D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed Apr 25, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 1,327
- +26 vs. Q4 2022
- Portfolio value
- $8.89B
- +$412.5M (+4.9%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| First Tr Exchange Trad FD VI33740Y101 | ALT ABSLT STRG | 21,379 | $635.0K | <0.1% | +3,231+17.8% | Added | – |
| IDXXIDEXX Laboratories Inc | COM | 1,270 | $635.1K | <0.1% | +44+3.6% | Added | History |
| TAPMolson Coors Beverage Co | CL B | 12,305 | $635.9K | <0.1% | −1,675−12.0% | Reduced | History |
| PTCPTC Inc. | Stock | 4,984 | $639.1K | <0.1% | +1,382+38.4% | Added | History |
| CYRXCryoport, Inc. | COM PAR $0.001 | 26,700 | $640.8K | <0.1% | −2,000−7.0% | Reduced | History |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 3,213 | $643.6K | <0.1% | −36−1.1% | Reduced | History |
| BIIBBiogen Inc. | COM | 2,317 | $644.2K | <0.1% | −2,271−49.5% | Reduced | History |
| TMDXTransMedics Group, Inc. | COM | 8,507 | $644.2K | <0.1% | +8,507 | New | History |
| GVAGranite Construction Inc | COM | 15,728 | $646.1K | <0.1% | −100−0.6% | Reduced | History |
| T Rowe Price Exchange-Traded87283Q107 | PRICE BLUE CHIP | 26,981 | $647.0K | <0.1% | −9,243−25.5% | Reduced | – |
| AOSSmith A O Corp | COM | 9,376 | $648.4K | <0.1% | +74+0.8% | Added | History |
| APOApollo Global Management, Inc. | COM | 10,304 | $649.1K | <0.1% | −100−1.0% | Reduced | History |
| JJacobs Solutions Inc. | COM | 5,532 | $650.1K | <0.1% | +45+0.8% | Added | History |
| VRNAVerona Pharma plc | SPONSORED ADS | 32,500 | $652.6K | <0.1% | −1,500−4.4% | Reduced | History |
| First Tr Exchange-Traded FD33734X838 | INDXX NAT RE ETF | 49,310 | $653.8K | <0.1% | −112,727−69.6% | Reduced | – |
| First Tr Exch TRD Alphdx FD33737J117 | EUROPE ALPHADEX | 18,984 | $659.8K | <0.1% | −924−4.6% | Reduced | – |
| PAYCPaycom Software, Inc. | Stock | 2,172 | $660.3K | <0.1% | −33−1.5% | Reduced | History |
| iShares Tr464288570 | ESG MSCI KLD ETF | 8,532 | $665.4K | <0.1% | +3,527+70.5% | Added | – |
| MFCManulife Financial Corp | COM | 36,501 | $670.2K | <0.1% | −18,166−33.2% | Reduced | History |
| HSBCHSBC Holdings PLC | SPON ADR NEW | 19,664 | $673.9K | <0.1% | +86+0.4% | Added | History |
| MSIMotorola Solutions, Inc. | Stock | 2,359 | $675.3K | <0.1% | +2,359 | New | History |
| WESWestern Midstream Partners, LP | COM UNIT LP INT | 25,647 | $676.3K | <0.1% | +2,177+9.3% | Added | History |
| PPLPPL Corp | COM | 24,397 | $678.0K | <0.1% | −414−1.7% | Reduced | History |
| EDConsolidated Edison Inc | Stock | 7,097 | $679.0K | <0.1% | +386+5.8% | Added | History |
| KMXCarMax Inc | COM | 10,595 | $681.0K | <0.1% | +2,350+28.5% | Added | History |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 6,775 | $681.9K | <0.1% | −2,678−28.3% | Reduced | – |
| Dimensional ETF Trust25434V401 | US EQUI MARK ETF | 15,351 | $682.0K | <0.1% | +18+0.1% | Added | – |
| DPZDominos Pizza Inc | COM | 2,072 | $683.5K | <0.1% | +2,072 | New | History |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 14,252 | $685.0K | <0.1% | 00.0% | Unchanged | – |
| CEFSprott Physical Gold & Silver Trust | PHYSICAL GOLD AN | 36,324 | $686.9K | <0.1% | −711−1.9% | Reduced | History |
| First Tr High Income L/S FD33738E109 | COM | 60,605 | $687.8K | <0.1% | +860+1.4% | Added | – |
| Invesco Exchange Traded FD T46137V480 | S&P SMCP VLU MNT | 15,108 | $687.9K | <0.1% | +15,108 | New | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 31,099 | $688.8K | <0.1% | −554−1.8% | Reduced | – |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 18,129 | $688.9K | <0.1% | −7,164−28.3% | Reduced | – |
| FIBKFirst Interstate Bancsystem Inc | COM | 23,147 | $691.3K | <0.1% | −7,650−24.8% | Reduced | History |
| Vanguard Communication Services ETF92204A884 | ETF | 7,151 | $691.4K | <0.1% | −215−2.9% | Reduced | – |
| SANMSanmina Corp | COM | 11,449 | $691.6K | <0.1% | +11,449 | New | History |
| GOLDGold.com, Inc. | COM | 20,099 | $696.4K | <0.1% | +4,550+29.3% | Added | History |
| Vanguard Admiral FDS Inc921932844 | MIDCP 400 VAL | 8,886 | $698.1K | <0.1% | +524+6.3% | AddedConverted for a 2-for-1 split | – |
| CIMChimera Investment Corp | COM NEW | 123,944 | $699.0K | <0.1% | +5,774+4.9% | Added | History |
| MNSTMonster Beverage Corp | COM | 12,958 | $699.9K | <0.1% | +960+8.0% | AddedConverted for a 2-for-1 split | History |
| EMEEMCOR Group, Inc. | Stock | 4,348 | $701.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Emerging Markets Government Bond ETF921946885 | ETF | 11,326 | $705.7K | <0.1% | −77−0.7% | Reduced | – |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 23,325 | $709.8K | <0.1% | +1,942+9.1% | Added | – |
| NXHNeighborhood Intelligence, Inc. | COM | 35,223 | $714.0K | <0.1% | −1,683−4.6% | Reduced | History |
| SNVSynovus Financial Corp | COM NEW | 23,173 | $714.4K | <0.1% | −3,708−13.8% | Reduced | History |
| LECOLincoln Electric Holdings Inc | COM | 4,254 | $719.4K | <0.1% | −75−1.7% | Reduced | History |
| Vanguard S&P 500 Value ETF921932703 | ETF | 4,924 | $722.4K | <0.1% | 00.0% | Unchanged | – |
| EOIEaton Vance Enhanced Equity Income Fund | COM | 47,658 | $725.4K | <0.1% | +613+1.3% | Added | History |
| MCKMcKesson Corp | Stock | 2,043 | $727.4K | <0.1% | −149−6.8% | Reduced | History |
| EXEExpand Energy Corp | COM | 9,639 | $733.0K | <0.1% | +9,639 | New | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 6,678 | $734.3K | <0.1% | −1,575−19.1% | Reduced | – |
| FCNFti Consulting, Inc | COM | 3,737 | $734.3K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288612 | INTRM GOV CR ETF | 7,057 | $737.4K | <0.1% | −4,625−39.6% | Reduced | – |
| TEAMAtlassian Corp | CL A | 4,389 | $737.8K | <0.1% | −1,236−22.0% | Reduced | History |
| HUMHumana Inc | Stock | 1,525 | $740.8K | <0.1% | −55−3.5% | Reduced | History |
| iShares Tr464287762 | US HLTHCARE ETF | 2,717 | $741.9K | <0.1% | +8+0.3% | Added | – |
| THQabrdn Healthcare Opportunities Fund | SHS | 39,994 | $750.3K | <0.1% | −1,859−4.4% | Reduced | History |
| AONAon plc | CL A | 2,389 | $751.4K | <0.1% | −72−2.9% | Reduced | History |
| First Tr Exch TRD Alphdx FD33737J182 | EMERG MKT ALPH | 35,451 | $751.6K | <0.1% | +2,321+7.0% | Added | – |
| WisdomTree Tr97717X214 | EMERG MKTS ESG | 26,912 | $755.1K | <0.1% | −700−2.5% | Reduced | – |
| BWABorgwarner Inc | COM | 15,388 | $755.7K | <0.1% | −586−3.7% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 66,036 | $758.1K | <0.1% | +6,351+10.6% | Added | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 74,886 | $760.1K | <0.1% | +27,782+59.0% | Added | History |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 21,600 | $766.2K | <0.1% | +7,375+51.8% | Added | – |
| DOVDOVER Corp | COM | 5,043 | $766.3K | <0.1% | −208−4.0% | Reduced | History |
| KOFCoca Cola Femsa SAB de CV | SPONS ADS REP | 9,674 | $774.5K | <0.1% | 00.0% | Unchanged | History |
| TDToronto Dominion Bank | Stock | 13,016 | $774.9K | <0.1% | +656+5.3% | Added | History |
| CTRECareTrust REIT, Inc. | COM | 39,626 | $775.9K | <0.1% | +375+1.0% | Added | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 1,698 | $778.6K | <0.1% | −39−2.2% | Reduced | History |
| TTCToro Co | COM | 7,137 | $786.5K | <0.1% | +4+0.1% | Added | History |
| EXCExelon Corp | Stock | 18,792 | $787.2K | <0.1% | +1,171+6.6% | Added | History |
| BIGGQFormer BL Stores Inc | COM | 72,000 | $789.1K | <0.1% | +41,500+136.1% | Added | History |
| QRVOQorvo, Inc. | Stock | 7,777 | $789.9K | <0.1% | −1,406−15.3% | Reduced | History |
| MPMP Materials Corp. | COM CL A | 28,332 | $798.7K | <0.1% | +11,092+64.3% | Added | History |
| NWBINorthwest Bancshares, Inc. | COM | 66,510 | $800.1K | <0.1% | +12,353+22.8% | Added | History |
| AKAMAkamai Technologies Inc | COM | 10,241 | $801.9K | <0.1% | +7,037+219.6% | Added | History |
| SNYSanofi | SPONSORED ADR | 14,802 | $805.5K | <0.1% | −1,626−9.9% | Reduced | History |
| iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9 | ETF | 33,827 | $805.8K | <0.1% | +20,969+163.1% | Added | – |
| BOEBlackRock Enhanced Global Dividend Trust | COM | 81,560 | $809.8K | <0.1% | +5,800+7.7% | Added | History |
| CHWYChewy, Inc. | CL A | 21,688 | $810.7K | <0.1% | +2,277+11.7% | Added | History |
| LXPLXP Industrial Trust | COM | 78,822 | $812.0K | <0.1% | +13,102+19.9% | Added | History |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 15,308 | $816.7K | <0.1% | +30.0% | Added | – |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 9,934 | $817.3K | <0.1% | 00.0% | Unchanged | – |
| SUSuncor Energy Inc | Stock | 26,400 | $819.7K | <0.1% | +697+2.7% | Added | History |
| iShares Tr464287754 | US INDUSTRIALS | 8,214 | $822.7K | <0.1% | +284+3.6% | Added | – |
| iShares Tr464288851 | US OIL GS EX ETF | 9,613 | $825.0K | <0.1% | −10,247−51.6% | Reduced | – |
| IVZInvesco Ltd. | Stock | 50,490 | $828.0K | <0.1% | +4,000+8.6% | Added | History |
| iShares Tr46435G425 | ESG AWR MSCI USA | 9,158 | $828.3K | <0.1% | +9,158 | New | – |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 3,013 | $831.5K | <0.1% | −120−3.8% | Reduced | – |
| BGRBlackRock Energy & Resources Trust | COM | 68,753 | $836.0K | <0.1% | +9,769+16.6% | Added | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 1,023 | $840.6K | <0.1% | +439+75.2% | Added | History |
| CVBFCVB Financial Corp | COM | 50,750 | $846.5K | <0.1% | −7,744−13.2% | Reduced | History |
| VEEVVeeva Systems Inc | Stock | 4,612 | $847.6K | <0.1% | +115+2.6% | Added | History |
| Goldman Sachs ETF Tr381430206 | ACTIVEBETA EME | 28,475 | $847.7K | <0.1% | 00.0% | Unchanged | – |
| Schwab U.S. Broad Market ETF808524102 | ETF | 17,730 | $848.4K | <0.1% | −86−0.5% | Reduced | – |
| FITBFifth Third Bancorp | COM | 31,853 | $848.6K | <0.1% | −12,783−28.6% | Reduced | History |
| CSRCenterspace | COM | 15,609 | $852.7K | <0.1% | +50.0% | Added | History |
| HCAHCA Healthcare, Inc. | COM | 3,309 | $872.5K | <0.1% | +3,309 | New | History |
| Vanguard Admiral FDS Inc921932794 | SMLCP 600 GRTH | 9,245 | $875.8K | <0.1% | +1,735+23.1% | AddedConverted for a 2-for-1 split | – |
Options (20)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| RYRoyal Bank of Canada | Stock | $44.5K | – |
| WSMWilliams Sonoma Inc | COM | $44.1K | – |
| BMOBank of Montreal | COM | $30.6K | – |
| ODFLOld Dominion Freight Line, Inc. | COM | $29.3K | – |
| LENLennar Corp | CL A | $14.9K | – |
| DDSDillard's, Inc. | CL A | $9.34K | – |
| DKSDick's Sporting Goods, Inc. | Stock | $9.06K | – |
| NVDANVIDIA Corp | Stock | $7.10K | – |
| TDToronto Dominion Bank | Stock | $6.12K | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | – | $5.30K |
| LSTRLandstar System Inc | COM | $5.16K | – |
| CMGChipotle Mexican Grill Inc | COM | $3.66K | – |
| CATCaterpillar Inc | Stock | $3.54K | – |
| GOLFAcushnet Holdings Corp. | COM | $3.20K | – |
| GLDSPDR Gold Trust | ETF | – | $3.14K |
| ETSYEtsy Inc | COM | $2.81K | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | $1.76K | – |
| CROXCrocs, Inc. | COM | $1.41K | – |
| AAPLApple Inc. | Stock | $840 | – |
| NXHNeighborhood Intelligence, Inc. | COM | – | $465 |
Sold out since Q4 2022 (72)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| Atlas CorpY0436Q109 | SHARES | 356,343 | $5.47M | 0.1% | – |
| UMPQUmpqua Holdings Corp | COM | 275,674 | $4.92M | 0.1% | History |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 95,641 | $3.41M | <0.1% | – |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 61,218 | $2.88M | <0.1% | – |
| iShares Tr46435U135 | CYBERSECURITY | 52,503 | $1.73M | <0.1% | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 22,014 | $1.20M | <0.1% | – |
| iShares Inc464286806 | MSCI GERMANY ETF | 46,483 | $1.15M | <0.1% | – |
| LAZLazard, Inc. | SHS A | 28,514 | $988.6K | <0.1% | History |
| SMGScotts Miracle-Gro Co | Stock | 19,608 | $952.8K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 19,274 | $866.9K | <0.1% | – |
| SPDR Series Trust78464A672 | ST INTER ETF | 30,212 | $853.2K | <0.1% | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 14,213 | $834.9K | <0.1% | – |
| iShares Inc464286392 | MSCI WORLD ETF | 7,123 | $778.2K | <0.1% | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 18,206 | $729.0K | <0.1% | – |
| iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259 | ETF | 27,298 | $688.2K | <0.1% | – |
| DYDycom Industries Inc | COM | 6,305 | $590.1K | <0.1% | History |
| INVEINVE Technologies, Inc. | COM NEW | 75,097 | $543.7K | <0.1% | History |
| UCTTUltra Clean Holdings, Inc. | COM | 15,265 | $506.0K | <0.1% | History |
| COUPCoupa Software Inc | COM | 5,979 | $473.4K | <0.1% | History |
| Motley Fool Small-Cap Growth ETF74933W874 | ETF | 16,887 | $412.9K | <0.1% | – |
| PAYAPaya Holdings Inc. | COM CL A | 52,100 | $410.0K | <0.1% | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 4,340 | $397.0K | <0.1% | – |
| iShares Tr464288257 | MSCI ACWI ETF | 4,464 | $379.0K | <0.1% | – |
| SWAVShockwave Medical, Inc. | COM | 1,792 | $368.5K | <0.1% | History |
| SRCE1st Source Corp | COM | 6,917 | $367.2K | <0.1% | History |
| POSTPost Holdings, Inc. | COM | 3,879 | $350.1K | <0.1% | History |
| Flexshares Tr33939L506 | IBOXX 3R TARGT | 14,166 | $333.2K | <0.1% | – |
| CLFDClearfield, Inc. | COM | 3,459 | $325.6K | <0.1% | History |
| FRMEFirst Merchants Corp | COM | 7,825 | $321.7K | <0.1% | History |
| HALOHalozyme Therapeutics, Inc. | COM | 4,944 | $281.3K | <0.1% | History |
| CALXCalix, Inc | COM | 4,037 | $276.3K | <0.1% | History |
| CHGGChegg, Inc | COM | 10,778 | $272.4K | <0.1% | History |
| FAFFirst American Financial Corp | Stock | 5,126 | $269.0K | <0.1% | History |
| J P Morgan Exchange Traded F46641Q324 | INTERNL GWT | 5,000 | $262.6K | <0.1% | – |
| DLTRDollar Tree, Inc. | COM | 1,815 | $256.7K | <0.1% | History |
| LTHLife Time Group Holdings, Inc. | COMMON STOCK | 20,000 | $239.2K | <0.1% | History |
| RVTYRevvity, Inc. | COM | 1,662 | $233.2K | <0.1% | History |
| WOLFWolfspeed, Inc. | Stock | 3,297 | $227.6K | <0.1% | History |
| TAGSTeucrium Commodity Trust | AGRICULTURE FD | 7,258 | $227.3K | <0.1% | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,949 | $224.1K | <0.1% | – |
| BNBROOKFIELD Corp | CL A LTD VT SH | 6,982 | $219.8K | <0.1% | History |
| STBAS&T Bancorp Inc | COM | 6,312 | $215.7K | <0.1% | History |
| BANRBanner Corp | COM NEW | 3,379 | $213.6K | <0.1% | History |
| DINOHF Sinclair Corp | COM | 4,100 | $212.7K | <0.1% | History |
| MDGLMadrigal Pharmaceuticals, Inc. | COM | 720 | $209.0K | <0.1% | History |
| SWKStanley Black & Decker, Inc. | COM | 2,764 | $207.9K | <0.1% | History |
| JKHYJack Henry & Associates Inc | Stock | 1,172 | $207.5K | <0.1% | History |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 4,135 | $203.0K | <0.1% | – |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 15,361 | $201.5K | <0.1% | History |
| NWLNewell Brands Inc. | Stock | 14,875 | $194.6K | <0.1% | History |
| HPEHewlett Packard Enterprise Co | COM | 11,646 | $185.9K | <0.1% | History |
| CGCCanopy Growth Corp | COM | 80,345 | $185.6K | <0.1% | History |
| SKTTanger Inc. | COM | 10,036 | $180.1K | <0.1% | History |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 11,775 | $175.9K | <0.1% | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 16,088 | $172.8K | <0.1% | History |
| NPCTNuveen Core Plus Impact Fund | COM BEN INT | 16,650 | $172.5K | <0.1% | History |
| IIMInvesco Value Municipal Income Trust | COM | 13,858 | $167.0K | <0.1% | History |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 10,877 | $156.1K | <0.1% | – |
| ALTGAlta Equipment Group Inc. | COMMON STOCK | 11,040 | $145.6K | <0.1% | History |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | – | $144.7K | <0.1% | – |
| FLWS1 800 Flowers Com Inc | CL A | 14,728 | $140.8K | <0.1% | History |
| JRINuveen Real Asset Income & Growth Fund | COM | 10,405 | $121.7K | <0.1% | History |
| AGNTAGNT, Inc. | COM | 10,808 | $119.8K | <0.1% | History |
| WEATTeucrium Commodity Trust | WHEAT FD | 14,628 | $116.7K | <0.1% | History |
| LUMNLumen Technologies, Inc. | Stock | 17,294 | $90.3K | <0.1% | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 10,100 | $78.8K | <0.1% | History |
| TLSTelos Corp | COM | 12,011 | $61.1K | <0.1% | History |
| PBIPitney Bowes Inc | COM | 11,707 | $44.5K | <0.1% | History |
| TOONKartoon Studios, Inc. | COM | 26,398 | $12.3K | <0.1% | History |
| RDHLRedHill Biopharma Ltd. | SPONSORED ADS | 10,500 | $1.47K | <0.1% | History |
| TWAVTaoWeave, Inc. | COM | 10,000 | $1.18K | <0.1% | History |
| Quanergy Systems, Inc.74764U112 | *W EXP 02/01/202 | 40,000 | $40 | <0.1% | – |