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Livermore
Livermore
ZHEN

D.A. Davidson & Co.

SEC CIK
0001080107
Latest filing
Jul 24, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed Apr 25, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
1,327
+26 vs. Q4 2022
Portfolio value
$8.89B
+$412.5M (+4.9%) vs. Q4 2022
Filed
Apr 25, 2023
SEC
Holdings of D.A. Davidson & Co. in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
GNTXGentex CorpCOM12,303$344.9K<0.1%+30.0%AddedHistory
TPZTortoise Power & Energy Infrastructure Fund IncCOM26,939$346.2K<0.1%+5,681+26.7%AddedHistory
Hartford FDS Exchange Traded41653L503MUN OPORTUNITE9,073$346.6K<0.1%−1,714−15.9%Reduced–
HESMHess Midstream LPCL A SHS12,000$347.3K<0.1%+1,000+9.1%AddedHistory
CASSCass Information Systems IncCOM8,027$347.6K<0.1%+8,027NewHistory
ZSZscaler, Inc.Stock2,986$348.9K<0.1%+110+3.8%AddedHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM40,779$350.3K<0.1%+700+1.7%AddedHistory
ONTOOnto Innovation Inc.COM4,000$351.5K<0.1%−600−13.0%ReducedHistory
XYLXylem Inc.COM3,385$353.2K<0.1%−751−18.2%ReducedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF5,807$353.9K<0.1%−280−4.6%Reduced–
Alps Clean Energy ETF00162Q460ETF7,620$354.3K<0.1%00.0%Unchanged–
GGGGraco IncCOM4,957$355.7K<0.1%00.0%UnchangedHistory
Nushares ETF Tr67092P870NUVEEN ESG US16,016$357.9K<0.1%00.0%Unchanged–
iShares Tr46435G524INTL DIV GRWTH5,908$358.1K<0.1%−1,340−18.5%Reduced–
Davis Fundamental ETF Tr23908L405SELCT INTL ETF19,575$359.6K<0.1%+675+3.6%Added–
SLABSilicon Laboratories Inc.Stock2,054$359.6K<0.1%+289+16.4%AddedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF30,542$359.8K<0.1%−4,307−12.4%ReducedHistory
Abrdn ETFs003261104BBRG ALL COMD K117,406$361.2K<0.1%+210+1.2%Added–
BAHBooz Allen Hamilton Holding CorpCL A3,898$361.3K<0.1%+3,898NewHistory
CASYCaseys General Stores IncCOM1,672$361.9K<0.1%−6−0.4%ReducedHistory
ICEIntercontinental Exchange, Inc.Stock3,476$362.5K<0.1%−521−13.0%ReducedHistory
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU18,300$365.4K<0.1%00.0%Unchanged–
LTCLTC Properties IncREIT10,428$366.3K<0.1%+140+1.4%AddedHistory
Vanguard Wellington FD921935409US MINIMUM3,735$367.4K<0.1%00.0%Unchanged–
CRVLCorvel CorpCOM1,951$368.8K<0.1%00.0%UnchangedHistory
WCNWaste Connections, Inc.COM2,676$371.2K<0.1%+136+5.4%AddedHistory
GWREGuidewire Software, Inc.COM4,535$372.1K<0.1%+975+27.4%AddedHistory
PNWPinnacle West Capital CorpCOM4,698$372.3K<0.1%−100−2.1%ReducedHistory
LVSLas Vegas Sands CorpCOM6,532$374.5K<0.1%+475+7.8%AddedHistory
RMTRoyce Micro-Cap Trust, Inc.COM42,863$375.9K<0.1%+170+0.4%AddedHistory
First Tr Exch Traded FD III33739P202EME MRK BD ETF13,619$377.2K<0.1%+13,619New–
SOFISoFi Technologies, Inc.Stock62,174$377.4K<0.1%+29,834+92.3%AddedHistory
COHRCoherent Corp.COM9,940$378.5K<0.1%+9,940NewHistory
LULUlululemon athletica inc.Stock1,040$378.8K<0.1%−1,125−52.0%ReducedHistory
EPREpr PropertiesCOM SH BEN INT9,946$378.9K<0.1%+2,162+27.8%AddedHistory
STRAStrategic Education, Inc.COM4,234$380.3K<0.1%+38+0.9%AddedHistory
NRGNRG Energy, Inc.Stock11,115$381.1K<0.1%+3,710+50.1%AddedHistory
iShares Tr464287549EXPND TEC SC ETF1,125$381.7K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW7,301$382.6K<0.1%+320+4.6%Added–
LOVELovesac CoCOM13,255$383.1K<0.1%−3,005−18.5%ReducedHistory
WTSWatts Water Technologies IncCL A2,325$385.3K<0.1%00.0%UnchangedHistory
CEGConstellation Energy CorpStock4,911$385.5K<0.1%−365−6.9%ReducedHistory
GTLBGitlab Inc.CLASS A COM11,300$387.5K<0.1%+6,410+131.1%AddedHistory
STMSTMicroelectronics N.V.NY REGISTRY7,252$387.9K<0.1%00.0%UnchangedHistory
Global X FDS37950E333GLBX SUPRINC ETF41,509$389.4K<0.1%+1,150+2.8%Added–
VCVInvesco California Value Municipal Income TrustCOM38,391$389.7K<0.1%−4,720−10.9%ReducedHistory
NTRSNorthern Trust CorpCOM4,422$389.8K<0.1%+4,422NewHistory
MANHManhattan Associates IncStock2,566$390.0K<0.1%00.0%UnchangedHistory
RACEFerrari N.V.COM1,451$391.1K<0.1%+5+0.3%AddedHistory
MROMarathon Oil CorpCOM16,345$391.6K<0.1%+2,864+21.2%AddedHistory
First Tr Exchange-Traded FD33733E856FT VEST GOLD19,819$391.7K<0.1%+2,461+14.2%Added–
HRHealthcare Realty Trust IncCL A COM20,301$391.8K<0.1%−1,356−6.3%ReducedHistory
HLHecla Mining CoCOM61,927$392.0K<0.1%−116,298−65.3%ReducedHistory
WDWalker & Dunlop, Inc.COM5,150$392.3K<0.1%+5,150NewHistory
MAAMid America Apartment Communities Inc.COM2,614$394.1K<0.1%−90−3.3%ReducedHistory
NVTnVent Electric plcSHS9,193$394.7K<0.1%00.0%UnchangedHistory
CSQCalamos Strategic Total Return FundCOM SH BEN INT28,230$395.2K<0.1%00.0%UnchangedHistory
HBANHuntington Bancshares IncCOM35,442$396.9K<0.1%+13,038+58.2%AddedHistory
CAHCardinal Health IncStock5,260$397.2K<0.1%−6,594−55.6%ReducedHistory
GOLFAcushnet Holdings Corp.COM8,051$398.8K<0.1%00.0%UnchangedHistory
SRSpire IncCOM5,700$399.8K<0.1%−300−5.0%ReducedHistory
Innovator ETFs Tr45782C102IBD 50 ETF16,915$399.9K<0.1%−12,573−42.6%Reduced–
HRLHormel Foods CorpCOM10,044$400.6K<0.1%−403−3.9%ReducedHistory
RQICohen & Steers Quality Income Realty Fund IncCEF33,682$401.5K<0.1%+2,044+6.5%AddedHistory
Dimensional ETF Trust25434V807INTERNATNAL VAL12,458$401.5K<0.1%+12,458New–
BROSDutch Bros Inc.CL A12,705$401.9K<0.1%−657−4.9%ReducedHistory
iShares Tr464287770U.S. FIN SVC ETF2,673$403.5K<0.1%00.0%Unchanged–
BCCBoise Cascade CoCOM6,395$404.5K<0.1%−337−5.0%ReducedHistory
SPDR Index Shs FDS78463X772ST S&P INTL ETF11,821$405.2K<0.1%−704−5.6%Reduced–
HIIHuntington Ingalls Industries, Inc.COM1,962$406.4K<0.1%+534+37.4%AddedHistory
PLUGPlug Power IncStock34,707$406.8K<0.1%−5,559−13.8%ReducedHistory
Nushares ETF Tr67092P607NUVEEN ESG SMLCP11,502$407.3K<0.1%+2,302+25.0%Added–
AEEAmeren CorpCOM4,721$407.9K<0.1%00.0%UnchangedHistory
IDAIdacorp IncCOM3,773$408.8K<0.1%+1,267+50.6%AddedHistory
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM38,529$408.8K<0.1%−1,524−3.8%ReducedHistory
EQIXEquinix IncCOM577$410.6K<0.1%00.0%UnchangedHistory
Equity Commonwealth 6.5 Cum Conv PFD D294628201COM16,494$411.1K<0.1%−225−1.3%Reduced–
ACLSAxcelis Technologies IncStock3,100$413.1K<0.1%−700−18.4%ReducedHistory
APAAPA CorpStock11,467$413.5K<0.1%+225+2.0%AddedHistory
First Tr Exchange Traded FD33738R860NASDAQ BK ETF19,662$418.0K<0.1%+6,661+51.2%Added–
Schwab Emerging Markets Equity ETF808524706ETF17,095$419.2K<0.1%+250+1.5%Added–
MEDMedifast IncCOM4,047$419.6K<0.1%+456+12.7%AddedHistory
HLNHaleon plcADR51,545$419.6K<0.1%−10,833−17.4%ReducedHistory
DFSDiscover Financial ServicesCOM4,246$419.7K<0.1%+4,246NewHistory
Atech (Parent) Resolution Corp.00973N102COM136,500$420.4K<0.1%+12,000+9.6%Added–
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM52,046$420.5K<0.1%+14,000+36.8%AddedHistory
BSXBoston Scientific CorpStock8,429$421.7K<0.1%−1,400−14.2%ReducedHistory
MDXGMimedx Group, Inc.COM124,400$424.0K<0.1%+3,000+2.5%AddedHistory
Pacer Trendpilot US Large Cap ETF69374H105ETF11,205$426.6K<0.1%−335−2.9%Reduced–
AJGArthur J. Gallagher & Co.COM2,230$426.6K<0.1%+105+4.9%AddedHistory
KLICKulicke & Soffa Industries IncCOM8,110$427.3K<0.1%+436+5.7%AddedHistory
Invesco S&P 500 Quality ETF46137V241ETF9,034$427.5K<0.1%+2,208+32.3%Added–
TRNTrinity Industries IncCOM17,555$427.6K<0.1%00.0%UnchangedHistory
EGEverest Group, Ltd.COM1,200$429.9K<0.1%−122−9.2%ReducedHistory
Invesco Exchange Traded FD T46137V597RAFI US 15002,619$430.9K<0.1%+9+0.3%Added–
BTOJohn Hancock Financial Opportunities FundSH BEN INT NEW14,117$431.2K<0.1%+3,562+33.7%AddedHistory
ARLPAlliance Resource Partners LPStock21,433$432.3K<0.1%+7,858+57.9%AddedHistory
Listed FD Tr53656F847CORE ALT FD14,535$433.6K<0.1%+5,380+58.8%Added–
NARIInari Medical, Inc.Stock7,037$434.5K<0.1%−417−5.6%ReducedHistory
UGIUgi CorpStock12,579$436.5K<0.1%+12,579NewHistory

Options (20)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of D.A. Davidson & Co. in Q1 2023
SecurityClassPutsCalls
RYRoyal Bank of CanadaStock$44.5K–
WSMWilliams Sonoma IncCOM$44.1K–
BMOBank of MontrealCOM$30.6K–
ODFLOld Dominion Freight Line, Inc.COM$29.3K–
LENLennar CorpCL A$14.9K–
DDSDillard's, Inc.CL A$9.34K–
DKSDick's Sporting Goods, Inc.Stock$9.06K–
NVDANVIDIA CorpStock$7.10K–
TDToronto Dominion BankStock$6.12K–
BSMBlack Stone Minerals, L.P.COM UNIT–$5.30K
LSTRLandstar System IncCOM$5.16K–
CMGChipotle Mexican Grill IncCOM$3.66K–
CATCaterpillar IncStock$3.54K–
GOLFAcushnet Holdings Corp.COM$3.20K–
GLDSPDR Gold TrustETF–$3.14K
ETSYEtsy IncCOM$2.81K–
Ssga Active ETF Tr78467V608ST STR BL LN ETF$1.76K–
CROXCrocs, Inc.COM$1.41K–
AAPLApple Inc.Stock$840–
NXHNeighborhood Intelligence, Inc.COM–$465

Sold out since Q4 2022 (72)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of D.A. Davidson & Co. sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
Atlas CorpY0436Q109SHARES356,343$5.47M0.1%–
UMPQUmpqua Holdings CorpCOM275,674$4.92M0.1%History
VanEck ETF Trust92189F791JUNIOR GOLD MINE95,641$3.41M<0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF61,218$2.88M<0.1%–
iShares Tr46435U135CYBERSECURITY52,503$1.73M<0.1%–
iShares Inc46434G822MSCI JAPAN ETF22,014$1.20M<0.1%–
iShares Inc464286806MSCI GERMANY ETF46,483$1.15M<0.1%–
LAZLazard, Inc.SHS A28,514$988.6K<0.1%History
SMGScotts Miracle-Gro CoStock19,608$952.8K<0.1%History
State Street SPDR Portfolio S&P 500 ETF78464A854ETF19,274$866.9K<0.1%–
SPDR Series Trust78464A672ST INTER ETF30,212$853.2K<0.1%–
State Street SPDR S&P Regional Banking ETF78464A698ETF14,213$834.9K<0.1%–
iShares Inc464286392MSCI WORLD ETF7,123$778.2K<0.1%–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF18,206$729.0K<0.1%–
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259ETF27,298$688.2K<0.1%–
DYDycom Industries IncCOM6,305$590.1K<0.1%History
INVEINVE Technologies, Inc.COM NEW75,097$543.7K<0.1%History
UCTTUltra Clean Holdings, Inc.COM15,265$506.0K<0.1%History
COUPCoupa Software IncCOM5,979$473.4K<0.1%History
Motley Fool Small-Cap Growth ETF74933W874ETF16,887$412.9K<0.1%–
PAYAPaya Holdings Inc.COM CL A52,100$410.0K<0.1%History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF4,340$397.0K<0.1%–
iShares Tr464288257MSCI ACWI ETF4,464$379.0K<0.1%–
SWAVShockwave Medical, Inc.COM1,792$368.5K<0.1%History
SRCE1st Source CorpCOM6,917$367.2K<0.1%History
POSTPost Holdings, Inc.COM3,879$350.1K<0.1%History
Flexshares Tr33939L506IBOXX 3R TARGT14,166$333.2K<0.1%–
CLFDClearfield, Inc.COM3,459$325.6K<0.1%History
FRMEFirst Merchants CorpCOM7,825$321.7K<0.1%History
HALOHalozyme Therapeutics, Inc.COM4,944$281.3K<0.1%History
CALXCalix, IncCOM4,037$276.3K<0.1%History
CHGGChegg, IncCOM10,778$272.4K<0.1%History
FAFFirst American Financial CorpStock5,126$269.0K<0.1%History
J P Morgan Exchange Traded F46641Q324INTERNL GWT5,000$262.6K<0.1%–
DLTRDollar Tree, Inc.COM1,815$256.7K<0.1%History
LTHLife Time Group Holdings, Inc.COMMON STOCK20,000$239.2K<0.1%History
RVTYRevvity, Inc.COM1,662$233.2K<0.1%History
WOLFWolfspeed, Inc.Stock3,297$227.6K<0.1%History
TAGSTeucrium Commodity TrustAGRICULTURE FD7,258$227.3K<0.1%History
iShares Tr4642886613 7 YR TREAS BD1,949$224.1K<0.1%–
BNBROOKFIELD CorpCL A LTD VT SH6,982$219.8K<0.1%History
STBAS&T Bancorp IncCOM6,312$215.7K<0.1%History
BANRBanner CorpCOM NEW3,379$213.6K<0.1%History
DINOHF Sinclair CorpCOM4,100$212.7K<0.1%History
MDGLMadrigal Pharmaceuticals, Inc.COM720$209.0K<0.1%History
SWKStanley Black & Decker, Inc.COM2,764$207.9K<0.1%History
JKHYJack Henry & Associates IncStock1,172$207.5K<0.1%History
Pgim ETF Tr69344A107PGIM ULTRA SH BD4,135$203.0K<0.1%–
NIDNuveen Intermediate Duration Municipal Term FundCOM15,361$201.5K<0.1%History
NWLNewell Brands Inc.Stock14,875$194.6K<0.1%History
HPEHewlett Packard Enterprise CoCOM11,646$185.9K<0.1%History
CGCCanopy Growth CorpCOM80,345$185.6K<0.1%History
SKTTanger Inc.COM10,036$180.1K<0.1%History
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT11,775$175.9K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF16,088$172.8K<0.1%History
NPCTNuveen Core Plus Impact FundCOM BEN INT16,650$172.5K<0.1%History
IIMInvesco Value Municipal Income TrustCOM13,858$167.0K<0.1%History
Nuveen Calif Select Tax Free67063R103SH BEN INT10,877$156.1K<0.1%–
ALTGAlta Equipment Group Inc.COMMON STOCK11,040$145.6K<0.1%History
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/1–$144.7K<0.1%–
FLWS1 800 Flowers Com IncCL A14,728$140.8K<0.1%History
JRINuveen Real Asset Income & Growth FundCOM10,405$121.7K<0.1%History
AGNTAGNT, Inc.COM10,808$119.8K<0.1%History
WEATTeucrium Commodity TrustWHEAT FD14,628$116.7K<0.1%History
LUMNLumen Technologies, Inc.Stock17,294$90.3K<0.1%History
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT10,100$78.8K<0.1%History
TLSTelos CorpCOM12,011$61.1K<0.1%History
PBIPitney Bowes IncCOM11,707$44.5K<0.1%History
TOONKartoon Studios, Inc.COM26,398$12.3K<0.1%History
RDHLRedHill Biopharma Ltd.SPONSORED ADS10,500$1.47K<0.1%History
TWAVTaoWeave, Inc.COM10,000$1.18K<0.1%History
Quanergy Systems, Inc.74764U112*W EXP 02/01/20240,000$40<0.1%–