Karpus Management, Inc.
- SEC CIK
- 0001048703
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Feb 11, 2022. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 297
- +1 vs. Q2 2021
- Portfolio value
- $3.36B
- −$12.4M (−0.4%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard BD Index FDS921937793 | LONG TERM BOND | 1,704,048 | $174.4M | 5.2% | +218,373+14.7% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 437,449 | $172.5M | 5.1% | +44,553+11.3% | Added | – |
| NRKNuveen New York Amt-Free Quality Municipal Income Fund | COM | 11,735,411 | $162.3M | 4.8% | −884,996−7.0% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 363,360 | $156.5M | 4.7% | +37,333+11.5% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 1,415,655 | $121.0M | 3.6% | +520,806+58.2% | Added | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 512,125 | $112.0M | 3.3% | −10,174−1.9% | Reduced | – |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 1,393,538 | $91.4M | 2.7% | +110,684+8.6% | Added | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 1,802,599 | $90.1M | 2.7% | −89,142−4.7% | Reduced | – |
| BFZBlackRock California Municipal Income Trust | SH BEN INT | 4,695,212 | $69.3M | 2.1% | −135,374−2.8% | Reduced | History |
| iShares Tr464287622 | RUS 1000 ETF | 274,921 | $66.5M | 2.0% | +5,451+2.0% | Added | – |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 4,591,159 | $63.3M | 1.9% | −145,930−3.1% | Reduced | History |
| Roman DBDR Tech Acquisition77584N101 | COM CL A | 5,514,423 | $55.8M | 1.7% | −20,365−0.4% | Reduced | – |
| Guggenheim Enhanced Equity I40167B100 | COM | 5,805,260 | $53.9M | 1.6% | −249,161−4.1% | Reduced | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 178,602 | $39.7M | 1.2% | −681−0.4% | Reduced | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 256,346 | $38.4M | 1.1% | +1,303+0.5% | Added | – |
| MYIBlackRock Muniyield Quality Fund III, Inc. | COM | 2,568,724 | $37.7M | 1.1% | −644,609−20.1% | Reduced | History |
| Vanguard Intl Equity Index F922042866 | FTSE PACIFIC ETF | 452,567 | $36.7M | 1.1% | +24,425+5.7% | Added | – |
| KTFDWS Municipal Income Trust | COM | 3,064,188 | $36.5M | 1.1% | −420,883−12.1% | Reduced | History |
| AIOVirtus Artificial Intelligence & Technology Opportunities Fund | COM | 1,332,673 | $35.6M | 1.1% | −10,035−0.7% | Reduced | History |
| African Gold Acquisition CorG0112R108 | SHS CL A | 3,624,215 | $35.2M | 1.0% | −47,387−1.3% | Reduced | – |
| Spartacus Acquisition Corp84677L109 | CL A | 3,375,747 | $34.2M | 1.0% | −19,240−0.6% | Reduced | – |
| Vanguard World FD921910733 | ESG US STK ETF | 411,134 | $32.9M | 1.0% | +12,374+3.1% | Added | – |
| Breeze Holdings Acquisitn Co106762107 | COM | 3,077,157 | $31.0M | 0.9% | +75,688+2.5% | Added | – |
| Twelve Seas Investment Co. II90118T106 | COM CL A | 3,159,699 | $30.7M | 0.9% | −14,000−0.4% | Reduced | – |
| OCAXOCA Acquisition Corp. | COM CL A | 2,952,146 | $29.2M | 0.9% | +74,944+2.6% | Added | History |
| Vanguard Information Technology ETF92204A702 | ETF | 72,359 | $29.0M | 0.9% | +15,336+26.9% | Added | – |
| GDVGabelli Dividend & Income Trust | COM | 1,123,095 | $29.0M | 0.9% | −554,822−33.1% | Reduced | History |
| BENEBenessere Capital Acquisition Corp. | COM CL A | 2,877,085 | $28.9M | 0.9% | −62,046−2.1% | Reduced | History |
| E Merge Technology Acquisiti26873Y104 | COM CL A | 2,776,802 | $27.3M | 0.8% | −11,850−0.4% | Reduced | – |
| Seaport Global Acquisitn Cor812227106 | COM CL A | 2,664,006 | $26.8M | 0.8% | −7,025−0.3% | Reduced | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 219,291 | $25.8M | 0.8% | −27,050−11.0% | Reduced | – |
| ENXEaton Vance New York Municipal Bond Fund | COM | 1,938,596 | $23.8M | 0.7% | +5,288+0.3% | Added | History |
| Eve Holding, Inc.98907K103 | COM CL A | 2,335,258 | $23.6M | 0.7% | +726,151+45.1% | Added | – |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 468,585 | $23.1M | 0.7% | +2,545+0.5% | Added | – |
| Vanguard Total World Stock ETF922042742 | ETF | 218,849 | $22.3M | 0.7% | +26,449+13.7% | Added | – |
| EIMEaton Vance Municipal Bond Fund | COM | 1,665,313 | $22.3M | 0.7% | −477,314−22.3% | Reduced | History |
| Vanguard World FD921910725 | ESG INTL STK ETF | 360,592 | $22.3M | 0.7% | +36,157+11.1% | Added | – |
| ADOCEdoc Acquisition Corp. | CL A | 2,075,680 | $21.0M | 0.6% | +70,132+3.5% | Added | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 345,040 | $21.0M | 0.6% | −2,580−0.7% | Reduced | – |
| Foxwayne Enterpris Aqstn Cor35166L109 | COM CL A | 2,128,577 | $21.0M | 0.6% | −2,175−0.1% | Reduced | – |
| iShares Core MSCI Europe ETF46434V738 | ETF | 368,616 | $20.7M | 0.6% | +199,962+118.6% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 396,800 | $20.0M | 0.6% | +9,172+2.4% | Added | – |
| Tastemaker Acquisition Corp876545104 | COM CL A | 1,984,237 | $19.6M | 0.6% | −27,750−1.4% | Reduced | – |
| Global SPAC Partners Co,G3934K103 | UNIT 03/12/2026 | 1,948,355 | $19.4M | 0.6% | +150,702+8.4% | Added | – |
| DTFDTF Tax-Free Income 2028 Term Fund Inc | COM | 1,324,429 | $19.1M | 0.6% | +44,616+3.5% | Added | History |
| Vistas Media Acquisition Co92840T107 | COM CL A | 1,868,851 | $18.8M | 0.6% | +29,300+1.6% | Added | – |
| RMCORoyalty Management Holding Corp | CLASS A COM | 1,848,217 | $18.3M | 0.5% | +363,854+24.5% | Added | History |
| PSAGProperty Solutions Acquisition Corp. II | COM CL A | 1,845,255 | $17.8M | 0.5% | −26,375−1.4% | Reduced | History |
| Yellowstone Acquisition Co98566K105 | COM CL A | 1,747,040 | $17.7M | 0.5% | +29,838+1.7% | Added | – |
| Abacus Global Management, Inc.274681105 | COM CL A | 1,744,067 | $17.2M | 0.5% | −19,500−1.1% | Reduced | – |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 1,482,499 | $16.9M | 0.5% | −220,691−13.0% | Reduced | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 126,438 | $16.7M | 0.5% | +118,388+1,470.7% | Added | – |
| MAQCMaquia Capital Acquisition Corp | CLASS A COM | 1,660,474 | $16.6M | 0.5% | +1,059,368+176.2% | Added | History |
| NUONuveen Ohio Quality Municipal Income Fund | COM | 1,041,630 | $16.5M | 0.5% | −23,236−2.2% | Reduced | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 112,595 | $16.3M | 0.5% | +75,095+200.3% | Added | – |
| Vickers Vantage Corp IG9440B107 | SHS | 1,623,696 | $16.2M | 0.5% | +79,917+5.2% | Added | – |
| Merida Merger Corp I58953M106 | COM | 1,584,378 | $15.8M | 0.5% | +555,574+54.0% | Added | – |
| NIEVirtus Equity & Convertible Income Fund | COM | 525,643 | $15.5M | 0.5% | −178,830−25.4% | Reduced | History |
| BSTBlackRock Science & Technology Trust | SHS | 293,527 | $15.3M | 0.5% | +293,527 | New | History |
| Atlantic Ave Acquisition Cor04906P101 | COM CL A | 1,531,190 | $15.0M | 0.4% | −39,850−2.5% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E537 | NATL AMT MUNI | 548,606 | $14.7M | 0.4% | +321,405+141.5% | Added | – |
| VTNInvesco Trust for Investment Grade New York Municipals | COM | 1,079,395 | $14.6M | 0.4% | −48,054−4.3% | Reduced | History |
| RMMRiverNorth Managed Duration Municipal Income Fund, Inc. | COM | 730,464 | $14.5M | 0.4% | −8,901−1.2% | Reduced | History |
| Viveon Health Acquisition Co92853V106 | COMMON STOCK | 1,438,729 | $14.4M | 0.4% | +16,525+1.2% | Added | – |
| LMF Acquisition Opportunit I502015100 | CL A COM | 1,409,504 | $14.2M | 0.4% | −5,385−0.4% | Reduced | – |
| iShares MSCI Acwi Ex U.S. ETF464288240 | ETF | 251,385 | $13.9M | 0.4% | +215,475+600.0% | Added | – |
| TMPOTempo Automation Holdings, Inc. | CL A | 1,366,600 | $13.5M | 0.4% | +1,366,600 | New | History |
| ASAXAstrea Acquisition Corp. | COM CL A | 1,285,612 | $12.8M | 0.4% | +4,825+0.4% | Added | History |
| Global Consumer Acquisitn Co37892B108 | COM | 1,264,525 | $12.5M | 0.4% | +1,264,525 | New | – |
| iShares Tr464288257 | MSCI ACWI ETF | 124,292 | $12.4M | 0.4% | +116,829+1,565.4% | Added | – |
| Executive Network Partnering30158L100 | CL A | 1,235,667 | $12.1M | 0.4% | −13,325−1.1% | Reduced | – |
| iShares Inc464286509 | MSCI CDA ETF | 316,801 | $11.5M | 0.3% | +10,480+3.4% | Added | – |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 1,889,657 | $11.1M | 0.3% | −13,416−0.7% | Reduced | History |
| KWACKingswood Acquisition Corp. | COM CL A | 1,052,716 | $10.6M | 0.3% | −42,250−3.9% | Reduced | History |
| EDTXEdtechX Holdings Acquisition Corp. II | COM CL A | 1,052,067 | $10.5M | 0.3% | −9,325−0.9% | Reduced | History |
| SAB Biotherapeutics, Inc.089115109 | COM | 1,036,230 | $10.4M | 0.3% | 00.0% | Unchanged | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 190,200 | $10.4M | 0.3% | +111,400+141.4% | Added | – |
| EVMEaton Vance California Municipal Bond Fund | COM | 869,289 | $10.4M | 0.3% | −808,521−48.2% | Reduced | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 679,525 | $10.3M | 0.3% | −14,243−2.1% | Reduced | History |
| Malacca Straits Acquisition Co LtdG5859B117 | COM CL A | 1,003,554 | $9.97M | 0.3% | +97,800+10.8% | Added | – |
| OneMedNet Corp237699103 | CLASS A COM | 981,898 | $9.87M | 0.3% | +331,637+51.0% | Added | – |
| MNPWestern Asset Municipal Partners Fund Inc. | COM | 621,411 | $9.74M | 0.3% | −3,165−0.5% | Reduced | History |
| SHF Holdings, Inc.66538L105 | CLASS A COM | 943,300 | $9.44M | 0.3% | +943,300 | New | – |
| Industrial Tech Acqu Inc456357102 | COM CL A | 943,357 | $9.37M | 0.3% | −5,197−0.5% | Reduced | – |
| GIGCAPITAL4 Inc37518G101 | COM | 928,029 | $9.15M | 0.3% | +58,773+6.8% | Added | – |
| Globis Acquisition Corp.379582109 | COM | 905,397 | $9.10M | 0.3% | +118,604+15.1% | Added | – |
| Better World Acquisition Cor08772B104 | COM | 900,008 | $9.07M | 0.3% | +184,907+25.9% | Added | – |
| Alliance Entertainment Holding Corp00653H102 | COM CL A | 918,506 | $9.00M | 0.3% | −2,600−0.3% | Reduced | – |
| Revelation Biosciences, Inc.716421102 | COM | 877,820 | $8.85M | 0.3% | +106,022+13.7% | Added | – |
| OTRAOTR Acquisition Corp. | COM CL A | 878,839 | $8.84M | 0.3% | +28,788+3.4% | Added | History |
| iShares Inc46434G822 | MSCI JAPAN ETF | 123,545 | $8.68M | 0.3% | +12,930+11.7% | Added | – |
| MGFAberdeen Government Markets Income Fund | SH BEN INT | 2,002,557 | $8.65M | 0.3% | −1,213,618−37.7% | Reduced | History |
| Ackrell Spac Partners I Co00461L303 | UNIT 99/99/9999 | 853,149 | $8.56M | 0.3% | +252,256+42.0% | Added | – |
| Warrior Technologies Acqui C936273101 | COM CL A | 818,489 | $8.03M | 0.2% | +42,200+5.4% | Added | – |
| CF Acquisition Corp VI12521J103 | COM CL A | 821,604 | $7.98M | 0.2% | −1,000−0.1% | Reduced | – |
| Adit Edtech Acquisition Corp007024102 | COMMON STOCK | 815,722 | $7.95M | 0.2% | −5,900−0.7% | Reduced | – |
| MVFBlackRock Munivest Fund, Inc. | COM | 819,116 | $7.76M | 0.2% | −249,528−23.3% | Reduced | History |
| Estrella Immunopharma, Inc.89268A107 | COM | 778,400 | $7.71M | 0.2% | +778,400 | New | – |
| BOEBlackRock Enhanced Global Dividend Trust | COM | 652,915 | $7.65M | 0.2% | −122,526−15.8% | Reduced | History |
| Oyster Enterprises Acq Corp69242M104 | COM CL A | 781,075 | $7.62M | 0.2% | −8,700−1.1% | Reduced | – |
Sold out since Q2 2021 (33)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| DNPDNP Select Income Fund Inc | COM | 2,612,412 | $27.3M | 0.8% | History |
| GNRSGreenrose Holding Co Inc. | COM | 2,307,950 | $23.1M | 0.7% | History |
| AgileThought, Inc.G5510C108 | CL A | 1,218,691 | $12.2M | 0.4% | – |
| iShares Tr464288877 | EAFE VALUE ETF | 224,725 | $11.6M | 0.3% | – |
| iShares Russell 2000 ETF464287655 | ETF | 50,600 | $11.6M | 0.3% | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 61,365 | $10.7M | 0.3% | – |
| Global Consumer Acquisitn Co37892B207 | UNIT 05/21/2026 | 1,019,582 | $10.2M | 0.3% | – |
| HNWPioneer Diversified High Income Fund, Inc. | COM | 633,818 | $9.63M | 0.3% | History |
| Northern Lights Acquisitn Co66538L204 | UNIT 11/01/2027 | 900,000 | $9.12M | 0.3% | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 79,759 | $8.56M | 0.3% | – |
| NADNuveen Quality Municipal Income Fund | COM | 485,889 | $7.78M | 0.2% | History |
| Blue WTR Acquisition Corp09607T104 | COM CL A | 769,910 | $7.76M | 0.2% | – |
| PTK Acquisition Corp69375F108 | COM | 498,311 | $4.94M | 0.1% | – |
| FAMFirst Trust/Abrdn Global Opportunity Income Fund | COM SHS | 464,399 | $4.75M | 0.1% | History |
| MYNBlackRock Muniyield New York Quality Fund, Inc. | COM | 320,530 | $4.51M | 0.1% | History |
| Amplitude Hlthcre Aqustin Co03212A105 | COM CL A | 430,760 | $4.28M | 0.1% | – |
| Locust Walk Acquisition Corp54015L103 | COM CL A | 135,150 | $1.34M | <0.1% | – |
| Nuveen Intermediate Duration Quality Municipal Term Fund670677103 | COM | 72,966 | $1.09M | <0.1% | – |
| CEVEaton Vance California Municipal Income Trust | SH BEN INT | 69,136 | $967.0K | <0.1% | History |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 35,844 | $738.0K | <0.1% | History |
| MFLBlackRock Muniholdings Investment Quality Fund | COM | 46,247 | $683.0K | <0.1% | History |
| BlackRock New York Municipal Income Trust09248L106 | SH BEN INT | 40,845 | $617.0K | <0.1% | – |
| CNDConcord Acquisition Corp | COM CL A | 50,000 | $493.0K | <0.1% | History |
| LATNUnion Acquisition Corp. II | SHS | 47,500 | $479.0K | <0.1% | History |
| MYJBlackRock Muniyield New Jersey Fund, Inc. | COM | 30,024 | $477.0K | <0.1% | History |
| Osprey Technlgy Aquistion Co68839R104 | COM CL A | 46,150 | $461.0K | <0.1% | – |
| NQPNuveen Pennsylvania Quality Municipal Income Fund | COM | 23,500 | $355.0K | <0.1% | History |
| MCABlackRock Muniyield California Quality Fund, Inc. | COM | 21,615 | $340.0K | <0.1% | History |
| AFBAlliancebernstein National Municipal Income Fund | COM | 17,477 | $266.0K | <0.1% | History |
| SORSource Capital | COM | 5,000 | $228.0K | <0.1% | History |
| KSMDWS Strategic Municipal Income Trust | COM | 11,450 | $144.0K | <0.1% | History |
| African Gold Acquisition CorG0112R124 | *W EXP 03/31/202 | 86,025 | $54.0K | <0.1% | – |
| Twelve Seas Investment Co. II90118T114 | *W EXP 03/02/202 | 30,900 | $28.0K | <0.1% | – |