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Livermore
Livermore
ZHEN

First Quadrant L P

SEC CIK
0001014736
Latest filing
Apr 21, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 26, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
515
+6 vs. Q2 2021
Portfolio value
$856.9M
−$13.9M (−1.6%) vs. Q2 2021
Filed
Oct 26, 2021
SEC
Holdings of First Quadrant L P in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
MRUSMerus N.V.COM33,200$730.0K0.1%+33,200NewHistory
AYIAcuity Inc. (DE)Stock4,191$727.0K0.1%00.0%UnchangedHistory
ROKURoku, IncCOM CL A2,308$723.0K0.1%+82+3.7%AddedHistory
DGPDeutsche Bank AktiengesellschaftDB GOLD DBL LNG19,814$723.0K0.1%00.0%UnchangedHistory
PFEPfizer IncStock16,771$721.0K0.1%+239+1.4%AddedHistory
DTDynatrace, Inc.Stock10,117$718.0K0.1%00.0%UnchangedHistory
UPWKUpwork, IncCOM15,700$707.0K0.1%00.0%UnchangedHistory
CDMOAvid Bioservices, Inc.COM32,700$705.0K0.1%00.0%UnchangedHistory
CSIICardiovascular Systems IncCOM21,427$703.0K0.1%−19,200−47.3%ReducedHistory
PACBPacific Biosciences of California, Inc.COM27,200$695.0K0.1%00.0%UnchangedHistory
CSGSCSG Systems International IncCOM14,357$692.0K0.1%00.0%UnchangedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS25,400$678.0K0.1%00.0%UnchangedHistory
VLOValero Energy CorpStock9,500$670.0K0.1%00.0%UnchangedHistory
SICPSilvergate Capital CorpCL A5,700$658.0K0.1%00.0%UnchangedHistory
HIIHuntington Ingalls Industries, Inc.COM3,400$656.0K0.1%00.0%UnchangedHistory
RYZRyerson Holding CorpCOM29,462$656.0K0.1%+462+1.6%AddedHistory
BFAMBright Horizons Family Solutions Inc.COM4,664$650.0K0.1%−1,652−26.2%ReducedHistory
CBChubb LtdStock3,734$648.0K0.1%00.0%UnchangedHistory
OPLNOPENLANE, Inc.COM37,900$621.0K0.1%+1,900+5.3%AddedHistory
IRWDIronwood Pharmaceuticals IncCOM CL A47,400$619.0K0.1%00.0%UnchangedHistory
EAFGraftech International LtdCOM59,400$613.0K0.1%00.0%UnchangedHistory
OSKOshkosh CorpCOM5,964$611.0K0.1%00.0%UnchangedHistory
Starz Entertainment Corp535919500CL B NON VTG47,000$611.0K0.1%00.0%Unchanged–
SEISolaris Energy Infrastructure, Inc.COM CL A72,700$606.0K0.1%00.0%UnchangedHistory
AVGOBroadcom Inc.Stock1,247$605.0K0.1%+682+120.7%AddedHistory
UFIUnifi IncCOM NEW27,600$605.0K0.1%00.0%UnchangedHistory
CGNXCognex CorpCOM7,459$598.0K0.1%00.0%UnchangedHistory
CCRNCross Country Healthcare IncCOM27,600$586.0K0.1%−1,769−6.0%ReducedHistory
AERAerCap Holdings N.V.SHS10,043$581.0K0.1%00.0%UnchangedHistory
iShares Tr464288372GLB INFRASTR ETF12,613$579.0K0.1%−3,934−23.8%Reduced–
MOG.AMoog Inc.CL A7,390$563.0K0.1%00.0%UnchangedHistory
ACCAmerican Campus Communities IncCOM11,517$558.0K0.1%00.0%UnchangedHistory
MOSMosaic CoCOM15,300$547.0K0.1%00.0%UnchangedHistory
CECelanese CorpStock3,618$545.0K0.1%00.0%UnchangedHistory
CCICrown Castle Inc.REIT3,139$544.0K0.1%00.0%UnchangedHistory
XENTIntersect ENT, Inc.COM20,000$544.0K0.1%00.0%UnchangedHistory
VanEck Vectors ETF Tr92189F841NAT RES ETF11,871$540.0K0.1%−4,690−28.3%Reduced–
VanEck ETF Trust92189F106GOLD MINERS ETF18,189$536.0K0.1%−4,086−18.3%Reduced–
DUKDuke Energy CORPStock5,424$529.0K0.1%00.0%UnchangedHistory
State Street Materials Select Sector SPDR ETF81369Y100ETF6,658$527.0K0.1%−2,629−28.3%Reduced–
AMPAmeriprise Financial IncCOM1,973$521.0K0.1%00.0%UnchangedHistory
AGRAvangrid, Inc.COM10,700$520.0K0.1%00.0%UnchangedHistory
MTGMgic Investment CorpCOM34,600$518.0K0.1%00.0%UnchangedHistory
CMAComerica IncCOM6,400$515.0K0.1%00.0%UnchangedHistory
TSNTyson Foods, Inc.Stock6,500$513.0K0.1%00.0%UnchangedHistory
EPCEdgewell Personal Care CoCOM13,637$495.0K0.1%00.0%UnchangedHistory
SFMSprouts Farmers Market, Inc.COM21,344$495.0K0.1%+1,400+7.0%AddedHistory
MITKMitek Systems IncCOM NEW26,400$488.0K0.1%00.0%UnchangedHistory
TDYTeledyne Technologies IncCOM1,113$478.0K0.1%+95+9.3%AddedHistory
RCMR1 RCM Holdco Inc.COM21,600$475.0K0.1%+3,300+18.0%AddedHistory
KOSKosmos Energy Ltd.COM158,900$470.0K0.1%00.0%UnchangedHistory
ZMZoom Communications, Inc.Stock1,793$469.0K0.1%+1,793NewHistory
AGYSAgilysys IncCOM8,900$466.0K0.1%00.0%UnchangedHistory
DALDelta Air Lines, Inc.COM NEW10,933$466.0K0.1%00.0%UnchangedHistory
HXLHexcel CorpCOM7,831$465.0K0.1%00.0%UnchangedHistory
DISWalt Disney CoStock2,717$460.0K0.1%−8,202−75.1%ReducedHistory
WPCW. P. Carey Inc.COM6,191$452.0K0.1%00.0%UnchangedHistory
LXPLXP Industrial TrustCOM35,424$452.0K0.1%00.0%UnchangedHistory
EMEEMCOR Group, Inc.Stock3,900$450.0K0.1%00.0%UnchangedHistory
CCOICogent Communications Holdings, Inc.COM NEW6,320$448.0K0.1%00.0%UnchangedHistory
LNTAlliant Energy CorpStock7,800$437.0K0.1%−12,144−60.9%ReducedHistory
PLDPrologis, Inc.REIT3,473$436.0K0.1%00.0%UnchangedHistory
PUMPProPetro Holding Corp.COM49,700$430.0K0.1%00.0%UnchangedHistory
MNSTMonster Beverage CorpCOM4,717$419.0K<0.1%+500+11.9%AddedHistory
CFGCitizens Financial Group IncCOM8,900$418.0K<0.1%00.0%UnchangedHistory
PFSIPennyMac Financial Services, Inc.COM6,800$416.0K<0.1%−2,300−25.3%ReducedHistory
CBTCabot CorpCOM8,000$401.0K<0.1%00.0%UnchangedHistory
HOSHornbeck Offshore Services, Inc.Stock100,200$389.0K<0.1%00.0%UnchangedHistory
RRyder System IncCOM4,700$389.0K<0.1%00.0%UnchangedHistory
AZOAutoZone IncCOM227$385.0K<0.1%+21+10.2%AddedHistory
Liberty Media Corp Del531229607COM C SIRIUSXM8,100$385.0K<0.1%00.0%Unchanged–
HLHecla Mining CoCOM68,400$376.0K<0.1%00.0%UnchangedHistory
JNPRJuniper Networks IncCOM13,637$375.0K<0.1%00.0%UnchangedHistory
APEIAmerican Public Education IncStock14,618$374.0K<0.1%+2,388+19.5%AddedHistory
PRIMPrimoris Services CorpStock15,200$372.0K<0.1%00.0%UnchangedHistory
UNFIUnited Natural Foods IncCOM7,500$363.0K<0.1%00.0%UnchangedHistory
PXDPioneer Natural Resources CoCOM2,169$361.0K<0.1%00.0%UnchangedHistory
DOWDow Inc.Stock6,145$354.0K<0.1%00.0%UnchangedHistory
AKAMAkamai Technologies IncCOM3,381$354.0K<0.1%00.0%UnchangedHistory
CORCencora, Inc.Stock2,899$346.0K<0.1%00.0%UnchangedHistory
OPTUOptimum Communications, Inc.CL A16,594$344.0K<0.1%00.0%UnchangedHistory
TTTrane Technologies plcSHS1,980$342.0K<0.1%00.0%UnchangedHistory
YELPYelp IncCL A8,994$335.0K<0.1%+7,475+492.1%AddedHistory
OOMAOoma IncCOM18,000$335.0K<0.1%00.0%UnchangedHistory
UALUnited Airlines Holdings, Inc.COM6,995$333.0K<0.1%00.0%UnchangedHistory
NOCNorthrop Grumman CorpStock922$332.0K<0.1%00.0%UnchangedHistory
WBAWalgreens Boots Alliance, Inc.COM7,002$329.0K<0.1%+6,496+1,283.8%AddedHistory
PZNPzena Investment Management, Inc.CLASS A33,100$326.0K<0.1%−2,798−7.8%ReducedHistory
HEI.AHeico CorpCL A2,740$324.0K<0.1%00.0%UnchangedHistory
Vonage Holdings Corp92886T201COM20,000$322.0K<0.1%00.0%Unchanged–
HSICHenry Schein IncCOM4,200$320.0K<0.1%00.0%UnchangedHistory
AGSPlayAGS, Inc.COM40,400$318.0K<0.1%00.0%UnchangedHistory
FBINFortune Brands Innovations, Inc.COM3,531$316.0K<0.1%00.0%UnchangedHistory
QDELQuidelOrtho CorpCOM2,240$316.0K<0.1%+2,100+1,500.0%AddedHistory
SEBSeaboard CorpCOM73$299.0K<0.1%00.0%UnchangedHistory
SVCService Properties TrustCOM SH BEN INT26,700$299.0K<0.1%00.0%UnchangedHistory
PKPark Hotels & Resorts Inc.COM15,400$295.0K<0.1%00.0%UnchangedHistory
RVMDRevolution Medicines, Inc.COM10,700$294.0K<0.1%+1,900+21.6%AddedHistory
EMREmerson Electric CoStock3,100$292.0K<0.1%00.0%UnchangedHistory
CIENCiena CorpCOM NEW5,681$292.0K<0.1%00.0%UnchangedHistory

Sold out since Q2 2021 (56)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of First Quadrant L P sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Brookfield Ppty REIT Inc11282X103CL A192,500$3.64M0.4%–
MXIMMaxim Integrated Products IncCOM20,129$2.12M0.2%History
WECWec Energy Group, Inc.Stock7,437$662.0K0.1%History
OGEOGE Energy Corp.COM16,943$570.0K0.1%History
ENTAEnanta Pharmaceuticals IncCOM9,013$397.0K<0.1%History
JNCEJounce Therapeutics, Inc.COM37,800$257.0K<0.1%History
SNCRSynchronoss Technologies IncCOM71,600$257.0K<0.1%History
TDOCTeladoc Health, Inc.COM1,457$242.0K<0.1%History
OKTAOkta, Inc.CL A900$220.0K<0.1%History
AHTAshford Hospitality Trust IncCOM SHS21,900$100.0K<0.1%History
FLNTFluent, Inc.COM28,600$84.0K<0.1%History
FBIOFortress Biotech, Inc.COM13,200$47.0K<0.1%History
VTRSViatris IncStock2,644$38.0K<0.1%History
RVICRetail Value Inc.COM1,635$36.0K<0.1%History
CFMSConformis IncCOM29,469$34.0K<0.1%History
FLEXFlex Ltd.Stock1,828$33.0K<0.1%History
CMLSQCumulus Media IncCOM CL A2,230$33.0K<0.1%History
GPXGP Strategies CorpCOM2,119$33.0K<0.1%History
IINIntricon CorpCOM1,484$33.0K<0.1%History
ADMArcher-Daniels-Midland CoStock532$32.0K<0.1%History
WDAYWorkday, Inc.CL A133$32.0K<0.1%History
INVEINVE Technologies, Inc.COM NEW1,883$32.0K<0.1%History
PCYOPure Cycle CorpCOM NEW2,281$32.0K<0.1%History
HPEHewlett Packard Enterprise CoCOM2,129$31.0K<0.1%History
FITBFifth Third BancorpCOM820$31.0K<0.1%History
BHRBraemar Hotels & Resorts Inc.COM5,047$31.0K<0.1%History
DREDuke Realty CorpCOM NEW660$31.0K<0.1%History
FONRFonar CorpCOM NEW1,772$31.0K<0.1%History
HMTVHemisphere Media Group, Inc.CL A2,627$31.0K<0.1%History
IPGInterpublic Group of Companies, Inc.COM964$31.0K<0.1%History
PPLIPeople IncCOM NEW194$30.0K<0.1%History
LNGCheniere Energy, Inc.COM NEW342$30.0K<0.1%History
ORNOrion Group Holdings IncCOM5,158$30.0K<0.1%History
EGYVaalco Energy IncCOM NEW9,217$30.0K<0.1%History
HROWHarrow, Inc.COM3,089$29.0K<0.1%History
HRIHerc Holdings IncCOM258$29.0K<0.1%History
CVGICommercial Vehicle Group, Inc.COM2,746$29.0K<0.1%History
SENEASeneca Foods CorpCL A555$28.0K<0.1%History
BSETBassett Furniture Industries IncCOM1,162$28.0K<0.1%History
FWONKLiberty Media CorpCOM SER C FRMLA577$28.0K<0.1%History
LCUTLifetime Brands, IncCOM1,773$27.0K<0.1%History
QMCOQuantum CorpCOM NEW3,847$27.0K<0.1%History
TCFCCommunity Financial CorpCOM758$26.0K<0.1%History
WHRWhirlpool CorpStock114$25.0K<0.1%History
AVDAmerican Vanguard CorpCOM1,434$25.0K<0.1%History
BCCBoise Cascade CoCOM430$25.0K<0.1%History
PKOHPark Ohio Holdings CorpCOM779$25.0K<0.1%History
ZEUSOlympic Steel IncCOM802$24.0K<0.1%History
SDSandridge Energy IncCOM NEW2,937$18.0K<0.1%History
OTISOtis Worldwide CorpStock211$17.0K<0.1%History
HOFTHooker Furnishings CorpCOM482$17.0K<0.1%History
VNTVontier CorpStock506$16.0K<0.1%History
KOCoca Cola CoStock154$8.00K<0.1%History
NEENextera Energy IncStock112$8.00K<0.1%History
CTVACorteva, Inc.Stock181$8.00K<0.1%History
HASHasbro, Inc.COM88$8.00K<0.1%History