D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 3,933
- +336 vs. Q3 2021
- Portfolio value
- $82.0B
- +$3.66B (+4.7%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GEOSGeospace Technologies Corp | COM | 66,990 | $450.0K | <0.1% | −11,474−14.6% | Reduced | History |
| TTEKTetra Tech Inc | COM | 2,667 | $453.0K | <0.1% | −6,430−70.7% | Reduced | History |
| Southern Co842587602 | UNIT 08/01/2022 | 8,500 | $456.0K | <0.1% | −975,000−99.1% | Reduced | – |
| STROSutro Biopharma, Inc. | COM | 30,664 | $456.0K | <0.1% | −6,723−18.0% | Reduced | History |
| Bellus Health Inc New07987C204 | COM NEW | 56,713 | $457.0K | <0.1% | +56,713 | New | – |
| MRKRMarker Therapeutics, Inc. | COM | 483,385 | $459.0K | <0.1% | +27,343+6.0% | Added | History |
| EVTWFVertical Aerospace Ltd. | *W EXP 09/15/202 | 675,000 | $459.0K | <0.1% | +675,000 | New | History |
| BBDCBarings BDC, Inc. | COM | 41,777 | $460.0K | <0.1% | −65,015−60.9% | Reduced | History |
| RIVNRivian Automotive, Inc. | Stock | 4,475 | $464.0K | <0.1% | +4,475 | New | History |
| BCELAtreca, Inc. | CL A COM | 152,982 | $464.0K | <0.1% | +126,960+487.9% | Added | History |
| VSTMVerastem, Inc. | COM | 226,391 | $464.0K | <0.1% | −717,120−76.0% | Reduced | History |
| PNTPOINT Biopharma Global Inc. | COM | 83,052 | $465.0K | <0.1% | +20,170+32.1% | Added | History |
| VERVVerve Therapeutics, Inc. | COM | 12,626 | $466.0K | <0.1% | −88,840−87.6% | Reduced | History |
| BURBurford Capital Ltd | ORD SHS | 44,457 | $469.0K | <0.1% | +24,724+125.3% | Added | History |
| EQBKEquity Bancshares Inc | COM CL A | 13,812 | $469.0K | <0.1% | +13,812 | New | History |
| Ecp Environmental GW Opt Cor26829T100 | COM CL A | 47,596 | $469.0K | <0.1% | 00.0% | Unchanged | – |
| Decarbonization Plus AcquisiG2773W111 | *W EXP 07/15/202 | 500,000 | $470.0K | <0.1% | +500,000 | New | – |
| ITUBItau Unibanco Holding S.A. | SPON ADR REP PFD | 126,865 | $476.0K | <0.1% | +126,865 | New | History |
| ASTEAstec Industries Inc | COM | 6,892 | $477.0K | <0.1% | −3,032−30.6% | Reduced | History |
| DLOdLocal Ltd | CLASS A COM | 13,355 | $477.0K | <0.1% | −155,862−92.1% | Reduced | History |
| SUMSummit Materials, Inc. | CL A | 11,895 | $477.0K | <0.1% | +3,786+46.7% | Added | History |
| QSRRestaurant Brands International Inc. | COM | 7,883 | $478.0K | <0.1% | +7,883 | New | History |
| BKCCBlackRock Capital Investment Corp | COM | 119,470 | $478.0K | <0.1% | −85,350−41.7% | Reduced | History |
| SCPLSciPlay Corp | CL A | 34,742 | $479.0K | <0.1% | +34,742 | New | History |
| CASHPathward Financial, Inc. | COM | 8,045 | $480.0K | <0.1% | −26,094−76.4% | Reduced | History |
| ASTLAlgoma Steel Group Inc. | COM | 44,443 | $480.0K | <0.1% | +44,443 | New | History |
| Waverley Capital Acquis CorpG06536117 | *W EXP 09/15/202 | 660,000 | $480.0K | <0.1% | +660,000 | New | – |
| AXAxos Financial, Inc. | COM | 8,607 | $481.0K | <0.1% | −9,257−51.8% | Reduced | History |
| KVHIKVH Industries Inc | COM | 52,311 | $481.0K | <0.1% | −11,799−18.4% | Reduced | History |
| Brookfield Asset Mgmt ReinsG16169107 | CL A EXCH LT VTG | 7,668 | $482.0K | <0.1% | +7,668 | New | – |
| LOGILogitech International S.A. | SHS | 5,871 | $484.0K | <0.1% | −2,532−30.1% | Reduced | History |
| STBAS&T Bancorp Inc | COM | 15,378 | $485.0K | <0.1% | +493+3.3% | Added | History |
| PLOWDouglas Dynamics, Inc | COM | 12,454 | $486.0K | <0.1% | −21,519−63.3% | Reduced | History |
| BLDPBallard Power Systems Inc. | COM | 38,726 | $486.0K | <0.1% | +9,502+32.5% | Added | History |
| ISOIsoPlexis Corp | COM | 52,841 | $486.0K | <0.1% | +52,841 | New | History |
| PFSProvident Financial Services Inc | COM | 20,150 | $488.0K | <0.1% | +20,150 | New | History |
| LZBLa-Z-Boy Inc | COM | 13,442 | $488.0K | <0.1% | −19,617−59.3% | Reduced | History |
| SEMA4 Holdings Corp81663L119 | *W EXP 07/22/202 | 498,333 | $488.0K | <0.1% | 00.0% | Unchanged | – |
| Austerlitz Acquisition CorpG0633U127 | *W EXP 02/19/202 | 499,999 | $489.0K | <0.1% | 00.0% | Unchanged | – |
| EXTNExterran Corp | COM | 164,869 | $491.0K | <0.1% | −69,878−29.8% | Reduced | History |
| RVMDRevolution Medicines, Inc. | COM | 19,541 | $492.0K | <0.1% | +19,541 | New | History |
| GLUEMonte Rosa Therapeutics, Inc. | COM | 24,085 | $492.0K | <0.1% | −23,039−48.9% | Reduced | History |
| RNRRenaissancere Holdings Ltd | COM | 2,935 | $497.0K | <0.1% | −4,069−58.1% | Reduced | History |
| SVMSilvercorp Metals Inc | COM | 132,900 | $497.0K | <0.1% | +47,400+55.4% | Added | History |
| PNTGPennant Group, Inc. | COM | 21,517 | $497.0K | <0.1% | +13,707+175.5% | Added | History |
| ICVXIcosavax, Inc. | COM | 21,773 | $498.0K | <0.1% | +2,266+11.6% | Added | History |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | 40,026 | $500.0K | <0.1% | −4,900−10.9% | Reduced | History |
| USXUS Xpress Enterprises Inc | COM CL A | 85,588 | $502.0K | <0.1% | +65,488+325.8% | Added | History |
| Pieris Pharmaceuticals Inc720795103 | COM | 133,380 | $504.0K | <0.1% | +133,380 | New | – |
| Global Consumer Acquisitn Co37892B116 | *W EXP 05/21/202 | 840,000 | $504.0K | <0.1% | +560,000+200.0% | Added | – |
| PORPortland General Electric Co | COM NEW | 9,544 | $505.0K | <0.1% | +9,544 | New | History |
| CRBPCorbus Pharmaceuticals Holdings, Inc. | COM | 819,506 | $505.0K | <0.1% | +140,790+20.7% | Added | History |
| ODTOdonate Therapeutics, Inc. | COM | 374,195 | $505.0K | <0.1% | +140,855+60.4% | Added | History |
| AXTIAxt Inc | COM | 57,583 | $507.0K | <0.1% | +57,583 | New | History |
| MBIOMustang Bio, Inc. | COM | 306,533 | $509.0K | <0.1% | +192,148+168.0% | Added | History |
| KIDSOrthopediatrics Corp | COM | 8,521 | $510.0K | <0.1% | +4,932+137.4% | Added | History |
| HEIHeico Corp | COM | 3,565 | $514.0K | <0.1% | −2,326−39.5% | Reduced | History |
| ORAOrmat Technologies, Inc. | COM | 6,529 | $518.0K | <0.1% | −51,093−88.7% | Reduced | History |
| SMSISmith Micro Software, Inc. | COM NEW | 105,257 | $518.0K | <0.1% | +87,859+505.0% | Added | History |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 168,105 | $519.0K | <0.1% | −91,874−35.3% | Reduced | History |
| LELands' End, Inc. | COM | 26,435 | $519.0K | <0.1% | +26,435 | New | History |
| FSTRFoster L B Co | COM | 37,769 | $520.0K | <0.1% | −3,531−8.5% | Reduced | History |
| PFBCPreferred Bank | COM NEW | 7,296 | $524.0K | <0.1% | +7,296 | New | History |
| BVBrightView Holdings, Inc. | COM | 37,233 | $524.0K | <0.1% | +26,257+239.2% | Added | History |
| GNLNGreenlane Holdings, Inc. | CL A | 543,910 | $525.0K | <0.1% | +104,468+23.8% | Added | History |
| OTRAOTR Acquisition Corp. | COM CL A | 51,941 | $525.0K | <0.1% | −11,946−18.7% | Reduced | History |
| 7GC & Co Holdings Inc81786A107 | COM CL A | 53,872 | $525.0K | <0.1% | +53,872 | New | – |
| Lightning Emotor53228T119 | EQUITY WRT | 434,782 | $526.0K | <0.1% | 00.0% | Unchanged | – |
| ZYMEZymeworks Inc. | COM | 32,083 | $526.0K | <0.1% | +23,836+289.0% | Added | History |
| AGFirst Majestic Silver Corp | COM | 47,432 | $527.0K | <0.1% | +37,297+368.0% | Added | History |
| FCBCFirst Community Bankshares Inc | COM | 15,780 | $527.0K | <0.1% | −187−1.2% | Reduced | History |
| Spring Vy Acquisition CorpG8377A124 | *W EXP 05/20/202 | 425,000 | $527.0K | <0.1% | 00.0% | Unchanged | – |
| COPConocoPhillips | Stock | 7,310 | $528.0K | <0.1% | +7,310 | New | History |
| ITRNIturan Location & Control Ltd. | SHS | 19,780 | $528.0K | <0.1% | −10,661−35.0% | Reduced | History |
| ACICAmerican Coastal Insurance Corp | COM | 122,271 | $531.0K | <0.1% | −53,161−30.3% | Reduced | History |
| ARCBArcbest Corp | COM | 4,436 | $532.0K | <0.1% | −99,176−95.7% | Reduced | History |
| FRBKRepublic First Bancorp Inc | COM | 144,032 | $536.0K | <0.1% | −12,369−7.9% | Reduced | History |
| ARGOArgo Group International Holdings, Inc. | COM | 9,264 | $538.0K | <0.1% | +4,056+77.9% | Added | History |
| ALXAlexanders Inc | COM | 2,070 | $539.0K | <0.1% | −324−13.5% | Reduced | History |
| WWWWolverine World Wide Inc | COM | 18,744 | $540.0K | <0.1% | −28,000−59.9% | Reduced | History |
| MTBM&T Bank Corp | COM | 3,529 | $542.0K | <0.1% | −57,237−94.2% | Reduced | History |
| Foxwayne Enterpris Aqstn Cor35166L109 | COM CL A | 54,650 | $543.0K | <0.1% | +39,686+265.2% | Added | – |
| North Mountain Merger Corp661204107 | COM CL A | 55,101 | $543.0K | <0.1% | 00.0% | Unchanged | – |
| SFNCSimmons First National Corp | CL A $1 PAR | 18,377 | $544.0K | <0.1% | −40,891−69.0% | Reduced | History |
| JANXJanux Therapeutics, Inc. | COM | 27,771 | $548.0K | <0.1% | −18,385−39.8% | Reduced | History |
| Go Acquisition Corp362019119 | *W EXP 08/31/202 | 829,999 | $548.0K | <0.1% | +331,666+66.6% | Added | – |
| PBPBPotbelly Corp | COM | 98,369 | $549.0K | <0.1% | −1,151−1.2% | Reduced | History |
| Custom Truck One23204X111 | COM | 216,666 | $550.0K | <0.1% | 00.0% | Unchanged | – |
| BIORBiora Therapeutics, Inc. | COM | 263,349 | $550.0K | <0.1% | +263,349 | New | History |
| JBSSSanfilippo John B & Son Inc | COM | 6,138 | $553.0K | <0.1% | +2,885+88.7% | Added | History |
| ARRArmour Residential REIT, Inc. | COM NEW | 56,366 | $553.0K | <0.1% | +56,366 | New | History |
| HSKAHeska Corp | COM RESTRC NEW | 3,029 | $553.0K | <0.1% | +35+1.2% | Added | History |
| PSNParsons Corp | COM | 16,455 | $554.0K | <0.1% | +2,601+18.8% | Added | History |
| BRDGBridge Investment Group Holdings Inc. | COM CL A | 22,244 | $555.0K | <0.1% | −1,911−7.9% | Reduced | History |
| DXPEDXP Enterprises Inc | COM NEW | 21,634 | $556.0K | <0.1% | +21,634 | New | History |
| SNEXStoneX Group Inc. | COM | 9,084 | $556.0K | <0.1% | +7+0.1% | Added | History |
| SILVERspac Inc.G8136V112 | *W EXP 09/09/202 | 825,000 | $561.0K | <0.1% | +825,000 | New | – |
| BRSLBrightstar Lottery PLC | SHS USD | 19,484 | $563.0K | <0.1% | −6,758−25.8% | Reduced | History |
| EVOPEVO Payments, Inc. | CL A COM | 22,217 | $569.0K | <0.1% | +13,415+152.4% | Added | History |
| EGANEGAIN Corp | COM NEW | 57,123 | $570.0K | <0.1% | +35,743+167.2% | Added | History |
Options (886)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 886 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| AMZNAmazon Com Inc | Stock | $1.20B | $480.1M |
| TSLATesla, Inc. | Stock | $1.42B | $222.5M |
| MELIMercadolibre Inc | COM | $564.3M | $447.9M |
| AMDAdvanced Micro Devices Inc | Stock | $434.5M | $234.4M |
| AAPLApple Inc. | Stock | $484.1M | $159.2M |
| XYZBlock, Inc. | CL A | $441.7M | $184.8M |
| GOOGAlphabet Inc. | Stock | $315.4M | $309.3M |
| CMGChipotle Mexican Grill Inc | COM | $275.2M | $319.1M |
| NVDANVIDIA Corp | Stock | $322.9M | $169.7M |
| SHOPShopify Inc. | Stock | $391.5M | $94.6M |
| CCitigroup Inc | Stock | $372.4M | $93.3M |
| BACBank of America Corp | Stock | $211.0M | $217.9M |
| GOOGLAlphabet Inc. | Stock | $62.0M | $328.2M |
| NFLXNetflix Inc | Stock | $175.7M | $209.8M |
| BKNGBooking Holdings Inc. | Stock | $81.8M | $299.2M |
| XOMExxonMobil Holdings Corp | COM | $215.2M | $140.7M |
| MUMicron Technology Inc | Stock | $194.1M | $158.3M |
| BABAAlibaba Group Holding Ltd | ADR | $154.4M | $187.3M |
| PYPLPayPal Holdings, Inc. | Stock | $226.1M | $78.8M |
| PGProcter & Gamble Co | Stock | $112.0M | $190.8M |
| GSGoldman Sachs Group Inc | Stock | $207.3M | $95.0M |
| UBERUber Technologies, Inc | Stock | $200.7M | $98.3M |
| GMGeneral Motors Co | COM | $217.6M | $74.3M |
| VVisa Inc. | Stock | $122.5M | $168.9M |
| DISWalt Disney Co | Stock | $206.9M | $84.2M |
| AZOAutoZone Inc | COM | $86.8M | $200.6M |
| ZMZoom Communications, Inc. | Stock | $217.9M | $66.8M |
| QCOMQualcomm Inc | Stock | $189.1M | $92.9M |
| MSFTMicrosoft Corp | Stock | $154.4M | $126.2M |
| BABoeing Co | Stock | $195.0M | $85.4M |
| ROKURoku, Inc | COM CL A | $232.0M | $41.2M |
| WFCWells Fargo & Company | Stock | $207.7M | $59.0M |
| INTCIntel Corp | Stock | $183.0M | $83.1M |
| SNAPSnap Inc | Stock | $153.0M | $112.6M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $208.7M | $55.3M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $187.6M | $70.4M |
| JPMJPMorgan Chase & Co | Stock | $115.9M | $136.5M |
| HDHome Depot, Inc. | Stock | $70.2M | $170.7M |
| FFord Motor Co | Stock | $199.5M | $40.8M |
| CHTRCharter Communications, Inc. | CL A | $68.1M | $164.6M |
| TAT&T Inc. | Stock | $180.7M | $51.8M |
| PANWPalo Alto Networks Inc | Stock | $121.4M | $108.6M |
| BIDUBaidu, Inc. | ADR | $186.6M | $40.0M |
| TWTRTwitter, Inc. | COM | $138.0M | $82.2M |
| ZSZscaler, Inc. | Stock | $136.8M | $77.8M |
| NKENIKE, Inc. | Stock | $125.3M | $88.4M |
| SESea Ltd | SPONSORD ADS | $126.2M | $84.7M |
| MDBMongoDB, Inc. | CL A | $123.5M | $85.1M |
| DDOGDatadog, Inc. | CL A COM | $74.8M | $126.6M |
| MSMorgan Stanley | Stock | $173.3M | $27.9M |
| CVXChevron Corp | Stock | $101.7M | $98.6M |
| COSTCostco Wholesale Corp | Stock | $90.0M | $109.3M |
| PFEPfizer Inc | Stock | $124.9M | $70.7M |
| CRMSalesforce, Inc. | Stock | $95.1M | $100.1M |
| TTDTrade Desk, Inc. | Stock | $97.7M | $88.2M |
| FDXFedEx Corp | Stock | $132.3M | $53.4M |
| NOWServiceNow, Inc. | Stock | $76.9M | $105.5M |
| NIONIO Inc. | ADR | $128.7M | $50.1M |
| HUBSHubSpot Inc | COM | $108.8M | $68.4M |
| MRNAModerna, Inc. | Stock | $119.4M | $53.7M |
| NETCloudflare, Inc. | CL A COM | $96.7M | $74.6M |
| UPSUnited Parcel Service Inc | Stock | $73.4M | $96.5M |
| SNOWSnowflake Inc. | Stock | $100.5M | $67.8M |
| UNPUnion Pacific Corp | Stock | $23.4M | $137.5M |
| KOCoca Cola Co | Stock | $83.6M | $76.1M |
| DXCMDexcom Inc | COM | $68.5M | $86.9M |
| TDOCTeladoc Health, Inc. | COM | $107.3M | $42.7M |
| JNJJohnson & Johnson | Stock | $58.7M | $90.4M |
| ABNBAirbnb, Inc. | Stock | $118.2M | $30.0M |
| Paramount Global92556H206 | CL B | $99.7M | $47.7M |
| ASMLASML Holding NV | ADR | $106.6M | $40.8M |
| WWayfair Inc. | CL A | $47.6M | $98.9M |
| RHRH | COM | $80.9M | $65.4M |
| AAAlcoa Corp | Stock | $101.4M | $44.4M |
| DALDelta Air Lines, Inc. | COM NEW | $96.0M | $49.1M |
| IBMInternational Business Machines Corp | Stock | $104.6M | $39.4M |
| UALUnited Airlines Holdings, Inc. | COM | $81.1M | $62.3M |
| SPOTSpotify Technology S.A. | Stock | $109.9M | $31.6M |
| TWLOTwilio Inc | CL A | $94.2M | $46.4M |
| ZZillow Group, Inc. | CL C CAP STK | $47.5M | $91.9M |
| UUnity Software Inc. | COM | $79.9M | $57.6M |
| PINSPinterest, Inc. | CL A | $115.2M | $20.4M |
| BYNDBeyond Meat, Inc. | COM | $67.8M | $66.3M |
| BMYBristol Myers Squibb Co | Stock | $84.1M | $48.1M |
| MRKMerck & Co., Inc. | Stock | $98.9M | $32.4M |
| ADBEAdobe Inc. | Stock | $62.5M | $67.4M |
| CVSCVS Health Corp | Stock | $83.8M | $45.8M |
| ABBVAbbVie Inc. | Stock | $81.4M | $47.6M |
| CATCaterpillar Inc | Stock | $56.9M | $64.7M |
| UNHUnitedHealth Group Inc | Stock | $30.6M | $90.1M |
| XUnited States Steel Corp | COM | $85.1M | $35.5M |
| BRK.BBerkshire Hathaway Inc | Stock | – | $119.6M |
| COUPCoupa Software Inc | COM | $59.5M | $57.8M |
| FCXFreeport-McMoran Inc | Stock | $67.2M | $47.0M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $72.7M | $40.2M |
| PLTRPalantir Technologies Inc. | Stock | $98.5M | $11.8M |
| BNTXBioNTech SE | SPONSORED ADS | $86.4M | $21.9M |
| VZVerizon Communications Inc | Stock | $68.5M | $35.9M |
| DKNGDraftKings Inc. | COM CL A | $78.6M | $25.7M |
| EQIXEquinix Inc | COM | $29.9M | $73.6M |
Sold out since Q3 2021 (474)
Positions held at the end of Q3 2021 that are gone from this filing.
The largest 100 of 474 by value last quarter.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| AONAon plc | CL A | 597,410 | $170.7M | 0.2% | History |
| KSUKansas City Southern | COM NEW | 483,763 | $130.9M | 0.2% | History |
| Microchip Technology Inc595017AD6 | NOTE 1.625% 2/1 | – | $67.4M | 0.1% | – |
| XECCimarex Energy Co | COM | 548,183 | $47.8M | 0.1% | History |
| XLRNAcceleron Pharma Inc | COM | 271,291 | $46.7M | 0.1% | History |
| MNDYmonday.com Ltd. | SHS | 118,440 | $38.6M | <0.1% | History |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $37.0M | <0.1% | – |
| VFCV F Corp | Stock | 551,629 | $37.0M | <0.1% | History |
| UVXYProShares Trust II | ULTRA VIX SHORT | 1,495,315 | $36.7M | <0.1% | History |
| AURAurora Innovation, Inc. | CLASS A ORD SHS | 3,692,216 | $36.7M | <0.1% | History |
| Solid Power, Inc.24279D105 | CLASS A COM | 3,372,500 | $33.9M | <0.1% | – |
| SYFSynchrony Financial | COM | 668,055 | $32.7M | <0.1% | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 237,389 | $30.2M | <0.1% | – |
| Hennessy Capital Invst Corp42600H207 | UNIT 99/99/9999 | 2,970,000 | $29.6M | <0.1% | – |
| MIDDLEBY Corp596278AB7 | NOTE 1.000% 9/0 | – | $29.3M | <0.1% | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 214,844 | $28.6M | <0.1% | – |
| Rapid7, Inc.753422AB0 | NOTE 1.250% 8/0 | – | $24.9M | <0.1% | – |
| Trump Media & Technology Group Corp.25400Q204 | UNIT 06/30/2028 | 2,425,000 | $24.6M | <0.1% | – |
| SILVERspac Inc.G8136V120 | UNIT 09/09/2026 | 2,475,000 | $24.6M | <0.1% | – |
| Liberty Media Corp Del531229AF9 | NOTE 1.000% 1/3 | – | $23.9M | <0.1% | – |
| iQIYI, Inc.46267XAB4 | NOTE 3.750%12/0 | – | $23.6M | <0.1% | – |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | – | $21.1M | <0.1% | – |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $20.0M | <0.1% | – |
| Waverley Capital Acquis CorpG06536125 | UNIT 99/99/9999 | 1,980,000 | $19.5M | <0.1% | – |
| RVTYRevvity, Inc. | COM | 98,866 | $17.1M | <0.1% | History |
| VLTAVolta Inc. | COM CL A | 1,750,000 | $15.1M | <0.1% | History |
| Jupiter Acquisition Corp482082203 | UNIT 09/11/2027 | 1,485,000 | $14.6M | <0.1% | – |
| AAPAdvance Auto Parts Inc | COM | 69,661 | $14.6M | <0.1% | History |
| Broadstone Acquisition CorpG1739V100 | SHS CL A | 1,394,869 | $13.9M | <0.1% | – |
| NVAXNovavax Inc | COM NEW | 65,333 | $13.5M | <0.1% | History |
| STMPStamps.com Inc | COM NEW | 40,803 | $13.5M | <0.1% | History |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 1,306,800 | $13.4M | <0.1% | – |
| OPENOpendoor Technologies Inc. | COM | 648,932 | $13.3M | <0.1% | History |
| MDPHawkeye Acquisition, Inc. | COM | 238,291 | $13.3M | <0.1% | History |
| JAMFJamf Holding Corp. | COM | 339,141 | $13.1M | <0.1% | History |
| Liberty Media Corp Del531229AE2 | DEB 2.250% 9/3 | – | $12.9M | <0.1% | – |
| IMAQInternational Media Acquisition Corp. | CLASS A COM | 1,294,296 | $12.7M | <0.1% | History |
| Liberty Media Corp Del530715AN1 | DEB 3.500% 1/1 | – | $12.2M | <0.1% | – |
| DELLDell Technologies Inc. | Stock | 115,245 | $12.0M | <0.1% | History |
| STXSeagate Technology Holdings plc | ORD SHS | 137,754 | $11.4M | <0.1% | History |
| Global Consumer Acquisitn Co37892B207 | UNIT 05/21/2026 | 1,120,000 | $11.3M | <0.1% | – |
| NVONovo Nordisk A S | ADR | 110,839 | $10.6M | <0.1% | History |
| Decarbonization Plus Acquisition Corp IVG2773W129 | UNIT 07/15/2026 | 1,000,000 | $10.1M | <0.1% | – |
| Go Acquisition Corp362019200 | UNIT 08/31/2027 | 995,000 | $10.0M | <0.1% | – |
| Blue Whale Acquisition CorpG1330M111 | UNIT 07/30/2026 | 990,000 | $10.0M | <0.1% | – |
| VUZIVuzix Corp | COM NEW | 948,240 | $9.92M | <0.1% | History |
| NVCRNovoCure Ltd | ORD SHS | 85,016 | $9.88M | <0.1% | History |
| Freyr BatteryL4135L100 | COM | 1,000,000 | $9.87M | <0.1% | – |
| SWBKSwitchback II Corp | COM CL A | 985,346 | $9.81M | <0.1% | History |
| CHWYChewy, Inc. | CL A | 141,339 | $9.63M | <0.1% | History |
| PNWPinnacle West Capital Corp | COM | 131,870 | $9.54M | <0.1% | History |
| MDLAMedallia, Inc. | COM | 274,998 | $9.31M | <0.1% | History |
| AGLagilon health, inc. | COM | 350,968 | $9.20M | <0.1% | History |
| GHGuardant Health, Inc. | COM | 71,604 | $8.95M | <0.1% | History |
| XPOXPO, Inc. | COM | 108,375 | $8.62M | <0.1% | History |
| Avista Pub Acquisition CorpG07247110 | UNIT 04/06/2026 | 850,000 | $8.62M | <0.1% | – |
| HYPRHyperfine, Inc. | CL A SHS | 860,992 | $8.52M | <0.1% | History |
| LOVELovesac Co | COM | 125,185 | $8.27M | <0.1% | History |
| RKLBRocket Lab Corp | COM | 500,000 | $8.06M | <0.1% | History |
| MAQCMaquia Capital Acquisition Corp | CLASS A COM | 790,000 | $7.90M | <0.1% | History |
| Investindustrial Acquisition Corp.G4771L105 | SHS CL A | 780,142 | $7.75M | <0.1% | – |
| Gigcapital 5 Inc37519U208 | UNIT 99/99/9999 | 750,000 | $7.71M | <0.1% | – |
| INOVInovalon Holdings, Inc. | COM CL A | 187,734 | $7.56M | <0.1% | History |
| MTArcelorMittal | NY REGISTRY SH | 250,454 | $7.55M | <0.1% | History |
| Par Technology Corp698884AE3 | NOTE 1.500%10/1 | – | $7.53M | <0.1% | – |
| Granite Constr Inc387328AB3 | NOTE 2.750%11/0 | – | $7.45M | <0.1% | – |
| Nextgen Acquisition Corp IIG65317102 | CLASS A ORD SHS | 750,000 | $7.43M | <0.1% | – |
| Athena Technology Acquisi Co04687A109 | COM CLASS A | 740,943 | $7.35M | <0.1% | – |
| XONEExOne Co | COM | 279,319 | $6.53M | <0.1% | History |
| GDSGDS Holdings Ltd | SPONSORED ADS | 114,262 | $6.47M | <0.1% | History |
| CONMED Corp207410AF8 | NOTE 2.625% 2/0 | – | $6.42M | <0.1% | – |
| WMGWarner Music Group Corp. | COM CL A | 144,448 | $6.17M | <0.1% | History |
| LPLALPL Financial Holdings Inc. | COM | 39,214 | $6.15M | <0.1% | History |
| ADIAnalog Devices Inc | Stock | 36,437 | $6.10M | <0.1% | History |
| ADNHAdvent Technologies Holdings, Inc. | COM CL A | 700,000 | $6.09M | <0.1% | History |
| RYAAYRyanair Holdings PLC | SPONSORED ADR | 52,688 | $5.80M | <0.1% | History |
| CNPCenterpoint Energy Inc | COM | 227,853 | $5.61M | <0.1% | History |
| CHP Merger Corp.12558Y106 | COM CL A | 546,237 | $5.47M | <0.1% | – |
| LEALear Corp | COM NEW | 34,720 | $5.43M | <0.1% | History |
| KIMKimco Realty Corp | COM | 253,004 | $5.25M | <0.1% | History |
| CRNCCerence Inc. | COM | 52,564 | $5.05M | <0.1% | History |
| Pono Capital Corp732450200 | UNIT 09/30/2028 | 490,000 | $5.00M | <0.1% | – |
| Bowx Acquisition Corp103085106 | CL A | 500,000 | $5.00M | <0.1% | – |
| Argus Capital Corp04026L204 | UNIT 08/31/2028 | 466,666 | $4.71M | <0.1% | – |
| SBLKStar Bulk Carriers Corp. | SHS PAR | 193,215 | $4.64M | <0.1% | History |
| FIGSFIGS, Inc. | CL A | 124,033 | $4.61M | <0.1% | History |
| Aesther Healthcare Acqstn Co00809L205 | UNIT 09/14/2026 | 450,000 | $4.57M | <0.1% | – |
| ZSQRZ Squared Inc. | SHS | 448,275 | $4.46M | <0.1% | History |
| SKXSkechers USA Inc | CL A | 104,993 | $4.42M | <0.1% | History |
| VEIVine Energy Inc. | CL A | 268,377 | $4.42M | <0.1% | History |
| MTCHMatch Group, Inc. | COM | 28,122 | $4.42M | <0.1% | History |
| PCHPotlatchdeltic Corp | COM | 84,227 | $4.34M | <0.1% | History |
| OneMedNet Corp237699103 | CLASS A COM | 420,000 | $4.22M | <0.1% | – |
| CXPColumbia Property Trust, Inc. | COM NEW | 220,189 | $4.19M | <0.1% | History |
| HZACHorizon Acquisition Corp | COM CL A | 418,342 | $4.17M | <0.1% | History |
| VERVEREIT, Inc. | COM | 92,247 | $4.17M | <0.1% | History |
| Yucaipa Acquisition CorpG9879L105 | COM | 419,876 | $4.15M | <0.1% | – |
| VNEArriver Holdco, Inc. | COM | 121,537 | $4.14M | <0.1% | History |
| FUBOFuboTV Inc. | COM | 171,586 | $4.11M | <0.1% | History |
| GIGCAPITAL4 Inc37518G101 | COM | 397,374 | $3.92M | <0.1% | – |