D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed Apr 25, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 1,327
- +26 vs. Q4 2022
- Portfolio value
- $8.89B
- +$412.5M (+4.9%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| NSITInsight Enterprises Inc | COM | 1,439 | $205.7K | <0.1% | +1,439 | New | History |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 5,000 | $206.2K | <0.1% | +5,000 | New | – |
| iShares Global Clean Energy ETF464288224 | ETF | 10,475 | $207.2K | <0.1% | −1,958−15.7% | Reduced | – |
| SNAPSnap Inc | Stock | 18,516 | $207.6K | <0.1% | −100−0.5% | Reduced | History |
| PAAPlains All American Pipeline LP | UNIT LTD PARTN | 16,645 | $207.6K | <0.1% | +297+1.8% | Added | History |
| IBNIcici Bank Ltd | ADR | 9,865 | $208.2K | <0.1% | −573−5.5% | Reduced | History |
| UNMUnum Group | Stock | 5,268 | $208.4K | <0.1% | +30+0.6% | Added | History |
| BIPBrookfield Infrastructure Partners L.P. | LP INT UNIT | 6,189 | $209.0K | <0.1% | −1,177−16.0% | Reduced | History |
| TBLDThornburg Income Builder Opportunities Trust | COM | 13,401 | $209.2K | <0.1% | +13,401 | New | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 24,400 | $209.6K | <0.1% | −950−3.7% | Reduced | History |
| WDAYWorkday, Inc. | CL A | 1,015 | $209.6K | <0.1% | −594−36.9% | Reduced | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 2,005 | $209.9K | <0.1% | +4+0.2% | Added | – |
| J P Morgan Exchange Traded F46641Q159 | INCOME ETF | 4,586 | $209.9K | <0.1% | +4,586 | New | – |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 4,220 | $211.6K | <0.1% | −3,141−42.7% | Reduced | – |
| MPWRMonolithic Power Systems, Inc. | COM | 424 | $212.3K | <0.1% | +424 | New | History |
| FLEXFlex Ltd. | Stock | 9,279 | $213.3K | <0.1% | +9,279 | New | History |
| COOKTraeger, Inc. | COMMON STOCK | 52,000 | $213.7K | <0.1% | 00.0% | Unchanged | History |
| BDX 6 06/01/23 Pfd075887406 | CONVERTIBLE PREFERRED STOCK | 4,300 | $213.8K | <0.1% | +4,300 | New | – |
| APAMArtisan Partners Asset Management Inc. | CL A | 6,860 | $213.8K | <0.1% | 00.0% | Unchanged | History |
| AVAAvista Corp | COM | 5,038 | $213.9K | <0.1% | −61−1.2% | Reduced | History |
| Occidental Pete Corp WT Exp 080327674599162 | Stock | 5,220 | $214.0K | <0.1% | +216+4.3% | Added | – |
| HOLXHologic Inc | COM | 2,665 | $215.1K | <0.1% | +2,665 | New | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 24,977 | $215.8K | <0.1% | 00.0% | Unchanged | History |
| NRTNorth European Oil Royalty Trust | SH BEN INT | 17,400 | $218.2K | <0.1% | +7,400+74.0% | Added | History |
| ANDEAndersons, Inc. | COM | 5,300 | $219.0K | <0.1% | +5,300 | New | History |
| TERTeradyne, Inc | Stock | 2,043 | $219.7K | <0.1% | −640−23.9% | Reduced | History |
| QSIQuantum-Si Inc | COM CL A | 125,000 | $220.0K | <0.1% | +20,000+19.0% | Added | History |
| MDBMongoDB, Inc. | CL A | 945 | $220.3K | <0.1% | −1,000−51.4% | Reduced | History |
| ILMNIllumina, Inc. | COM | 950 | $220.9K | <0.1% | −58−5.8% | Reduced | History |
| PFCPremier Financial Corp | COM | 10,665 | $221.1K | <0.1% | +902+9.2% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J783 | BULSHS 2027 CB | 11,454 | $221.1K | <0.1% | 00.0% | Unchanged | – |
| CPNGCoupang, Inc. | CL A | 13,844 | $221.5K | <0.1% | +468+3.5% | Added | History |
| LCIILci Industries | COM | 2,086 | $222.0K | <0.1% | +2,086 | New | History |
| NVMINova Ltd. | COM | 2,125 | $222.0K | <0.1% | +2,125 | New | History |
| LILi Auto Inc. | SPONSORED ADS | 9,000 | $224.6K | <0.1% | +9,000 | New | History |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 2,790 | $225.1K | <0.1% | +179+6.9% | Added | – |
| BYNDBeyond Meat, Inc. | COM | 13,919 | $225.9K | <0.1% | +1,991+16.7% | Added | History |
| ROKURoku, Inc | COM CL A | 3,445 | $225.9K | <0.1% | +3,445 | New | History |
| SUMSummit Materials, Inc. | CL A | 7,932 | $226.0K | <0.1% | −1,195−13.1% | Reduced | History |
| NUVNuveen Municipal Value Fund Inc | COM | 25,782 | $227.1K | <0.1% | −449−1.7% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J791 | BULSHS 2026 CB | 11,871 | $227.4K | <0.1% | 00.0% | Unchanged | – |
| CMCCommercial Metals Co | Stock | 4,655 | $227.6K | <0.1% | −20−0.4% | Reduced | History |
| BENFranklin Templeton Inc | COM | 8,468 | $228.2K | <0.1% | −144−1.7% | Reduced | History |
| EPAMEPAM Systems, Inc. | COM | 771 | $228.3K | <0.1% | −90−10.5% | Reduced | History |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 2,849 | $228.9K | <0.1% | −78−2.7% | Reduced | – |
| HUNHuntsman CORP | COM | 8,390 | $229.6K | <0.1% | 00.0% | Unchanged | History |
| DMDesktop Metal, Inc. | COM CL A | 100,000 | $230.0K | <0.1% | −20,000−16.7% | Reduced | History |
| DNBDun & Bradstreet Holdings, Inc. | COM | 19,600 | $230.1K | <0.1% | −3,600−15.5% | Reduced | History |
| STESTERIS plc | SHS USD | 1,215 | $230.2K | <0.1% | −15−1.2% | Reduced | History |
| EXASExact Sciences Corp | COM | 3,405 | $230.5K | <0.1% | +3,405 | New | History |
| PFLPIMCO Income Strategy Fund | COM | 28,446 | $231.3K | <0.1% | −7,205−20.2% | Reduced | History |
| NWENorthWestern Energy Group, Inc. | COM NEW | 4,000 | $231.4K | <0.1% | +200+5.3% | Added | History |
| TWSTTwist Bioscience Corp | COM | 15,357 | $231.6K | <0.1% | +1,799+13.3% | Added | History |
| LITELumentum Holdings Inc. | COM | 4,303 | $232.4K | <0.1% | +450+11.7% | Added | History |
| RITMRithm Capital Corp. | REIT | 29,093 | $232.8K | <0.1% | +845+3.0% | Added | History |
| Nushares ETF Tr67092P805 | NUVEEN ESG INTL | 8,291 | $233.1K | <0.1% | +362+4.6% | Added | – |
| PIIPolaris Inc. | Stock | 2,109 | $233.3K | <0.1% | 00.0% | Unchanged | History |
| MKC.VMcCormick & Co Inc | COM VTG | 2,840 | $234.6K | <0.1% | 00.0% | Unchanged | History |
| TDSTelephone & Data Systems Inc | COM NEW | 22,333 | $234.7K | <0.1% | +2,267+11.3% | Added | History |
| LUVSouthwest Airlines Co | COM | 7,224 | $235.1K | <0.1% | −396−5.2% | Reduced | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 3,927 | $235.5K | <0.1% | +3,927 | New | – |
| Invesco Exch Traded FD Tr II46138G102 | S&P SMLCP LOW | 5,572 | $236.0K | <0.1% | −31−0.6% | Reduced | – |
| OMOutset Medical, Inc. | COM | 12,829 | $236.1K | <0.1% | +4,155+47.9% | Added | History |
| iShares Inc464286293 | ASIA/PAC DIV ETF | 6,975 | $236.2K | <0.1% | 00.0% | Unchanged | – |
| RLIRli Corp | COM | 1,778 | $236.9K | <0.1% | 00.0% | Unchanged | History |
| TRPTC Energy Corp | COM | 6,099 | $237.3K | <0.1% | 00.0% | Unchanged | History |
| INCYIncyte Corp | COM | 3,294 | $238.1K | <0.1% | −4,125−55.6% | Reduced | History |
| FCFFirst Commonwealth Financial Corp | COM | 19,272 | $239.6K | <0.1% | −8,411−30.4% | Reduced | History |
| Nushares ETF Tr67092P201 | NUVEEN ESG LRGCP | 4,303 | $239.8K | <0.1% | +4,303 | New | – |
| PACWPacwest Bancorp | COM | 24,868 | $242.0K | <0.1% | +15,647+169.7% | Added | History |
| HIHillenbrand, Inc. | COM | 5,100 | $242.4K | <0.1% | +5,100 | New | History |
| BF.BBrown Forman Corp | Stock | 3,789 | $243.5K | <0.1% | 00.0% | Unchanged | History |
| DGDollar General Corp | COM | 1,167 | $245.7K | <0.1% | +5+0.4% | Added | History |
| QSQuantumScape Corp | COM CL A | 30,086 | $246.1K | <0.1% | +688+2.3% | Added | History |
| BAMBrookfield Asset Management Ltd. | CL A LMT VTG SHS | 7,528 | $246.3K | <0.1% | +7,528 | New | History |
| NAVINavient Corp | COM | 15,415 | $246.5K | <0.1% | +1,015+7.0% | Added | History |
| Invesco Exchange Traded FD T46137V464 | S&P MDCP MOMNTUM | 3,275 | $247.3K | <0.1% | −3,209−49.5% | Reduced | – |
| MCMoelis & Co | CL A | 6,666 | $247.6K | <0.1% | 00.0% | Unchanged | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 5,128 | $248.0K | <0.1% | −190−3.6% | Reduced | – |
| ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund | COM | 19,693 | $248.7K | <0.1% | −837−4.1% | Reduced | History |
| EVRGEvergy, Inc. | Stock | 4,085 | $249.7K | <0.1% | +39+1.0% | Added | History |
| PNTGPennant Group, Inc. | COM | 17,495 | $249.8K | <0.1% | −100−0.6% | Reduced | History |
| ETBEaton Vance Tax-Managed Buy-Write Income Fund | COM | 19,320 | $252.1K | <0.1% | +9,000+87.2% | Added | History |
| BNOUnited States Brent Oil Fund, LP | ETF | 9,500 | $252.5K | <0.1% | −5,500−36.7% | Reduced | History |
| GMABGenmab A/S | SPONSORED ADS | 6,710 | $253.4K | <0.1% | +1,103+19.7% | Added | History |
| RGTRoyce Global Trust, Inc. | COM | 28,198 | $253.5K | <0.1% | −1,205−4.1% | Reduced | History |
| EGLEEagle Bulk Shipping Inc. | COM | 5,600 | $254.8K | <0.1% | +5,600 | New | History |
| RYNRayonier Inc | COM | 7,684 | $255.6K | <0.1% | +5+0.1% | Added | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 13,140 | $256.4K | <0.1% | −969−6.9% | Reduced | History |
| iShares Tr464287788 | U.S. FINLS ETF | 3,668 | $260.9K | <0.1% | −196−5.1% | Reduced | – |
| GHGuardant Health, Inc. | COM | 11,169 | $261.8K | <0.1% | +11,169 | New | History |
| First Tr Exchange-Traded Alp33737M409 | SML CAP VAL ALPH | 5,755 | $262.9K | <0.1% | −799−12.2% | Reduced | – |
| SEATVivid Seats Inc. | COM CL A | 34,500 | $263.2K | <0.1% | −7,173−17.2% | Reduced | History |
| JWNNordstrom Inc | Stock | 16,211 | $263.8K | <0.1% | −13,818−46.0% | Reduced | History |
| BIDUBaidu, Inc. | ADR | 1,754 | $265.3K | <0.1% | 00.0% | Unchanged | History |
| CTASCintas Corp | Stock | 576 | $266.5K | <0.1% | −5−0.9% | Reduced | History |
| First Tr Exchange-Traded FD33738R886 | DORSEY WRIGHT | 15,491 | $267.1K | <0.1% | −167,383−91.5% | Reduced | – |
| CPZCalamos Long/Short Equity & Dynamic Income Trust | COM | 17,296 | $267.2K | <0.1% | −1,500−8.0% | Reduced | History |
| Vanguard Scottsdale FDS92206C565 | TOTAL WLD BD ETF | 3,887 | $268.1K | <0.1% | 00.0% | Unchanged | – |
| TPCTutor Perini Corp | COM | 43,534 | $268.6K | <0.1% | −5,251−10.8% | Reduced | History |
Options (20)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| RYRoyal Bank of Canada | Stock | $44.5K | – |
| WSMWilliams Sonoma Inc | COM | $44.1K | – |
| BMOBank of Montreal | COM | $30.6K | – |
| ODFLOld Dominion Freight Line, Inc. | COM | $29.3K | – |
| LENLennar Corp | CL A | $14.9K | – |
| DDSDillard's, Inc. | CL A | $9.34K | – |
| DKSDick's Sporting Goods, Inc. | Stock | $9.06K | – |
| NVDANVIDIA Corp | Stock | $7.10K | – |
| TDToronto Dominion Bank | Stock | $6.12K | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | – | $5.30K |
| LSTRLandstar System Inc | COM | $5.16K | – |
| CMGChipotle Mexican Grill Inc | COM | $3.66K | – |
| CATCaterpillar Inc | Stock | $3.54K | – |
| GOLFAcushnet Holdings Corp. | COM | $3.20K | – |
| GLDSPDR Gold Trust | ETF | – | $3.14K |
| ETSYEtsy Inc | COM | $2.81K | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | $1.76K | – |
| CROXCrocs, Inc. | COM | $1.41K | – |
| AAPLApple Inc. | Stock | $840 | – |
| NXHNeighborhood Intelligence, Inc. | COM | – | $465 |
Sold out since Q4 2022 (72)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| Atlas CorpY0436Q109 | SHARES | 356,343 | $5.47M | 0.1% | – |
| UMPQUmpqua Holdings Corp | COM | 275,674 | $4.92M | 0.1% | History |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 95,641 | $3.41M | <0.1% | – |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 61,218 | $2.88M | <0.1% | – |
| iShares Tr46435U135 | CYBERSECURITY | 52,503 | $1.73M | <0.1% | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 22,014 | $1.20M | <0.1% | – |
| iShares Inc464286806 | MSCI GERMANY ETF | 46,483 | $1.15M | <0.1% | – |
| LAZLazard, Inc. | SHS A | 28,514 | $988.6K | <0.1% | History |
| SMGScotts Miracle-Gro Co | Stock | 19,608 | $952.8K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 19,274 | $866.9K | <0.1% | – |
| SPDR Series Trust78464A672 | ST INTER ETF | 30,212 | $853.2K | <0.1% | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 14,213 | $834.9K | <0.1% | – |
| iShares Inc464286392 | MSCI WORLD ETF | 7,123 | $778.2K | <0.1% | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 18,206 | $729.0K | <0.1% | – |
| iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259 | ETF | 27,298 | $688.2K | <0.1% | – |
| DYDycom Industries Inc | COM | 6,305 | $590.1K | <0.1% | History |
| INVEINVE Technologies, Inc. | COM NEW | 75,097 | $543.7K | <0.1% | History |
| UCTTUltra Clean Holdings, Inc. | COM | 15,265 | $506.0K | <0.1% | History |
| COUPCoupa Software Inc | COM | 5,979 | $473.4K | <0.1% | History |
| Motley Fool Small-Cap Growth ETF74933W874 | ETF | 16,887 | $412.9K | <0.1% | – |
| PAYAPaya Holdings Inc. | COM CL A | 52,100 | $410.0K | <0.1% | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 4,340 | $397.0K | <0.1% | – |
| iShares Tr464288257 | MSCI ACWI ETF | 4,464 | $379.0K | <0.1% | – |
| SWAVShockwave Medical, Inc. | COM | 1,792 | $368.5K | <0.1% | History |
| SRCE1st Source Corp | COM | 6,917 | $367.2K | <0.1% | History |
| POSTPost Holdings, Inc. | COM | 3,879 | $350.1K | <0.1% | History |
| Flexshares Tr33939L506 | IBOXX 3R TARGT | 14,166 | $333.2K | <0.1% | – |
| CLFDClearfield, Inc. | COM | 3,459 | $325.6K | <0.1% | History |
| FRMEFirst Merchants Corp | COM | 7,825 | $321.7K | <0.1% | History |
| HALOHalozyme Therapeutics, Inc. | COM | 4,944 | $281.3K | <0.1% | History |
| CALXCalix, Inc | COM | 4,037 | $276.3K | <0.1% | History |
| CHGGChegg, Inc | COM | 10,778 | $272.4K | <0.1% | History |
| FAFFirst American Financial Corp | Stock | 5,126 | $269.0K | <0.1% | History |
| J P Morgan Exchange Traded F46641Q324 | INTERNL GWT | 5,000 | $262.6K | <0.1% | – |
| DLTRDollar Tree, Inc. | COM | 1,815 | $256.7K | <0.1% | History |
| LTHLife Time Group Holdings, Inc. | COMMON STOCK | 20,000 | $239.2K | <0.1% | History |
| RVTYRevvity, Inc. | COM | 1,662 | $233.2K | <0.1% | History |
| WOLFWolfspeed, Inc. | Stock | 3,297 | $227.6K | <0.1% | History |
| TAGSTeucrium Commodity Trust | AGRICULTURE FD | 7,258 | $227.3K | <0.1% | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,949 | $224.1K | <0.1% | – |
| BNBROOKFIELD Corp | CL A LTD VT SH | 6,982 | $219.8K | <0.1% | History |
| STBAS&T Bancorp Inc | COM | 6,312 | $215.7K | <0.1% | History |
| BANRBanner Corp | COM NEW | 3,379 | $213.6K | <0.1% | History |
| DINOHF Sinclair Corp | COM | 4,100 | $212.7K | <0.1% | History |
| MDGLMadrigal Pharmaceuticals, Inc. | COM | 720 | $209.0K | <0.1% | History |
| SWKStanley Black & Decker, Inc. | COM | 2,764 | $207.9K | <0.1% | History |
| JKHYJack Henry & Associates Inc | Stock | 1,172 | $207.5K | <0.1% | History |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 4,135 | $203.0K | <0.1% | – |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 15,361 | $201.5K | <0.1% | History |
| NWLNewell Brands Inc. | Stock | 14,875 | $194.6K | <0.1% | History |
| HPEHewlett Packard Enterprise Co | COM | 11,646 | $185.9K | <0.1% | History |
| CGCCanopy Growth Corp | COM | 80,345 | $185.6K | <0.1% | History |
| SKTTanger Inc. | COM | 10,036 | $180.1K | <0.1% | History |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 11,775 | $175.9K | <0.1% | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 16,088 | $172.8K | <0.1% | History |
| NPCTNuveen Core Plus Impact Fund | COM BEN INT | 16,650 | $172.5K | <0.1% | History |
| IIMInvesco Value Municipal Income Trust | COM | 13,858 | $167.0K | <0.1% | History |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 10,877 | $156.1K | <0.1% | – |
| ALTGAlta Equipment Group Inc. | COMMON STOCK | 11,040 | $145.6K | <0.1% | History |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | – | $144.7K | <0.1% | – |
| FLWS1 800 Flowers Com Inc | CL A | 14,728 | $140.8K | <0.1% | History |
| JRINuveen Real Asset Income & Growth Fund | COM | 10,405 | $121.7K | <0.1% | History |
| AGNTAGNT, Inc. | COM | 10,808 | $119.8K | <0.1% | History |
| WEATTeucrium Commodity Trust | WHEAT FD | 14,628 | $116.7K | <0.1% | History |
| LUMNLumen Technologies, Inc. | Stock | 17,294 | $90.3K | <0.1% | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 10,100 | $78.8K | <0.1% | History |
| TLSTelos Corp | COM | 12,011 | $61.1K | <0.1% | History |
| PBIPitney Bowes Inc | COM | 11,707 | $44.5K | <0.1% | History |
| TOONKartoon Studios, Inc. | COM | 26,398 | $12.3K | <0.1% | History |
| RDHLRedHill Biopharma Ltd. | SPONSORED ADS | 10,500 | $1.47K | <0.1% | History |
| TWAVTaoWeave, Inc. | COM | 10,000 | $1.18K | <0.1% | History |
| Quanergy Systems, Inc.74764U112 | *W EXP 02/01/202 | 40,000 | $40 | <0.1% | – |