D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed Apr 25, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 1,327
- +26 vs. Q4 2022
- Portfolio value
- $8.89B
- +$412.5M (+4.9%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| FDSFactset Research Systems Inc | Stock | 1,059 | $436.6K | <0.1% | 00.0% | Unchanged | History |
| MTDMettler Toledo International Inc | COM | 289 | $439.0K | <0.1% | 00.0% | Unchanged | History |
| First Tr MLP & Energy Incom33739B104 | COM | 57,477 | $439.1K | <0.1% | −515−0.9% | Reduced | – |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 55,080 | $441.7K | <0.1% | −9,886−15.2% | Reduced | History |
| BALLBALL Corp | COM | 8,033 | $442.7K | <0.1% | +8,033 | New | History |
| Nushares ETF Tr67092P300 | NUVEEN ESG LRGVL | 13,036 | $444.1K | <0.1% | +1,683+14.8% | Added | – |
| OTTROtter Tail Corp | COM | 6,200 | $447.9K | <0.1% | −1,050−14.5% | Reduced | History |
| VMCVulcan Materials CO | COM | 2,632 | $451.5K | <0.1% | +800+43.7% | Added | History |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | 7,120 | $452.5K | <0.1% | +150+2.2% | Added | – |
| BLDRBuilders FirstSource, Inc. | Stock | 5,121 | $454.6K | <0.1% | −150−2.8% | Reduced | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 11,217 | $456.8K | <0.1% | +118+1.1% | Added | – |
| MGRCMcGrath Rentcorp | COM | 4,900 | $457.2K | <0.1% | 00.0% | Unchanged | History |
| NKXNuveen California Amt-Free Quality Municipal Income Fund | COM | 39,350 | $458.0K | <0.1% | −11,809−23.1% | Reduced | History |
| FNFFidelity National Financial, Inc. | COM SHS | 13,155 | $459.5K | <0.1% | +1,340+11.3% | Added | History |
| AXSMAxsome Therapeutics, Inc. | COM | 7,520 | $463.8K | <0.1% | −2,410−24.3% | Reduced | History |
| TRIThomson Reuters Corp | COM NEW | 3,617 | $469.6K | <0.1% | −201−5.3% | Reduced | History |
| TEAFTortoise Sustainable & Social Impact Term Fund | Closed-End Fund | 36,483 | $472.9K | <0.1% | −1,864−4.9% | Reduced | History |
| MASMasco Corp | COM | 9,537 | $474.2K | <0.1% | 00.0% | Unchanged | History |
| ADPTAdaptive Biotechnologies Corp | COM | 53,725 | $474.4K | <0.1% | +15,325+39.9% | Added | History |
| VanEck Semiconductor ETF92189F676 | ETF | 1,812 | $476.9K | <0.1% | +192+11.9% | Added | – |
| LSTRLandstar System Inc | COM | 2,733 | $480.8K | <0.1% | +10+0.4% | Added | History |
| NVCRNovoCure Ltd | ORD SHS | 8,003 | $481.3K | <0.1% | −2,004−20.0% | Reduced | History |
| SSDSimpson Manufacturing Co., Inc. | COM | 4,564 | $481.7K | <0.1% | 00.0% | Unchanged | History |
| COHUCohu Inc | COM | 12,564 | $482.3K | <0.1% | −12,555−50.0% | Reduced | History |
| FERGFerguson Enterprises Inc. | SHS | 3,623 | $484.6K | <0.1% | +3,623 | New | History |
| AREAlexandria Real Estate Equities, Inc. | COM | 3,885 | $487.0K | <0.1% | +15+0.4% | Added | History |
| ARK Innovation ETF00214Q104 | ETF | 12,071 | $487.0K | <0.1% | +3,682+43.9% | Added | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 6,087 | $488.3K | <0.1% | −354−5.5% | Reduced | – |
| BEAMBeam Therapeutics Inc. | COM | 15,960 | $488.7K | <0.1% | +3,922+32.6% | Added | History |
| SNOWSnowflake Inc. | Stock | 3,169 | $488.9K | <0.1% | −502−13.7% | Reduced | History |
| Vanguard World FD921910873 | MEGA CAP INDEX | 3,429 | $490.8K | <0.1% | +40+1.2% | Added | – |
| QSRRestaurant Brands International Inc. | COM | 7,569 | $494.3K | <0.1% | +19+0.3% | Added | History |
| First Tr Exchange-Traded FD33734X200 | DJ GLBL DIVID | 22,376 | $494.7K | <0.1% | +5,457+32.3% | Added | – |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 7,942 | $495.1K | <0.1% | +7,942 | New | – |
| FDUSFidus Investment Corp | COM | 25,967 | $495.2K | <0.1% | +3,600+16.1% | Added | History |
| Tidal Trust I886364645 | SONICSHARES GBL | 16,327 | $496.9K | <0.1% | −2,940−15.3% | Reduced | – |
| GLPGlobal Partners LP | COM UNITS | 16,050 | $497.9K | <0.1% | +4,000+33.2% | Added | History |
| LNTAlliant Energy Corp | Stock | 9,359 | $499.8K | <0.1% | +22+0.2% | Added | History |
| iShares Tr464287291 | GLOBAL TECH ETF | 9,280 | $504.5K | <0.1% | +281+3.1% | Added | – |
| Capital Group Growth ETF14020G101 | SHS CREAT UNIT | 22,529 | $506.0K | <0.1% | +852+3.9% | Added | – |
| WDCWestern Digital Corp | COM | 13,459 | $507.0K | <0.1% | −1,459−9.8% | Reduced | History |
| CUBECubeSmart | REIT | 11,016 | $508.6K | <0.1% | +11,016 | New | History |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 433 | $508.9K | <0.1% | +51+13.4% | Added | History |
| MCHPMicrochip Technology Inc | Stock | 6,106 | $509.6K | <0.1% | −270−4.2% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E388 | S&P 500 EX RAT | 10,767 | $510.1K | <0.1% | −437−3.9% | Reduced | – |
| PRIPrimerica, Inc. | Stock | 3,023 | $511.0K | <0.1% | 00.0% | Unchanged | History |
| MWAMueller Water Products, Inc. | COM SER A | 36,756 | $512.4K | <0.1% | −3,240−8.1% | Reduced | History |
| iShares Tr464287333 | GLOBAL FINLS ETF | 7,442 | $513.6K | <0.1% | 00.0% | Unchanged | – |
| ECATBlackRock ESG Capital Allocation Term Trust | SHS BEN INT | 33,230 | $516.8K | <0.1% | +6,050+22.3% | Added | History |
| New York Life Investments Et45409B560 | FTSE INTL EQTY C | 22,580 | $520.9K | <0.1% | −3,971−15.0% | Reduced | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 3,970 | $524.1K | <0.1% | −530−11.8% | Reduced | – |
| IIPRInnovative Industrial Properties Inc | COM | 6,909 | $525.0K | <0.1% | −632−8.4% | Reduced | History |
| ACIWAci Worldwide, Inc. | Stock | 20,000 | $526.4K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchange Traded FD33738R845 | NASDQ OIL GAS | 19,681 | $530.8K | <0.1% | −155−0.8% | Reduced | – |
| First Tr Exchange-Traded Alp33737M102 | MID CP GR ALPH | 8,957 | $532.9K | <0.1% | +134+1.5% | Added | – |
| First Tr Exchange-Traded FD33737A108 | NASDQ CLN EDGE | 5,484 | $535.6K | <0.1% | +1,425+35.1% | Added | – |
| OMCOmnicom Group Inc. | COM | 5,797 | $538.5K | <0.1% | −4,783−45.2% | Reduced | History |
| CPBCAMPBELL'S Co | COM | 9,807 | $539.1K | <0.1% | +159+1.6% | Added | History |
| First Tr Exchange-Traded FD33739Q507 | SSI STRG ETF | 16,933 | $540.3K | <0.1% | +503+3.1% | Added | – |
| ILPTIndustrial Logistics Properties Trust | COM SHS BEN INT | 176,400 | $541.5K | <0.1% | +176,400 | New | History |
| GATXGatx Corp | COM | 4,927 | $542.1K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288521 | CRE U S REIT ETF | 10,758 | $542.2K | <0.1% | +100+0.9% | Added | – |
| JBLJabil Inc | Stock | 6,217 | $542.5K | <0.1% | +6,217 | New | History |
| BLFSBiolife Solutions Inc | COM NEW | 25,000 | $543.8K | <0.1% | 00.0% | Unchanged | History |
| LNCLincoln National Corp | COM | 24,244 | $544.8K | <0.1% | +24,244 | New | History |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 10,435 | $545.0K | <0.1% | +830+8.6% | Added | – |
| ICHRIchor Holdings, Ltd. | SHS | 17,024 | $557.4K | <0.1% | −1,460−7.9% | Reduced | History |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 14,032 | $557.9K | <0.1% | +7,287+108.0% | Added | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 10,098 | $559.1K | <0.1% | +536+5.6% | Added | – |
| TXRHTexas Roadhouse, Inc. | COM | 5,181 | $559.9K | <0.1% | −64−1.2% | Reduced | History |
| CWTCalifornia Water Service Group | COM | 9,670 | $562.8K | <0.1% | +10.0% | Added | History |
| Vanguard Wellington FD921935706 | US QUALITY | 5,200 | $563.3K | <0.1% | 00.0% | Unchanged | – |
| HWMHowmet Aerospace Inc. | Stock | 13,305 | $563.8K | <0.1% | +250+1.9% | Added | History |
| UUnity Software Inc. | COM | 17,539 | $569.0K | <0.1% | +1,719+10.9% | Added | History |
| AMPSAltus Power, Inc. | COM CL A | 103,978 | $569.8K | <0.1% | −3,339−3.1% | Reduced | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 8,520 | $571.4K | <0.1% | −260−3.0% | Reduced | – |
| SARSaratoga Investment Corp. | COM NEW | 22,755 | $575.3K | <0.1% | +2,537+12.5% | Added | History |
| BNYBank of New York Mellon Corp | Stock | 12,735 | $578.7K | <0.1% | −392−3.0% | Reduced | History |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 6,195 | $579.9K | <0.1% | −1,640−20.9% | Reduced | – |
| Global X FDS37954Y673 | US INFR DEV ETF | 20,498 | $581.1K | <0.1% | −479−2.3% | Reduced | – |
| LPXLouisiana-Pacific Corp | COM | 10,725 | $581.4K | <0.1% | −3,400−24.1% | Reduced | History |
| UUPInvesco DB US Dollar Index Bullish Fund | BULLISH FD | 20,875 | $582.0K | <0.1% | +4,750+29.5% | Added | History |
| iShares Tr464288877 | EAFE VALUE ETF | 12,008 | $582.7K | <0.1% | +2,454+25.7% | Added | – |
| ATIAti Inc | Stock | 14,895 | $587.8K | <0.1% | −5,675−27.6% | Reduced | History |
| OGSONE Gas, Inc. | COM | 7,424 | $588.2K | <0.1% | 00.0% | Unchanged | History |
| CINFCincinnati Financial Corp | COM | 5,257 | $589.0K | <0.1% | −394−7.0% | Reduced | History |
| DECKDeckers Outdoor Corp | COM | 1,311 | $589.4K | <0.1% | +45+3.6% | Added | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 1,774 | $604.6K | <0.1% | +48+2.8% | Added | History |
| iShares Tr464287721 | U.S. TECH ETF | 6,525 | $605.6K | <0.1% | +2,828+76.5% | Added | – |
| Vanguard Wellington FD921935805 | US VALUE FACTR | 6,260 | $606.0K | <0.1% | 00.0% | Unchanged | – |
| ERIIEnergy Recovery, Inc. | COM | 26,458 | $609.9K | <0.1% | −112−0.4% | Reduced | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 12,045 | $609.9K | <0.1% | −3,562−22.8% | Reduced | – |
| ZIONZions Bancorporation, National Association | COM | 20,452 | $612.2K | <0.1% | +13,864+210.4% | Added | History |
| DCIDonaldson Co Inc | Stock | 9,446 | $615.5K | <0.1% | +70+0.7% | Added | History |
| APTVAptiv PLC | SHS | 5,490 | $615.9K | <0.1% | +5,490 | New | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 9,410 | $617.1K | <0.1% | 00.0% | Unchanged | – |
| ELEstee Lauder Companies Inc | CL A | 2,505 | $617.4K | <0.1% | −39−1.5% | Reduced | History |
| Fidelity MSCI Energy Index ETF316092402 | ETF | 27,726 | $622.2K | <0.1% | +335+1.2% | Added | – |
| SGENSeagen Inc. | COM | 3,084 | $624.4K | <0.1% | −351−10.2% | Reduced | History |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 7,727 | $626.4K | <0.1% | +7,727 | New | History |
Options (20)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| RYRoyal Bank of Canada | Stock | $44.5K | – |
| WSMWilliams Sonoma Inc | COM | $44.1K | – |
| BMOBank of Montreal | COM | $30.6K | – |
| ODFLOld Dominion Freight Line, Inc. | COM | $29.3K | – |
| LENLennar Corp | CL A | $14.9K | – |
| DDSDillard's, Inc. | CL A | $9.34K | – |
| DKSDick's Sporting Goods, Inc. | Stock | $9.06K | – |
| NVDANVIDIA Corp | Stock | $7.10K | – |
| TDToronto Dominion Bank | Stock | $6.12K | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | – | $5.30K |
| LSTRLandstar System Inc | COM | $5.16K | – |
| CMGChipotle Mexican Grill Inc | COM | $3.66K | – |
| CATCaterpillar Inc | Stock | $3.54K | – |
| GOLFAcushnet Holdings Corp. | COM | $3.20K | – |
| GLDSPDR Gold Trust | ETF | – | $3.14K |
| ETSYEtsy Inc | COM | $2.81K | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | $1.76K | – |
| CROXCrocs, Inc. | COM | $1.41K | – |
| AAPLApple Inc. | Stock | $840 | – |
| NXHNeighborhood Intelligence, Inc. | COM | – | $465 |
Sold out since Q4 2022 (72)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| Atlas CorpY0436Q109 | SHARES | 356,343 | $5.47M | 0.1% | – |
| UMPQUmpqua Holdings Corp | COM | 275,674 | $4.92M | 0.1% | History |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 95,641 | $3.41M | <0.1% | – |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 61,218 | $2.88M | <0.1% | – |
| iShares Tr46435U135 | CYBERSECURITY | 52,503 | $1.73M | <0.1% | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 22,014 | $1.20M | <0.1% | – |
| iShares Inc464286806 | MSCI GERMANY ETF | 46,483 | $1.15M | <0.1% | – |
| LAZLazard, Inc. | SHS A | 28,514 | $988.6K | <0.1% | History |
| SMGScotts Miracle-Gro Co | Stock | 19,608 | $952.8K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 19,274 | $866.9K | <0.1% | – |
| SPDR Series Trust78464A672 | ST INTER ETF | 30,212 | $853.2K | <0.1% | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 14,213 | $834.9K | <0.1% | – |
| iShares Inc464286392 | MSCI WORLD ETF | 7,123 | $778.2K | <0.1% | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 18,206 | $729.0K | <0.1% | – |
| iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259 | ETF | 27,298 | $688.2K | <0.1% | – |
| DYDycom Industries Inc | COM | 6,305 | $590.1K | <0.1% | History |
| INVEINVE Technologies, Inc. | COM NEW | 75,097 | $543.7K | <0.1% | History |
| UCTTUltra Clean Holdings, Inc. | COM | 15,265 | $506.0K | <0.1% | History |
| COUPCoupa Software Inc | COM | 5,979 | $473.4K | <0.1% | History |
| Motley Fool Small-Cap Growth ETF74933W874 | ETF | 16,887 | $412.9K | <0.1% | – |
| PAYAPaya Holdings Inc. | COM CL A | 52,100 | $410.0K | <0.1% | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 4,340 | $397.0K | <0.1% | – |
| iShares Tr464288257 | MSCI ACWI ETF | 4,464 | $379.0K | <0.1% | – |
| SWAVShockwave Medical, Inc. | COM | 1,792 | $368.5K | <0.1% | History |
| SRCE1st Source Corp | COM | 6,917 | $367.2K | <0.1% | History |
| POSTPost Holdings, Inc. | COM | 3,879 | $350.1K | <0.1% | History |
| Flexshares Tr33939L506 | IBOXX 3R TARGT | 14,166 | $333.2K | <0.1% | – |
| CLFDClearfield, Inc. | COM | 3,459 | $325.6K | <0.1% | History |
| FRMEFirst Merchants Corp | COM | 7,825 | $321.7K | <0.1% | History |
| HALOHalozyme Therapeutics, Inc. | COM | 4,944 | $281.3K | <0.1% | History |
| CALXCalix, Inc | COM | 4,037 | $276.3K | <0.1% | History |
| CHGGChegg, Inc | COM | 10,778 | $272.4K | <0.1% | History |
| FAFFirst American Financial Corp | Stock | 5,126 | $269.0K | <0.1% | History |
| J P Morgan Exchange Traded F46641Q324 | INTERNL GWT | 5,000 | $262.6K | <0.1% | – |
| DLTRDollar Tree, Inc. | COM | 1,815 | $256.7K | <0.1% | History |
| LTHLife Time Group Holdings, Inc. | COMMON STOCK | 20,000 | $239.2K | <0.1% | History |
| RVTYRevvity, Inc. | COM | 1,662 | $233.2K | <0.1% | History |
| WOLFWolfspeed, Inc. | Stock | 3,297 | $227.6K | <0.1% | History |
| TAGSTeucrium Commodity Trust | AGRICULTURE FD | 7,258 | $227.3K | <0.1% | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,949 | $224.1K | <0.1% | – |
| BNBROOKFIELD Corp | CL A LTD VT SH | 6,982 | $219.8K | <0.1% | History |
| STBAS&T Bancorp Inc | COM | 6,312 | $215.7K | <0.1% | History |
| BANRBanner Corp | COM NEW | 3,379 | $213.6K | <0.1% | History |
| DINOHF Sinclair Corp | COM | 4,100 | $212.7K | <0.1% | History |
| MDGLMadrigal Pharmaceuticals, Inc. | COM | 720 | $209.0K | <0.1% | History |
| SWKStanley Black & Decker, Inc. | COM | 2,764 | $207.9K | <0.1% | History |
| JKHYJack Henry & Associates Inc | Stock | 1,172 | $207.5K | <0.1% | History |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 4,135 | $203.0K | <0.1% | – |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 15,361 | $201.5K | <0.1% | History |
| NWLNewell Brands Inc. | Stock | 14,875 | $194.6K | <0.1% | History |
| HPEHewlett Packard Enterprise Co | COM | 11,646 | $185.9K | <0.1% | History |
| CGCCanopy Growth Corp | COM | 80,345 | $185.6K | <0.1% | History |
| SKTTanger Inc. | COM | 10,036 | $180.1K | <0.1% | History |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 11,775 | $175.9K | <0.1% | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 16,088 | $172.8K | <0.1% | History |
| NPCTNuveen Core Plus Impact Fund | COM BEN INT | 16,650 | $172.5K | <0.1% | History |
| IIMInvesco Value Municipal Income Trust | COM | 13,858 | $167.0K | <0.1% | History |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 10,877 | $156.1K | <0.1% | – |
| ALTGAlta Equipment Group Inc. | COMMON STOCK | 11,040 | $145.6K | <0.1% | History |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | – | $144.7K | <0.1% | – |
| FLWS1 800 Flowers Com Inc | CL A | 14,728 | $140.8K | <0.1% | History |
| JRINuveen Real Asset Income & Growth Fund | COM | 10,405 | $121.7K | <0.1% | History |
| AGNTAGNT, Inc. | COM | 10,808 | $119.8K | <0.1% | History |
| WEATTeucrium Commodity Trust | WHEAT FD | 14,628 | $116.7K | <0.1% | History |
| LUMNLumen Technologies, Inc. | Stock | 17,294 | $90.3K | <0.1% | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 10,100 | $78.8K | <0.1% | History |
| TLSTelos Corp | COM | 12,011 | $61.1K | <0.1% | History |
| PBIPitney Bowes Inc | COM | 11,707 | $44.5K | <0.1% | History |
| TOONKartoon Studios, Inc. | COM | 26,398 | $12.3K | <0.1% | History |
| RDHLRedHill Biopharma Ltd. | SPONSORED ADS | 10,500 | $1.47K | <0.1% | History |
| TWAVTaoWeave, Inc. | COM | 10,000 | $1.18K | <0.1% | History |
| Quanergy Systems, Inc.74764U112 | *W EXP 02/01/202 | 40,000 | $40 | <0.1% | – |