D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 1,209
- +23 vs. Q2 2021
- Portfolio value
- $8.62B
- +$90.5M (+1.1%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GPCGenuine Parts Co | Stock | 55,711 | $6.75M | 0.1% | −2,523−4.3% | Reduced | History |
| BABAAlibaba Group Holding Ltd | ADR | 45,265 | $6.70M | 0.1% | −2,640−5.5% | Reduced | History |
| GBCIGlacier Bancorp, Inc. | COM | 120,463 | $6.67M | 0.1% | +13,771+12.9% | Added | History |
| iShares Tr464288448 | INTL SEL DIV ETF | 218,483 | $6.65M | 0.1% | +432+0.2% | Added | – |
| XYZBlock, Inc. | CL A | 27,544 | $6.61M | 0.1% | +1,538+5.9% | Added | History |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 55,014 | $6.56M | 0.1% | +3,109+6.0% | Added | – |
| MGMMGM Resorts International | Stock | 151,930 | $6.56M | 0.1% | +92,450+155.4% | Added | History |
| Vanguard Information Technology ETF92204A702 | ETF | 16,289 | $6.54M | 0.1% | +81+0.5% | Added | – |
| CARRCarrier Global Corp | Stock | 123,983 | $6.42M | 0.1% | +1,439+1.2% | Added | History |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 126,501 | $6.40M | 0.1% | +2,753+2.2% | Added | – |
| NACNuveen California Quality Municipal Income Fund | COM | 406,625 | $6.38M | 0.1% | +16,364+4.2% | Added | History |
| KSUKansas City Southern | COM NEW | 23,497 | $6.36M | 0.1% | −1,003−4.1% | Reduced | History |
| Atlas CorpY0436Q109 | SHARES | 418,150 | $6.35M | 0.1% | +8,000+2.0% | Added | – |
| COPConocoPhillips | Stock | 93,523 | $6.34M | 0.1% | −1,748−1.8% | Reduced | History |
| ARK Innovation ETF00214Q104 | ETF | 57,245 | $6.33M | 0.1% | +7,972+16.2% | Added | – |
| CLVTClarivate PLC | ORD SHS | 288,875 | $6.33M | 0.1% | −4,950−1.7% | Reduced | History |
| CRMSalesforce, Inc. | Stock | 23,214 | $6.30M | 0.1% | +985+4.4% | Added | History |
| Vanguard Energy ETF92204A306 | ETF | 84,458 | $6.24M | 0.1% | +950+1.1% | Added | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 136,370 | $6.23M | 0.1% | +5,828+4.5% | Added | – |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 22,218 | $6.22M | 0.1% | +463+2.1% | Added | – |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 44,443 | $6.21M | 0.1% | +821+1.9% | Added | – |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 122,919 | $6.20M | 0.1% | +223+0.2% | Added | – |
| DOCUDocuSign, Inc. | Stock | 24,084 | $6.20M | 0.1% | −1,196−4.7% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 10,827 | $6.19M | 0.1% | −164−1.5% | Reduced | History |
| CHDChurch & Dwight Co Inc | COM | 74,590 | $6.16M | 0.1% | −190−0.3% | Reduced | History |
| DOWDow Inc. | Stock | 106,799 | $6.15M | 0.1% | +10,160+10.5% | Added | History |
| TXNTexas Instruments Inc | Stock | 31,748 | $6.10M | 0.1% | +61+0.2% | Added | History |
| CCitigroup Inc | Stock | 86,848 | $6.09M | 0.1% | +7,128+8.9% | Added | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 82,452 | $6.09M | 0.1% | +5,644+7.3% | Added | – |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 25,250 | $5.97M | 0.1% | +122+0.5% | Added | – |
| EWEdwards Lifesciences Corp | Stock | 52,581 | $5.95M | 0.1% | −200.0% | Reduced | History |
| NFLXNetflix Inc | Stock | 9,677 | $5.91M | 0.1% | +249+2.6% | Added | History |
| Vanguard Whitehall FDS921946810 | INTL DVD ETF | 67,151 | $5.86M | 0.1% | +3,034+4.7% | Added | – |
| GSKGSK plc | SPONSORED ADR | 152,372 | $5.82M | 0.1% | −18,448−10.8% | Reduced | History |
| AMATApplied Materials Inc | Stock | 44,582 | $5.74M | 0.1% | +3,703+9.1% | Added | History |
| DLRDigital Realty Trust, Inc. | COM | 38,853 | $5.61M | 0.1% | −1,221−3.0% | Reduced | History |
| GMGeneral Motors Co | COM | 104,377 | $5.50M | 0.1% | −328−0.3% | Reduced | History |
| GILDGilead Sciences, Inc. | Stock | 78,418 | $5.48M | 0.1% | +5,936+8.2% | Added | History |
| Vanguard World FD921910840 | MEGA CAP VAL ETF | 55,723 | $5.45M | 0.1% | +2,323+4.4% | Added | – |
| COFCapital One Financial Corp | Stock | 33,617 | $5.45M | 0.1% | +901+2.8% | Added | History |
| SYFSynchrony Financial | COM | 111,115 | $5.43M | 0.1% | −56,692−33.8% | Reduced | History |
| Monmouth Real Estate Investment Corp609720107 | CL A | 289,392 | $5.40M | 0.1% | −73,842−20.3% | Reduced | – |
| ABAlliancebernstein Holding L.P. | UNIT LTD PARTN | 108,408 | $5.38M | 0.1% | +460+0.4% | Added | History |
| iShares Tr464287374 | NORTH AMERN NAT | 182,668 | $5.37M | 0.1% | +581+0.3% | Added | – |
| NEMNEWMONT Corp | Stock | 98,438 | $5.34M | 0.1% | +6,970+7.6% | Added | History |
| GLWCorning Inc | COM | 145,946 | $5.33M | 0.1% | +90,196+161.8% | Added | History |
| UMPQUmpqua Holdings Corp | COM | 262,211 | $5.31M | 0.1% | −1,094−0.4% | Reduced | History |
| Schwab US Tips ETF808524870 | ETF | 84,689 | $5.30M | 0.1% | +8,606+11.3% | Added | – |
| First Trust Nasdaq-100 Technology Sector Index Fund337345102 | ETF | 32,739 | $5.17M | 0.1% | +636+2.0% | Added | – |
| iShares S&P 100 ETF464287101 | ETF | 26,059 | $5.14M | 0.1% | +437+1.7% | Added | – |
| iShares Tr464288273 | EAFE SML CP ETF | 69,013 | $5.13M | 0.1% | +47,584+222.1% | Added | – |
| BLKBlackRock, Inc. | COM | 6,091 | $5.11M | 0.1% | +613+11.2% | Added | History |
| LRCXLam Research Corp | COM | 8,882 | $5.05M | 0.1% | −106−1.2% | Reduced | History |
| AWKAmerican Water Works Company, Inc. | Stock | 29,825 | $5.04M | 0.1% | +455+1.5% | Added | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 203,793 | $5.04M | 0.1% | +6,104+3.1% | Added | – |
| GEGeneral Electric Co | Stock | 48,759 | $5.02M | 0.1% | −1,372−2.7% | ReducedConverted for a 1-for-8 split | History |
| EOGEOG Resources Inc | Stock | 62,183 | $4.99M | 0.1% | +30,439+95.9% | Added | History |
| XYLXylem Inc. | COM | 40,061 | $4.96M | 0.1% | −1,536−3.7% | Reduced | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 45,970 | $4.89M | 0.1% | +3,785+9.0% | Added | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 88,528 | $4.84M | 0.1% | +2,692+3.1% | Added | – |
| CMECME Group Inc. | COM | 24,941 | $4.82M | 0.1% | +1,747+7.5% | Added | History |
| FBINFortune Brands Innovations, Inc. | COM | 52,651 | $4.71M | 0.1% | +1,540+3.0% | Added | History |
| iShares Tr464288687 | PFD AND INCM SEC | 120,993 | $4.70M | 0.1% | +8,198+7.3% | Added | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 89,146 | $4.69M | 0.1% | +1,787+2.0% | Added | – |
| SMGScotts Miracle-Gro Co | Stock | 31,950 | $4.68M | 0.1% | −406−1.3% | Reduced | History |
| VODVodafone Group Public Ltd Co | ADR | 300,947 | $4.65M | 0.1% | +20,493+7.3% | Added | History |
| ABNBAirbnb, Inc. | Stock | 27,637 | $4.64M | 0.1% | +2,280+9.0% | Added | History |
| AXPAmerican Express Co | Stock | 27,648 | $4.63M | 0.1% | +42+0.2% | Added | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 26,285 | $4.62M | 0.1% | +38+0.1% | Added | – |
| PSXPhillips 66 | Stock | 65,401 | $4.58M | 0.1% | −1,751−2.6% | Reduced | History |
| MKCMcCormick & Co Inc | Stock | 56,359 | $4.57M | 0.1% | +2,338+4.3% | Added | History |
| Davis Fundamental ETF Tr23908L207 | SELECT US EQTY | 134,502 | $4.56M | 0.1% | +3,085+2.3% | Added | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 41,605 | $4.55M | 0.1% | +1,213+3.0% | Added | – |
| First Trust Cloud Computing ETF33734X192 | ETF | 43,126 | $4.54M | 0.1% | −632−1.4% | Reduced | – |
| GISGeneral Mills Inc | Stock | 75,863 | $4.54M | 0.1% | +390+0.5% | Added | History |
| DOCHealthpeak Properties, Inc. | COM | 132,963 | $4.45M | 0.1% | −2,157−1.6% | Reduced | History |
| DXCMDexcom Inc | COM | 8,050 | $4.40M | 0.1% | −315−3.8% | Reduced | History |
| iShares Tr464288612 | INTRM GOV CR ETF | 37,449 | $4.31M | 0.1% | +27,175+264.5% | Added | – |
| PANWPalo Alto Networks Inc | Stock | 8,990 | $4.31M | <0.1% | +198+2.3% | Added | History |
| FISFidelity National Information Services, Inc. | Stock | 35,107 | $4.27M | <0.1% | +3,798+12.1% | Added | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 57,593 | $4.23M | <0.1% | +32+0.1% | Added | – |
| YUMYum Brands Inc | Stock | 34,580 | $4.23M | <0.1% | +263+0.8% | Added | History |
| EXPDExpeditors International of Washington Inc | COM | 35,474 | $4.23M | <0.1% | +162+0.5% | Added | History |
| CVMCel Sci Corp | COM PAR NEW | 381,694 | $4.20M | <0.1% | +43,690+12.9% | Added | History |
| AMWDAmerican Woodmark Corp | COM | 63,741 | $4.17M | <0.1% | 00.0% | Unchanged | History |
| SOSouthern Co | Stock | 66,758 | $4.14M | <0.1% | +893+1.4% | Added | History |
| SPDR Ser Tr78464A813 | S&P 600 SML CAP | 43,635 | $4.13M | <0.1% | −112−0.3% | Reduced | – |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 110,364 | $4.12M | <0.1% | +9,400+9.3% | Added | – |
| SWKSSkyworks Solutions, Inc. | Stock | 24,935 | $4.11M | <0.1% | +465+1.9% | Added | History |
| First Tr Exchange-Traded Alp33734Y109 | COM SHS | 44,853 | $4.11M | <0.1% | +997+2.3% | Added | – |
| CIOCity Office REIT, Inc. | COM | 229,754 | $4.10M | <0.1% | −72,481−24.0% | Reduced | History |
| iShares Tr46435G326 | CORE MSCI INTL | 60,623 | $4.05M | <0.1% | −145−0.2% | Reduced | – |
| RVTRoyce Small-Cap Trust, Inc. | COM | 224,350 | $4.04M | <0.1% | +1,316+0.6% | Added | History |
| MELIMercadolibre Inc | COM | 2,407 | $4.04M | <0.1% | +23+1.0% | Added | History |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 75,426 | $4.04M | <0.1% | −65,989−46.7% | Reduced | – |
| First Tr Exchange-Traded Alp33735J101 | COM SHS | 62,640 | $4.04M | <0.1% | +9,695+18.3% | Added | – |
| ASTHAstrana Health, Inc. | COM NEW | 44,122 | $4.02M | <0.1% | −21,421−32.7% | Reduced | History |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 89,875 | $3.98M | <0.1% | +4,307+5.0% | Added | – |
| Vanguard World FD921910733 | ESG US STK ETF | 49,649 | $3.98M | <0.1% | +2,499+5.3% | Added | – |
| iShares Tr46434V456 | MSCI INTL QUALTY | 104,920 | $3.97M | <0.1% | +45,532+76.7% | Added | – |
Sold out since Q2 2021 (46)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| First Tr Exchange Traded FD33738R795 | NASDAQ TRANSN | 328,201 | $11.2M | 0.1% | – |
| NTESNetEase, Inc. | SPONSORED ADS | 42,030 | $4.84M | 0.1% | History |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 172,226 | $2.55M | <0.1% | – |
| Invesco Exchange Traded FD T46137V258 | S&P500 PUR VAL | 31,770 | $2.45M | <0.1% | – |
| FIVNFive9, Inc. | COM | 11,526 | $2.11M | <0.1% | History |
| CDLXCardlytics, Inc. | COM | 15,327 | $1.95M | <0.1% | History |
| FHIFederated Hermes, Inc. | CL B | 45,361 | $1.54M | <0.1% | History |
| CCChemours Co | Stock | 41,664 | $1.45M | <0.1% | History |
| PFPTProofpoint Inc | COM | 4,779 | $830.0K | <0.1% | History |
| CLWClearwater Paper Corp | COM | 26,500 | $768.0K | <0.1% | History |
| USCRU.S. Concrete, Inc. | COM | 10,175 | $751.0K | <0.1% | History |
| TMETencent Music Entertainment Group | SPON ADS | 42,407 | $656.0K | <0.1% | History |
| GBXGreenbrier Companies Inc | Stock | 10,129 | $441.0K | <0.1% | History |
| Bellus Health Inc New07987C204 | COM NEW | 125,170 | $389.0K | <0.1% | – |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 54,726 | $358.0K | <0.1% | History |
| NMMNavios Maritime Partners L.P. | COM UNIT LPI | 11,468 | $339.0K | <0.1% | History |
| UWMCUWM Holdings Corp | COM CL A | 39,900 | $337.0K | <0.1% | History |
| WIXWix.com Ltd. | SHS | 1,119 | $325.0K | <0.1% | History |
| DFSDiscover Financial Services | COM | 2,746 | $325.0K | <0.1% | History |
| STBAS&T Bancorp Inc | COM | 10,312 | $323.0K | <0.1% | History |
| VIRTVirtu Financial, Inc. | CL A | 11,700 | $323.0K | <0.1% | History |
| PNWPinnacle West Capital Corp | COM | 3,900 | $320.0K | <0.1% | History |
| PRIMPrimoris Services Corp | Stock | 10,600 | $312.0K | <0.1% | History |
| CVGWCalavo Growers Inc | COM | 4,232 | $268.0K | <0.1% | History |
| Barrick Gold Corp067901108 | COM | 12,789 | $264.0K | <0.1% | – |
| SRCLStericycle Inc | COM | 3,693 | $264.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 4,451 | $235.0K | <0.1% | History |
| ARNCArconic Corp | COM | 6,065 | $216.0K | <0.1% | History |
| AMCXAMC Global Media Inc. | CL A | 3,203 | $214.0K | <0.1% | History |
| DDOGDatadog, Inc. | CL A COM | 2,055 | $214.0K | <0.1% | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 3,994 | $213.0K | <0.1% | – |
| DGXQuest Diagnostics Inc | COM | 1,607 | $212.0K | <0.1% | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 7,905 | $210.0K | <0.1% | – |
| BIDUBaidu, Inc. | ADR | 1,023 | $209.0K | <0.1% | History |
| SYNASYNAPTICS Inc | Stock | 1,340 | $208.0K | <0.1% | History |
| CPBCAMPBELL'S Co | COM | 4,475 | $204.0K | <0.1% | History |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 2,150 | $201.0K | <0.1% | History |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 10,721 | $180.0K | <0.1% | History |
| ADTADT Inc. | COM | 15,400 | $166.0K | <0.1% | History |
| Greenbrier Cos Inc393657AK7 | NOTE 2.875% 2/0 | – | $150.0K | <0.1% | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $116.0K | <0.1% | – |
| Nuveen CR Opportunities 202267075U102 | COM | 11,550 | $96.0K | <0.1% | – |
| TEITempleton Emerging Markets Income Fund | COM | 10,708 | $85.0K | <0.1% | History |
| GEVOGevo, Inc. | COM PAR | 10,551 | $77.0K | <0.1% | History |
| Knowles Corp49926DAB5 | NOTE 3.250%11/0 | – | $67.0K | <0.1% | – |
| SANWS&W Seed Co | COM | 12,500 | $46.0K | <0.1% | History |