Karpus Management, Inc.
- SEC CIK
- 0001048703
- Latest filing
- Aug 14, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 367
- +70 vs. Q3 2021
- Portfolio value
- $3.48B
- +$118.6M (+3.5%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF922908363 | ETF | 482,271 | $210.5M | 6.1% | +44,822+10.2% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 385,467 | $183.9M | 5.3% | +22,107+6.1% | Added | – |
| Vanguard BD Index FDS921937793 | LONG TERM BOND | 1,610,745 | $165.8M | 4.8% | −93,303−5.5% | Reduced | – |
| NRKNuveen New York Amt-Free Quality Municipal Income Fund | COM | 11,941,825 | $164.7M | 4.7% | +206,414+1.8% | Added | History |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 1,339,221 | $91.4M | 2.6% | −54,317−3.9% | Reduced | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 388,205 | $87.7M | 2.5% | −123,920−24.2% | Reduced | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 1,662,950 | $82.3M | 2.4% | −139,649−7.7% | Reduced | – |
| BFZBlackRock California Municipal Income Trust | SH BEN INT | 4,770,314 | $69.4M | 2.0% | +75,102+1.6% | Added | History |
| iShares Tr464287622 | RUS 1000 ETF | 228,138 | $60.3M | 1.7% | −46,783−17.0% | Reduced | – |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 3,707,492 | $49.1M | 1.4% | −883,667−19.2% | Reduced | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 260,575 | $42.4M | 1.2% | +4,229+1.6% | Added | – |
| Vanguard Information Technology ETF92204A702 | ETF | 87,994 | $40.3M | 1.2% | +15,635+21.6% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 166,355 | $40.2M | 1.2% | −12,247−6.9% | Reduced | – |
| Vanguard World FD921910733 | ESG US STK ETF | 452,676 | $39.8M | 1.1% | +41,542+10.1% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 448,330 | $38.0M | 1.1% | −967,325−68.3% | Reduced | – |
| Vanguard Intl Equity Index F922042866 | FTSE PACIFIC ETF | 474,816 | $37.0M | 1.1% | +22,249+4.9% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 250,621 | $36.5M | 1.0% | +124,183+98.2% | Added | – |
| African Gold Acquisition CorG0112R108 | SHS CL A | 3,593,582 | $34.8M | 1.0% | −30,633−0.8% | Reduced | – |
| iShares Tr464288257 | MSCI ACWI ETF | 312,297 | $33.0M | 0.9% | +188,005+151.3% | Added | – |
| BTXBlackRock Technology & Private Equity Term Trust | SHS BEN INT | 2,265,363 | $32.9M | 0.9% | +2,265,363 | New | History |
| Twelve Seas Investment Co. II90118T106 | COM CL A | 3,229,733 | $31.3M | 0.9% | +70,034+2.2% | Added | – |
| Breeze Holdings Acquisitn Co106762107 | COM | 2,990,669 | $30.5M | 0.9% | −86,488−2.8% | Reduced | – |
| Eve Holding, Inc.98907K103 | COM CL A | 2,920,380 | $29.7M | 0.9% | +585,122+25.1% | Added | – |
| KTFDWS Municipal Income Trust | COM | 2,445,710 | $28.9M | 0.8% | −618,478−20.2% | Reduced | History |
| OCAXOCA Acquisition Corp. | COM CL A | 2,893,731 | $28.7M | 0.8% | −58,415−2.0% | Reduced | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 1,152,640 | $28.6M | 0.8% | −180,033−13.5% | Reduced | History |
| NBXGNeuberger Next Generation Connectivity Fund Inc. | COMMON STOCK | 1,585,404 | $27.4M | 0.8% | +1,585,404 | New | History |
| ECATBlackRock ESG Capital Allocation Term Trust | SHS BEN INT | 1,447,868 | $27.0M | 0.8% | +1,447,868 | New | History |
| E Merge Technology Acquisiti26873Y104 | COM CL A | 2,743,762 | $27.0M | 0.8% | −33,040−1.2% | Reduced | – |
| GDVGabelli Dividend & Income Trust | COM | 980,427 | $26.5M | 0.8% | −142,668−12.7% | Reduced | History |
| ENXEaton Vance New York Municipal Bond Fund | COM | 2,041,846 | $24.8M | 0.7% | +103,250+5.3% | Added | History |
| MYIBlackRock Muniyield Quality Fund III, Inc. | COM | 1,628,669 | $24.1M | 0.7% | −940,055−36.6% | Reduced | History |
| Vanguard Total World Stock ETF922042742 | ETF | 223,236 | $24.0M | 0.7% | +4,387+2.0% | Added | – |
| BSTBlackRock Science & Technology Trust | SHS | 460,210 | $23.0M | 0.7% | +166,683+56.8% | Added | History |
| iShares Core MSCI Europe ETF46434V738 | ETF | 392,684 | $22.8M | 0.7% | +24,068+6.5% | Added | – |
| Vanguard World FD921910725 | ESG INTL STK ETF | 362,137 | $22.5M | 0.6% | +1,545+0.4% | Added | – |
| ADOCEdoc Acquisition Corp. | CL A | 2,055,513 | $21.0M | 0.6% | −20,167−1.0% | Reduced | History |
| Foxwayne Enterpris Aqstn Cor35166L109 | COM CL A | 2,107,202 | $20.9M | 0.6% | −21,375−1.0% | Reduced | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 340,813 | $20.9M | 0.6% | −4,227−1.2% | Reduced | – |
| Viveon Health Acquisition Co92853V106 | COMMON STOCK | 2,027,285 | $20.3M | 0.6% | +588,556+40.9% | Added | – |
| Global SPAC Partners Co,G3934K103 | UNIT 03/12/2026 | 2,030,985 | $20.3M | 0.6% | +82,630+4.2% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 397,081 | $20.3M | 0.6% | +281+0.1% | Added | – |
| TRUGTruGolf Holdings, Inc. | CLASS A COM | 2,016,347 | $19.8M | 0.6% | +2,016,347 | New | History |
| Tastemaker Acquisition Corp876545104 | COM CL A | 1,968,922 | $19.5M | 0.6% | −15,315−0.8% | Reduced | – |
| Yellowstone Acquisition Co98566K105 | COM CL A | 1,883,584 | $19.2M | 0.6% | +136,544+7.8% | Added | – |
| Vistas Media Acquisition Co92840T107 | COM CL A | 1,850,256 | $18.8M | 0.5% | −18,595−1.0% | Reduced | – |
| DTFDTF Tax-Free Income 2028 Term Fund Inc | COM | 1,306,789 | $18.7M | 0.5% | −17,640−1.3% | Reduced | History |
| RMCORoyalty Management Holding Corp | CLASS A COM | 1,839,167 | $18.5M | 0.5% | −9,050−0.5% | Reduced | History |
| Vickers Vantage Corp IG9440B107 | SHS | 1,737,145 | $17.4M | 0.5% | +113,449+7.0% | Added | – |
| iShares MSCI Acwi Ex U.S. ETF464288240 | ETF | 308,309 | $17.1M | 0.5% | +56,924+22.6% | Added | – |
| PSAGProperty Solutions Acquisition Corp. II | COM CL A | 1,744,897 | $16.9M | 0.5% | −100,358−5.4% | Reduced | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 339,565 | $16.7M | 0.5% | −129,020−27.5% | Reduced | – |
| NUONuveen Ohio Quality Municipal Income Fund | COM | 1,038,358 | $16.6M | 0.5% | −3,272−0.3% | Reduced | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 109,595 | $16.2M | 0.5% | −3,000−2.7% | Reduced | – |
| Abacus Global Management, Inc.274681105 | COM CL A | 1,644,167 | $16.2M | 0.5% | −99,900−5.7% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E537 | NATL AMT MUNI | 591,706 | $16.0M | 0.5% | +43,100+7.9% | Added | – |
| Accretion Acquisition Corp00438Y107 | COM | 1,610,344 | $15.7M | 0.5% | +1,610,344 | New | – |
| LMF Acquisition Opportunit I502015100 | CL A COM | 1,542,216 | $15.5M | 0.4% | +132,712+9.4% | Added | – |
| Atlantic Ave Acquisition Cor04906P101 | COM CL A | 1,484,990 | $14.6M | 0.4% | −46,200−3.0% | Reduced | – |
| OneMedNet Corp237699103 | CLASS A COM | 1,433,930 | $14.5M | 0.4% | +452,032+46.0% | Added | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 251,250 | $13.8M | 0.4% | +61,050+32.1% | Added | – |
| TMPOTempo Automation Holdings, Inc. | CL A | 1,355,500 | $13.5M | 0.4% | −11,100−0.8% | Reduced | History |
| ASAXAstrea Acquisition Corp. | COM CL A | 1,363,621 | $13.5M | 0.4% | +78,009+6.1% | Added | History |
| VTNInvesco Trust for Investment Grade New York Municipals | COM | 995,409 | $13.4M | 0.4% | −83,986−7.8% | Reduced | History |
| iShares Inc464286509 | MSCI CDA ETF | 339,963 | $13.1M | 0.4% | +23,162+7.3% | Added | – |
| KWACKingswood Acquisition Corp. | COM CL A | 1,293,093 | $13.1M | 0.4% | +240,377+22.8% | Added | History |
| Citic Capital Acquisition CoG21513109 | COM CL A | 1,291,153 | $12.9M | 0.4% | +848,159+191.5% | Added | – |
| EIMEaton Vance Municipal Bond Fund | COM | 938,637 | $12.7M | 0.4% | −726,676−43.6% | Reduced | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 155,950 | $12.6M | 0.4% | +103,300+196.2% | Added | – |
| Global Consumer Acquisitn Co37892B108 | COM | 1,261,325 | $12.5M | 0.4% | −3,200−0.3% | Reduced | – |
| NIEVirtus Equity & Convertible Income Fund | COM | 391,138 | $11.8M | 0.3% | −134,505−25.6% | Reduced | History |
| BCATBlackRock Capital Allocation Term Trust | COM | 605,502 | $11.8M | 0.3% | +605,502 | New | History |
| MEOAMinority Equality Opportunities Acquisition Inc. | CLASS A COM | 1,153,800 | $11.5M | 0.3% | +1,153,800 | New | History |
| Executive Network Partnering30158L100 | CL A | 1,165,264 | $11.4M | 0.3% | −70,403−5.7% | Reduced | – |
| JMACMaxpro Capital Acquisition Corp. | CLASS A COM | 1,142,345 | $11.3M | 0.3% | +1,142,345 | New | History |
| SMRNuscale Power Corp | CL A | 1,122,301 | $11.3M | 0.3% | +1,122,301 | New | History |
| SHF Holdings, Inc.66538L105 | CLASS A COM | 1,103,397 | $11.1M | 0.3% | +160,097+17.0% | Added | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 164,800 | $11.0M | 0.3% | +41,255+33.4% | Added | – |
| Malacca Straits Acquisition Co LtdG5859B117 | COM CL A | 1,046,254 | $10.7M | 0.3% | +42,700+4.3% | Added | – |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 661,478 | $10.3M | 0.3% | −18,047−2.7% | Reduced | History |
| TGVCTG Venture Acquisition Corp. | CLASS A COM | 1,048,868 | $10.3M | 0.3% | +1,048,868 | New | History |
| Blockchain Moon Acquisitn Co09370F109 | COM | 1,052,755 | $10.3M | 0.3% | +1,052,755 | New | – |
| EDTXEdtechX Holdings Acquisition Corp. II | COM CL A | 1,019,542 | $10.2M | 0.3% | −32,525−3.1% | Reduced | History |
| GOFGuggenheim Strategic Opportunities Fund | COM SBI | 541,434 | $9.92M | 0.3% | +541,434 | New | History |
| OTRAOTR Acquisition Corp. | COM CL A | 968,945 | $9.81M | 0.3% | +90,106+10.3% | Added | History |
| MCAFMountain Crest Acquisition Corp. IV | COM | 989,596 | $9.75M | 0.3% | +408,163+70.2% | Added | History |
| MNPWestern Asset Municipal Partners Fund Inc. | COM | 623,841 | $9.71M | 0.3% | +2,430+0.4% | Added | History |
| RMMRiverNorth Managed Duration Municipal Income Fund, Inc. | COM | 481,427 | $9.70M | 0.3% | −249,037−34.1% | Reduced | History |
| ADER26 Capital Acquisition Corp. | COM CL A | 974,675 | $9.60M | 0.3% | +927,850+1,981.5% | Added | History |
| Better World Acquisition Cor08772B104 | COM | 934,675 | $9.51M | 0.3% | +34,667+3.9% | Added | – |
| 8I Acquisition 2 CorpG2956R103 | ORDINARY SHARES | 969,002 | $9.45M | 0.3% | +969,002 | New | – |
| Trepont Acquisition Corp IG9095M101 | SHS CL A | 921,912 | $9.20M | 0.3% | +857,673+1,335.1% | Added | – |
| Armada Acquisition Corp. I04208V103 | COM | 935,225 | $9.16M | 0.3% | +935,225 | New | – |
| Ackrell Spac Partners I Co00461L303 | UNIT 99/99/9999 | 889,544 | $8.99M | 0.3% | +36,395+4.3% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 27,821 | $8.93M | 0.3% | +5,899+26.9% | Added | – |
| Alliance Entertainment Holding Corp00653H102 | COM CL A | 897,571 | $8.79M | 0.3% | −20,935−2.3% | Reduced | – |
| Estrella Immunopharma, Inc.89268A107 | COM | 866,251 | $8.59M | 0.2% | +87,851+11.3% | Added | – |
| Revelation Biosciences, Inc.716421102 | COM | 841,120 | $8.58M | 0.2% | −36,700−4.2% | Reduced | – |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 742,336 | $8.57M | 0.2% | −740,163−49.9% | Reduced | History |
| Burtech Acquisition Corp123013203 | UNIT 12/10/2026 | 853,000 | $8.54M | 0.2% | +853,000 | New | – |
Sold out since Q3 2021 (34)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Guggenheim Enhanced Equity I40167B100 | COM | 5,805,260 | $53.9M | 1.6% | – |
| Spartacus Acquisition Corp84677L109 | CL A | 3,375,747 | $34.2M | 1.0% | – |
| BENEBenessere Capital Acquisition Corp. | COM CL A | 2,877,085 | $28.9M | 0.9% | History |
| Seaport Global Acquisitn Cor812227106 | COM CL A | 2,664,006 | $26.8M | 0.8% | – |
| Merida Merger Corp I58953M106 | COM | 1,584,378 | $15.8M | 0.5% | – |
| SAB Biotherapeutics, Inc.089115109 | COM | 1,036,230 | $10.4M | 0.3% | – |
| Industrial Tech Acqu Inc456357102 | COM CL A | 943,357 | $9.37M | 0.3% | – |
| GIGCAPITAL4 Inc37518G101 | COM | 928,029 | $9.15M | 0.3% | – |
| CF Acquisition Corp VI12521J103 | COM CL A | 821,604 | $7.98M | 0.2% | – |
| Quantum Fintech Acquistin Co74767A105 | COMMON STOCK | 726,378 | $7.16M | 0.2% | – |
| Aries I Acquisition CorpG0542N107 | CLASS A ORD SHS | 405,100 | $4.04M | 0.1% | – |
| ETGEaton Vance Tax-Advantaged Global Dividend Income Fund | COM | 158,293 | $3.37M | 0.1% | History |
| ADXAdams Diversified Equity Fund, Inc. | COM | 160,022 | $3.17M | 0.1% | History |
| Blue Safari Grp Acquisitn CoG1195R106 | CLASS A ORD SHS | 273,894 | $2.71M | 0.1% | – |
| Yucaipa Acquisition CorpG9879L105 | COM | 256,885 | $2.54M | 0.1% | – |
| Galileo Acquisition CorpG3770A102 | SHS | 200,000 | $2.02M | 0.1% | – |
| ZGYHYunhong International | CL A SHS | 188,186 | $1.93M | 0.1% | History |
| HGTYHagerty, Inc. | CL A COM | 188,226 | $1.90M | 0.1% | History |
| DJTTrump Media & Technology Group Corp. | Stock | 190,000 | $1.89M | 0.1% | History |
| P3 Health Partners Inc.34552Y106 | CL A | 188,900 | $1.86M | 0.1% | – |
| Nuveen Corporate Incm Noveme67077N106 | COM | 191,655 | $1.80M | 0.1% | – |
| MHNBlackRock Muniholdings New York Quality Fund, Inc. | COM | 122,667 | $1.78M | 0.1% | History |
| Archimedes Tech Spac Partnr039562202 | UNIT 03/10/2026 | 159,600 | $1.59M | <0.1% | – |
| NNYNuveen New York Municipal Value Fund | COM | 127,741 | $1.28M | <0.1% | History |
| Poema Global Holdings CorpG7154B107 | CL A SHS | 115,825 | $1.14M | <0.1% | – |
| B Riley Principal 150 Merger05601V103 | COM CL A | 104,925 | $1.02M | <0.1% | – |
| ADTHAdTheorent Holding Company, Inc. | COM CL A | 75,000 | $740.0K | <0.1% | History |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 133,951 | $485.0K | <0.1% | History |
| NRGVEnergy Vault Holdings, Inc. | COM CL A | 47,977 | $475.0K | <0.1% | History |
| 890 5th Ave Partners Inc28250A105 | COM CL A | 29,750 | $295.0K | <0.1% | – |
| EUSGEuropean Sustainable Growth Acquisition Corp. | CL A SHS | 25,000 | $248.0K | <0.1% | History |
| IIMInvesco Value Municipal Income Trust | COM | 10,574 | $172.0K | <0.1% | History |
| VOSOVirtuoso Acquisition Corp. | COM CL A | 16,487 | $163.0K | <0.1% | History |
| ASGLiberty All Star Growth Fund Inc. | COM | 12,500 | $108.0K | <0.1% | History |