79,360 | $1.38M | <0.1% | +450+0.6% | Added | – |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 54,357 | $1.39M | <0.1% | +10,591+24.2% | Added | – |
| HIGHartford Insurance Group, Inc. | Stock | 19,880 | $1.39M | <0.1% | +15,127+318.3% | Added | History |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 87,831 | $1.39M | <0.1% | +26,601+43.4% | Added | History |
| ALGNAlign Technology Inc | COM | 4,162 | $1.39M | <0.1% | +283+7.3% | Added | History |
| iShares Inc464286343 | US PWR INFRA ETF | 59,641 | $1.39M | <0.1% | −132−0.2% | Reduced | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 18,703 | $1.40M | <0.1% | +12,636+208.3% | Added | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 20,714 | $1.40M | <0.1% | +14,017+209.3% | Added | – |
| NVONovo Nordisk A S | ADR | 8,899 | $1.41M | <0.1% | −293−3.2% | Reduced | History |
| PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC | COM | 171,725 | $1.42M | <0.1% | +90,665+111.8% | Added | History |
| WELLWelltower Inc. | REIT | 19,861 | $1.42M | <0.1% | +561+2.9% | Added | History |
| SNPSSynopsys Inc | COM | 3,673 | $1.42M | <0.1% | +802+27.9% | Added | History |
| Victory Portfolios II92647N824 | VCSHS US EQ INCM | 23,485 | $1.42M | <0.1% | +8,285+54.5% | Added | – |
| First Tr Exchange-Traded FD33733B100 | WTR ETF | 17,317 | $1.45M | <0.1% | +884+5.4% | Added | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 11,787 | $1.46M | <0.1% | +3,656+45.0% | Added | – |
| CCJCameco Corp | Stock | 56,186 | $1.47M | <0.1% | +4,435+8.6% | Added | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 14,586 | $1.48M | <0.1% | +391+2.8% | Added | – |
| INGRIngredion Inc | COM | 14,521 | $1.48M | <0.1% | +1,332+10.1% | Added | History |
| Vanguard S&P 500 Growth ETF921932505 | ETF | 6,430 | $1.48M | <0.1% | 00.0% | Unchanged | – |
| XYZBlock, Inc. | CL A | 21,663 | $1.49M | <0.1% | +1,539+7.6% | Added | History |
| LNGCheniere Energy, Inc. | COM NEW | 9,490 | $1.50M | <0.1% | +3,604+61.2% | Added | History |
| JDJD.com, Inc. | SPON ADS CL A | 34,181 | $1.50M | <0.1% | −300−0.9% | Reduced | History |
| SHWSherwin Williams Co | COM | 6,713 | $1.51M | <0.1% | −954−12.4% | Reduced | History |
| TPLTexas Pacific Land Corp | Stock | 894 | $1.52M | <0.1% | +499+126.3% | Added | History |
| iShares Tr464287697 | U.S. UTILITS ETF | 18,194 | $1.52M | <0.1% | +11,265+162.6% | Added | – |
| INDIindie Semiconductor, Inc. | CLASS A COM | 144,443 | $1.52M | <0.1% | −5,006−3.3% | Reduced | History |
| IMXIInternational Money Express, Inc. | COM | 59,243 | $1.53M | <0.1% | −1,828−3.0% | Reduced | History |
| iShares Tr46429B655 | FLTG RATE NT ETF | 30,693 | $1.55M | <0.1% | +4,960+19.3% | Added | – |
| PHParker-Hannifin Corp | Stock | 4,611 | $1.55M | <0.1% | −27−0.6% | Reduced | History |
| DBX ETF Tr233051200 | XTRACK MSCI EAFE | 44,077 | $1.55M | <0.1% | +578+1.3% | Added | – |
| First Tr Exch TRD Alphdx FD33737J174 | DEV MRK EX US | 30,616 | $1.55M | <0.1% | +1,456+5.0% | Added | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 37,455 | $1.55M | <0.1% | −1,924−4.9% | Reduced | – |
| MCYMercury General Corp | COM | 49,028 | $1.56M | <0.1% | +2,405+5.2% | Added | History |
| URIUnited Rentals, Inc. | COM | 3,946 | $1.56M | <0.1% | +366+10.2% | Added | History |
| NICENICE Ltd. | SPONSORED ADR | 6,834 | $1.56M | <0.1% | +5,600+453.8% | Added | History |
Options (20)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| RYRoyal Bank of Canada | Stock | $44.5K | – |
| WSMWilliams Sonoma Inc | COM | $44.1K | – |
| BMOBank of Montreal | COM | $30.6K | – |
| ODFLOld Dominion Freight Line, Inc. | COM | $29.3K | – |
| LENLennar Corp | CL A | $14.9K | – |
| DDSDillard's, Inc. | CL A | $9.34K | – |
| DKSDick's Sporting Goods, Inc. | Stock | $9.06K | – |
| NVDANVIDIA Corp | Stock | $7.10K | – |
| TDToronto Dominion Bank | Stock | $6.12K | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | – | $5.30K |
| LSTRLandstar System Inc | COM | $5.16K | – |
| CMGChipotle Mexican Grill Inc | COM | $3.66K | – |
| CATCaterpillar Inc | Stock | $3.54K | – |
| GOLFAcushnet Holdings Corp. | COM | $3.20K | – |
| GLDSPDR Gold Trust | ETF | – | $3.14K |
| ETSYEtsy Inc | COM | $2.81K | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | $1.76K | – |
| CROXCrocs, Inc. | COM | $1.41K | – |
| AAPLApple Inc. | Stock | $840 | – |
| NXHNeighborhood Intelligence, Inc. | COM | – | $465 |
Sold out since Q4 2022 (72)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| Atlas CorpY0436Q109 | SHARES | 356,343 | $5.47M | 0.1% | – |
| UMPQUmpqua Holdings Corp | COM | 275,674 | $4.92M | 0.1% | History |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 95,641 | $3.41M | <0.1% | – |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 61,218 | $2.88M | <0.1% | – |
| iShares Tr46435U135 | CYBERSECURITY | 52,503 | $1.73M | <0.1% | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 22,014 | $1.20M | <0.1% | – |
| iShares Inc464286806 | MSCI GERMANY ETF | 46,483 | $1.15M | <0.1% | – |
| LAZLazard, Inc. | SHS A | 28,514 | $988.6K | <0.1% | History |
| SMGScotts Miracle-Gro Co | Stock | 19,608 | $952.8K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 19,274 | $866.9K | <0.1% | – |
| SPDR Series Trust78464A672 | ST INTER ETF | 30,212 | $853.2K | <0.1% | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 14,213 | $834.9K | <0.1% | – |
| iShares Inc464286392 | MSCI WORLD ETF | 7,123 | $778.2K | <0.1% | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 18,206 | $729.0K | <0.1% | – |
| iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259 | ETF | 27,298 | $688.2K | <0.1% | – |
| DYDycom Industries Inc | COM | 6,305 | $590.1K | <0.1% | History |
| INVEINVE Technologies, Inc. | COM NEW | 75,097 | $543.7K | <0.1% | History |
| UCTTUltra Clean Holdings, Inc. | COM | 15,265 | $506.0K | <0.1% | History |
| COUPCoupa Software Inc | COM | 5,979 | $473.4K | <0.1% | History |
| Motley Fool Small-Cap Growth ETF74933W874 | ETF | 16,887 | $412.9K | <0.1% | – |
| PAYAPaya Holdings Inc. | COM CL A | 52,100 | $410.0K | <0.1% | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 4,340 | $397.0K | <0.1% | – |
| iShares Tr464288257 | MSCI ACWI ETF | 4,464 | $379.0K | <0.1% | – |
| SWAVShockwave Medical, Inc. | COM | 1,792 | $368.5K | <0.1% | History |
| SRCE1st Source Corp | COM | 6,917 | $367.2K | <0.1% | History |
| POSTPost Holdings, Inc. | COM | 3,879 | $350.1K | <0.1% | History |
| Flexshares Tr33939L506 | IBOXX 3R TARGT | 14,166 | $333.2K | <0.1% | – |
| CLFDClearfield, Inc. | COM | 3,459 | $325.6K | <0.1% | History |
| FRMEFirst Merchants Corp | COM | 7,825 | $321.7K | <0.1% | History |
| HALOHalozyme Therapeutics, Inc. | COM | 4,944 | $281.3K | <0.1% | History |
| CALXCalix, Inc | COM | 4,037 | $276.3K | <0.1% | History |
| CHGGChegg, Inc | COM | 10,778 | $272.4K | <0.1% | History |
| FAFFirst American Financial Corp | Stock | 5,126 | $269.0K | <0.1% | History |
| J P Morgan Exchange Traded F46641Q324 | INTERNL GWT | 5,000 | $262.6K | <0.1% | – |
| DLTRDollar Tree, Inc. | COM | 1,815 | $256.7K | <0.1% | History |
| LTHLife Time Group Holdings, Inc. | COMMON STOCK | 20,000 | $239.2K | <0.1% | History |
| RVTYRevvity, Inc. | COM | 1,662 | $233.2K | <0.1% | History |
| WOLFWolfspeed, Inc. | Stock | 3,297 | $227.6K | <0.1% | History |
| TAGSTeucrium Commodity Trust | AGRICULTURE FD | 7,258 | $227.3K | <0.1% | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,949 | $224.1K | <0.1% | – |
| BNBROOKFIELD Corp | CL A LTD VT SH | 6,982 | $219.8K | <0.1% | History |
| STBAS&T Bancorp Inc | COM | 6,312 | $215.7K | <0.1% | History |
| BANRBanner Corp | COM NEW | 3,379 | $213.6K | <0.1% | History |
| DINOHF Sinclair Corp | COM | 4,100 | $212.7K | <0.1% | History |
| MDGLMadrigal Pharmaceuticals, Inc. | COM | 720 | $209.0K | <0.1% | History |
| SWKStanley Black & Decker, Inc. | COM | 2,764 | $207.9K | <0.1% | History |
| JKHYJack Henry & Associates Inc | Stock | 1,172 | $207.5K | <0.1% | History |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 4,135 | $203.0K | <0.1% | – |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 15,361 | $201.5K | <0.1% | History |
| NWLNewell Brands Inc. | Stock | 14,875 | $194.6K | <0.1% | History |
| HPEHewlett Packard Enterprise Co | COM | 11,646 | $185.9K | <0.1% | History |
| CGCCanopy Growth Corp | COM | 80,345 | $185.6K | <0.1% | History |
| SKTTanger Inc. | COM | 10,036 | $180.1K | <0.1% | History |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 11,775 | $175.9K | <0.1% | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 16,088 | $172.8K | <0.1% | History |
| NPCTNuveen Core Plus Impact Fund | COM BEN INT | 16,650 | $172.5K | <0.1% | History |
| IIMInvesco Value Municipal Income Trust | COM | 13,858 | $167.0K | <0.1% | History |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 10,877 | $156.1K | <0.1% | – |
| ALTGAlta Equipment Group Inc. | COMMON STOCK | 11,040 | $145.6K | <0.1% | History |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | – | $144.7K | <0.1% | – |
| FLWS1 800 Flowers Com Inc | CL A | 14,728 | $140.8K | <0.1% | History |
| JRINuveen Real Asset Income & Growth Fund | COM | 10,405 | $121.7K | <0.1% | History |
| AGNTAGNT, Inc. | COM | 10,808 | $119.8K | <0.1% | History |
| WEATTeucrium Commodity Trust | WHEAT FD | 14,628 | $116.7K | <0.1% | History |
| LUMNLumen Technologies, Inc. | Stock | 17,294 | $90.3K | <0.1% | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 10,100 | $78.8K | <0.1% | History |
| TLSTelos Corp | COM | 12,011 | $61.1K | <0.1% | History |
| PBIPitney Bowes Inc | COM | 11,707 | $44.5K | <0.1% | History |
| TOONKartoon Studios, Inc. | COM | 26,398 | $12.3K | <0.1% | History |
| RDHLRedHill Biopharma Ltd. | SPONSORED ADS | 10,500 | $1.47K | <0.1% | History |
| TWAVTaoWeave, Inc. | COM | 10,000 | $1.18K | <0.1% | History |
| Quanergy Systems, Inc.74764U112 | *W EXP 02/01/202 | 40,000 | $40 | <0.1% | – |