D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 1,209
- +23 vs. Q2 2021
- Portfolio value
- $8.62B
- +$90.5M (+1.1%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 530,425 | $16.2M | 0.2% | +32,152+6.5% | Added | – |
| VMWVmware LLC | CL A COM | 108,951 | $16.2M | 0.2% | −937−0.9% | Reduced | History |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 213,773 | $16.0M | 0.2% | +14,179+7.1% | Added | – |
| ATVIActivision Blizzard, Inc. | COM | 203,834 | $15.8M | 0.2% | +40,259+24.6% | Added | History |
| FISVFiserv Inc | Stock | 135,570 | $14.7M | 0.2% | +5,797+4.5% | Added | History |
| First Trust Financials Alphadex Fund33734X135 | ETF | 331,904 | $14.7M | 0.2% | +264,784+394.5% | Added | – |
| Pacer Trendpilot US Bond ETF69374H642 | ETF | 541,085 | $14.7M | 0.2% | +27,327+5.3% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 97,691 | $14.6M | 0.2% | +8,281+9.3% | Added | – |
| First Tr Exchange Traded FD33738R605 | DORSEY WRT 5 ETF | 317,385 | $14.5M | 0.2% | −16,602−5.0% | Reduced | – |
| First Tr Exchange-Traded FD33734X176 | TECH ALPHADEX | 117,895 | $14.5M | 0.2% | +1,226+1.1% | Added | – |
| CCKCrown Holdings, Inc. | COM | 136,987 | $13.8M | 0.2% | +18,372+15.5% | Added | History |
| DEDeere & Co | Stock | 40,446 | $13.6M | 0.2% | +548+1.4% | Added | History |
| KOCoca Cola Co | Stock | 252,794 | $13.3M | 0.2% | +22,142+9.6% | Added | History |
| LMTLockheed Martin Corp | Stock | 38,255 | $13.2M | 0.2% | +1,664+4.5% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 33,565 | $13.1M | 0.2% | +845+2.6% | Added | History |
| MDTMedtronic plc | Stock | 103,067 | $12.9M | 0.1% | +455+0.4% | Added | History |
| IAUiShares Gold Trust | ETF | 383,809 | $12.8M | 0.1% | +41,875+12.2% | Added | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 205,873 | $12.7M | 0.1% | +18,731+10.0% | Added | – |
| HONHoneywell International Inc | COM | 59,706 | $12.7M | 0.1% | +2,605+4.6% | Added | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 147,330 | $12.6M | 0.1% | +4,638+3.3% | Added | – |
| First Tr Exchange-Traded FD33733B100 | WTR ETF | 147,298 | $12.5M | 0.1% | +341+0.2% | Added | – |
| iShares Tr464288638 | ISHS 5-10YR INVT | 208,687 | $12.5M | 0.1% | −761−0.4% | Reduced | – |
| iShares Tips Bond ETF464287176 | ETF | 98,081 | $12.5M | 0.1% | −10,997−10.1% | Reduced | – |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 211,275 | $12.5M | 0.1% | +10,448+5.2% | Added | – |
| EMREmerson Electric Co | Stock | 129,429 | $12.2M | 0.1% | −4,163−3.1% | Reduced | History |
| STZConstellation Brands, Inc. | Stock | 57,236 | $12.1M | 0.1% | +2,070+3.8% | Added | History |
| STTState Street Corp | COM | 137,222 | $11.6M | 0.1% | +1,949+1.4% | Added | History |
| First Tr Exchange Traded FD33738R720 | NASDQ ARTFCIAL | 215,490 | $11.6M | 0.1% | +9,312+4.5% | Added | – |
| ALCAlcon Inc | Stock | 138,445 | $11.1M | 0.1% | +242+0.2% | Added | History |
| WFCWells Fargo & Company | Stock | 240,044 | $11.1M | 0.1% | +2,213+0.9% | Added | History |
| IPInternational Paper Co | COM | 198,523 | $11.1M | 0.1% | −27,465−12.2% | Reduced | History |
| PRUPrudential Financial Inc | Stock | 104,960 | $11.0M | 0.1% | −9,435−8.2% | Reduced | History |
| PWRQuanta Services, Inc. | COM | 95,990 | $10.9M | 0.1% | +23,580+32.6% | Added | History |
| TSLATesla, Inc. | Stock | 13,664 | $10.6M | 0.1% | +207+1.5% | Added | History |
| CATCaterpillar Inc | Stock | 54,895 | $10.5M | 0.1% | −403−0.7% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 63,983 | $10.5M | 0.1% | −7,893−11.0% | Reduced | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 47,539 | $10.4M | 0.1% | +9,911+26.3% | Added | – |
| NTRNutrien Ltd. | COM | 159,406 | $10.3M | 0.1% | +12,984+8.9% | Added | History |
| iShares Tr46435G417 | CR 5 10 YR ETF | 201,365 | $10.3M | 0.1% | +12,399+6.6% | Added | – |
| UMHUmh Properties, Inc. | COM | 444,333 | $10.2M | 0.1% | −67,727−13.2% | Reduced | History |
| MAMastercard Inc | Stock | 29,203 | $10.2M | 0.1% | +4,102+16.3% | Added | History |
| ORealty Income Corp | REIT | 156,091 | $10.1M | 0.1% | −3,854−2.4% | Reduced | History |
| CMCSAComcast Corp | Stock | 177,433 | $9.92M | 0.1% | −11,767−6.2% | Reduced | History |
| GSGoldman Sachs Group Inc | Stock | 25,927 | $9.80M | 0.1% | +2,206+9.3% | Added | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 95,642 | $9.75M | 0.1% | +7,696+8.8% | Added | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 156,867 | $9.56M | 0.1% | +12,604+8.7% | Added | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 56,043 | $9.49M | 0.1% | +1,582+2.9% | Added | – |
| ORCLOracle Corp | Stock | 107,774 | $9.39M | 0.1% | +3,072+2.9% | Added | History |
| First Tr Exchange-Traded Alp33735K108 | COM SHS | 83,534 | $9.28M | 0.1% | +2,099+2.6% | Added | – |
| AWRAmerican States Water Co | COM | 108,189 | $9.25M | 0.1% | +24,779+29.7% | Added | History |
| Legg Mason ETF Invt Tr524682101 | CLRBRG GWT ETF | 187,276 | $9.11M | 0.1% | −5,242−2.7% | Reduced | – |
| LINLinde PLC | SHS | 31,026 | $9.10M | 0.1% | −121−0.4% | Reduced | History |
| FDXFedEx Corp | Stock | 41,496 | $9.10M | 0.1% | −1,275−3.0% | Reduced | History |
| Vanguard Health Care ETF92204A504 | ETF | 36,399 | $9.00M | 0.1% | +452+1.3% | Added | – |
| Vanguard Real Estate ETF922908553 | ETF | 87,951 | $8.95M | 0.1% | −200−0.2% | Reduced | – |
| DHIHorton D R Inc | COM | 105,598 | $8.87M | 0.1% | −3,280−3.0% | Reduced | History |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 53,373 | $8.86M | 0.1% | +3,932+8.0% | Added | – |
| NLYAnnaly Capital Management Inc | COM | 1,052,223 | $8.86M | 0.1% | +44,550+4.4% | Added | History |
| MOAltria Group, Inc. | Stock | 194,501 | $8.85M | 0.1% | +10,625+5.8% | Added | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 185,169 | $8.79M | 0.1% | +19,848+12.0% | Added | – |
| SYYSysco Corp | Stock | 108,031 | $8.48M | 0.1% | −90−0.1% | Reduced | History |
| iShares Tr464287515 | EXPANDED TECH | 20,995 | $8.38M | 0.1% | +15+0.1% | Added | – |
| CLColgate Palmolive Co | Stock | 110,820 | $8.38M | 0.1% | +3,528+3.3% | Added | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 94,108 | $8.33M | 0.1% | +3,427+3.8% | Added | – |
| iShares Tr464288802 | ESG OPTIMIZED | 86,493 | $8.30M | 0.1% | +10,304+13.5% | Added | – |
| DUKDuke Energy CORP | Stock | 84,841 | $8.28M | 0.1% | −4,564−5.1% | Reduced | History |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 108,455 | $8.17M | 0.1% | +410+0.4% | Added | – |
| ARCCAres Capital Corp | CEF | 398,744 | $8.11M | 0.1% | +87,060+27.9% | Added | History |
| WYWeyerhaeuser Co | COM NEW | 226,187 | $8.05M | 0.1% | +9,447+4.4% | Added | History |
| CCDCalamos Dynamic Convertible & Income Fund | COM | 257,674 | $7.84M | 0.1% | +9,625+3.9% | Added | History |
| PCARPaccar Inc | COM | 99,194 | $7.83M | 0.1% | +8,096+8.9% | Added | History |
| PPGPPG Industries Inc | Stock | 54,689 | $7.82M | 0.1% | −2,397−4.2% | Reduced | History |
| OPCHOption Care Health, Inc. | COM NEW | 320,350 | $7.77M | 0.1% | +63,900+24.9% | Added | History |
| SPOTSpotify Technology S.A. | Stock | 34,344 | $7.74M | 0.1% | +2,491+7.8% | Added | History |
| SCHWSchwab Charles Corp | Stock | 105,803 | $7.71M | 0.1% | +7,098+7.2% | Added | History |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 42,214 | $7.70M | 0.1% | +4,730+12.6% | Added | – |
| LLYEli Lilly & Co | Stock | 33,203 | $7.67M | 0.1% | +859+2.7% | Added | History |
| Vanguard World FD921910816 | MEGA GRWTH IND | 32,649 | $7.67M | 0.1% | +641+2.0% | Added | – |
| KMIKinder Morgan, Inc. | Stock | 456,991 | $7.64M | 0.1% | +12,392+2.8% | Added | History |
| AIGAmerican International Group, Inc. | Stock | 139,089 | $7.63M | 0.1% | +14,584+11.7% | Added | History |
| iShares MSCI Eafe ETF464287465 | ETF | 97,835 | $7.63M | 0.1% | +4,729+5.1% | Added | – |
| ROKRockwell Automation, Inc | Stock | 25,950 | $7.63M | 0.1% | −1,363−5.0% | Reduced | History |
| Vanguard Scottsdale FDS92206C680 | VNG RUS1000GRW | 106,887 | $7.53M | 0.1% | +300+0.3% | Added | – |
| BDXBecton Dickinson & Co | Stock | 30,561 | $7.51M | 0.1% | −3,427−10.1% | Reduced | History |
| EPDEnterprise Products Partners L.P. | Stock | 342,511 | $7.41M | 0.1% | +4,804+1.4% | Added | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 31,233 | $7.39M | 0.1% | +911+3.0% | Added | – |
| ALKAlaska Air Group, Inc. | COM | 125,993 | $7.38M | 0.1% | −15,163−10.7% | Reduced | History |
| WMWaste Management Inc | Stock | 49,285 | $7.36M | 0.1% | +3,043+6.6% | Added | History |
| CHICalamos Convertible Opportunities & Income Fund | SH BEN INT | 490,397 | $7.34M | 0.1% | +23,074+4.9% | Added | History |
| VLOValero Energy Corp | Stock | 103,366 | $7.29M | 0.1% | +32,191+45.2% | Added | History |
| PMPhilip Morris International Inc. | Stock | 76,468 | $7.25M | 0.1% | +3,792+5.2% | Added | History |
| SHOPShopify Inc. | Stock | 5,281 | $7.16M | 0.1% | +105+2.0% | Added | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 136,767 | $7.12M | 0.1% | +3,456+2.6% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 47,422 | $7.08M | 0.1% | +154+0.3% | Added | – |
| CSXCSX Corp | Stock | 236,254 | $7.03M | 0.1% | +22,472+10.5% | Added | History |
| MSMorgan Stanley | Stock | 71,414 | $6.95M | 0.1% | −3,300−4.4% | Reduced | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 62,114 | $6.93M | 0.1% | +1,386+2.3% | Added | History |
| ENBEnbridge Inc | Stock | 173,988 | $6.92M | 0.1% | +1,504+0.9% | Added | History |
| ACIWAci Worldwide, Inc. | Stock | 223,987 | $6.88M | 0.1% | +4,800+2.2% | Added | History |
| First Tr Exchange-Traded FD336920103 | US EQTY OPPT ETF | 54,992 | $6.79M | 0.1% | −3,371−5.8% | Reduced | – |
Sold out since Q2 2021 (46)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| First Tr Exchange Traded FD33738R795 | NASDAQ TRANSN | 328,201 | $11.2M | 0.1% | – |
| NTESNetEase, Inc. | SPONSORED ADS | 42,030 | $4.84M | 0.1% | History |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 172,226 | $2.55M | <0.1% | – |
| Invesco Exchange Traded FD T46137V258 | S&P500 PUR VAL | 31,770 | $2.45M | <0.1% | – |
| FIVNFive9, Inc. | COM | 11,526 | $2.11M | <0.1% | History |
| CDLXCardlytics, Inc. | COM | 15,327 | $1.95M | <0.1% | History |
| FHIFederated Hermes, Inc. | CL B | 45,361 | $1.54M | <0.1% | History |
| CCChemours Co | Stock | 41,664 | $1.45M | <0.1% | History |
| PFPTProofpoint Inc | COM | 4,779 | $830.0K | <0.1% | History |
| CLWClearwater Paper Corp | COM | 26,500 | $768.0K | <0.1% | History |
| USCRU.S. Concrete, Inc. | COM | 10,175 | $751.0K | <0.1% | History |
| TMETencent Music Entertainment Group | SPON ADS | 42,407 | $656.0K | <0.1% | History |
| GBXGreenbrier Companies Inc | Stock | 10,129 | $441.0K | <0.1% | History |
| Bellus Health Inc New07987C204 | COM NEW | 125,170 | $389.0K | <0.1% | – |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 54,726 | $358.0K | <0.1% | History |
| NMMNavios Maritime Partners L.P. | COM UNIT LPI | 11,468 | $339.0K | <0.1% | History |
| UWMCUWM Holdings Corp | COM CL A | 39,900 | $337.0K | <0.1% | History |
| WIXWix.com Ltd. | SHS | 1,119 | $325.0K | <0.1% | History |
| DFSDiscover Financial Services | COM | 2,746 | $325.0K | <0.1% | History |
| STBAS&T Bancorp Inc | COM | 10,312 | $323.0K | <0.1% | History |
| VIRTVirtu Financial, Inc. | CL A | 11,700 | $323.0K | <0.1% | History |
| PNWPinnacle West Capital Corp | COM | 3,900 | $320.0K | <0.1% | History |
| PRIMPrimoris Services Corp | Stock | 10,600 | $312.0K | <0.1% | History |
| CVGWCalavo Growers Inc | COM | 4,232 | $268.0K | <0.1% | History |
| Barrick Gold Corp067901108 | COM | 12,789 | $264.0K | <0.1% | – |
| SRCLStericycle Inc | COM | 3,693 | $264.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 4,451 | $235.0K | <0.1% | History |
| ARNCArconic Corp | COM | 6,065 | $216.0K | <0.1% | History |
| AMCXAMC Global Media Inc. | CL A | 3,203 | $214.0K | <0.1% | History |
| DDOGDatadog, Inc. | CL A COM | 2,055 | $214.0K | <0.1% | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 3,994 | $213.0K | <0.1% | – |
| DGXQuest Diagnostics Inc | COM | 1,607 | $212.0K | <0.1% | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 7,905 | $210.0K | <0.1% | – |
| BIDUBaidu, Inc. | ADR | 1,023 | $209.0K | <0.1% | History |
| SYNASYNAPTICS Inc | Stock | 1,340 | $208.0K | <0.1% | History |
| CPBCAMPBELL'S Co | COM | 4,475 | $204.0K | <0.1% | History |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 2,150 | $201.0K | <0.1% | History |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 10,721 | $180.0K | <0.1% | History |
| ADTADT Inc. | COM | 15,400 | $166.0K | <0.1% | History |
| Greenbrier Cos Inc393657AK7 | NOTE 2.875% 2/0 | – | $150.0K | <0.1% | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $116.0K | <0.1% | – |
| Nuveen CR Opportunities 202267075U102 | COM | 11,550 | $96.0K | <0.1% | – |
| TEITempleton Emerging Markets Income Fund | COM | 10,708 | $85.0K | <0.1% | History |
| GEVOGevo, Inc. | COM PAR | 10,551 | $77.0K | <0.1% | History |
| Knowles Corp49926DAB5 | NOTE 3.250%11/0 | – | $67.0K | <0.1% | – |
| SANWS&W Seed Co | COM | 12,500 | $46.0K | <0.1% | History |