D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 3,597
- +90 vs. Q2 2021
- Portfolio value
- $78.3B
- −$8.57B (−9.9%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ScION Tech Growth IIG31070116 | *W EXP 01/28/202 | 75,000 | $49.0K | <0.1% | 00.0% | Unchanged | – |
| FOAFinance of America Companies Inc. | COM CL A | 10,000 | $50.0K | <0.1% | 00.0% | Unchanged | History |
| Gores Holdings VII Inc38286T119 | *W EXP 02/25/202 | 42,554 | $50.0K | <0.1% | +20,679+94.5% | Added | – |
| Warburg Pincus Captal Corp IG9461D115 | *W EXP 99/99/999 | 48,606 | $51.0K | <0.1% | +31,940+191.6% | Added | – |
| STSASatsuma Pharmaceuticals, Inc. | COM | 11,232 | $52.0K | <0.1% | −3,396−23.2% | Reduced | History |
| GIGCAPITAL4 Inc37518G119 | *W EXP 02/08/202 | 50,000 | $53.0K | <0.1% | 00.0% | Unchanged | – |
| Frontier Acquisition Corp.G36826124 | *W EXP 03/04/202 | 57,549 | $53.0K | <0.1% | +32,784+132.4% | Added | – |
| Decarbonization Plus Acqu II242794113 | *W EXP 01/19/202 | 44,072 | $54.0K | <0.1% | +16,572+60.3% | Added | – |
| VEONVEON Ltd. | SPONSORED ADR | 26,540 | $55.0K | <0.1% | −4,800−15.3% | Reduced | History |
| ASRTAssertio Holdings, Inc. | COM NEW | 61,212 | $55.0K | <0.1% | −18,067−22.8% | Reduced | History |
| Software Acquisitn Grp Inc I83407J111 | *W EXP 02/02/202 | 100,997 | $55.0K | <0.1% | +100,997 | New | – |
| Catalyst Partnrs Acquisitn CG19550121 | *W EXP 05/12/202 | 64,585 | $55.0K | <0.1% | +64,585 | New | – |
| GNSSGenasys Inc. | COM | 10,856 | $56.0K | <0.1% | −1,445−11.7% | Reduced | History |
| Ftac Parnassus Acquisitn Cor30319B116 | *W EXP 03/10/202 | 58,775 | $56.0K | <0.1% | +58,775 | New | – |
| Golden Arrow Merger Corp380799114 | *W EXP 07/31/202 | 108,968 | $56.0K | <0.1% | +108,968 | New | – |
| Sandbridge X2 Corp799792114 | *W EXP 03/11/202 | 69,755 | $56.0K | <0.1% | +28,616+69.6% | Added | – |
| NCMINational CineMedia, Inc. | COM | 16,130 | $57.0K | <0.1% | −152,435−90.4% | Reduced | History |
| Switchback II CorpG8633T107 | *W EXP 01/07/202 | 41,634 | $57.0K | <0.1% | +1,808+4.5% | Added | – |
| G&P Acquisition Corp36146G111 | *W EXP 02/28/202 | 105,704 | $57.0K | <0.1% | +105,704 | New | – |
| SNDSmart Sand, Inc. | COM | 23,613 | $58.0K | <0.1% | −62,556−72.6% | Reduced | History |
| MDH Acquisition Corp55283P114 | *W EXP 02/02/202 | 105,414 | $58.0K | <0.1% | +105,414 | New | – |
| One Equity Partners Open WTR68237L113 | *W EXP 01/14/202 | 90,483 | $58.0K | <0.1% | +57,150+171.5% | Added | – |
| Stratim Cloud Acquisition Corp.86309R115 | *W EXP 03/05/202 | 92,261 | $58.0K | <0.1% | 00.0% | Unchanged | – |
| Graf Acquisition Corp IV384272118 | *W EXP 05/31/202 | 50,000 | $58.0K | <0.1% | +50,000 | New | – |
| Interprivate IV Infratech PR46064T110 | *W EXP 03/05/202 | 88,510 | $59.0K | <0.1% | +61,844+231.9% | Added | – |
| Compute Health Acquisitin Co204833115 | *W EXP 01/25/202 | 62,500 | $60.0K | <0.1% | 00.0% | Unchanged | – |
| CLVSClovis Oncology, Inc. | COM | 13,756 | $61.0K | <0.1% | −8,487−38.2% | Reduced | History |
| Thunder Bridge Cap Prtnrs II88605T118 | *W EXP 02/15/202 | 82,913 | $62.0K | <0.1% | +82,913 | New | – |
| CC Neuberger Principal HoldnG1992N126 | *W EXP 99/99/999 | 62,017 | $62.0K | <0.1% | +42,017+210.1% | Added | – |
| Arrowroot Acquisition Corp04282M110 | *W EXP 03/02/202 | 108,651 | $62.0K | <0.1% | +108,651 | New | – |
| GAUGaliano Gold Inc. | COM | 87,460 | $63.0K | <0.1% | +15,002+20.7% | Added | History |
| Better World Acquisition Cor08772B112 | *W EXP 11/15/202 | 100,770 | $63.0K | <0.1% | 00.0% | Unchanged | – |
| SUPVGrupo Supervielle S.A. | SPONSORED ADR | 28,171 | $63.0K | <0.1% | +28,171 | New | History |
| RXR Acquisition Corp74981W115 | *W EXP 03/08/202 | 82,267 | $63.0K | <0.1% | +55,601+208.5% | Added | – |
| Rocket Internet GRWT Oprt CoG7613T129 | *W EXP 99/99/999 | 79,166 | $63.0K | <0.1% | +37,500+90.0% | Added | – |
| Nexters IncG6529J118 | *W EXP 08/26/202 | 75,000 | $63.0K | <0.1% | +75,000 | New | – |
| GOCOGoHealth, Inc. | COM CL A | 12,710 | $64.0K | <0.1% | +12,710 | New | History |
| Northern Star Invest Corp II66574L118 | *W EXP 02/25/202 | 64,504 | $64.0K | <0.1% | +50,616+364.5% | Added | – |
| Northern Star Invest Corp IV66575B119 | *W EXP 02/25/202 | 71,961 | $64.0K | <0.1% | +58,073+418.2% | Added | – |
| Kismet Acquisition Two CorpG52807115 | *W EXP 06/30/202 | 85,514 | $65.0K | <0.1% | +60,514+242.1% | Added | – |
| Gores Technology Partners II38287L115 | *W EXP 03/16/202 | 55,056 | $66.0K | <0.1% | +35,056+175.3% | Added | – |
| PLURPluri Inc. | COM NEW | 25,271 | $67.0K | <0.1% | −18,646−42.5% | Reduced | History |
| TLMDSOC Telemed, Inc. | COM CL A | 29,562 | $67.0K | <0.1% | −75,714−71.9% | Reduced | History |
| PWP Forward Acquisition Corp74709Q119 | *W EXP 03/12/202 | 83,154 | $68.0K | <0.1% | +33,154+66.3% | Added | – |
| Eros STX Global CorporationG3788M114 | SHS NEW | 75,095 | $69.0K | <0.1% | +44,743+147.4% | Added | – |
| DHC Acquisition CorpG2758T117 | *W EXP 02/25/202 | 103,319 | $69.0K | <0.1% | +58,875+132.5% | Added | – |
| PTNPalatin Technologies Inc | COM PAR $ .01 | 157,665 | $70.0K | <0.1% | +157,665 | New | History |
| YRDYiren Digital Ltd. | SPONSORED ADS | 23,162 | $70.0K | <0.1% | +23,162 | New | History |
| Noble Rock Acquisition CorpG6546R119 | *W EXP 01/31/202 | 103,336 | $70.0K | <0.1% | +61,670+148.0% | Added | – |
| BIVIBiovie Inc. | CL A NEW | 10,603 | $71.0K | <0.1% | +10,603 | New | History |
| Northern Genesis Acquisition66516U119 | *W EXP 01/15/202 | 66,666 | $71.0K | <0.1% | 00.0% | Unchanged | – |
| Anzu Special Acquisitin Corp03737A119 | *W EXP 01/27/202 | 113,431 | $71.0K | <0.1% | +80,098+240.3% | Added | – |
| Class Acceleration Corp18274B114 | *W EXP 03/31/202 | 125,000 | $73.0K | <0.1% | 00.0% | Unchanged | – |
| VEEAWVeea Inc. | *W EXP 03/15/202 | 90,749 | $73.0K | <0.1% | +57,416+172.2% | Added | History |
| SIGASiga Technologies Inc | COM | 10,037 | $74.0K | <0.1% | −47,121−82.4% | Reduced | History |
| First Reserve Sustainable GW336169115 | *W EXP 03/05/202 | 89,522 | $74.0K | <0.1% | +64,522+258.1% | Added | – |
| Social Leverage Acquisn Corp83363K110 | *W EXP 02/17/202 | 89,573 | $74.0K | <0.1% | +71,084+384.5% | Added | – |
| Twelve Seas Investment Co. II90118T114 | *W EXP 03/02/202 | 111,768 | $74.0K | <0.1% | +70,102+168.2% | Added | – |
| Interprivate II Acquisition46064Q116 | *W EXP 09/03/202 | 75,878 | $75.0K | <0.1% | +55,878+279.4% | Added | – |
| Spartan Acquisition Corp. III84677R114 | *W EXP 02/04/202 | 68,009 | $75.0K | <0.1% | +43,009+172.0% | Added | – |
| Aurora Acquisition CorpG0698L129 | *W EXP 03/02/202 | 47,302 | $75.0K | <0.1% | +26,469+127.1% | Added | – |
| Esm Acquisition CorporationG3195H112 | *W EXP 02/02/202 | 117,318 | $77.0K | <0.1% | +28,899+32.7% | Added | – |
| Astrea Acquisition Corp.04637C114 | *W EXP 01/28/202 | 100,000 | $78.0K | <0.1% | 00.0% | Unchanged | – |
| Forest Road Acquisition Cor34619V111 | *W EXP 01/15/202 | 89,549 | $78.0K | <0.1% | +69,549+347.7% | Added | – |
| GMBLEsports Entertainment Group, Inc. | COM | 11,724 | $79.0K | <0.1% | +11,724 | New | History |
| G Squared Ascend I IncG4204R117 | *W EXP 02/01/202 | 75,251 | $79.0K | <0.1% | +75,251 | New | – |
| TPG Pace Ben Fin CorpG8990D117 | *W EXP 10/09/202 | 40,000 | $79.0K | <0.1% | 00.0% | Unchanged | – |
| Tribe Capital Growth Corp I89601Y119 | *W EXP 02/28/202 | 86,953 | $79.0K | <0.1% | +86,953 | New | – |
| NEXANexa Resources S.A. | COM | 10,529 | $80.0K | <0.1% | −6,137−36.8% | Reduced | History |
| Big Sky Growth Partners, Inc.08954L110 | *W EXP 04/01/202 | 99,999 | $80.0K | <0.1% | +99,999 | New | – |
| Finserv Acquisition Corp. II31809Y111 | *W EXP 02/17/202 | 100,192 | $80.0K | <0.1% | +71,104+244.4% | Added | – |
| Kludein I Acquisition Corp49878L117 | *W EXP 07/08/202 | 125,000 | $81.0K | <0.1% | 00.0% | Unchanged | – |
| DHB Capital Corp23291W117 | *W EXP 03/31/202 | 125,771 | $82.0K | <0.1% | +81,327+183.0% | Added | – |
| RMG Acquisition Corp IIIG76088122 | *W EXP 02/08/202 | 90,967 | $83.0K | <0.1% | +40,967+81.9% | Added | – |
| Flame Acquisition Corp33850F116 | *W EXP 02/26/202 | 137,937 | $83.0K | <0.1% | +137,937 | New | – |
| L Catterton Asia AcquisitionG5346G117 | *W EXP 03/08/202 | 117,840 | $83.0K | <0.1% | +25,579+27.7% | Added | – |
| SMSISmith Micro Software, Inc. | COM NEW | 17,398 | $84.0K | <0.1% | +17,398 | New | History |
| TCW Special Purpose Acqu Cor87301L114 | *W EXP 99/99/999 | 135,337 | $84.0K | <0.1% | +90,893+204.5% | Added | – |
| Z-Work Acquisition Corp98880C110 | *W EXP 01/04/202 | 133,025 | $85.0K | <0.1% | +133,025 | New | – |
| NXTCNextCure, Inc. | COM | 12,776 | $86.0K | <0.1% | −24,224−65.5% | Reduced | History |
| Fortress Value Acquisi Corp34964K116 | *W EXP 03/18/202 | 105,921 | $86.0K | <0.1% | +87,910+488.1% | Added | – |
| Summit Healthcre Acquistn CoG8566R110 | *W EXP 06/03/202 | 100,000 | $86.0K | <0.1% | +100,000 | New | – |
| CNCEConcert Pharmaceuticals, Inc. | COM | 27,023 | $88.0K | <0.1% | −4,704−14.8% | Reduced | History |
| Vectoiq Acquisition Corp II92244F117 | *W EXP 01/07/202 | 112,849 | $88.0K | <0.1% | +2,849+2.6% | Added | – |
| Arctos Northstar Acquis CorpG0477L126 | *W EXP 99/99/999 | 118,043 | $88.0K | <0.1% | +104,581+776.9% | Added | – |
| Northern Lights Acquisitn Co66538L113 | *W EXP 11/01/202 | 200,000 | $88.0K | <0.1% | +200,000 | New | – |
| NBEVNewAge, Inc. | COM | 63,888 | $89.0K | <0.1% | +31,369+96.5% | Added | History |
| CF Acquisition Corp VI12521J111 | *W EXP 02/18/202 | 110,651 | $89.0K | <0.1% | +110,651 | New | – |
| Nuvation Bio Inc.67080N119 | *W EXP 07/07/202 | 34,975 | $90.0K | <0.1% | 00.0% | Unchanged | – |
| New Vista Acquisition CorpG6529L121 | *W EXP 02/01/202 | 128,646 | $90.0K | <0.1% | +128,646 | New | – |
| Cartesian Growth CorpG19276115 | *W EXP 02/26/202 | 85,588 | $91.0K | <0.1% | +85,588 | New | – |
| Companhia Brasileira de Dist20440T300 | SPONSORED ADR | 19,477 | $92.0K | <0.1% | −3,723−16.0% | Reduced | – |
| Independence Holdings CorpG4761A127 | *W EXP 03/31/202 | 88,079 | $92.0K | <0.1% | +54,746+164.2% | Added | – |
| Atlantic Coastal Acquistn Co048453112 | *W EXP 03/02/202 | 169,975 | $93.0K | <0.1% | +152,289+861.1% | Added | – |
| CCC Intelligent12510Q118 | EQUITY WRT | 40,000 | $93.0K | <0.1% | +40,000 | New | – |
| Glenfarne Merger Corp378579114 | *W EXP 03/17/202 | 138,707 | $93.0K | <0.1% | +138,707 | New | – |
| Peridot Acquisition Corp. IIG7008B121 | *W EXP 04/30/202 | 114,887 | $93.0K | <0.1% | +54,887+91.5% | Added | – |
| Equity Distr Acquisition Cor29465E114 | *W EXP 09/09/202 | 104,166 | $94.0K | <0.1% | 00.0% | Unchanged | – |
| Haymaker Acquisition Corp II42087R116 | *W EXP 03/04/202 | 116,961 | $94.0K | <0.1% | +116,961 | New | – |
| Dila Capital Acquisition Cor254028111 | *W EXP 06/09/202 | 151,000 | $94.0K | <0.1% | +151,000 | New | – |
Options (847)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 847 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $1.03B | $436.1M |
| AMZNAmazon Com Inc | Stock | $1.01B | $384.4M |
| MELIMercadolibre Inc | COM | $571.8M | $456.6M |
| XYZBlock, Inc. | CL A | $536.3M | $208.5M |
| CMGChipotle Mexican Grill Inc | COM | $245.0M | $277.4M |
| BABAAlibaba Group Holding Ltd | ADR | $282.2M | $207.6M |
| AAPLApple Inc. | Stock | $362.9M | $106.1M |
| SHOPShopify Inc. | Stock | $344.2M | $121.3M |
| CCitigroup Inc | Stock | $285.8M | $110.0M |
| SNAPSnap Inc | Stock | $195.4M | $191.5M |
| NFLXNetflix Inc | Stock | $171.3M | $203.9M |
| MRNAModerna, Inc. | Stock | $271.6M | $100.8M |
| BKNGBooking Holdings Inc. | Stock | $59.3M | $291.0M |
| WFCWells Fargo & Company | Stock | $189.4M | $119.3M |
| JPMJPMorgan Chase & Co | Stock | $101.7M | $205.7M |
| BABoeing Co | Stock | $215.8M | $91.5M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $226.8M | $76.9M |
| SESea Ltd | SPONSORD ADS | $194.3M | $108.4M |
| BACBank of America Corp | Stock | $111.2M | $176.1M |
| INTCIntel Corp | Stock | $148.1M | $138.8M |
| MUMicron Technology Inc | Stock | $217.3M | $52.6M |
| XOMExxonMobil Holdings Corp | COM | $161.6M | $105.2M |
| MSFTMicrosoft Corp | Stock | $59.3M | $203.3M |
| ZMZoom Communications, Inc. | Stock | $206.3M | $51.7M |
| GOOGAlphabet Inc. | Stock | $56.2M | $199.6M |
| NVDANVIDIA Corp | Stock | $182.5M | $72.0M |
| GSGoldman Sachs Group Inc | Stock | $169.3M | $78.4M |
| BIDUBaidu, Inc. | ADR | $222.2M | $23.1M |
| TAT&T Inc. | Stock | $148.2M | $95.7M |
| PYPLPayPal Holdings, Inc. | Stock | $138.0M | $100.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $208.6M | $16.6M |
| TWTRTwitter, Inc. | COM | $135.8M | $84.2M |
| GOOGLAlphabet Inc. | Stock | $57.2M | $162.6M |
| CRMSalesforce, Inc. | Stock | $87.1M | $124.9M |
| ROKURoku, Inc | COM CL A | $188.1M | $21.7M |
| GMGeneral Motors Co | COM | $137.0M | $72.7M |
| MSMorgan Stanley | Stock | $168.6M | $38.0M |
| NIONIO Inc. | ADR | $118.7M | $84.7M |
| UBERUber Technologies, Inc | Stock | $173.9M | $28.0M |
| CHTRCharter Communications, Inc. | CL A | $44.8M | $154.2M |
| DISWalt Disney Co | Stock | $165.2M | $33.6M |
| Paramount Global92556H206 | CL B | $135.6M | $62.2M |
| WWayfair Inc. | CL A | $57.1M | $125.8M |
| DOCUDocuSign, Inc. | Stock | $104.5M | $72.6M |
| HUBSHubSpot Inc | COM | $105.5M | $71.0M |
| TDOCTeladoc Health, Inc. | COM | $148.6M | $25.7M |
| DXCMDexcom Inc | COM | $81.5M | $90.3M |
| NOWServiceNow, Inc. | Stock | $85.8M | $84.7M |
| PANWPalo Alto Networks Inc | Stock | $85.3M | $79.0M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $115.2M | $48.7M |
| ZSZscaler, Inc. | Stock | $83.1M | $80.3M |
| BRK.BBerkshire Hathaway Inc | Stock | $14.6M | $146.7M |
| MDBMongoDB, Inc. | CL A | $84.5M | $76.5M |
| UPSUnited Parcel Service Inc | Stock | $77.2M | $83.2M |
| VVisa Inc. | Stock | $54.7M | $105.2M |
| BYNDBeyond Meat, Inc. | COM | $82.9M | $75.7M |
| TTDTrade Desk, Inc. | Stock | $74.6M | $83.5M |
| ADBEAdobe Inc. | Stock | $48.4M | $102.9M |
| RHRH | COM | $83.0M | $68.0M |
| QCOMQualcomm Inc | Stock | $89.9M | $60.5M |
| COUPCoupa Software Inc | COM | $81.0M | $66.2M |
| PLTRPalantir Technologies Inc. | Stock | $77.7M | $68.0M |
| DDOGDatadog, Inc. | CL A COM | $50.1M | $93.4M |
| UALUnited Airlines Holdings, Inc. | COM | $93.2M | $49.8M |
| HDHome Depot, Inc. | Stock | $66.9M | $76.0M |
| AMDAdvanced Micro Devices Inc | Stock | $140.6M | – |
| SPLKSplunk Inc | COM | $80.7M | $59.4M |
| AALAmerican Airlines Group Inc. | Stock | $67.9M | $67.3M |
| VZVerizon Communications Inc | Stock | $79.7M | $55.2M |
| PFEPfizer Inc | Stock | $93.6M | $38.4M |
| SPOTSpotify Technology S.A. | Stock | $108.8M | $19.2M |
| ASMLASML Holding NV | ADR | $103.9M | $23.2M |
| PINSPinterest, Inc. | CL A | $114.0M | $11.2M |
| CVXChevron Corp | Stock | $83.3M | $41.1M |
| DALDelta Air Lines, Inc. | COM NEW | $92.0M | $30.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $61.6M | $60.6M |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | $71.8M | $48.4M |
| FFord Motor Co | Stock | $98.3M | $21.4M |
| AZOAutoZone Inc | COM | $4.08M | $113.1M |
| NETCloudflare, Inc. | CL A COM | $61.5M | $55.2M |
| KOCoca Cola Co | Stock | $64.3M | $51.8M |
| CVSCVS Health Corp | Stock | $73.9M | $40.9M |
| PGProcter & Gamble Co | Stock | $36.7M | $77.2M |
| FDXFedEx Corp | Stock | $79.8M | $33.2M |
| PTONPeloton Interactive, Inc. | CL A COM | $69.0M | $41.8M |
| TWLOTwilio Inc | CL A | $81.3M | $28.8M |
| IBMInternational Business Machines Corp | Stock | $82.2M | $27.0M |
| WMTWalmart Inc. | Stock | $51.0M | $57.6M |
| CVNACarvana Co. | CL A | $55.6M | $52.6M |
| ZZillow Group, Inc. | CL C CAP STK | $59.9M | $48.1M |
| SNOWSnowflake Inc. | Stock | $80.6M | $24.2M |
| COSTCostco Wholesale Corp | Stock | $50.5M | $52.1M |
| DKNGDraftKings Inc. | COM CL A | $65.9M | $34.4M |
| ABBVAbbVie Inc. | Stock | $69.5M | $30.4M |
| CSCOCisco Systems, Inc. | Stock | $19.6M | $77.0M |
| ABNBAirbnb, Inc. | Stock | $59.6M | $33.5M |
| UPSTUpstart Holdings, Inc. | COM | $61.7M | $30.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $65.8M | $26.1M |
| AAAlcoa Corp | Stock | $63.6M | $27.8M |
| UUnity Software Inc. | COM | $49.7M | $40.4M |
Sold out since Q2 2021 (600)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 600 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $244.5M | 0.3% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $233.5M | 0.3% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,241,928 | $228.2M | 0.3% | History |
| RH74967XAA1 | NOTE 6/1 | – | $216.6M | 0.2% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $143.7M | 0.2% | – |
| WORKSlack Technologies, Inc. | COM CL A | 2,967,628 | $131.5M | 0.2% | History |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $124.2M | 0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $108.9M | 0.1% | – |
| PFPTProofpoint Inc | COM | 591,401 | $102.8M | 0.1% | History |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $99.9M | 0.1% | – |
| MXIMMaxim Integrated Products Inc | COM | 907,590 | $95.6M | 0.1% | History |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $87.9M | 0.1% | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 1,849,261 | $85.1M | 0.1% | History |
| CBChubb Ltd | Stock | 478,774 | $76.1M | 0.1% | History |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $75.6M | 0.1% | – |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $75.6M | 0.1% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $69.4M | 0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $68.9M | 0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 1,339,700 | $67.9M | 0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 1,524,931 | $59.2M | 0.1% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $57.6M | 0.1% | – |
| Trip.com Group LtdG9066FAA9 | DEBT 1.500% 7/0 | – | $57.0M | 0.1% | – |
| Algonquin PWR Utils Corp015857873 | UNIT 99/99/9999 | 1,150,000 | $56.9M | 0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 338,754 | $56.0M | 0.1% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 1,546,500 | $52.5M | 0.1% | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 1,180,526 | $46.4M | 0.1% | History |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $44.8M | 0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 570,934 | $44.1M | 0.1% | History |
| Viavi Solutions Inc.925550AE5 | NOTE 1.750% 6/0 | – | $41.5M | <0.1% | – |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 1,228,879 | $40.9M | <0.1% | History |
| Northern Genesis Acquisition Corp.536221104 | NORTHERN GENESIS ACQUISITION CORP. | 2,000,000 | $38.9M | <0.1% | – |
| APHAmphenol Corp | CL A | 562,882 | $38.5M | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 661,300 | $35.6M | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 930,856 | $34.3M | <0.1% | History |
| CNKCinemark Holdings, Inc. | COM | 1,366,226 | $30.0M | <0.1% | History |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $26.7M | <0.1% | – |
| PFGCPerformance Food Group Co | COM | 544,708 | $26.4M | <0.1% | History |
| EIXEdison International | Stock | 451,339 | $26.1M | <0.1% | History |
| DIDIYDiDi Global Inc. | SPONSORED ADS | 1,500,000 | $21.2M | <0.1% | History |
| WENWendy's Co | Stock | 902,508 | $21.1M | <0.1% | History |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $20.1M | <0.1% | – |
| Shaw Communications Inc82028K200 | CL B CONV | 664,615 | $19.3M | <0.1% | – |
| NINisource Inc. | COM | 763,666 | $18.7M | <0.1% | History |
| CM Life Sciences Inc18978W109 | COM CL A | 1,201,562 | $16.8M | <0.1% | – |
| COINCoinbase Global, Inc. | COM CL A | 64,764 | $16.4M | <0.1% | History |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 1,588,872 | $15.8M | <0.1% | – |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $15.8M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 1,500,000 | $15.0M | <0.1% | – |
| Landcadia Holdings IV, Inc.51477A203 | UNIT 05/01/2025 | 1,500,000 | $14.9M | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 859,425 | $14.1M | <0.1% | History |
| Logistics Innovtn Technlgs C54141L209 | UNIT 06/10/2026 | 1,400,000 | $13.9M | <0.1% | – |
| CM Life Sciences III Inc125841205 | UNIT 04/30/2028 | 1,250,000 | $13.7M | <0.1% | – |
| PBFPBF Energy Inc. | CL A | 894,549 | $13.7M | <0.1% | History |
| ADMArcher-Daniels-Midland Co | Stock | 225,795 | $13.7M | <0.1% | History |
| Post Holdings Partnering Cor737465203 | UNIT 99/99/9999 | 1,310,000 | $13.6M | <0.1% | – |
| Austerlitz Acquisition CorpG0633U119 | UNIT 99/99/9999 | 1,333,334 | $13.4M | <0.1% | – |
| Churchill Capital Corp VI17143W200 | UNIT 99/99/9999 | 1,262,413 | $12.8M | <0.1% | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 128,280 | $12.4M | <0.1% | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $12.2M | <0.1% | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 107,226 | $12.1M | <0.1% | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $11.6M | <0.1% | – |
| PATHUiPath, Inc. | Stock | 167,383 | $11.4M | <0.1% | History |
| Holicity Inc435063102 | COM CL A | 1,000,000 | $11.3M | <0.1% | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 102,996 | $11.3M | <0.1% | – |
| RBARB Global Inc. | COM | 188,911 | $11.2M | <0.1% | History |
| Aries I Acquisition CorpG0542N115 | UNIT 03/18/2026 | 1,067,000 | $10.7M | <0.1% | – |
| SRESempra | Stock | 80,927 | $10.7M | <0.1% | History |
| Churchill Capital Corp VII17144M201 | UNIT 99/99/9999 | 1,053,009 | $10.5M | <0.1% | – |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $10.4M | <0.1% | – |
| GIGINTERNATIONAL1 Inc37518W205 | UNIT 05/19/2026 | 990,000 | $10.0M | <0.1% | – |
| Disruptive Acquisition CorpG2770Y110 | UNIT 03/06/2026 | 1,000,000 | $9.97M | <0.1% | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $9.90M | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 297,470 | $9.54M | <0.1% | History |
| HYFMHydrofarm Holdings Group, Inc. | COM | 159,465 | $9.43M | <0.1% | History |
| Jaws Spitfire Acquisition CoG50740102 | SHS CL A | 866,847 | $8.68M | <0.1% | – |
| PCGPG&E Corp | Stock | 840,060 | $8.54M | <0.1% | History |
| Maquia Capital Acquisition C56564V200 | UNIT 99/99/9999 | 790,000 | $8.00M | <0.1% | – |
| TSPHTuSimple Holdings Inc. | CL A | 111,793 | $7.96M | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 113,573 | $7.92M | <0.1% | – |
| CSGPCostar Group, Inc. | COM | 93,182 | $7.72M | <0.1% | History |
| Nuance Communications, Inc.67020YAG5 | DEBT 1.500%11/0 | – | $7.36M | <0.1% | – |
| New Beginnings Acquisition C64222H100 | COM | 729,540 | $7.29M | <0.1% | – |
| CM Life Sciences II Inc125842203 | UNIT 02/25/2028 | 532,362 | $7.16M | <0.1% | – |
| Pine Technology Acquisitn Co722850203 | UNIT 03/31/2028 | 705,556 | $7.03M | <0.1% | – |
| Orion Acquisition Corp68626A207 | UNIT 02/19/2026 | 673,666 | $6.68M | <0.1% | – |
| Ross Acquisition Corp IIG7641C122 | UNIT 99/99/9999 | 669,540 | $6.67M | <0.1% | – |
| Ajax IG0190X100 | COM | 665,000 | $6.62M | <0.1% | – |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 650,000 | $6.49M | <0.1% | – |
| Qell Acquisition CorpG7307X105 | CL A | 639,644 | $6.36M | <0.1% | – |
| MFCManulife Financial Corp | COM | 313,540 | $6.17M | <0.1% | History |
| Sustainable Opportnts Acq CoG8598Y109 | ORD SHS A | 615,944 | $6.13M | <0.1% | – |
| Digital Transformatn Opt Cor25401K206 | UNIT 03/31/2028 | 609,850 | $6.04M | <0.1% | – |
| Corazon Capital V838 MonocerG24237110 | UNIT 03/24/2026 | 598,791 | $5.99M | <0.1% | – |
| Build Acquisition Corp12008J204 | UNIT 99/99/9999 | 598,791 | $5.96M | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 583,899 | $5.83M | <0.1% | – |
| Gores Guggenheim, Inc.38286Q206 | UNIT 03/25/2028 | 581,659 | $5.82M | <0.1% | – |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $5.61M | <0.1% | – |
| LGL Sys Acquisition Corp50201G106 | COM CL A | 552,533 | $5.52M | <0.1% | – |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 547,262 | $5.47M | <0.1% | – |
| Rapid7, Inc.753422AD6 | NOTE 2.250% 5/0 | – | $5.39M | <0.1% | – |