D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2024
Holdings as of Mar 31, 2024, filed Nov 14, 2024. Long positions only; changes compare share counts with Q4 2023.
- Positions
- 3,097
- +23 vs. Q4 2023
- Portfolio value
- $78.0B
- +$8.67B (+12.5%) vs. Q4 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Consilium Acquisitn Corp I LG2365L127 | RIGHT 07/01/2023 | 200,000 | $35.2K | <0.1% | 00.0% | Unchanged | – |
| VEEAWVeea Inc. | *W EXP 03/15/202 | 90,749 | $35.4K | <0.1% | 00.0% | Unchanged | History |
| BARKBark, Inc. | COM | 29,936 | $37.1K | <0.1% | +29,936 | New | History |
| Nabors Energy Transition CorG6363K114 | *W EXP 09/01/202 | 349,000 | $38.4K | <0.1% | 00.0% | Unchanged | – |
| MRNOWMurano Global Investments Plc | *W EXP 03/19/202 | 375,000 | $39.5K | <0.1% | +375,000 | New | History |
| CASACasa Systems Inc | COM | 146,137 | $40.0K | <0.1% | 00.0% | Unchanged | History |
| SRTSSensus Healthcare, Inc. | COM | 10,535 | $40.0K | <0.1% | −52,221−83.2% | Reduced | History |
| Nexters IncG6529J118 | *W EXP 08/26/202 | 575,000 | $40.3K | <0.1% | 00.0% | Unchanged | – |
| Southland Hldgs I 28 Wtfwarrants Exp 02/14/2884445C118 | ETF | 91,666 | $40.6K | <0.1% | 00.0% | Unchanged | – |
| CHMICherry Hill Mortgage Investment Corp | COM | 11,588 | $41.0K | <0.1% | +11,588 | New | History |
| SOARWVolato Group, Inc. | *W EXP 99/99/999 | 275,000 | $41.2K | <0.1% | 00.0% | Unchanged | History |
| PSNYWPolestar Automotive Holding UK PLC | ADS C-1 | 230,468 | $41.5K | <0.1% | 00.0% | Unchanged | History |
| EUDAWEUDA Health Holdings Ltd | *W EXP 09/24/202 | 200,000 | $42.0K | <0.1% | 00.0% | Unchanged | History |
| BYNOWbyNordic Acquisition Corp | *W EXP 07/01/202 | 742,500 | $42.3K | <0.1% | 00.0% | Unchanged | History |
| Everest Consolidator Acq Cor29978K110 | *W EXP 99/99/999 | 224,999 | $42.5K | <0.1% | 00.0% | Unchanged | – |
| ASPAC I Acquisition Corp.G0542S114 | RIGHT 12/09/2026 | 225,000 | $42.8K | <0.1% | 00.0% | Unchanged | – |
| TPICQTpi Composites, Inc | COM | 14,700 | $42.8K | <0.1% | −7,548−33.9% | Reduced | History |
| BFLYButterfly Network, Inc. | COM CL A | 39,819 | $43.0K | <0.1% | +28,205+242.9% | Added | History |
| Net Power Inc.64107A113 | *W EXP 06/08/202 | 15,032 | $43.6K | <0.1% | 00.0% | Unchanged | – |
| Evergreen CorpG3312W117 | *W EXP 02/08/202 | 495,000 | $44.5K | <0.1% | 00.0% | Unchanged | – |
| FLDDWFold Holdings, Inc. | *W EXP 10/19/202 | 375,000 | $45.4K | <0.1% | 00.0% | Unchanged | History |
| IMAQRInternational Media Acquisition Corp. | RIGHT 99/99/9999 | 900,000 | $45.7K | <0.1% | 00.0% | Unchanged | History |
| FCELFuelcell Energy Inc | COM | 38,788 | $46.2K | <0.1% | −1,109,511−96.6% | Reduced | History |
| Rigel Resource Acq CorpG7573M114 | *W EXP 99/99/999 | 199,999 | $47.1K | <0.1% | 00.0% | Unchanged | – |
| Trajectory Alpha Acquisition89301B112 | *W EXP 99/99/999 | 742,500 | $48.2K | <0.1% | 00.0% | Unchanged | – |
| Inception Growth Acqustn Ltd45333D120 | RIGHT 12/08/2026 | 250,000 | $49.2K | <0.1% | 00.0% | Unchanged | – |
| Eve Mobility Acquisition CorG3218G117 | *W EXP 12/31/202 | 375,000 | $49.4K | <0.1% | 00.0% | Unchanged | – |
| Banyan Acquisition Corporati06690B115 | *W EXP 09/30/202 | 199,999 | $49.5K | <0.1% | 00.0% | Unchanged | – |
| LWLGLightwave Logic, Inc. | COM | 10,581 | $49.5K | <0.1% | +10,581 | New | History |
| BTMBitcoin Depot Inc. | COM | 26,270 | $49.8K | <0.1% | 00.0% | Unchanged | History |
| CONX Corp.212873111 | *W EXP 10/30/202 | 250,000 | $50.0K | <0.1% | 00.0% | Unchanged | – |
| BRLSWBorealis Foods Inc. | EQUITY WRT | 300,000 | $51.0K | <0.1% | 00.0% | Unchanged | History |
| Andretti Acquisition CorpG26735129 | *W EXP 99/99/999 | 124,999 | $51.3K | <0.1% | 00.0% | Unchanged | – |
| CODXCo-Diagnostics, Inc. | COM | 46,305 | $51.9K | <0.1% | 00.0% | Unchanged | History |
| Ocean Biomedical, Inc.67644C112 | *W EXP 02/14/202 | 182,154 | $53.2K | <0.1% | 00.0% | Unchanged | – |
| CMLSQCumulus Media Inc | COM CL A | 14,848 | $53.3K | <0.1% | −35,192−70.3% | Reduced | History |
| INNVInnovAge Holding Corp. | COM | 12,370 | $54.9K | <0.1% | 00.0% | Unchanged | History |
| OppFi Inc.68386H111 | *W EXP 07/20/202 | 695,312 | $55.6K | <0.1% | +152,667+28.1% | Added | – |
| FUFUWBitfufu Inc. | *W EXP 03/01/202 | 150,000 | $56.1K | <0.1% | +150,000 | New | History |
| BZUNBaozun Inc. | SPONSORED ADR | 25,106 | $57.7K | <0.1% | −332,783−93.0% | Reduced | History |
| Tristar Acquisition I Corp.G9074V114 | *W EXP 99/99/999 | 847,500 | $58.9K | <0.1% | 00.0% | Unchanged | – |
| NEGGNewegg Commerce, Inc. | COMMON SHARES | 65,309 | $60.4K | <0.1% | −11,845−15.4% | Reduced | History |
| FTCIFTC Solar, Inc. | COM | 114,083 | $61.5K | <0.1% | +56,569+98.4% | Added | History |
| Exscientia PLC30223G102 | ADS | 10,758 | $61.5K | <0.1% | −136,467−92.7% | Reduced | – |
| Digital Health Acquisition C253893119 | *W EXP 11/02/202 | 365,000 | $62.0K | <0.1% | 00.0% | Unchanged | – |
| TEADTeads Holding Co. | COM | 15,727 | $62.1K | <0.1% | −97−0.6% | Reduced | History |
| Broad Capital Acquisition Corp11125B110 | RIGHT 01/10/2027 | 350,000 | $64.4K | <0.1% | 00.0% | Unchanged | – |
| Redwoods Acquisition Corp758083125 | RIGHT 03/15/2027 | 300,000 | $66.6K | <0.1% | 00.0% | Unchanged | – |
| TRVGtrivago N.V. | SPON ADS A SHS N | 24,550 | $67.8K | <0.1% | −4,871−16.6% | Reduced | History |
| Sandstorm Gold Ltd Com New80013R206 | Stock | 13,100 | $68.8K | <0.1% | +13,100 | New | – |
| IMUXImmunic, Inc. | COM | 52,275 | $69.0K | <0.1% | +52,275 | New | History |
| LOTWWLotus Technology Inc. | *W EXP 02/21/202 | 117,840 | $69.7K | <0.1% | +117,840 | New | History |
| RJETRepublic Airways Holdings Inc. | COM NEW | 79,522 | $69.9K | <0.1% | −349,785−81.5% | Reduced | History |
| RNWReNew Energy Global plc | CL A SHS | 11,800 | $70.8K | <0.1% | +11,800 | New | History |
| CNTYCentury Casinos Inc | COM | 22,542 | $71.2K | <0.1% | +22,542 | New | History |
| Churchill Capital Corp VII17144M110 | *W EXP 02/29/202 | 222,985 | $71.4K | <0.1% | 00.0% | Unchanged | – |
| RLGTRadiant Logistics, Inc | COM | 13,513 | $73.2K | <0.1% | +13,513 | New | History |
| YMMFull Truck Alliance Co. Ltd. | SPONSORED ADS | 10,300 | $74.9K | <0.1% | +10,300 | New | History |
| American Oncology Network IN028719110 | *W EXP 09/20/202 | 220,646 | $75.0K | <0.1% | 00.0% | Unchanged | – |
| VNETVNET Group, Inc. | SPONSORED ADS A | 49,300 | $76.4K | <0.1% | +49,300 | New | History |
| Tortoiseecofin Acquisition CG8956E117 | *W EXP 07/22/202 | 742,500 | $76.9K | <0.1% | 00.0% | Unchanged | – |
| SESCWSES AI Corp | *W EXP 12/10/202 | 988,099 | $79.0K | <0.1% | 00.0% | Unchanged | History |
| DNMRDanimer Scientific, Inc. | COM CL A | 73,999 | $80.7K | <0.1% | −37,204−33.5% | Reduced | History |
| GCT Semiconductor Hldg Inc36170N115 | *W EXP 03/01/202 | 225,000 | $85.5K | <0.1% | +225,000 | New | – |
| EOSEWEos Energy Enterprises, Inc. | *W EXP 05/06/202 | 499,827 | $87.1K | <0.1% | 00.0% | Unchanged | History |
| OGIOrganigram Global Inc. | Stock | 41,450 | $88.5K | <0.1% | −105,050−71.7% | Reduced | History |
| TET1 Energy Inc. | COM NEW | 56,490 | $94.9K | <0.1% | +56,490 | New | History |
| WHWKWhitehawk Therapeutics, Inc. | COM | 41,088 | $96.1K | <0.1% | +17,205+72.0% | Added | History |
| MVSTMicrovast Holdings, Inc. | COM | 114,952 | $96.2K | <0.1% | −2,465,527−95.5% | Reduced | History |
| SOUNWSoundhound AI, Inc. | *W EXP 04/26/202 | 33,244 | $97.7K | <0.1% | 00.0% | Unchanged | History |
| DNAGinkgo Bioworks Holdings, Inc. | CL A SHS | 85,154 | $98.8K | <0.1% | −315,217−78.7% | Reduced | History |
| WTWisdomTree, Inc. | COM | 10,841 | $99.6K | <0.1% | −112,149−91.2% | Reduced | History |
| IMMRImmersion Corp | COM | 13,605 | $101.8K | <0.1% | −61,307−81.8% | Reduced | History |
| SLIStandard Lithium Ltd. | COM | 86,278 | $101.8K | <0.1% | +29,187+51.1% | Added | History |
| AGLagilon health, inc. | COM | 16,800 | $102.5K | <0.1% | +16,800 | New | History |
| Hennessy Capital Invst Corp42600H116 | *W EXP 06/10/202 | 990,000 | $103.7K | <0.1% | 00.0% | Unchanged | – |
| ASURAsure Software Inc | COM | 13,464 | $104.8K | <0.1% | −21,788−61.8% | Reduced | History |
| Lifezone Metals LtdG5568L117 | *W EXP 07/05/202 | 166,366 | $108.1K | <0.1% | −300−0.2% | Reduced | – |
| OCSAWOculis Holding AG | *W EXP 03/06/202 | 37,216 | $109.4K | <0.1% | 00.0% | Unchanged | History |
| OLMAOlema Pharmaceuticals, Inc. | COM | 10,100 | $114.3K | <0.1% | −1,789−15.0% | Reduced | History |
| BORRBorr Drilling Ltd | SHS | 16,752 | $114.8K | <0.1% | −375,360−95.7% | Reduced | History |
| PCYOPure Cycle Corp | COM NEW | 12,124 | $115.2K | <0.1% | +12,124 | New | History |
| TERNTerns Pharmaceuticals, Inc. | COM | 17,790 | $116.7K | <0.1% | +17,790 | New | History |
| FLICFirst of Long Island Corp | COM | 10,738 | $119.1K | <0.1% | +10,738 | New | History |
| Bitcoin Depot IN09174P113 | EQUITY WRT | 1,264,445 | $120.0K | <0.1% | −85,555−6.3% | Reduced | – |
| ADCTADC Therapeutics SA | SHS | 26,921 | $120.9K | <0.1% | +26,921 | New | History |
| BLDPBallard Power Systems Inc. | COM | 43,600 | $121.3K | <0.1% | +43,600 | New | History |
| ADAMAdamas Trust, Inc. | COM | 16,915 | $121.8K | <0.1% | +16,915 | New | History |
| THTarget Hospitality Corp. | COM | 11,285 | $122.7K | <0.1% | −48,169−81.0% | Reduced | History |
| VUZIVuzix Corp | COM NEW | 101,637 | $123.0K | <0.1% | +25,491+33.5% | Added | History |
| MOMOHello Group Inc. | ADS | 20,010 | $124.3K | <0.1% | −264,617−93.0% | Reduced | History |
| NEXANexa Resources S.A. | COM | 17,361 | $124.3K | <0.1% | +17,361 | New | History |
| UVXYProShares Trust II | ULTRA VIX SHORT | 19,756 | $124.5K | <0.1% | −115,802−85.4% | Reduced | History |
| SLDPWSolid Power, Inc. | *W EXP 03/19/202 | 604,873 | $127.3K | <0.1% | 00.0% | Unchanged | History |
| SHBIShore Bancshares Inc | COM | 11,096 | $127.6K | <0.1% | +11,096 | New | History |
| TVRDTvardi Therapeutics, Inc. | COM | 141,150 | $128.4K | <0.1% | −5,704−3.9% | Reduced | History |
| KEPKorea Electric Power Corp | SPONSORED ADR | 15,478 | $128.9K | <0.1% | +1,045+7.2% | Added | History |
| SHCOSoho House & Co Inc. | COM CL A | 22,916 | $129.9K | <0.1% | −63,719−73.5% | Reduced | History |
| OTLYOatly Group AB | SPONSORED ADS | 115,588 | $130.6K | <0.1% | −249,816−68.4% | Reduced | History |
| OOMAOoma Inc | COM | 15,833 | $135.1K | <0.1% | −19,472−55.2% | Reduced | History |
Options (754)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 754 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Invesco QQQ Trust Series I46090E103 | ETF | $1.26B | – |
| METAMeta Platforms, Inc. | Stock | $780.6M | $237.0M |
| AMZNAmazon Com Inc | Stock | $587.6M | $317.9M |
| CCitigroup Inc | Stock | $595.0M | $306.0M |
| NVDANVIDIA Corp | Stock | $533.5M | $337.7M |
| CMGChipotle Mexican Grill Inc | COM | $502.6M | $295.3M |
| BKNGBooking Holdings Inc. | Stock | $402.7M | $371.5M |
| BACBank of America Corp | Stock | $445.1M | $254.7M |
| NFLXNetflix Inc | Stock | $399.2M | $258.4M |
| AAPLApple Inc. | Stock | $198.1M | $453.3M |
| TSLATesla, Inc. | Stock | $385.6M | $222.1M |
| XOMExxonMobil Holdings Corp | COM | $260.4M | $342.8M |
| GSGoldman Sachs Group Inc | Stock | $375.3M | $217.7M |
| AVGOBroadcom Inc. | Stock | $300.3M | $259.9M |
| LLYEli Lilly & Co | Stock | $253.8M | $299.7M |
| GMGeneral Motors Co | COM | $344.7M | $207.8M |
| MSFTMicrosoft Corp | Stock | $163.4M | $382.1M |
| SMCISuper Micro Computer, Inc. | COM | $383.6M | $152.5M |
| BABAAlibaba Group Holding Ltd | ADR | $288.5M | $186.6M |
| UBERUber Technologies, Inc | Stock | $291.7M | $163.3M |
| CVXChevron Corp | Stock | $174.5M | $256.0M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $299.9M | $127.2M |
| PFEPfizer Inc | Stock | $341.5M | $78.6M |
| AZOAutoZone Inc | COM | $253.7M | $161.0M |
| JPMJPMorgan Chase & Co | Stock | $78.7M | $318.8M |
| PANWPalo Alto Networks Inc | Stock | $205.7M | $188.2M |
| BABoeing Co | Stock | $257.4M | $135.5M |
| AMDAdvanced Micro Devices Inc | Stock | $304.2M | $79.7M |
| DISWalt Disney Co | Stock | $245.4M | $135.2M |
| TMUST-Mobile US, Inc. | Stock | $12.9M | $336.7M |
| PYPLPayPal Holdings, Inc. | Stock | $292.9M | $46.1M |
| XYZBlock, Inc. | CL A | $246.3M | $91.0M |
| WFCWells Fargo & Company | Stock | $206.2M | $105.3M |
| BRK.BBerkshire Hathaway Inc | Stock | – | $305.6M |
| VVisa Inc. | Stock | $35.2M | $266.1M |
| FSLRFirst Solar, Inc. | Stock | $196.3M | $91.8M |
| PLTRPalantir Technologies Inc. | Stock | $225.1M | $54.6M |
| TGTTarget Corp | Stock | $185.0M | $70.6M |
| MSMorgan Stanley | Stock | $98.5M | $149.5M |
| INTCIntel Corp | Stock | $124.5M | $107.0M |
| COSTCostco Wholesale Corp | Stock | $55.4M | $164.0M |
| CVSCVS Health Corp | Stock | $136.3M | $82.8M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $119.2M | $97.8M |
| ENPHEnphase Energy, Inc. | Stock | $144.6M | $70.4M |
| CRMSalesforce, Inc. | Stock | $62.7M | $148.4M |
| NKENIKE, Inc. | Stock | $147.4M | $59.1M |
| SPOTSpotify Technology S.A. | Stock | $172.5M | $33.5M |
| ALBAlbemarle Corp | Stock | $137.5M | $67.0M |
| URIUnited Rentals, Inc. | COM | $108.7M | $83.1M |
| OXYOccidental Petroleum Corp | Stock | $66.8M | $122.2M |
| FFord Motor Co | Stock | $134.0M | $51.6M |
| CATCaterpillar Inc | Stock | $39.5M | $145.3M |
| RCLRoyal Caribbean Cruises Ltd | COM | $113.6M | $71.0M |
| MRNAModerna, Inc. | Stock | $98.9M | $83.5M |
| ABNBAirbnb, Inc. | Stock | $38.2M | $140.6M |
| HDHome Depot, Inc. | Stock | $38.5M | $140.3M |
| RYRoyal Bank of Canada | Stock | $20.2M | $156.4M |
| QCOMQualcomm Inc | Stock | $100.6M | $75.5M |
| JDJD.com, Inc. | SPON ADS CL A | $122.9M | $50.7M |
| PGProcter & Gamble Co | Stock | – | $170.7M |
| MDBMongoDB, Inc. | CL A | $140.3M | $19.9M |
| JNJJohnson & Johnson | Stock | $45.1M | $113.9M |
| SHOPShopify Inc. | Stock | $69.8M | $89.1M |
| MELIMercadolibre Inc | COM | $112.0M | $44.9M |
| CSCOCisco Systems, Inc. | Stock | $25.2M | $130.7M |
| UPSUnited Parcel Service Inc | Stock | $65.6M | $90.3M |
| BMYBristol Myers Squibb Co | Stock | $107.7M | $46.7M |
| LULUlululemon athletica inc. | Stock | $124.1M | $28.8M |
| UALUnited Airlines Holdings, Inc. | COM | $121.6M | $28.5M |
| IBMInternational Business Machines Corp | Stock | $59.7M | $90.1M |
| LRCXLam Research Corp | COM | $97.7M | $51.5M |
| DALDelta Air Lines, Inc. | COM NEW | $85.6M | $61.9M |
| FOURShift4 Payments, Inc. | CL A | – | $145.3M |
| DGDollar General Corp | COM | $111.8M | $27.4M |
| AXPAmerican Express Co | Stock | $46.3M | $92.6M |
| SBUXStarbucks Corp | Stock | $89.0M | $47.7M |
| GEGeneral Electric Co | Stock | $4.84M | $131.0M |
| ELEstee Lauder Companies Inc | CL A | $111.6M | $12.2M |
| KOCoca Cola Co | Stock | $43.3M | $80.2M |
| ORCLOracle Corp | Stock | $11.1M | $112.2M |
| AFRMAffirm Holdings, Inc. | COM CL A | $97.1M | $25.9M |
| DKNGDraftKings Inc. | Stock | $98.5M | $24.1M |
| PEPPepsiCo Inc | Stock | $35.2M | $87.4M |
| BMOBank of Montreal | COM | $19.5M | $102.6M |
| BPBP PLC | ADR | $68.8M | $51.5M |
| ABBVAbbVie Inc. | Stock | $17.0M | $102.0M |
| MUMicron Technology Inc | Stock | $48.2M | $66.2M |
| DEDeere & Co | Stock | $52.9M | $57.8M |
| NOWServiceNow, Inc. | Stock | $33.7M | $73.7M |
| SCHWSchwab Charles Corp | Stock | $59.7M | $47.5M |
| ROKURoku, Inc | COM CL A | $102.0M | $4.89M |
| COINCoinbase Global, Inc. | COM CL A | $106.0M | – |
| TAT&T Inc. | Stock | $70.5M | $35.0M |
| MCDMcDonalds Corp | Stock | $35.2M | $67.1M |
| RTXRTX Corp | Stock | $42.4M | $56.7M |
| MAMastercard Inc | Stock | – | $99.0M |
| NEENextera Energy Inc | Stock | $65.2M | $32.9M |
| VZVerizon Communications Inc | Stock | $47.2M | $50.5M |
| WBAWalgreens Boots Alliance, Inc. | COM | $54.6M | $41.8M |
| ADBEAdobe Inc. | Stock | $83.4M | $12.5M |
Sold out since Q4 2023 (443)
Positions held at the end of Q4 2023 that are gone from this filing.
The largest 100 of 443 by value last quarter.
| Security | Class | Shares in Q4 2023 | Value in Q4 2023 | % of portfolio in Q4 2023 | History |
|---|---|---|---|---|---|
| iShares Tr464288281 | JPMORGAN USD EMG | 3,447,043 | $307.0M | 0.4% | – |
| EQT Corp26884LAK5 | NOTE 1.750% 5/0 | – | $220.8M | 0.3% | – |
| IMGNImmunoGen, Inc. | COM | 4,522,797 | $134.1M | 0.2% | History |
| Repligen Corp759916AC3 | NOTE 1.000%12/1 | – | $83.3M | 0.1% | – |
| AMAMAmbrx Biopharma, Inc. | COM | 4,240,486 | $60.4M | 0.1% | History |
| VZVerizon Communications Inc | Stock | 1,284,657 | $48.4M | 0.1% | History |
| FMCFMC Corp | COM NEW | 681,854 | $43.0M | 0.1% | History |
| SPLKSplunk Inc | COM | 249,318 | $38.0M | 0.1% | History |
| MDRXVeradigm Inc. | COM | 3,398,754 | $35.7M | 0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 1,126,624 | $30.4M | <0.1% | – |
| VNET Group, Inc.90138VAB3 | NOTE 2/0 | – | $26.6M | <0.1% | – |
| KMXCarMax Inc | COM | 324,357 | $24.9M | <0.1% | History |
| Ascendis Pharma A/S04351PAD3 | NOTE 2.250% 4/0 | – | $23.4M | <0.1% | – |
| CTLTCatalent, Inc. | COM | 513,300 | $23.1M | <0.1% | History |
| Sunrun Inc.86771WAB1 | NOTE 2/0 | – | $22.8M | <0.1% | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $22.7M | <0.1% | – |
| FLNCFluence Energy, Inc. | COM CL A | 940,465 | $22.4M | <0.1% | History |
| Splunk Inc848637AF1 | NOTE 1.125% 6/1 | – | $19.5M | <0.1% | – |
| NIO Inc.62914VAB2 | NOTE 4.500% 2/0 | – | $18.8M | <0.1% | – |
| DISHDISH Network CORP | CL A | 3,140,019 | $18.1M | <0.1% | History |
| Liveperson Inc538146AB7 | NOTE 0.750% 3/0 | – | $17.7M | <0.1% | – |
| BRK.ABerkshire Hathaway Inc | CL A | 32 | $17.4M | <0.1% | History |
| TheRealReal, Inc.88339PAB7 | NOTE 3.000% 6/1 | – | $16.4M | <0.1% | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $15.4M | <0.1% | – |
| CBAYCymaBay Therapeutics, Inc. | COM | 636,897 | $15.0M | <0.1% | History |
| LKQLKQ Corp | COM | 301,762 | $14.4M | <0.1% | History |
| TWSTTwist Bioscience Corp | COM | 368,531 | $13.6M | <0.1% | History |
| Ceridian HCM Hldg Inc15677JAD0 | NOTE 0.250% 3/1 | – | $13.5M | <0.1% | – |
| Blackline, Inc.09239BAB5 | NOTE 0.125% 8/0 | – | $12.1M | <0.1% | – |
| i3 Verticals, Inc.44933TAB2 | NOTE 1.000% 2/1 | – | $11.6M | <0.1% | – |
| DISH Network CORP25470MAF6 | NOTE 12/1 | – | $11.5M | <0.1% | – |
| Stride, Inc.86333MAA6 | NOTE 1.125% 9/0 | – | $11.5M | <0.1% | – |
| Halozyme Therapeutics, Inc.40637HAF6 | NOTE 1.000% 8/1 | – | $10.8M | <0.1% | – |
| Haemonetics Corp Mass405024AB6 | NOTE 3/0 | – | $10.7M | <0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $10.6M | <0.1% | – |
| QGENQiagen N.V. | SHS NEW | 229,449 | $9.97M | <0.1% | History |
| HCVIRed Rock Acquisition Corp. | CLASS A COM | 870,000 | $9.07M | <0.1% | History |
| ALSumisho Air Lease Corp | CL A | 203,642 | $8.54M | <0.1% | History |
| Bill.com Holdings090043AD2 | CONV BOND | – | $8.35M | <0.1% | – |
| MIDDLEBY Corp596278AB7 | NOTE 1.000% 9/0 | – | $8.30M | <0.1% | – |
| MLTXMoonLake Immunotherapeutics | CLASS A ORD | 128,700 | $7.77M | <0.1% | History |
| American Airls Group Inc02376RAF9 | NOTE 6.500% 7/0 | – | $7.30M | <0.1% | – |
| RPT Realty74971D101 | SH BEN INT | 563,519 | $7.23M | <0.1% | – |
| BAXBaxter International Inc | Stock | 182,351 | $7.05M | <0.1% | History |
| Lumentum Hldgs Inc55024UAB5 | NOTE 0.250% 3/1 | – | $6.96M | <0.1% | – |
| MMYTMakeMyTrip Ltd | Stock | 143,011 | $6.72M | <0.1% | History |
| CRBGCorebridge Financial, Inc. | COM | 304,845 | $6.60M | <0.1% | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 328,625 | $6.59M | <0.1% | History |
| Snap Inc83304AAF3 | NOTE 5/0 | – | $6.57M | <0.1% | – |
| NVTSNavitas Semiconductor Corp | COM | 808,356 | $6.52M | <0.1% | History |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $6.50M | <0.1% | – |
| SMCISuper Micro Computer, Inc. | COM | 22,486 | $6.39M | <0.1% | History |
| Guess Inc401617AD7 | NOTE 2.000% 4/1 | – | $6.23M | <0.1% | – |
| SYMSymbotic Inc. | Stock | 120,407 | $6.18M | <0.1% | History |
| Inovio Pharmaceuticals, Inc.45773HAB8 | NOTE 6.500% 3/0 | – | $6.11M | <0.1% | – |
| KRTXKaruna Therapeutics, Inc. | COM | 19,131 | $6.06M | <0.1% | History |
| NVSNovartis AG | ADR | 54,817 | $5.53M | <0.1% | History |
| UBSUBS Group AG | Stock | 170,391 | $5.27M | <0.1% | History |
| Invitae Corp46185LAH6 | DEBT 4.500% 3/1 | – | $5.19M | <0.1% | – |
| State Street SPDR S&P Homebuilders ETF78464A888 | ETF | 53,988 | $5.16M | <0.1% | – |
| DocuSign, Inc.256163AD8 | NOTE 1/1 | – | $4.99M | <0.1% | – |
| HMYHarmony Gold Mining Co Ltd | ADR | 803,456 | $4.94M | <0.1% | History |
| NCL Corp Ltd62886HBD2 | NOTE 1.125% 2/1 | – | $4.89M | <0.1% | – |
| AMPHAmphastar Pharmaceuticals, Inc. | COM | 77,080 | $4.77M | <0.1% | History |
| SOVOSovos Brands, Inc. | COM | 203,998 | $4.49M | <0.1% | History |
| WHDCactus, Inc. | CL A | 98,838 | $4.49M | <0.1% | History |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $4.47M | <0.1% | – |
| iShares Tr46429B671 | MSCI CHINA ETF | 109,326 | $4.45M | <0.1% | – |
| Pono Cap Three IncG71704103 | ORD SHS CL A | 530,000 | $4.41M | <0.1% | – |
| HTHTH World Group Ltd | SPONSORED ADS | 125,445 | $4.19M | <0.1% | History |
| HTGCHercules Capital, Inc. | COM | 240,996 | $4.02M | <0.1% | History |
| NEOGNeogen Corp | COM | 199,443 | $4.01M | <0.1% | History |
| FOURShift4 Payments, Inc. | CL A | 53,669 | $3.99M | <0.1% | History |
| iShares Tr464288752 | US HOME CONS ETF | 38,064 | $3.87M | <0.1% | – |
| AES Corp00130H204 | UNIT 99/99/9999 | 50,000 | $3.79M | <0.1% | – |
| PHRPhreesia, Inc. | COM | 159,631 | $3.70M | <0.1% | History |
| CMICummins Inc | Stock | 15,245 | $3.65M | <0.1% | History |
| Etsy Inc29786AAN6 | NOTE 0.250% 6/1 | – | $3.65M | <0.1% | – |
| SAPSAP SE | ADR | 23,551 | $3.64M | <0.1% | History |
| EXCExelon Corp | Stock | 99,763 | $3.58M | <0.1% | History |
| OMCOmnicom Group Inc. | COM | 41,180 | $3.56M | <0.1% | History |
| ACHRArcher Aviation Inc. | Stock | 563,935 | $3.46M | <0.1% | History |
| TCOMTrip.com Group Ltd | ADS | 96,125 | $3.46M | <0.1% | History |
| SLFSun Life Financial Inc | COM | 66,354 | $3.44M | <0.1% | History |
| SHIFT4 PMTS Inc82452JAB5 | NOTE 12/1 | – | $3.35M | <0.1% | – |
| NXHNeighborhood Intelligence, Inc. | COM | 118,842 | $3.29M | <0.1% | History |
| DOCSDoximity, Inc. | CL A | 112,156 | $3.14M | <0.1% | History |
| ARRYArray Technologies, Inc. | COM SHS | 170,214 | $2.86M | <0.1% | History |
| PGTIPGT Innovations, Inc. | COM | 70,074 | $2.85M | <0.1% | History |
| Chart Inds Inc16115Q407 | 6.75DP CNV PFD B | 50,000 | $2.78M | <0.1% | – |
| KHCKraft Heinz Co | Stock | 72,382 | $2.68M | <0.1% | History |
| BGCBGC Group, Inc. | CL A | 367,277 | $2.65M | <0.1% | History |
| OGNOrganon & Co. | Stock | 182,619 | $2.63M | <0.1% | History |
| RCMR1 RCM Inc. | COM | 235,368 | $2.49M | <0.1% | History |
| UUnity Software Inc. | COM | 59,586 | $2.44M | <0.1% | History |
| L Catterton Asia AcquisitionG5346G125 | CLASS A ORD SHS | 225,000 | $2.43M | <0.1% | – |
| AMKRAmkor Technology, Inc. | COM | 71,151 | $2.37M | <0.1% | History |
| BXCBlueLinx Holdings Inc. | COM NEW | 20,729 | $2.35M | <0.1% | History |
| EYPTEyePoint, Inc. | COM NEW | 100,960 | $2.33M | <0.1% | History |
| OSKOshkosh Corp | COM | 20,810 | $2.26M | <0.1% | History |