D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed Apr 25, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 1,327
- +26 vs. Q4 2022
- Portfolio value
- $8.89B
- +$412.5M (+4.9%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| TMToyota Motor Corp | ADS | 1,895 | $268.6K | <0.1% | −95−4.8% | Reduced | History |
| FNBFNB Corp | COM | 23,179 | $268.9K | <0.1% | +2,049+9.7% | Added | History |
| WDSWoodside Energy Group Ltd | ADR | 12,059 | $270.5K | <0.1% | +991+9.0% | Added | History |
| Franklin Templeton ETF Tr35473P801 | US LRG CP MLTFCT | 6,540 | $270.6K | <0.1% | −150−2.2% | Reduced | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 15,814 | $271.2K | <0.1% | +4,246+36.7% | Added | – |
| GWRSGlobal Water Resources, Inc. | COM | 21,886 | $272.0K | <0.1% | +50.0% | Added | History |
| CNICanadian National Railway Co | Stock | 2,309 | $272.5K | <0.1% | −113−4.7% | Reduced | History |
| CNQCanadian Natural Resources Ltd | COM | 4,935 | $273.2K | <0.1% | +4,935 | New | History |
| iShares Tr464287739 | U.S. REAL ES ETF | 3,226 | $273.9K | <0.1% | +2+0.1% | Added | – |
| PEBOPeoples Bancorp Inc | COM | 10,638 | $273.9K | <0.1% | +180+1.7% | Added | History |
| NCANuveen California Municipal Value Fund | COM STK | 31,142 | $274.7K | <0.1% | −2,115−6.4% | Reduced | History |
| FICOFair Isaac Corp | COM | 391 | $274.8K | <0.1% | +391 | New | History |
| TSCOTractor Supply Co | COM | 1,171 | $275.3K | <0.1% | +41+3.6% | Added | History |
| FHBFirst Hawaiian, Inc. | COM | 13,585 | $277.5K | <0.1% | 00.0% | Unchanged | History |
| Pacer FDS Tr69374H741 | DATA AND INFRAST | 9,370 | $277.8K | <0.1% | −1,323−12.4% | Reduced | – |
| NWNNorthwest Natural Holding Co | COM | 5,859 | $278.6K | <0.1% | −96−1.6% | Reduced | History |
| BBNBlackRock Taxable Municipal Bond Trust | SHS | 15,541 | $278.7K | <0.1% | −1,700−9.9% | Reduced | History |
| iShares Tr46436E544 | ESG SELE SCR ETF | 8,240 | $279.4K | <0.1% | +73+0.9% | Added | – |
| ICLRIcon PLC | COM | 1,321 | $279.6K | <0.1% | −15−1.1% | Reduced | History |
| CFCF Industries Holdings, Inc. | COM | 3,863 | $280.0K | <0.1% | −174−4.3% | Reduced | History |
| Schwab US Tips ETF808524870 | ETF | 5,230 | $280.4K | <0.1% | −2,298−30.5% | Reduced | – |
| RYRoyal Bank of Canada | Stock | 2,934 | $280.4K | <0.1% | +522+21.6% | Added | History |
| ELFe.l.f. Beauty, Inc. | COM | 3,407 | $280.6K | <0.1% | +3,407 | New | History |
| WRKWestRock Co | COM | 9,219 | $280.9K | <0.1% | −465−4.8% | Reduced | History |
| CVECenovus Energy Inc. | COM | 16,105 | $281.2K | <0.1% | −1,501−8.5% | Reduced | History |
| AAAlcoa Corp | Stock | 6,624 | $281.9K | <0.1% | −3,197−32.6% | Reduced | History |
| MOSMosaic Co | COM | 6,155 | $282.4K | <0.1% | −6,656−52.0% | Reduced | History |
| ORIOld Republic International Corp | COM | 11,324 | $282.8K | <0.1% | −292−2.5% | Reduced | History |
| iShares Tr46436E866 | IBONDS 25 TRM TS | 12,060 | $283.8K | <0.1% | +12,060 | New | – |
| SGOLabrdn Gold ETF Trust | ETF | 15,115 | $285.2K | <0.1% | +15,115 | New | History |
| NMAINuveen Multi-Asset Income Fund | COM | 24,717 | $285.2K | <0.1% | +155+0.6% | Added | History |
| iShares Tr46436E551 | ESG SELECT SCRE | 8,427 | $286.4K | <0.1% | +77+0.9% | Added | – |
| PEGPublic Service Enterprise Group Inc | COM | 4,603 | $286.6K | <0.1% | −27−0.6% | Reduced | History |
| MCOMoodys Corp | Stock | 936 | $286.7K | <0.1% | +8+0.9% | Added | History |
| CCChemours Co | Stock | 9,607 | $287.3K | <0.1% | −4,521−32.0% | Reduced | History |
| CMAComerica Inc | COM | 6,625 | $287.7K | <0.1% | +1,400+26.8% | Added | History |
| iShares Tr46435G318 | IBONDS DEC2023 | 11,316 | $287.7K | <0.1% | −2,014−15.1% | Reduced | – |
| ITGartner Inc | COM | 888 | $289.3K | <0.1% | +99+12.5% | Added | History |
| OSPNOneSpan Inc. | COM | 16,567 | $289.9K | <0.1% | −44−0.3% | Reduced | History |
| SIGISelective Insurance Group Inc | COM | 3,050 | $290.8K | <0.1% | 00.0% | Unchanged | History |
| PAGPPlains GP Holdings LP | LTD PARTNR INT A | 22,187 | $291.1K | <0.1% | −4,626−17.3% | Reduced | History |
| HEHawaiian Electric Industries Inc | COM | 7,609 | $291.9K | <0.1% | −46−0.6% | Reduced | History |
| FCNCAFirst Citizens Bancshares Inc | CL A | 300 | $291.9K | <0.1% | 00.0% | Unchanged | History |
| CHKPCheck Point Software Technologies Ltd | ORD | 2,250 | $292.5K | <0.1% | −41−1.8% | Reduced | History |
| T Rowe Price Exchange-Traded87283Q206 | PRICE EQT INCOME | 8,735 | $292.7K | <0.1% | +8,735 | New | – |
| iShares Core S&P US Value ETF464287663 | ETF | 3,975 | $293.3K | <0.1% | 00.0% | Unchanged | – |
| ETREntergy Corp | COM | 2,745 | $295.8K | <0.1% | +220+8.7% | Added | History |
| PIMCO ETF Tr72201R874 | SHTRM MUN BD ACT | 6,017 | $299.5K | <0.1% | −7,098−54.1% | Reduced | – |
| COINCoinbase Global, Inc. | COM CL A | 4,435 | $299.7K | <0.1% | +4,435 | New | History |
| NADNuveen Quality Municipal Income Fund | COM | 26,086 | $300.8K | <0.1% | −2,609−9.1% | Reduced | History |
| WIREEncore Wire Corp | COM | 1,623 | $300.8K | <0.1% | 00.0% | Unchanged | History |
| Simplify Exchange Traded Fun82889N764 | HEDGED EQUITY | 12,785 | $302.1K | <0.1% | +12,785 | New | – |
| JHGJanus Henderson Group Ltd. | ORD SHS | 11,362 | $302.7K | <0.1% | +1,115+10.9% | Added | History |
| Global X FDS37960A669 | SUPERDIVIDEND | 13,143 | $302.8K | <0.1% | +3,413+35.1% | Added | – |
| First Tr Exchange-Traded Alp33737M201 | MID CAP VAL FD | 6,942 | $303.3K | <0.1% | +131+1.9% | Added | – |
| NXPNuveen Select Tax Free Income Portfolio | SH BEN INT | 21,313 | $305.0K | <0.1% | +133+0.6% | Added | History |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 10,513 | $307.3K | <0.1% | −3,977−27.4% | Reduced | – |
| DDSDillard's, Inc. | CL A | 1,000 | $307.7K | <0.1% | 00.0% | Unchanged | History |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 13,369 | $307.8K | <0.1% | −116−0.9% | Reduced | – |
| MTZMastec Inc | COM | 3,278 | $309.6K | <0.1% | −70−2.1% | Reduced | History |
| DRIDarden Restaurants Inc | COM | 2,000 | $309.8K | <0.1% | 00.0% | Unchanged | History |
| AAgilent Technologies, Inc. | COM | 2,250 | $311.3K | <0.1% | +815+56.8% | Added | History |
| PFNPIMCO Income Strategy Fund II | COM | 43,413 | $311.3K | <0.1% | −7,587−14.9% | Reduced | History |
| NRIMNorthrim Bancorp Inc | COM | 6,600 | $311.4K | <0.1% | 00.0% | Unchanged | History |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 25,200 | $314.2K | <0.1% | −3,261−11.5% | Reduced | History |
| SRPTSarepta Therapeutics, Inc. | COM | 2,283 | $314.7K | <0.1% | 00.0% | Unchanged | History |
| ABRArbor Realty Trust Inc | COM | 27,388 | $314.7K | <0.1% | +279+1.0% | Added | History |
| CMCOColumbus McKinnon Corp | COM | 8,504 | $316.0K | <0.1% | −15−0.2% | Reduced | History |
| VTRVentas, Inc. | REIT | 7,283 | $316.7K | <0.1% | −6,930−48.8% | Reduced | History |
| FLOFlowers Foods Inc | COM | 11,594 | $317.8K | <0.1% | +897+8.4% | Added | History |
| STXSeagate Technology Holdings plc | ORD SHS | 4,806 | $317.8K | <0.1% | −4,695−49.4% | Reduced | History |
| RBCRBC Bearings INC | COM | 1,387 | $318.1K | <0.1% | 00.0% | Unchanged | History |
| HPQHP Inc | Stock | 10,849 | $318.4K | <0.1% | −1,732−13.8% | Reduced | History |
| TTPTortoise Pipeline & Energy Fund, Inc. | COM | 12,390 | $318.5K | <0.1% | +1,266+11.4% | Added | History |
| BCBrunswick Corp | COM | 3,885 | $318.6K | <0.1% | −6,287−61.8% | Reduced | History |
| GOODGladstone Commercial Corp | COM | 25,346 | $320.1K | <0.1% | −1,408−5.3% | Reduced | History |
| TREXTrex Co Inc | COM | 6,589 | $320.7K | <0.1% | −205−3.0% | Reduced | History |
| LENLennar Corp | CL A | 3,076 | $323.0K | <0.1% | +3,076 | New | History |
| CEMClearBridge MLP & Midstream Fund Inc. | COM | 9,977 | $323.0K | <0.1% | −93−0.9% | Reduced | History |
| Crane Hldgs Co224441113 | COMMON STOCK | 8,304 | $323.0K | <0.1% | +8,304 | New | – |
| First Rep BK San Francisco C33616C100 | COM | 23,095 | $323.1K | <0.1% | +23,095 | New | – |
| LBAILakeland Bancorp Inc | COM | 20,764 | $324.7K | <0.1% | −5,255−20.2% | Reduced | History |
| AZPNAspen Technology, Inc. | COM | 1,476 | $326.7K | <0.1% | 00.0% | Unchanged | History |
| PKGPackaging Corp of America | Stock | 2,391 | $331.8K | <0.1% | +15+0.6% | Added | History |
| HWKNHawkins Inc | COM | 7,600 | $332.7K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464289867 | CORE 60 BALA ETF | 6,667 | $333.6K | <0.1% | −3,187−32.3% | Reduced | – |
| First Tr Exch Traded FD III33739P301 | MUNI HI INCM ETF | 7,114 | $333.6K | <0.1% | +18+0.3% | Added | – |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 8,940 | $334.2K | <0.1% | −3,003−25.1% | Reduced | – |
| HRTXHeron Therapeutics, Inc. | COM | 221,445 | $334.4K | <0.1% | +47,650+27.4% | Added | History |
| FMNBFarmers National Banc Corp | COM | 26,542 | $335.5K | <0.1% | +26,542 | New | History |
| CORCencora, Inc. | Stock | 2,099 | $336.1K | <0.1% | +51+2.5% | Added | History |
| AMNAmn Healthcare Services Inc | COM | 4,060 | $336.8K | <0.1% | +100+2.5% | Added | History |
| UBSIUnited Bankshares Inc | COM | 9,584 | $337.4K | <0.1% | +164+1.7% | Added | History |
| Vanguard World FD921910725 | ESG INTL STK ETF | 6,458 | $338.1K | <0.1% | −222−3.3% | Reduced | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 23,841 | $339.0K | <0.1% | −19,204−44.6% | Reduced | – |
| DOCSDoximity, Inc. | CL A | 10,547 | $341.5K | <0.1% | −811−7.1% | Reduced | History |
| TDYTeledyne Technologies Inc | COM | 777 | $342.3K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 3,180 | $342.5K | <0.1% | −10,137−76.1% | Reduced | – |
| CROXCrocs, Inc. | COM | 2,712 | $342.9K | <0.1% | +2,712 | New | History |
| Nuveen High Income 2023 Targ67079F101 | COM | 37,500 | $344.6K | <0.1% | +1,000+2.7% | Added | – |
Options (20)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| RYRoyal Bank of Canada | Stock | $44.5K | – |
| WSMWilliams Sonoma Inc | COM | $44.1K | – |
| BMOBank of Montreal | COM | $30.6K | – |
| ODFLOld Dominion Freight Line, Inc. | COM | $29.3K | – |
| LENLennar Corp | CL A | $14.9K | – |
| DDSDillard's, Inc. | CL A | $9.34K | – |
| DKSDick's Sporting Goods, Inc. | Stock | $9.06K | – |
| NVDANVIDIA Corp | Stock | $7.10K | – |
| TDToronto Dominion Bank | Stock | $6.12K | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | – | $5.30K |
| LSTRLandstar System Inc | COM | $5.16K | – |
| CMGChipotle Mexican Grill Inc | COM | $3.66K | – |
| CATCaterpillar Inc | Stock | $3.54K | – |
| GOLFAcushnet Holdings Corp. | COM | $3.20K | – |
| GLDSPDR Gold Trust | ETF | – | $3.14K |
| ETSYEtsy Inc | COM | $2.81K | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | $1.76K | – |
| CROXCrocs, Inc. | COM | $1.41K | – |
| AAPLApple Inc. | Stock | $840 | – |
| NXHNeighborhood Intelligence, Inc. | COM | – | $465 |
Sold out since Q4 2022 (72)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| Atlas CorpY0436Q109 | SHARES | 356,343 | $5.47M | 0.1% | – |
| UMPQUmpqua Holdings Corp | COM | 275,674 | $4.92M | 0.1% | History |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 95,641 | $3.41M | <0.1% | – |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 61,218 | $2.88M | <0.1% | – |
| iShares Tr46435U135 | CYBERSECURITY | 52,503 | $1.73M | <0.1% | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 22,014 | $1.20M | <0.1% | – |
| iShares Inc464286806 | MSCI GERMANY ETF | 46,483 | $1.15M | <0.1% | – |
| LAZLazard, Inc. | SHS A | 28,514 | $988.6K | <0.1% | History |
| SMGScotts Miracle-Gro Co | Stock | 19,608 | $952.8K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 19,274 | $866.9K | <0.1% | – |
| SPDR Series Trust78464A672 | ST INTER ETF | 30,212 | $853.2K | <0.1% | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 14,213 | $834.9K | <0.1% | – |
| iShares Inc464286392 | MSCI WORLD ETF | 7,123 | $778.2K | <0.1% | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 18,206 | $729.0K | <0.1% | – |
| iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259 | ETF | 27,298 | $688.2K | <0.1% | – |
| DYDycom Industries Inc | COM | 6,305 | $590.1K | <0.1% | History |
| INVEINVE Technologies, Inc. | COM NEW | 75,097 | $543.7K | <0.1% | History |
| UCTTUltra Clean Holdings, Inc. | COM | 15,265 | $506.0K | <0.1% | History |
| COUPCoupa Software Inc | COM | 5,979 | $473.4K | <0.1% | History |
| Motley Fool Small-Cap Growth ETF74933W874 | ETF | 16,887 | $412.9K | <0.1% | – |
| PAYAPaya Holdings Inc. | COM CL A | 52,100 | $410.0K | <0.1% | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 4,340 | $397.0K | <0.1% | – |
| iShares Tr464288257 | MSCI ACWI ETF | 4,464 | $379.0K | <0.1% | – |
| SWAVShockwave Medical, Inc. | COM | 1,792 | $368.5K | <0.1% | History |
| SRCE1st Source Corp | COM | 6,917 | $367.2K | <0.1% | History |
| POSTPost Holdings, Inc. | COM | 3,879 | $350.1K | <0.1% | History |
| Flexshares Tr33939L506 | IBOXX 3R TARGT | 14,166 | $333.2K | <0.1% | – |
| CLFDClearfield, Inc. | COM | 3,459 | $325.6K | <0.1% | History |
| FRMEFirst Merchants Corp | COM | 7,825 | $321.7K | <0.1% | History |
| HALOHalozyme Therapeutics, Inc. | COM | 4,944 | $281.3K | <0.1% | History |
| CALXCalix, Inc | COM | 4,037 | $276.3K | <0.1% | History |
| CHGGChegg, Inc | COM | 10,778 | $272.4K | <0.1% | History |
| FAFFirst American Financial Corp | Stock | 5,126 | $269.0K | <0.1% | History |
| J P Morgan Exchange Traded F46641Q324 | INTERNL GWT | 5,000 | $262.6K | <0.1% | – |
| DLTRDollar Tree, Inc. | COM | 1,815 | $256.7K | <0.1% | History |
| LTHLife Time Group Holdings, Inc. | COMMON STOCK | 20,000 | $239.2K | <0.1% | History |
| RVTYRevvity, Inc. | COM | 1,662 | $233.2K | <0.1% | History |
| WOLFWolfspeed, Inc. | Stock | 3,297 | $227.6K | <0.1% | History |
| TAGSTeucrium Commodity Trust | AGRICULTURE FD | 7,258 | $227.3K | <0.1% | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,949 | $224.1K | <0.1% | – |
| BNBROOKFIELD Corp | CL A LTD VT SH | 6,982 | $219.8K | <0.1% | History |
| STBAS&T Bancorp Inc | COM | 6,312 | $215.7K | <0.1% | History |
| BANRBanner Corp | COM NEW | 3,379 | $213.6K | <0.1% | History |
| DINOHF Sinclair Corp | COM | 4,100 | $212.7K | <0.1% | History |
| MDGLMadrigal Pharmaceuticals, Inc. | COM | 720 | $209.0K | <0.1% | History |
| SWKStanley Black & Decker, Inc. | COM | 2,764 | $207.9K | <0.1% | History |
| JKHYJack Henry & Associates Inc | Stock | 1,172 | $207.5K | <0.1% | History |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 4,135 | $203.0K | <0.1% | – |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 15,361 | $201.5K | <0.1% | History |
| NWLNewell Brands Inc. | Stock | 14,875 | $194.6K | <0.1% | History |
| HPEHewlett Packard Enterprise Co | COM | 11,646 | $185.9K | <0.1% | History |
| CGCCanopy Growth Corp | COM | 80,345 | $185.6K | <0.1% | History |
| SKTTanger Inc. | COM | 10,036 | $180.1K | <0.1% | History |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 11,775 | $175.9K | <0.1% | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 16,088 | $172.8K | <0.1% | History |
| NPCTNuveen Core Plus Impact Fund | COM BEN INT | 16,650 | $172.5K | <0.1% | History |
| IIMInvesco Value Municipal Income Trust | COM | 13,858 | $167.0K | <0.1% | History |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 10,877 | $156.1K | <0.1% | – |
| ALTGAlta Equipment Group Inc. | COMMON STOCK | 11,040 | $145.6K | <0.1% | History |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | – | $144.7K | <0.1% | – |
| FLWS1 800 Flowers Com Inc | CL A | 14,728 | $140.8K | <0.1% | History |
| JRINuveen Real Asset Income & Growth Fund | COM | 10,405 | $121.7K | <0.1% | History |
| AGNTAGNT, Inc. | COM | 10,808 | $119.8K | <0.1% | History |
| WEATTeucrium Commodity Trust | WHEAT FD | 14,628 | $116.7K | <0.1% | History |
| LUMNLumen Technologies, Inc. | Stock | 17,294 | $90.3K | <0.1% | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 10,100 | $78.8K | <0.1% | History |
| TLSTelos Corp | COM | 12,011 | $61.1K | <0.1% | History |
| PBIPitney Bowes Inc | COM | 11,707 | $44.5K | <0.1% | History |
| TOONKartoon Studios, Inc. | COM | 26,398 | $12.3K | <0.1% | History |
| RDHLRedHill Biopharma Ltd. | SPONSORED ADS | 10,500 | $1.47K | <0.1% | History |
| TWAVTaoWeave, Inc. | COM | 10,000 | $1.18K | <0.1% | History |
| Quanergy Systems, Inc.74764U112 | *W EXP 02/01/202 | 40,000 | $40 | <0.1% | – |