D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed Apr 25, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 1,327
- +26 vs. Q4 2022
- Portfolio value
- $8.89B
- +$412.5M (+4.9%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| HALHalliburton Co | Stock | 27,714 | $876.9K | <0.1% | +204+0.7% | Added | History |
| AXAxos Financial, Inc. | COM | 23,837 | $880.1K | <0.1% | −635−2.6% | Reduced | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 113,169 | $883.9K | <0.1% | −1,116−1.0% | Reduced | History |
| GLPIGaming & Leisure Properties, Inc. | COM | 17,037 | $884.7K | <0.1% | +60.0% | Added | History |
| First Tr Exchange Traded FD33741X102 | SMID RISNG ETF | 33,215 | $885.2K | <0.1% | +6,373+23.7% | Added | – |
| LBRDKLiberty Broadband Corp | COM SER C | 10,851 | $886.5K | <0.1% | +10,851 | New | History |
| WTRGEssential Utilities, Inc. | COM | 20,443 | $892.0K | <0.1% | −1,751−7.9% | Reduced | History |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 75,862 | $892.1K | <0.1% | +9,022+13.5% | Added | History |
| AMPAmeriprise Financial Inc | COM | 2,925 | $896.6K | <0.1% | +930+46.6% | Added | History |
| XUnited States Steel Corp | COM | 34,363 | $896.9K | <0.1% | +6,600+23.8% | Added | History |
| DALDelta Air Lines, Inc. | COM NEW | 25,730 | $898.5K | <0.1% | +3,245+14.4% | Added | History |
| FASTFastenal Co | Stock | 16,746 | $903.3K | <0.1% | +33+0.2% | Added | History |
| DEODiageo PLC | SPON ADR NEW | 4,991 | $904.4K | <0.1% | −4,349−46.6% | Reduced | History |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | 88,598 | $904.6K | <0.1% | +88,598 | New | History |
| DKSDick's Sporting Goods, Inc. | Stock | 6,385 | $906.0K | <0.1% | +2,469+63.0% | Added | History |
| VNOVornado Realty Trust | SH BEN INT | 59,177 | $909.6K | <0.1% | −1,610−2.6% | Reduced | History |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 24,086 | $909.7K | <0.1% | +24,086 | New | – |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 16,201 | $910.0K | <0.1% | −12,812−44.2% | Reduced | History |
| SCYXScynexis Inc | COM NEW | 304,696 | $914.1K | <0.1% | +61,069+25.1% | Added | History |
| STLDSteel Dynamics Inc | COM | 8,106 | $916.5K | <0.1% | −298−3.5% | Reduced | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 6,133 | $917.2K | <0.1% | +1,094+21.7% | Added | – |
| BMOBank of Montreal | COM | 10,341 | $917.4K | <0.1% | +4,814+87.1% | Added | History |
| OTISOtis Worldwide Corp | Stock | 10,927 | $921.8K | <0.1% | −1,050−8.8% | Reduced | History |
| SPXXNuveen S&P 500 Dynamic Overwrite Fund | COM | 59,253 | $923.2K | <0.1% | 00.0% | Unchanged | History |
| WRBBerkley W R Corp | COM | 14,938 | $930.1K | <0.1% | +1,975+15.2% | Added | History |
| AZOAutoZone Inc | COM | 379 | $931.6K | <0.1% | +111+41.4% | Added | History |
| FFIVF5, Inc. | Stock | 6,443 | $938.7K | <0.1% | +2,453+61.5% | Added | History |
| iShares Tr464287556 | ISHARES BIOTECH | 7,268 | $938.8K | <0.1% | −15,447−68.0% | Reduced | – |
| KEYKeycorp | COM | 75,709 | $943.8K | <0.1% | −5,122−6.3% | Reduced | History |
| iShares Tr464288752 | US HOME CONS ETF | 13,440 | $944.7K | <0.1% | +158+1.2% | Added | – |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 13,612 | $945.9K | <0.1% | +340+2.6% | Added | – |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 65,175 | $946.3K | <0.1% | +5,750+9.7% | Added | – |
| GEHCGE HealthCare Technologies Inc. | Stock | 11,537 | $946.4K | <0.1% | +11,537 | New | History |
| iShares Inc464286533 | MSCI EMERG MRKT | 17,478 | $953.8K | <0.1% | +3,528+25.3% | Added | – |
| KTBKontoor Brands, Inc. | Stock | 19,742 | $955.3K | <0.1% | +2,101+11.9% | Added | History |
| WECWec Energy Group, Inc. | Stock | 10,097 | $955.8K | <0.1% | −54−0.5% | Reduced | History |
| iShares Tr464288703 | MRNING SM CP ETF | 18,349 | $957.2K | <0.1% | +11+0.1% | Added | – |
| USALiberty All Star Equity Fund | SH BEN INT | 155,314 | $962.9K | <0.1% | +606+0.4% | Added | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 17,898 | $965.1K | <0.1% | −329−1.8% | Reduced | – |
| PDIPIMCO Dynamic Income Fund | SHS | 53,822 | $969.9K | <0.1% | −2,685−4.8% | Reduced | History |
| iShares Tr464287689 | RUSSELL 3000 ETF | 4,131 | $971.6K | <0.1% | +329+8.7% | Added | – |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 30,098 | $973.7K | <0.1% | +3,757+14.3% | Added | – |
| iShares Tr46436E841 | IBONDS 27 TRM TS | 42,971 | $973.7K | <0.1% | +6,527+17.9% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 41,427 | $975.8K | <0.1% | −128−0.3% | Reduced | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 6,602 | $976.1K | <0.1% | −644−8.9% | Reduced | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | 62,414 | $979.3K | <0.1% | +11,214+21.9% | Added | History |
| WPCW. P. Carey Inc. | COM | 12,679 | $981.9K | <0.1% | −110−0.9% | Reduced | History |
| CGCarlyle Group Inc. | COM | 31,722 | $985.3K | <0.1% | −1,700−5.1% | Reduced | History |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 21,833 | $987.7K | <0.1% | +7,003+47.2% | Added | – |
| BCXBlackRock Resources & Commodities Strategy Trust | SHS | 103,856 | $990.8K | <0.1% | +8,577+9.0% | Added | History |
| HRMYHarmony Biosciences Holdings, Inc. | COM | 30,374 | $991.7K | <0.1% | −1,316−4.2% | Reduced | History |
| LEGLeggett & Platt Inc | Stock | 31,123 | $992.2K | <0.1% | −5,608−15.3% | Reduced | History |
| iShares Tr46436E858 | IBONDS 26 TRM TS | 43,076 | $994.2K | <0.1% | +32,086+292.0% | Added | – |
| EVRIEveri Holdings Inc. | COM | 58,341 | $1.00M | <0.1% | −1,632−2.7% | Reduced | History |
| NACNuveen California Quality Municipal Income Fund | COM | 91,040 | $1.00M | <0.1% | −26,611−22.6% | Reduced | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 3,029 | $1.01M | <0.1% | +205+7.3% | Added | History |
| CTRACoterra Energy Inc. | Stock | 41,085 | $1.01M | <0.1% | +16,237+65.3% | Added | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 10,764 | $1.01M | <0.1% | −4,541−29.7% | Reduced | History |
| MRVLMarvell Technology, Inc. | COM | 23,400 | $1.01M | <0.1% | +5,636+31.7% | Added | History |
| AVYAvery Dennison Corp | COM | 5,663 | $1.01M | <0.1% | +2,737+93.5% | Added | History |
| TTTrane Technologies plc | SHS | 5,514 | $1.01M | <0.1% | −135−2.4% | Reduced | History |
| FSLRFirst Solar, Inc. | Stock | 4,671 | $1.02M | <0.1% | −1,320−22.0% | Reduced | History |
| BCEBce Inc | COM NEW | 22,632 | $1.02M | <0.1% | −452−2.0% | Reduced | History |
| SWXSouthwest Gas Holdings, Inc. | COM | 16,313 | $1.02M | <0.1% | +12+0.1% | Added | History |
| Vanguard Consumer Discretionary ETF92204A108 | ETF | 4,045 | $1.02M | <0.1% | −410−9.2% | Reduced | – |
| VALEVale S.A. | SPONSORED ADS | 64,687 | $1.02M | <0.1% | +5,801+9.9% | Added | History |
| Vanguard Industrials ETF92204A603 | ETF | 5,362 | $1.02M | <0.1% | +451+9.2% | Added | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 13,619 | $1.03M | <0.1% | −10,653−43.9% | Reduced | – |
| PEOAdams Natural Resources Fund, Inc. | COM | 50,129 | $1.03M | <0.1% | +528+1.1% | Added | History |
| ORANYOrange | SPONSORED ADR | 86,857 | $1.04M | <0.1% | +47,631+121.4% | Added | History |
| MTCHMatch Group, Inc. | COM | 27,114 | $1.04M | <0.1% | +2,133+8.5% | Added | History |
| ASTHAstrana Health, Inc. | COM NEW | 28,674 | $1.05M | <0.1% | −1,121−3.8% | Reduced | History |
| TDCTeradata Corp | Stock | 25,965 | $1.05M | <0.1% | +25,965 | New | History |
| iShares Tr464287150 | CORE S&P TTL STK | 11,735 | $1.05M | <0.1% | −1,521−11.5% | Reduced | – |
| GOFGuggenheim Strategic Opportunities Fund | COM SBI | 65,003 | $1.05M | <0.1% | +15,394+31.0% | Added | History |
| Barrick Gold Corp067901108 | COM | 56,666 | $1.05M | <0.1% | +12,676+28.8% | Added | – |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 80,494 | $1.05M | <0.1% | +10,456+14.9% | Added | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 32,844 | $1.05M | <0.1% | +32,844 | New | – |
| STWDStarwood Property Trust, Inc. | COM | 59,664 | $1.06M | <0.1% | +3,362+6.0% | Added | History |
| WATWaters Corp | COM | 3,410 | $1.06M | <0.1% | −4,700−58.0% | Reduced | History |
| TTWOTake Two Interactive Software Inc | COM | 8,881 | $1.06M | <0.1% | +5,393+154.6% | Added | History |
| ZMZoom Communications, Inc. | Stock | 14,361 | $1.06M | <0.1% | +2,416+20.2% | Added | History |
| GSLGlobal Ship Lease, Inc. | COM CL A | 56,596 | $1.06M | <0.1% | +56,596 | New | History |
| ULUnilever PLC | SPON ADR NEW | 20,457 | $1.06M | <0.1% | −10,474−33.9% | Reduced | History |
| iShares Tr46436E593 | IBOND DEC 2030 | 52,747 | $1.06M | <0.1% | +2,050+4.0% | Added | – |
| MPLXMPLX LP | COM UNIT REP LTD | 30,997 | $1.07M | <0.1% | +10,362+50.2% | Added | History |
| OGNOrganon & Co. | Stock | 46,162 | $1.08M | <0.1% | −3,499−7.0% | Reduced | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 6,507 | $1.08M | <0.1% | +2,090+47.3% | Added | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 18,587 | $1.09M | <0.1% | −1,556−7.7% | Reduced | – |
| Dimensional ETF Trust25434V872 | CORE FIXE IN ETF | 25,733 | $1.09M | <0.1% | −581−2.2% | Reduced | – |
| STEWSRH Total Return Fund, Inc. | COM | 89,098 | $1.09M | <0.1% | −1,111−1.2% | Reduced | History |
| iShares Tr46432F875 | MRNGSTR INC ETF | 56,940 | $1.10M | <0.1% | −5,083−8.2% | Reduced | – |
| JCIJohnson Controls International plc | Stock | 18,203 | $1.10M | <0.1% | −399−2.1% | Reduced | History |
| Lattice Strategies Tr518416102 | HARTFORD MLT ETF | 41,876 | $1.10M | <0.1% | +123+0.3% | Added | – |
| SKINSkinHealth Systems Inc. | COM CL A | 88,282 | $1.12M | <0.1% | −763−0.9% | Reduced | History |
| GDVGabelli Dividend & Income Trust | COM | 53,657 | $1.12M | <0.1% | +6,301+13.3% | Added | History |
| CIOCity Office REIT, Inc. | COM | 161,949 | $1.12M | <0.1% | +6,140+3.9% | Added | History |
| PFGPrincipal Financial Group Inc | COM | 15,121 | $1.12M | <0.1% | +373+2.5% | Added | History |
| BTZBlackRock Credit Allocation Income Trust | COM | 110,552 | $1.14M | <0.1% | +45,020+68.7% | Added | History |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 14,916 | $1.14M | <0.1% | +1,105+8.0% | Added | – |
Options (20)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| RYRoyal Bank of Canada | Stock | $44.5K | – |
| WSMWilliams Sonoma Inc | COM | $44.1K | – |
| BMOBank of Montreal | COM | $30.6K | – |
| ODFLOld Dominion Freight Line, Inc. | COM | $29.3K | – |
| LENLennar Corp | CL A | $14.9K | – |
| DDSDillard's, Inc. | CL A | $9.34K | – |
| DKSDick's Sporting Goods, Inc. | Stock | $9.06K | – |
| NVDANVIDIA Corp | Stock | $7.10K | – |
| TDToronto Dominion Bank | Stock | $6.12K | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | – | $5.30K |
| LSTRLandstar System Inc | COM | $5.16K | – |
| CMGChipotle Mexican Grill Inc | COM | $3.66K | – |
| CATCaterpillar Inc | Stock | $3.54K | – |
| GOLFAcushnet Holdings Corp. | COM | $3.20K | – |
| GLDSPDR Gold Trust | ETF | – | $3.14K |
| ETSYEtsy Inc | COM | $2.81K | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | $1.76K | – |
| CROXCrocs, Inc. | COM | $1.41K | – |
| AAPLApple Inc. | Stock | $840 | – |
| NXHNeighborhood Intelligence, Inc. | COM | – | $465 |
Sold out since Q4 2022 (72)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| Atlas CorpY0436Q109 | SHARES | 356,343 | $5.47M | 0.1% | – |
| UMPQUmpqua Holdings Corp | COM | 275,674 | $4.92M | 0.1% | History |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 95,641 | $3.41M | <0.1% | – |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 61,218 | $2.88M | <0.1% | – |
| iShares Tr46435U135 | CYBERSECURITY | 52,503 | $1.73M | <0.1% | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 22,014 | $1.20M | <0.1% | – |
| iShares Inc464286806 | MSCI GERMANY ETF | 46,483 | $1.15M | <0.1% | – |
| LAZLazard, Inc. | SHS A | 28,514 | $988.6K | <0.1% | History |
| SMGScotts Miracle-Gro Co | Stock | 19,608 | $952.8K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 19,274 | $866.9K | <0.1% | – |
| SPDR Series Trust78464A672 | ST INTER ETF | 30,212 | $853.2K | <0.1% | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 14,213 | $834.9K | <0.1% | – |
| iShares Inc464286392 | MSCI WORLD ETF | 7,123 | $778.2K | <0.1% | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 18,206 | $729.0K | <0.1% | – |
| iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259 | ETF | 27,298 | $688.2K | <0.1% | – |
| DYDycom Industries Inc | COM | 6,305 | $590.1K | <0.1% | History |
| INVEINVE Technologies, Inc. | COM NEW | 75,097 | $543.7K | <0.1% | History |
| UCTTUltra Clean Holdings, Inc. | COM | 15,265 | $506.0K | <0.1% | History |
| COUPCoupa Software Inc | COM | 5,979 | $473.4K | <0.1% | History |
| Motley Fool Small-Cap Growth ETF74933W874 | ETF | 16,887 | $412.9K | <0.1% | – |
| PAYAPaya Holdings Inc. | COM CL A | 52,100 | $410.0K | <0.1% | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 4,340 | $397.0K | <0.1% | – |
| iShares Tr464288257 | MSCI ACWI ETF | 4,464 | $379.0K | <0.1% | – |
| SWAVShockwave Medical, Inc. | COM | 1,792 | $368.5K | <0.1% | History |
| SRCE1st Source Corp | COM | 6,917 | $367.2K | <0.1% | History |
| POSTPost Holdings, Inc. | COM | 3,879 | $350.1K | <0.1% | History |
| Flexshares Tr33939L506 | IBOXX 3R TARGT | 14,166 | $333.2K | <0.1% | – |
| CLFDClearfield, Inc. | COM | 3,459 | $325.6K | <0.1% | History |
| FRMEFirst Merchants Corp | COM | 7,825 | $321.7K | <0.1% | History |
| HALOHalozyme Therapeutics, Inc. | COM | 4,944 | $281.3K | <0.1% | History |
| CALXCalix, Inc | COM | 4,037 | $276.3K | <0.1% | History |
| CHGGChegg, Inc | COM | 10,778 | $272.4K | <0.1% | History |
| FAFFirst American Financial Corp | Stock | 5,126 | $269.0K | <0.1% | History |
| J P Morgan Exchange Traded F46641Q324 | INTERNL GWT | 5,000 | $262.6K | <0.1% | – |
| DLTRDollar Tree, Inc. | COM | 1,815 | $256.7K | <0.1% | History |
| LTHLife Time Group Holdings, Inc. | COMMON STOCK | 20,000 | $239.2K | <0.1% | History |
| RVTYRevvity, Inc. | COM | 1,662 | $233.2K | <0.1% | History |
| WOLFWolfspeed, Inc. | Stock | 3,297 | $227.6K | <0.1% | History |
| TAGSTeucrium Commodity Trust | AGRICULTURE FD | 7,258 | $227.3K | <0.1% | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,949 | $224.1K | <0.1% | – |
| BNBROOKFIELD Corp | CL A LTD VT SH | 6,982 | $219.8K | <0.1% | History |
| STBAS&T Bancorp Inc | COM | 6,312 | $215.7K | <0.1% | History |
| BANRBanner Corp | COM NEW | 3,379 | $213.6K | <0.1% | History |
| DINOHF Sinclair Corp | COM | 4,100 | $212.7K | <0.1% | History |
| MDGLMadrigal Pharmaceuticals, Inc. | COM | 720 | $209.0K | <0.1% | History |
| SWKStanley Black & Decker, Inc. | COM | 2,764 | $207.9K | <0.1% | History |
| JKHYJack Henry & Associates Inc | Stock | 1,172 | $207.5K | <0.1% | History |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 4,135 | $203.0K | <0.1% | – |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 15,361 | $201.5K | <0.1% | History |
| NWLNewell Brands Inc. | Stock | 14,875 | $194.6K | <0.1% | History |
| HPEHewlett Packard Enterprise Co | COM | 11,646 | $185.9K | <0.1% | History |
| CGCCanopy Growth Corp | COM | 80,345 | $185.6K | <0.1% | History |
| SKTTanger Inc. | COM | 10,036 | $180.1K | <0.1% | History |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 11,775 | $175.9K | <0.1% | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 16,088 | $172.8K | <0.1% | History |
| NPCTNuveen Core Plus Impact Fund | COM BEN INT | 16,650 | $172.5K | <0.1% | History |
| IIMInvesco Value Municipal Income Trust | COM | 13,858 | $167.0K | <0.1% | History |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 10,877 | $156.1K | <0.1% | – |
| ALTGAlta Equipment Group Inc. | COMMON STOCK | 11,040 | $145.6K | <0.1% | History |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | – | $144.7K | <0.1% | – |
| FLWS1 800 Flowers Com Inc | CL A | 14,728 | $140.8K | <0.1% | History |
| JRINuveen Real Asset Income & Growth Fund | COM | 10,405 | $121.7K | <0.1% | History |
| AGNTAGNT, Inc. | COM | 10,808 | $119.8K | <0.1% | History |
| WEATTeucrium Commodity Trust | WHEAT FD | 14,628 | $116.7K | <0.1% | History |
| LUMNLumen Technologies, Inc. | Stock | 17,294 | $90.3K | <0.1% | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 10,100 | $78.8K | <0.1% | History |
| TLSTelos Corp | COM | 12,011 | $61.1K | <0.1% | History |
| PBIPitney Bowes Inc | COM | 11,707 | $44.5K | <0.1% | History |
| TOONKartoon Studios, Inc. | COM | 26,398 | $12.3K | <0.1% | History |
| RDHLRedHill Biopharma Ltd. | SPONSORED ADS | 10,500 | $1.47K | <0.1% | History |
| TWAVTaoWeave, Inc. | COM | 10,000 | $1.18K | <0.1% | History |
| Quanergy Systems, Inc.74764U112 | *W EXP 02/01/202 | 40,000 | $40 | <0.1% | – |