D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 3,597
- +90 vs. Q2 2021
- Portfolio value
- $78.3B
- −$8.57B (−9.9%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MTORMeritor, Inc. | COM | 503,488 | $10.7M | <0.1% | +205,551+69.0% | Added | History |
| HZONHorizon Acquisition Corp II | SHS CL A | 1,093,226 | $10.7M | <0.1% | +66,532+6.5% | Added | History |
| VSTOVista Outdoor Inc. | COM | 264,506 | $10.7M | <0.1% | +135,824+105.6% | Added | History |
| Aries I Acquisition CorpG0542N107 | CLASS A ORD SHS | 1,067,000 | $10.6M | <0.1% | +1,067,000 | New | – |
| NVONovo Nordisk A S | ADR | 110,839 | $10.6M | <0.1% | −27,860−20.1% | Reduced | History |
| Trebia Acquisition CorpG9027T109 | COM CL A | 1,073,607 | $10.6M | <0.1% | 00.0% | Unchanged | – |
| WGSGeneDx Holdings Corp. | COMMON STOCK | 1,401,562 | $10.6M | <0.1% | +1,401,562 | New | History |
| BLKBlackRock, Inc. | COM | 12,648 | $10.6M | <0.1% | +11,603+1,110.3% | Added | History |
| CPECallon Petroleum Co | COM | 215,504 | $10.6M | <0.1% | −226,787−51.3% | Reduced | History |
| CTASCintas Corp | Stock | 27,770 | $10.6M | <0.1% | −44,565−61.6% | Reduced | History |
| YELLQYellow Corp | COM | 1,868,822 | $10.6M | <0.1% | +58,430+3.2% | Added | History |
| ARGXArgenx SE | SPONSORED ADR | 34,824 | $10.5M | <0.1% | +22,626+185.5% | Added | History |
| UNMUnum Group | Stock | 417,025 | $10.5M | <0.1% | +417,025 | New | History |
| MGMMGM Resorts International | Stock | 241,482 | $10.4M | <0.1% | +17,843+8.0% | Added | History |
| SLAMSlam Corp. | CL A SHS | 1,068,294 | $10.4M | <0.1% | +1,030,748+2,745.3% | Added | History |
| Omeros Corp682143AG7 | NOTE 5.250% 2/1 | – | $10.4M | <0.1% | – | – | – |
| HPXHPX Corp. | SHS CL A | 1,055,154 | $10.4M | <0.1% | +835,062+379.4% | Added | History |
| INVZInnoviz Technologies Ltd. | SHS | 1,800,000 | $10.4M | <0.1% | −200,000−10.0% | Reduced | History |
| DNAGinkgo Bioworks Holdings, Inc. | CL A SHS | 894,188 | $10.4M | <0.1% | +894,188 | New | History |
| CAKECheesecake Factory Inc | COM | 220,029 | $10.3M | <0.1% | +42,184+23.7% | Added | History |
| VLOValero Energy Corp | Stock | 146,164 | $10.3M | <0.1% | +118,031+419.5% | Added | History |
| Exact Sciences Corp30063PAB1 | NOTE 0.375% 3/1 | – | $10.3M | <0.1% | – | New | – |
| IRTCiRhythm Holdings, Inc. | COM | 174,906 | $10.2M | <0.1% | +142,646+442.2% | Added | History |
| COLBColumbia Banking System, Inc. | COM | 269,427 | $10.2M | <0.1% | +101,506+60.4% | Added | History |
| STSensata Technologies Holding plc | SHS | 186,645 | $10.2M | <0.1% | −77,199−29.3% | Reduced | History |
| TSNTyson Foods, Inc. | Stock | 129,336 | $10.2M | <0.1% | −6,117−4.5% | Reduced | History |
| TTCToro Co | COM | 104,623 | $10.2M | <0.1% | +10,315+10.9% | Added | History |
| DBRGDigitalBridge Group, Inc. | CL A COM | 1,686,826 | $10.2M | <0.1% | −520,892−23.6% | Reduced | History |
| GGGGraco Inc | COM | 145,128 | $10.2M | <0.1% | +35,306+32.1% | Added | History |
| FirstMark Horizon Acquisition Corp.33765Y101 | CL A COM | 1,035,298 | $10.1M | <0.1% | +26,217+2.6% | Added | – |
| GGenpact LTD | SHS | 213,492 | $10.1M | <0.1% | +14,293+7.2% | Added | History |
| Decarbonization Plus Acquisition Corp IVG2773W129 | UNIT 07/15/2026 | 1,000,000 | $10.1M | <0.1% | +1,000,000 | New | – |
| Pine Is Acquisition Corp722615101 | CL A | 1,036,000 | $10.1M | <0.1% | +242,709+30.6% | Added | – |
| PTRAQProterra Inc | COM | 1,000,000 | $10.1M | <0.1% | 00.0% | Unchanged | History |
| CERSCerus Corp | COM | 1,658,686 | $10.1M | <0.1% | +545,676+49.0% | Added | History |
| SVF Investment Corp.G8601L102 | CL A SHS | 1,030,927 | $10.1M | <0.1% | +94,423+10.1% | Added | – |
| LLoews Corp | COM | 186,510 | $10.1M | <0.1% | +116,409+166.1% | Added | History |
| Guess Inc401617AD7 | NOTE 2.000% 4/1 | – | $10.0M | <0.1% | – | – | – |
| INSMINSMED Inc | COM PAR $.01 | 363,984 | $10.0M | <0.1% | −59,162−14.0% | Reduced | History |
| Bridgetown Holdings LtdG1355U113 | COM CL A | 1,021,450 | $10.0M | <0.1% | +1,021,450 | New | – |
| Go Acquisition Corp362019200 | UNIT 08/31/2027 | 995,000 | $10.0M | <0.1% | 00.0% | Unchanged | – |
| Blue Whale Acquisition CorpG1330M111 | UNIT 07/30/2026 | 990,000 | $10.0M | <0.1% | +990,000 | New | – |
| CTRECareTrust REIT, Inc. | COM | 491,625 | $9.99M | <0.1% | −321,457−39.5% | Reduced | History |
| CVETCovetrus, Inc. | COM | 549,727 | $9.97M | <0.1% | +516,968+1,578.1% | Added | History |
| ATRAptargroup, Inc. | Stock | 83,483 | $9.96M | <0.1% | +46,190+123.9% | Added | History |
| VUZIVuzix Corp | COM NEW | 948,240 | $9.92M | <0.1% | +357,699+60.6% | Added | History |
| NVCRNovoCure Ltd | ORD SHS | 85,016 | $9.88M | <0.1% | −65,085−43.4% | Reduced | History |
| Freyr BatteryL4135L100 | COM | 1,000,000 | $9.87M | <0.1% | +1,000,000 | New | – |
| ESTCElastic N.V. | ORD SHS | 66,165 | $9.86M | <0.1% | +5,876+9.7% | Added | History |
| DISADisruptive Acquisition Corp I | CLASS A ORD SHS | 1,014,747 | $9.85M | <0.1% | +1,014,747 | New | History |
| TVTXTravere Therapeutics, Inc. | COM | 405,837 | $9.84M | <0.1% | −791,961−66.1% | Reduced | History |
| SWBKSwitchback II Corp | COM CL A | 985,346 | $9.81M | <0.1% | +9,040+0.9% | Added | History |
| FOXAFox Corp | CL A COM | 243,357 | $9.76M | <0.1% | −149,312−38.0% | Reduced | History |
| MUFGMitsubishi Ufj Financial Group Inc | SPONSORED ADS | 1,642,623 | $9.74M | <0.1% | −488,817−22.9% | Reduced | History |
| SHOSunstone Hotel Investors, Inc. | COM | 812,860 | $9.71M | <0.1% | +562,835+225.1% | Added | History |
| BECNQxo Building Products, Inc. | COM | 202,307 | $9.66M | <0.1% | +42,672+26.7% | Added | History |
| WisdomTree Invts Inc97717PAB0 | NOTE 4.250% 6/1 | – | $9.66M | <0.1% | – | New | – |
| RITMRithm Capital Corp. | REIT | 876,378 | $9.64M | <0.1% | −316,435−26.5% | Reduced | History |
| AXGNAxogen, Inc. | COM | 609,924 | $9.64M | <0.1% | +11,159+1.9% | Added | History |
| MTUSMetallus Inc. | COM | 736,116 | $9.63M | <0.1% | −155,325−17.4% | Reduced | History |
| CHWYChewy, Inc. | CL A | 141,339 | $9.63M | <0.1% | −371,832−72.5% | Reduced | History |
| TIGRUP Fintech Holding Ltd | SPONSORED ADS | 903,698 | $9.57M | <0.1% | +5,681+0.6% | Added | History |
| SMRNuscale Power Corp | CL A | 1,099,655 | $9.56M | <0.1% | 00.0% | Unchanged | History |
| PNWPinnacle West Capital Corp | COM | 131,870 | $9.54M | <0.1% | −99,335−43.0% | Reduced | History |
| Vanguard Intl Equity Index F922042676 | GLB EX US ETF | 169,310 | $9.53M | <0.1% | +28,200+20.0% | Added | – |
| PKGPackaging Corp of America | Stock | 69,066 | $9.49M | <0.1% | −97,145−58.4% | Reduced | History |
| FIZZNational Beverage Corp | COM | 180,634 | $9.48M | <0.1% | +48,548+36.8% | Added | History |
| EVREvercore Inc. | CLASS A | 70,723 | $9.45M | <0.1% | +62,614+772.2% | Added | History |
| HIBBHibbett Inc | COM | 132,577 | $9.38M | <0.1% | −126,290−48.8% | Reduced | History |
| SCOAScION Tech Growth I | CL A SHS | 959,737 | $9.34M | <0.1% | +237,098+32.8% | Added | History |
| TPLTexas Pacific Land Corp | Stock | 7,712 | $9.33M | <0.1% | +6,112+382.0% | Added | History |
| COHRCoherent Corp. | COM | 157,007 | $9.32M | <0.1% | +157,007 | New | History |
| MDLAMedallia, Inc. | COM | 274,998 | $9.31M | <0.1% | +155,767+130.6% | Added | History |
| PPLPPL Corp | COM | 333,796 | $9.31M | <0.1% | −331,160−49.8% | Reduced | History |
| CDECoeur Mining, Inc. | COM NEW | 1,506,794 | $9.30M | <0.1% | +456,985+43.5% | Added | History |
| Khosla Ventures Acqut Co III482506102 | COM CL A | 947,590 | $9.29M | <0.1% | +191,618+25.3% | Added | – |
| WYWeyerhaeuser Co | COM NEW | 260,192 | $9.26M | <0.1% | −1,465,546−84.9% | Reduced | History |
| DLOdLocal Ltd | CLASS A COM | 169,217 | $9.23M | <0.1% | +169,217 | New | History |
| HALOHalozyme Therapeutics, Inc. | COM | 226,311 | $9.21M | <0.1% | −211,087−48.3% | Reduced | History |
| AGLagilon health, inc. | COM | 350,968 | $9.20M | <0.1% | +148,626+73.5% | Added | History |
| EXRExtra Space Storage Inc. | COM | 54,734 | $9.20M | <0.1% | +42,959+364.8% | Added | History |
| Ironwood Pharmaceuticals Inc46333XAD0 | DBCV 2.250% 6/1 | – | $9.18M | <0.1% | – | – | – |
| APPSDigital Turbine, Inc. | COM NEW | 133,495 | $9.18M | <0.1% | −360,230−73.0% | Reduced | History |
| RYZRyerson Holding Corp | COM | 411,730 | $9.17M | <0.1% | +30,888+8.1% | Added | History |
| GWIIGood Works II Acquisition Corp. | COMMON STOCK | 936,134 | $9.15M | <0.1% | +936,134 | New | History |
| MTBM&T Bank Corp | COM | 60,766 | $9.07M | <0.1% | −42,879−41.4% | Reduced | History |
| Change Healthcare Inc.15912K209 | UNIT 99/99/9999 | 130,259 | $9.07M | <0.1% | −350,000−72.9% | Reduced | – |
| Jazz Investments I Ltd472145AD3 | NOTE 1.500% 8/1 | – | $9.06M | <0.1% | – | – | – |
| Vocera Communications, Inc.92857FAB3 | BOND | – | $9.03M | <0.1% | – | – | – |
| FLRFluor Corp | Stock | 564,615 | $9.02M | <0.1% | −428,694−43.2% | Reduced | History |
| BLDQXO Insulation, LLC | Stock | 44,000 | $9.01M | <0.1% | +21,538+95.9% | Added | History |
| VXRTVaxart, Inc. | COM NEW | 1,133,272 | $9.01M | <0.1% | +1,119,856+8,347.2% | Added | History |
| SIMOSilicon Motion Technology CORP | SPONSORED ADR | 130,547 | $9.01M | <0.1% | +57,462+78.6% | Added | History |
| AMGAffiliated Managers Group, Inc. | Stock | 59,486 | $8.99M | <0.1% | −41,859−41.3% | Reduced | History |
| SSTKShutterstock, Inc. | COM | 79,314 | $8.99M | <0.1% | −68,164−46.2% | Reduced | History |
| Tenneco Inc880349105 | CL A VTG COM STK | 628,867 | $8.97M | <0.1% | −80,470−11.3% | Reduced | – |
| ICUIIcu Medical Inc | COM | 38,409 | $8.96M | <0.1% | +8,772+29.6% | Added | History |
| FNVFranco Nevada Corp | Stock | 68,989 | $8.96M | <0.1% | −103,641−60.0% | Reduced | History |
| GHGuardant Health, Inc. | COM | 71,604 | $8.95M | <0.1% | −157,128−68.7% | Reduced | History |
| AMCXAMC Global Media Inc. | CL A | 191,819 | $8.94M | <0.1% | −10,586−5.2% | Reduced | History |
Options (847)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 847 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $1.03B | $436.1M |
| AMZNAmazon Com Inc | Stock | $1.01B | $384.4M |
| MELIMercadolibre Inc | COM | $571.8M | $456.6M |
| XYZBlock, Inc. | CL A | $536.3M | $208.5M |
| CMGChipotle Mexican Grill Inc | COM | $245.0M | $277.4M |
| BABAAlibaba Group Holding Ltd | ADR | $282.2M | $207.6M |
| AAPLApple Inc. | Stock | $362.9M | $106.1M |
| SHOPShopify Inc. | Stock | $344.2M | $121.3M |
| CCitigroup Inc | Stock | $285.8M | $110.0M |
| SNAPSnap Inc | Stock | $195.4M | $191.5M |
| NFLXNetflix Inc | Stock | $171.3M | $203.9M |
| MRNAModerna, Inc. | Stock | $271.6M | $100.8M |
| BKNGBooking Holdings Inc. | Stock | $59.3M | $291.0M |
| WFCWells Fargo & Company | Stock | $189.4M | $119.3M |
| JPMJPMorgan Chase & Co | Stock | $101.7M | $205.7M |
| BABoeing Co | Stock | $215.8M | $91.5M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $226.8M | $76.9M |
| SESea Ltd | SPONSORD ADS | $194.3M | $108.4M |
| BACBank of America Corp | Stock | $111.2M | $176.1M |
| INTCIntel Corp | Stock | $148.1M | $138.8M |
| MUMicron Technology Inc | Stock | $217.3M | $52.6M |
| XOMExxonMobil Holdings Corp | COM | $161.6M | $105.2M |
| MSFTMicrosoft Corp | Stock | $59.3M | $203.3M |
| ZMZoom Communications, Inc. | Stock | $206.3M | $51.7M |
| GOOGAlphabet Inc. | Stock | $56.2M | $199.6M |
| NVDANVIDIA Corp | Stock | $182.5M | $72.0M |
| GSGoldman Sachs Group Inc | Stock | $169.3M | $78.4M |
| BIDUBaidu, Inc. | ADR | $222.2M | $23.1M |
| TAT&T Inc. | Stock | $148.2M | $95.7M |
| PYPLPayPal Holdings, Inc. | Stock | $138.0M | $100.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $208.6M | $16.6M |
| TWTRTwitter, Inc. | COM | $135.8M | $84.2M |
| GOOGLAlphabet Inc. | Stock | $57.2M | $162.6M |
| CRMSalesforce, Inc. | Stock | $87.1M | $124.9M |
| ROKURoku, Inc | COM CL A | $188.1M | $21.7M |
| GMGeneral Motors Co | COM | $137.0M | $72.7M |
| MSMorgan Stanley | Stock | $168.6M | $38.0M |
| NIONIO Inc. | ADR | $118.7M | $84.7M |
| UBERUber Technologies, Inc | Stock | $173.9M | $28.0M |
| CHTRCharter Communications, Inc. | CL A | $44.8M | $154.2M |
| DISWalt Disney Co | Stock | $165.2M | $33.6M |
| Paramount Global92556H206 | CL B | $135.6M | $62.2M |
| WWayfair Inc. | CL A | $57.1M | $125.8M |
| DOCUDocuSign, Inc. | Stock | $104.5M | $72.6M |
| HUBSHubSpot Inc | COM | $105.5M | $71.0M |
| TDOCTeladoc Health, Inc. | COM | $148.6M | $25.7M |
| DXCMDexcom Inc | COM | $81.5M | $90.3M |
| NOWServiceNow, Inc. | Stock | $85.8M | $84.7M |
| PANWPalo Alto Networks Inc | Stock | $85.3M | $79.0M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $115.2M | $48.7M |
| ZSZscaler, Inc. | Stock | $83.1M | $80.3M |
| BRK.BBerkshire Hathaway Inc | Stock | $14.6M | $146.7M |
| MDBMongoDB, Inc. | CL A | $84.5M | $76.5M |
| UPSUnited Parcel Service Inc | Stock | $77.2M | $83.2M |
| VVisa Inc. | Stock | $54.7M | $105.2M |
| BYNDBeyond Meat, Inc. | COM | $82.9M | $75.7M |
| TTDTrade Desk, Inc. | Stock | $74.6M | $83.5M |
| ADBEAdobe Inc. | Stock | $48.4M | $102.9M |
| RHRH | COM | $83.0M | $68.0M |
| QCOMQualcomm Inc | Stock | $89.9M | $60.5M |
| COUPCoupa Software Inc | COM | $81.0M | $66.2M |
| PLTRPalantir Technologies Inc. | Stock | $77.7M | $68.0M |
| DDOGDatadog, Inc. | CL A COM | $50.1M | $93.4M |
| UALUnited Airlines Holdings, Inc. | COM | $93.2M | $49.8M |
| HDHome Depot, Inc. | Stock | $66.9M | $76.0M |
| AMDAdvanced Micro Devices Inc | Stock | $140.6M | – |
| SPLKSplunk Inc | COM | $80.7M | $59.4M |
| AALAmerican Airlines Group Inc. | Stock | $67.9M | $67.3M |
| VZVerizon Communications Inc | Stock | $79.7M | $55.2M |
| PFEPfizer Inc | Stock | $93.6M | $38.4M |
| SPOTSpotify Technology S.A. | Stock | $108.8M | $19.2M |
| ASMLASML Holding NV | ADR | $103.9M | $23.2M |
| PINSPinterest, Inc. | CL A | $114.0M | $11.2M |
| CVXChevron Corp | Stock | $83.3M | $41.1M |
| DALDelta Air Lines, Inc. | COM NEW | $92.0M | $30.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $61.6M | $60.6M |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | $71.8M | $48.4M |
| FFord Motor Co | Stock | $98.3M | $21.4M |
| AZOAutoZone Inc | COM | $4.08M | $113.1M |
| NETCloudflare, Inc. | CL A COM | $61.5M | $55.2M |
| KOCoca Cola Co | Stock | $64.3M | $51.8M |
| CVSCVS Health Corp | Stock | $73.9M | $40.9M |
| PGProcter & Gamble Co | Stock | $36.7M | $77.2M |
| FDXFedEx Corp | Stock | $79.8M | $33.2M |
| PTONPeloton Interactive, Inc. | CL A COM | $69.0M | $41.8M |
| TWLOTwilio Inc | CL A | $81.3M | $28.8M |
| IBMInternational Business Machines Corp | Stock | $82.2M | $27.0M |
| WMTWalmart Inc. | Stock | $51.0M | $57.6M |
| CVNACarvana Co. | CL A | $55.6M | $52.6M |
| ZZillow Group, Inc. | CL C CAP STK | $59.9M | $48.1M |
| SNOWSnowflake Inc. | Stock | $80.6M | $24.2M |
| COSTCostco Wholesale Corp | Stock | $50.5M | $52.1M |
| DKNGDraftKings Inc. | COM CL A | $65.9M | $34.4M |
| ABBVAbbVie Inc. | Stock | $69.5M | $30.4M |
| CSCOCisco Systems, Inc. | Stock | $19.6M | $77.0M |
| ABNBAirbnb, Inc. | Stock | $59.6M | $33.5M |
| UPSTUpstart Holdings, Inc. | COM | $61.7M | $30.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $65.8M | $26.1M |
| AAAlcoa Corp | Stock | $63.6M | $27.8M |
| UUnity Software Inc. | COM | $49.7M | $40.4M |
Sold out since Q2 2021 (601)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 601 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $244.5M | 0.3% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $233.5M | 0.3% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,241,928 | $228.2M | 0.3% | History |
| RH74967XAA1 | NOTE 6/1 | – | $216.6M | 0.2% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $143.7M | 0.2% | – |
| WORKSlack Technologies, Inc. | COM CL A | 2,967,628 | $131.5M | 0.2% | History |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $124.2M | 0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $108.9M | 0.1% | – |
| PFPTProofpoint Inc | COM | 591,401 | $102.8M | 0.1% | History |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $99.9M | 0.1% | – |
| MXIMMaxim Integrated Products Inc | COM | 907,590 | $95.6M | 0.1% | History |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $87.9M | 0.1% | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 1,849,261 | $85.1M | 0.1% | History |
| CBChubb Ltd | Stock | 478,774 | $76.1M | 0.1% | History |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $75.6M | 0.1% | – |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $75.6M | 0.1% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $69.4M | 0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $68.9M | 0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 1,339,700 | $67.9M | 0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 1,524,931 | $59.2M | 0.1% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $57.6M | 0.1% | – |
| Trip.com Group LtdG9066FAA9 | DEBT 1.500% 7/0 | – | $57.0M | 0.1% | – |
| Algonquin PWR Utils Corp015857873 | UNIT 99/99/9999 | 1,150,000 | $56.9M | 0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 338,754 | $56.0M | 0.1% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 1,546,500 | $52.5M | 0.1% | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 1,180,526 | $46.4M | 0.1% | History |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $44.8M | 0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 570,934 | $44.1M | 0.1% | History |
| Viavi Solutions Inc.925550AE5 | NOTE 1.750% 6/0 | – | $41.5M | <0.1% | – |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 1,228,879 | $40.9M | <0.1% | History |
| Northern Genesis Acquisition Corp.536221104 | NORTHERN GENESIS ACQUISITION CORP. | 2,000,000 | $38.9M | <0.1% | – |
| APHAmphenol Corp | CL A | 562,882 | $38.5M | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 661,300 | $35.6M | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 930,856 | $34.3M | <0.1% | History |
| CNKCinemark Holdings, Inc. | COM | 1,366,226 | $30.0M | <0.1% | History |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $26.7M | <0.1% | – |
| PFGCPerformance Food Group Co | COM | 544,708 | $26.4M | <0.1% | History |
| EIXEdison International | Stock | 451,339 | $26.1M | <0.1% | History |
| DIDIYDiDi Global Inc. | SPONSORED ADS | 1,500,000 | $21.2M | <0.1% | History |
| WENWendy's Co | Stock | 902,508 | $21.1M | <0.1% | History |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $20.1M | <0.1% | – |
| Shaw Communications Inc82028K200 | CL B CONV | 664,615 | $19.3M | <0.1% | – |
| NINisource Inc. | COM | 763,666 | $18.7M | <0.1% | History |
| CM Life Sciences Inc18978W109 | COM CL A | 1,201,562 | $16.8M | <0.1% | – |
| COINCoinbase Global, Inc. | COM CL A | 64,764 | $16.4M | <0.1% | History |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 1,588,872 | $15.8M | <0.1% | – |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $15.8M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 1,500,000 | $15.0M | <0.1% | – |
| Landcadia Holdings IV, Inc.51477A203 | UNIT 05/01/2025 | 1,500,000 | $14.9M | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 859,425 | $14.1M | <0.1% | History |
| Logistics Innovtn Technlgs C54141L209 | UNIT 06/10/2026 | 1,400,000 | $13.9M | <0.1% | – |
| CM Life Sciences III Inc125841205 | UNIT 04/30/2028 | 1,250,000 | $13.7M | <0.1% | – |
| PBFPBF Energy Inc. | CL A | 894,549 | $13.7M | <0.1% | History |
| ADMArcher-Daniels-Midland Co | Stock | 225,795 | $13.7M | <0.1% | History |
| Post Holdings Partnering Cor737465203 | UNIT 99/99/9999 | 1,310,000 | $13.6M | <0.1% | – |
| Austerlitz Acquisition CorpG0633U119 | UNIT 99/99/9999 | 1,333,334 | $13.4M | <0.1% | – |
| Churchill Capital Corp VI17143W200 | UNIT 99/99/9999 | 1,262,413 | $12.8M | <0.1% | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 128,280 | $12.4M | <0.1% | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $12.2M | <0.1% | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 107,226 | $12.1M | <0.1% | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $11.6M | <0.1% | – |
| PATHUiPath, Inc. | Stock | 167,383 | $11.4M | <0.1% | History |
| Holicity Inc435063102 | COM CL A | 1,000,000 | $11.3M | <0.1% | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 102,996 | $11.3M | <0.1% | – |
| RBARB Global Inc. | COM | 188,911 | $11.2M | <0.1% | History |
| Aries I Acquisition CorpG0542N115 | UNIT 03/18/2026 | 1,067,000 | $10.7M | <0.1% | – |
| SRESempra | Stock | 80,927 | $10.7M | <0.1% | History |
| Churchill Capital Corp VII17144M201 | UNIT 99/99/9999 | 1,053,009 | $10.5M | <0.1% | – |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $10.4M | <0.1% | – |
| GIGINTERNATIONAL1 Inc37518W205 | UNIT 05/19/2026 | 990,000 | $10.0M | <0.1% | – |
| Disruptive Acquisition CorpG2770Y110 | UNIT 03/06/2026 | 1,000,000 | $9.97M | <0.1% | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $9.90M | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 297,470 | $9.54M | <0.1% | History |
| HYFMHydrofarm Holdings Group, Inc. | COM | 159,465 | $9.43M | <0.1% | History |
| Jaws Spitfire Acquisition CoG50740102 | SHS CL A | 866,847 | $8.68M | <0.1% | – |
| PCGPG&E Corp | Stock | 840,060 | $8.54M | <0.1% | History |
| Maquia Capital Acquisition C56564V200 | UNIT 99/99/9999 | 790,000 | $8.00M | <0.1% | – |
| TSPHTuSimple Holdings Inc. | CL A | 111,793 | $7.96M | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 113,573 | $7.92M | <0.1% | – |
| CSGPCostar Group, Inc. | COM | 93,182 | $7.72M | <0.1% | History |
| Nuance Communications, Inc.67020YAG5 | DEBT 1.500%11/0 | – | $7.36M | <0.1% | – |
| New Beginnings Acquisition C64222H100 | COM | 729,540 | $7.29M | <0.1% | – |
| CM Life Sciences II Inc125842203 | UNIT 02/25/2028 | 532,362 | $7.16M | <0.1% | – |
| Pine Technology Acquisitn Co722850203 | UNIT 03/31/2028 | 705,556 | $7.03M | <0.1% | – |
| Orion Acquisition Corp68626A207 | UNIT 02/19/2026 | 673,666 | $6.68M | <0.1% | – |
| Ross Acquisition Corp IIG7641C122 | UNIT 99/99/9999 | 669,540 | $6.67M | <0.1% | – |
| Ajax IG0190X100 | COM | 665,000 | $6.62M | <0.1% | – |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 650,000 | $6.49M | <0.1% | – |
| Qell Acquisition CorpG7307X105 | CL A | 639,644 | $6.36M | <0.1% | – |
| MFCManulife Financial Corp | COM | 313,540 | $6.17M | <0.1% | History |
| Sustainable Opportnts Acq CoG8598Y109 | ORD SHS A | 615,944 | $6.13M | <0.1% | – |
| Digital Transformatn Opt Cor25401K206 | UNIT 03/31/2028 | 609,850 | $6.04M | <0.1% | – |
| Corazon Capital V838 MonocerG24237110 | UNIT 03/24/2026 | 598,791 | $5.99M | <0.1% | – |
| Build Acquisition Corp12008J204 | UNIT 99/99/9999 | 598,791 | $5.96M | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 583,899 | $5.83M | <0.1% | – |
| Gores Guggenheim, Inc.38286Q206 | UNIT 03/25/2028 | 581,659 | $5.82M | <0.1% | – |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $5.61M | <0.1% | – |
| LGL Sys Acquisition Corp50201G106 | COM CL A | 552,533 | $5.52M | <0.1% | – |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 547,262 | $5.47M | <0.1% | – |
| Rapid7, Inc.753422AD6 | NOTE 2.250% 5/0 | – | $5.39M | <0.1% | – |