D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q1 2022
Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.
- Positions
- 1,281
- +17 vs. Q4 2021
- Portfolio value
- $9.18B
- −$203.9M (−2.2%) vs. Q4 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GOLDGold.com, Inc. | COM | 16,225 | $1.25M | <0.1% | +5,025+44.9% | Added | History |
| INMDInMode Ltd. | SHS | 34,348 | $1.27M | <0.1% | −4,119−10.7% | Reduced | History |
| First Tr Exch TRD Alphdx FD33737J182 | EMERG MKT ALPH | 50,486 | $1.27M | <0.1% | +229+0.5% | Added | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 15,234 | $1.27M | <0.1% | −5,060−24.9% | Reduced | – |
| HRTXHeron Therapeutics, Inc. | COM | 222,142 | $1.27M | <0.1% | +18,680+9.2% | Added | History |
| UBERUber Technologies, Inc | Stock | 35,744 | $1.27M | <0.1% | +18,486+107.1% | Added | History |
| PHParker-Hannifin Corp | Stock | 4,498 | $1.28M | <0.1% | −14−0.3% | Reduced | History |
| SPXXNuveen S&P 500 Dynamic Overwrite Fund | COM | 71,091 | $1.28M | <0.1% | −891−1.2% | Reduced | History |
| RLJ.PARLJ Lodging Trust | CUM CONV PFD A | 46,461 | $1.28M | <0.1% | +3,857+9.1% | Added | History |
| First Tr Exchange-Traded FD33734X838 | INDXX NAT RE ETF | 77,607 | $1.28M | <0.1% | +77,607 | New | – |
| YUMCYum China Holdings, Inc. | COM | 30,962 | $1.29M | <0.1% | −1,874−5.7% | Reduced | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 21,166 | $1.29M | <0.1% | −423−2.0% | Reduced | – |
| J P Morgan Exchange Traded F46641Q274 | SHORT DURA CORE | 27,145 | $1.30M | <0.1% | +16,172+147.4% | Added | – |
| CEVACeva Inc | COM | 31,982 | $1.30M | <0.1% | +11,395+55.4% | Added | History |
| SPDR Series Trust78464A755 | ST STR SP METAL | 21,204 | $1.30M | <0.1% | −848−3.8% | Reduced | – |
| Vanguard Communication Services ETF92204A884 | ETF | 10,849 | $1.30M | <0.1% | +239+2.3% | Added | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 19,729 | $1.31M | <0.1% | +758+4.0% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 12,141 | $1.33M | <0.1% | +3,573+41.7% | Added | – |
| CSGPCostar Group, Inc. | COM | 20,009 | $1.33M | <0.1% | +2,363+13.4% | Added | History |
| STEWSRH Total Return Fund, Inc. | COM | 90,024 | $1.33M | <0.1% | −854−0.9% | Reduced | History |
| iShares Tr464287325 | GLOB HLTHCRE ETF | 15,235 | $1.33M | <0.1% | −44−0.3% | Reduced | – |
| PLYMPlymouth Industrial REIT, Inc. | COM | 49,385 | $1.34M | <0.1% | −20,497−29.3% | Reduced | History |
| CYRXCryoport, Inc. | COM PAR $0.001 | 38,700 | $1.35M | <0.1% | −9,500−19.7% | Reduced | History |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 33,979 | $1.36M | <0.1% | −3,289−8.8% | Reduced | – |
| WAFDWafd Inc | Stock | 41,523 | $1.36M | <0.1% | −2,532−5.7% | Reduced | History |
| VCVInvesco California Value Municipal Income Trust | COM | 123,641 | $1.37M | <0.1% | 00.0% | Unchanged | History |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 29,322 | $1.37M | <0.1% | +6,119+26.4% | Added | – |
| HRIHerc Holdings Inc | COM | 8,250 | $1.38M | <0.1% | +8,250 | New | History |
| KKellanova | Stock | 21,402 | $1.38M | <0.1% | +1,609+8.1% | Added | History |
| EQHEquitable Holdings, Inc. | COM | 44,930 | $1.39M | <0.1% | +4,126+10.1% | Added | History |
| CIMChimera Investment Corp | COM NEW | 115,448 | $1.39M | <0.1% | +481+0.4% | Added | History |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | 4,932 | $1.39M | <0.1% | +4,932 | New | – |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 49,183 | $1.40M | <0.1% | +17,969+57.6% | Added | – |
| AGNTAGNT, Inc. | COM | 66,061 | $1.40M | <0.1% | +3,894+6.3% | Added | History |
| BABAAlibaba Group Holding Ltd | ADR | 12,876 | $1.40M | <0.1% | −2,248−14.9% | Reduced | History |
| INVEINVE Technologies, Inc. | COM NEW | 86,729 | $1.40M | <0.1% | +4,859+5.9% | Added | History |
| APGAPi Group Corp | COM STK | 66,820 | $1.41M | <0.1% | +24,320+57.2% | Added | History |
| iShares Tr464287754 | US INDUSTRIALS | 13,403 | $1.41M | <0.1% | +294+2.2% | Added | – |
| KEYKeycorp | COM | 63,161 | $1.41M | <0.1% | +4,172+7.1% | Added | History |
| iShares Tr464287333 | GLOBAL FINLS ETF | 17,798 | $1.41M | <0.1% | +555+3.2% | Added | – |
| SNVSynovus Financial Corp | COM NEW | 29,022 | $1.42M | <0.1% | +2,865+11.0% | Added | History |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 52,352 | $1.44M | <0.1% | +1,415+2.8% | Added | – |
| DIAXNuveen Dow 30sm Dynamic Overwrite Fund | SHS | 87,002 | $1.45M | <0.1% | +4,762+5.8% | Added | History |
| SPGSimon Property Group Inc. | REIT | 11,019 | $1.45M | <0.1% | +1,194+12.2% | Added | History |
| iShares Tr464287150 | CORE S&P TTL STK | 14,408 | $1.45M | <0.1% | +1,118+8.4% | Added | – |
| TEAMAtlassian Corp | CL A | 4,956 | $1.46M | <0.1% | +393+8.6% | Added | History |
| EVRIEveri Holdings Inc. | COM | 69,417 | $1.46M | <0.1% | +3,768+5.7% | Added | History |
| INSEInspired Entertainment, Inc. | COM | 120,748 | $1.49M | <0.1% | +4,444+3.8% | Added | History |
| AXONAxon Enterprise, Inc. | COM | 10,791 | $1.49M | <0.1% | +239+2.3% | Added | History |
| LBTYKLiberty Global Ltd. | SHS CL C | 57,487 | $1.49M | <0.1% | +2,414+4.4% | Added | History |
| BCEBce Inc | COM NEW | 26,894 | $1.49M | <0.1% | +221+0.8% | Added | History |
| UPSTUpstart Holdings, Inc. | COM | 13,697 | $1.49M | <0.1% | +5,333+63.8% | Added | History |
| iShares Tr464288588 | MBS ETF | 14,683 | $1.50M | <0.1% | −4,299−22.6% | Reduced | – |
| Lattice Strategies Tr518416102 | HARTFORD MLT ETF | 51,374 | $1.50M | <0.1% | −6,085−10.6% | Reduced | – |
| First Tr Exchange-Traded FD33733B100 | WTR ETF | 17,805 | $1.50M | <0.1% | −134,372−88.3% | Reduced | – |
| OXYOccidental Petroleum Corp | Stock | 26,687 | $1.51M | <0.1% | +5,795+27.7% | Added | History |
| ALGNAlign Technology Inc | COM | 3,472 | $1.51M | <0.1% | −54−1.5% | Reduced | History |
| CGCarlyle Group Inc. | COM | 31,022 | $1.52M | <0.1% | −4,978−13.8% | Reduced | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 11,907 | $1.52M | <0.1% | +357+3.1% | Added | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 34,851 | $1.52M | <0.1% | +5,865+20.2% | Added | – |
| STWDStarwood Property Trust, Inc. | COM | 63,143 | $1.53M | <0.1% | +20,477+48.0% | Added | History |
| WTRGEssential Utilities, Inc. | COM | 30,603 | $1.56M | <0.1% | −1,473−4.6% | Reduced | History |
| PENGPenguin Solutions, Inc. | SHS | 60,790 | $1.57M | <0.1% | +950+1.6% | AddedConverted for a 2-for-1 split | History |
| SKINSkinHealth Systems Inc. | COM CL A | 93,951 | $1.59M | <0.1% | −15,974−14.5% | Reduced | History |
| KHCKraft Heinz Co | Stock | 40,351 | $1.59M | <0.1% | +1,942+5.1% | Added | History |
| Global X FDS37954Y673 | US INFR DEV ETF | 56,384 | $1.59M | <0.1% | +5,485+10.8% | Added | – |
| XELXcel Energy Inc | Stock | 22,115 | $1.60M | <0.1% | +248+1.1% | Added | History |
| PRGSProgress Software Corp | COM | 33,996 | $1.60M | <0.1% | +231+0.7% | Added | History |
| BHPBHP Group Ltd | ADR | 20,765 | $1.60M | <0.1% | −3,532−14.5% | Reduced | History |
| HRMYHarmony Biosciences Holdings, Inc. | COM | 33,069 | $1.61M | <0.1% | +33,069 | New | History |
| First Tr Exchange-Traded Alp33735B108 | COM SHS | 16,469 | $1.62M | <0.1% | +165+1.0% | Added | – |
| GWWW.W. Grainger, Inc. | Stock | 3,141 | $1.62M | <0.1% | −5−0.2% | Reduced | History |
| FANGDiamondback Energy, Inc. | Stock | 11,947 | $1.64M | <0.1% | −6,545−35.4% | Reduced | History |
| Vanguard Total World Stock ETF922042742 | ETF | 16,222 | $1.64M | <0.1% | +1,430+9.7% | Added | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 16,004 | $1.65M | <0.1% | +2,507+18.6% | Added | – |
| TTEKTetra Tech Inc | COM | 10,000 | $1.65M | <0.1% | 00.0% | Unchanged | History |
| SWXSouthwest Gas Holdings, Inc. | COM | 21,124 | $1.65M | <0.1% | −20.0% | Reduced | History |
| XPOFXponential Fitness, Inc. | COM CL A | 70,786 | $1.66M | <0.1% | +70,786 | New | History |
| UUnity Software Inc. | COM | 16,776 | $1.66M | <0.1% | +974+6.2% | Added | History |
| HRBH&R Block Inc | COM | 64,221 | $1.67M | <0.1% | +4,653+7.8% | Added | History |
| HCIHCI Group, Inc. | COM | 24,565 | $1.68M | <0.1% | −3,439−12.3% | Reduced | History |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 28,550 | $1.68M | <0.1% | +245+0.9% | Added | – |
| CVMCel Sci Corp | COM PAR NEW | 429,002 | $1.69M | <0.1% | +39,222+10.1% | Added | History |
| iShares Core High Dividend ETF46429B663 | ETF | 15,799 | $1.69M | <0.1% | +721+4.8% | Added | – |
| IIPRInnovative Industrial Properties Inc | COM | 8,221 | $1.69M | <0.1% | −1,408−14.6% | Reduced | History |
| iShares Tr46429B655 | FLTG RATE NT ETF | 33,443 | $1.69M | <0.1% | −3,576−9.7% | Reduced | – |
| CSRCenterspace | COM | 17,369 | $1.70M | <0.1% | −722−4.0% | Reduced | History |
| Dimensional U.S. Small Cap ETF25434V500 | ETF | 30,487 | $1.71M | <0.1% | +4,015+15.2% | Added | – |
| CHTRCharter Communications, Inc. | CL A | 3,134 | $1.71M | <0.1% | +742+31.0% | Added | History |
| FITBFifth Third Bancorp | COM | 39,770 | $1.71M | <0.1% | −1,112−2.7% | Reduced | History |
| ASTHAstrana Health, Inc. | COM NEW | 35,371 | $1.71M | <0.1% | −8,266−18.9% | Reduced | History |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 19,935 | $1.72M | <0.1% | +415+2.1% | Added | – |
| PGRProgressive Corp | Stock | 15,115 | $1.72M | <0.1% | +132+0.9% | Added | History |
| LWLamb Weston Holdings, Inc. | Stock | 28,815 | $1.73M | <0.1% | +2,277+8.6% | Added | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 25,786 | $1.73M | <0.1% | −1,275−4.7% | Reduced | – |
| ALLAllstate Corp | Stock | 12,571 | $1.74M | <0.1% | +527+4.4% | Added | History |
| DEODiageo PLC | SPON ADR NEW | 8,648 | $1.76M | <0.1% | −216−2.4% | Reduced | History |
| Davis Fundamental ETF Tr23908L306 | SELECT WRLD WI | 64,490 | $1.76M | <0.1% | −75−0.1% | Reduced | – |
| KRKroger Co | Stock | 30,811 | $1.77M | <0.1% | +13,077+73.7% | Added | History |
| John Hancock Exchange Traded47804J206 | MULTIFACTOR MI | 33,708 | $1.77M | <0.1% | +1,771+5.5% | Added | – |
Sold out since Q4 2021 (87)
Positions held at the end of Q4 2021 that are gone from this filing.
| Security | Class | Shares in Q4 2021 | Value in Q4 2021 | % of portfolio in Q4 2021 | History |
|---|---|---|---|---|---|
| First Tr Exchange Traded FD33738R720 | NASDQ ARTFCIAL | 220,400 | $12.1M | 0.1% | – |
| Monmouth Real Estate Investment Corp609720107 | CL A | 263,179 | $5.53M | 0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 90,894 | $3.94M | <0.1% | – |
| Invesco Exchange Traded FD T46137V266 | S&P500 PUR GWT | 12,411 | $2.62M | <0.1% | – |
| Royal Dutch Shell PLC780259206 | SPONS ADR A | 54,100 | $2.35M | <0.1% | – |
| CRNCCerence Inc. | COM | 24,726 | $1.90M | <0.1% | History |
| Crescent PT Energy Corp22576C101 | COM | 346,900 | $1.85M | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 74,676 | $1.60M | <0.1% | – |
| IIIInformation Services Group Inc. | COM | 205,344 | $1.56M | <0.1% | History |
| TERTeradyne, Inc | Stock | 7,855 | $1.28M | <0.1% | History |
| Invesco Bulletshares 2022 HY Bd (BSJM)46138J874 | BULSHS 2022 HY | 45,954 | $1.07M | <0.1% | – |
| iShares Tr46432FAZ0 | IBONDS MAR23 ETF | 36,500 | $977.0K | <0.1% | – |
| SCIService Corp International | COM | 12,190 | $865.0K | <0.1% | History |
| Pretium Res Inc74139C102 | COM | 55,612 | $784.0K | <0.1% | – |
| First Tr Exchange-Traded FD33733E872 | LUNT US FACTOR | 21,162 | $752.0K | <0.1% | – |
| LYFTLyft, Inc. | CL A COM | 16,442 | $703.0K | <0.1% | History |
| iShares Inc464286319 | EM MKTS DIV ETF | 17,760 | $684.0K | <0.1% | – |
| First Tr Exchange-Traded FD33734X853 | INTL EQUITY OPP | 10,341 | $596.0K | <0.1% | – |
| RIGTransocean Ltd. | REGISTERED SHS | 209,513 | $578.0K | <0.1% | History |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 21,818 | $569.0K | <0.1% | – |
| iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1 | ETF | 19,520 | $516.0K | <0.1% | – |
| Energizer29272W208 | Convertible Preferred | 5,722 | $497.0K | <0.1% | – |
| ZNGAZynga Inc | CL A | 64,968 | $416.0K | <0.1% | History |
| iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9 | ETF | 15,400 | $409.0K | <0.1% | – |
| EPAMEPAM Systems, Inc. | COM | 608 | $408.0K | <0.1% | History |
| SPDR Series Trust78464A292 | ST STR PFD ETF | 8,772 | $376.0K | <0.1% | – |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 13,625 | $370.0K | <0.1% | – |
| ARK Blockchain & Fintech Innovation ETF00214Q708 | ETF | 8,635 | $353.0K | <0.1% | – |
| INFOIHS Markit Ltd. | SHS | 2,518 | $335.0K | <0.1% | History |
| PIMCO ETF Tr72201R783 | 0-5 HIGH YIELD | 3,262 | $323.0K | <0.1% | – |
| RESRPC Inc | COM | 67,763 | $308.0K | <0.1% | History |
| DBX ETF Tr233051663 | XTRACK JAPAN JPX | 9,570 | $308.0K | <0.1% | – |
| ZZillow Group, Inc. | CL C CAP STK | 4,696 | $300.0K | <0.1% | History |
| CODICompass Diversified Holdings | SH BEN INT | 9,168 | $280.0K | <0.1% | History |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 8,239 | $272.0K | <0.1% | – |
| BWMNBowman Consulting Group Ltd. | COM | 11,750 | $250.0K | <0.1% | History |
| FCNCAFirst Citizens Bancshares Inc | CL A | 300 | $249.0K | <0.1% | History |
| PSMTPricesmart Inc | COM | 3,392 | $247.0K | <0.1% | History |
| Supernova Partners AcquistnG8T86C121 | *W EXP 99/99/999 | 104,000 | $245.0K | <0.1% | – |
| ULTAUlta Beauty, Inc. | Stock | 589 | $243.0K | <0.1% | History |
| SESea Ltd | SPONSORD ADS | 1,087 | $243.0K | <0.1% | History |
| AAgilent Technologies, Inc. | COM | 1,507 | $241.0K | <0.1% | History |
| PIPRPiper Sandler Companies | COM | 1,352 | $241.0K | <0.1% | History |
| SPDR Ser Tr78468R630 | S&P KENSHO FINAL | 6,050 | $241.0K | <0.1% | – |
| Exchange Traded Concepts Tru301505707 | ROBO GLB ETF | 3,374 | $237.0K | <0.1% | – |
| SONOSonos Inc | COM | 7,969 | $237.0K | <0.1% | History |
| PBAPembina Pipeline Corp | COM | 7,710 | $234.0K | <0.1% | History |
| ENREnergizer Holdings, Inc. | COM | 5,829 | $234.0K | <0.1% | History |
| PMLPIMCO Municipal Income Fund II | COM | 15,845 | $232.0K | <0.1% | History |
| EOSEaton Vance Enhanced Equity Income Fund II | COM | 9,400 | $231.0K | <0.1% | History |
| INVHInvitation Homes Inc. | COM | 5,053 | $229.0K | <0.1% | History |
| NIONIO Inc. | ADR | 7,119 | $226.0K | <0.1% | History |
| KDKyndryl Holdings, Inc. | Stock | 12,394 | $225.0K | <0.1% | History |
| Schwab International Equity ETF808524805 | ETF | 5,758 | $224.0K | <0.1% | – |
| SYNASYNAPTICS Inc | Stock | 770 | $223.0K | <0.1% | History |
| WSMWilliams Sonoma Inc | COM | 1,305 | $221.0K | <0.1% | History |
| XLNXXilinx Inc | COM | 1,030 | $219.0K | <0.1% | History |
| VACMarriott Vacations Worldwide Corp | COM | 1,264 | $214.0K | <0.1% | History |
| WIREEncore Wire Corp | COM | 1,492 | $214.0K | <0.1% | History |
| CAMTCamtek Ltd | ORD | 4,629 | $213.0K | <0.1% | History |
| UGIUgi Corp | Stock | 4,594 | $211.0K | <0.1% | History |
| MTBM&T Bank Corp | COM | 1,370 | $210.0K | <0.1% | History |
| ELSEquity Lifestyle Properties Inc | COM | 2,378 | $208.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E628 | KBW BK ETF | 3,045 | $207.0K | <0.1% | – |
| BLBlackline, Inc. | COM | 2,000 | $207.0K | <0.1% | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 1,921 | $206.0K | <0.1% | – |
| MPWRMonolithic Power Systems, Inc. | COM | 418 | $206.0K | <0.1% | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 21,183 | $206.0K | <0.1% | History |
| DFSDiscover Financial Services | COM | 1,783 | $206.0K | <0.1% | History |
| WDAYWorkday, Inc. | CL A | 752 | $205.0K | <0.1% | History |
| iShares Tr46435G268 | RUSEL 2500 ETF | 3,094 | $205.0K | <0.1% | – |
| MAINMain Street Capital CORP | CEF | 4,556 | $204.0K | <0.1% | History |
| EGPEastgroup Properties Inc | COM | 900 | $204.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E875 | DORSEY WRGT DVLP | 5,014 | $202.0K | <0.1% | – |
| HTOH2O America | COM | 2,738 | $200.0K | <0.1% | History |
| AGNCAGNC Investment Corp. | REIT | 11,137 | $168.0K | <0.1% | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 15,500 | $158.0K | <0.1% | History |
| LMNRLimoneira CO | COM | 10,455 | $157.0K | <0.1% | History |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $155.0K | <0.1% | – |
| VETVermilion Energy Inc. | COM | 10,256 | $129.0K | <0.1% | History |
| Flagstar Bank, National Association649445103 | COM | 10,367 | $127.0K | <0.1% | – |
| PRQRProQR Therapeutics N.V. | SHS EURO | 15,772 | $126.0K | <0.1% | History |
| SVCService Properties Trust | COM SH BEN INT | 11,639 | $102.0K | <0.1% | History |
| Osi Systems Inc671044AD7 | NOTE 1.250% 9/0 | – | $102.0K | <0.1% | – |
| NAGENiagen Bioscience, Inc. | COM NEW | 21,000 | $79.0K | <0.1% | History |
| VLTAVolta Inc. | COM CL A | 10,100 | $74.0K | <0.1% | History |
| New York Mtg Tr Inc649604AD7 | NOTE 6.250% 1/1 | – | $13.0K | <0.1% | – |