D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 3,597
- +90 vs. Q2 2021
- Portfolio value
- $78.3B
- −$8.57B (−9.9%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| QTTBQ32 Bio Inc. | COM | 254,263 | $2.00M | <0.1% | −17,669−6.5% | Reduced | History |
| FAROFaro Technologies Inc | COM | 30,454 | $2.00M | <0.1% | +23,991+371.2% | Added | History |
| Direct Selling Acquisitin Co25460L202 | UNIT 99/99/9999 | 200,000 | $2.02M | <0.1% | +200,000 | New | – |
| KELYAKelly Services Inc | CL A | 107,270 | $2.03M | <0.1% | +92,458+624.2% | Added | History |
| CONNConns Inc | COM | 89,696 | $2.05M | <0.1% | −363,678−80.2% | Reduced | History |
| MGMistras Group, Inc. | COM | 201,697 | $2.05M | <0.1% | −24,708−10.9% | Reduced | History |
| MORNMorningstar, Inc. | COM | 7,916 | $2.05M | <0.1% | +2,401+43.5% | Added | History |
| NVTSNavitas Semiconductor Corp | COM CL A | 205,456 | $2.05M | <0.1% | 00.0% | Unchanged | History |
| PTGXProtagonist Therapeutics, Inc | COM | 115,913 | $2.05M | <0.1% | −132,322−53.3% | Reduced | History |
| Hexo Corp428304307 | COM NEW | 1,125,200 | $2.06M | <0.1% | +1,008,275+862.3% | Added | – |
| PCTPureCycle Technologies, Inc. | COM | 155,207 | $2.06M | <0.1% | +155,207 | New | History |
| GOEVCanoo Inc. | COM CL A | 268,162 | $2.06M | <0.1% | +268,162 | New | History |
| SCSCScansource, Inc. | COM | 59,398 | $2.07M | <0.1% | −179−0.3% | Reduced | History |
| HTBHomeTrust Bancshares, Inc. | COM | 73,870 | $2.07M | <0.1% | −21,894−22.9% | Reduced | History |
| ATRCAtriCure, Inc. | COM | 29,748 | $2.07M | <0.1% | +7,628+34.5% | Added | History |
| BWINBaldwin Insurance Group, Inc. | COM CL A | 62,168 | $2.07M | <0.1% | +62,168 | New | History |
| ACRACRES Commercial Realty Corp. | COM NEW | 127,981 | $2.07M | <0.1% | −36,737−22.3% | Reduced | History |
| WABCWestamerica Bancorporation | COM | 36,806 | $2.07M | <0.1% | −4,274−10.4% | Reduced | History |
| CSTECaesarstone Ltd. | ORD SHS | 167,082 | $2.08M | <0.1% | −54,876−24.7% | Reduced | History |
| MAAMid America Apartment Communities Inc. | COM | 11,153 | $2.08M | <0.1% | +9,932+813.4% | Added | History |
| Live Oak Mobility Acquisi Co538126103 | COM CL A | 215,458 | $2.08M | <0.1% | +189,925+743.8% | Added | – |
| DRNADicerna Pharmaceuticals Inc | COM | 103,422 | $2.08M | <0.1% | +103,422 | New | History |
| AZEKAZEK Co Inc. | CL A | 57,281 | $2.09M | <0.1% | −239,644−80.7% | Reduced | History |
| ETNEaton Corp plc | Stock | 14,020 | $2.09M | <0.1% | −59,449−80.9% | Reduced | History |
| DSPGDSP Group Inc | COM | 95,893 | $2.10M | <0.1% | −121,851−56.0% | Reduced | History |
| Cornerstone Building Brands, Inc.21925D109 | COM | 144,009 | $2.10M | <0.1% | −147,717−50.6% | Reduced | – |
| Eq Health Acquisition Corp26886A101 | COM CL A | 215,357 | $2.10M | <0.1% | +53,846+33.3% | Added | – |
| State Street SPDR S&P Bank ETF78464A797 | ETF | 39,800 | $2.11M | <0.1% | +39,800 | New | – |
| CSTAFConstellation Acquisition Corp I | SHS CL A | 216,316 | $2.11M | <0.1% | +111,461+106.3% | Added | History |
| CVICVR Energy Inc | COM | 126,771 | $2.11M | <0.1% | −66,826−34.5% | Reduced | History |
| NVSNovartis AG | ADR | 25,970 | $2.12M | <0.1% | +15,329+144.1% | Added | History |
| TCMDTactile Systems Technology Inc | COM | 47,903 | $2.13M | <0.1% | +15,613+48.4% | Added | History |
| Sandbridge X2 Corp799792106 | COM CLASS A | 219,571 | $2.13M | <0.1% | +96,154+77.9% | Added | – |
| HTLFHeartland Financial USA Inc | COM | 44,413 | $2.13M | <0.1% | −22,677−33.8% | Reduced | History |
| CCCCCC Intelligent Solutions Holdings Inc. | COM | 203,440 | $2.14M | <0.1% | +203,440 | New | History |
| ADPAutomatic Data Processing Inc | Stock | 10,723 | $2.14M | <0.1% | −268−2.4% | Reduced | History |
| CPRXCatalyst Pharmaceuticals, Inc. | COM | 404,858 | $2.15M | <0.1% | −47,480−10.5% | Reduced | History |
| OUSTOuster, Inc. | COM | 293,128 | $2.15M | <0.1% | +293,128 | New | History |
| SMRTSmartRent, Inc. | COM CL A | 164,927 | $2.15M | <0.1% | −8,622−5.0% | Reduced | History |
| AEVAAeva Technologies, Inc. | COM | 270,377 | $2.15M | <0.1% | +75,699+38.9% | Added | History |
| OFIXOrthofix Medical Inc. | COM | 56,444 | $2.15M | <0.1% | −4,772−7.8% | Reduced | History |
| CRAICra International, Inc. | COM | 21,675 | $2.15M | <0.1% | +3,720+20.7% | Added | History |
| FROGJFrog Ltd | Stock | 64,365 | $2.16M | <0.1% | +41,892+186.4% | Added | History |
| CTSCTS Corp | COM | 69,786 | $2.16M | <0.1% | −5,901−7.8% | Reduced | History |
| CNSLConsolidated Communications Holdings, Inc. | COM | 235,180 | $2.16M | <0.1% | −49,698−17.4% | Reduced | History |
| BOOTBoot Barn Holdings, Inc. | COM | 24,402 | $2.17M | <0.1% | −741−2.9% | Reduced | History |
| ETRNMidstream Co LLC | COM | 214,023 | $2.17M | <0.1% | −1,023,879−82.7% | Reduced | History |
| Alpha Capital Acquisition CoG0316P130 | CL A ORD SHS | 223,244 | $2.17M | <0.1% | +173,244+346.5% | Added | – |
| Occidental Pete Corp WT Exp 080327674599162 | Stock | 183,153 | $2.17M | <0.1% | +143,249+359.0% | Added | – |
| MRTXMirati Therapeutics, Inc. | COM | 12,308 | $2.18M | <0.1% | −105,339−89.5% | Reduced | History |
| AYXAlteryx, Inc. | COM CL A | 29,793 | $2.18M | <0.1% | +4,049+15.7% | Added | History |
| Arrowroot Acquisition Corp04282M102 | CL A COM | 224,744 | $2.18M | <0.1% | +224,744 | New | – |
| Summit Healthcre Acquistn CoG8566R102 | CLASS A ORD SHS | 223,804 | $2.18M | <0.1% | +223,804 | New | – |
| Blue Safari Grp Acquisitn CoG1195R106 | CLASS A ORD SHS | 220,868 | $2.19M | <0.1% | +220,868 | New | – |
| CMRCCommerce.com, Inc. | COM SER 1 | 43,352 | $2.19M | <0.1% | +43,352 | New | History |
| ACCAmerican Campus Communities Inc | COM | 45,408 | $2.20M | <0.1% | +25,172+124.4% | Added | History |
| VIRTVirtu Financial, Inc. | CL A | 90,148 | $2.20M | <0.1% | −52,855−37.0% | Reduced | History |
| MDCSekisui House U.S., Inc. | COM | 47,138 | $2.20M | <0.1% | +38,403+439.6% | Added | History |
| Boa Acquisition Corp05601A109 | COM CL A | 227,716 | $2.21M | <0.1% | +64,851+39.8% | Added | – |
| SCVX CorpG79448208 | COM | 222,894 | $2.21M | <0.1% | +28,741+14.8% | Added | – |
| LASRNlight, Inc. | COM | 78,533 | $2.21M | <0.1% | −49,817−38.8% | Reduced | History |
| European Biotech Acqutn CorpG3167F102 | CLASS A ORD SHS | 229,030 | $2.21M | <0.1% | +195,697+587.1% | Added | – |
| FHBFirst Hawaiian, Inc. | COM | 75,940 | $2.23M | <0.1% | −2,255−2.9% | Reduced | History |
| AVALGrupo Aval Acciones Y Valores S.A. | SPONSORED ADS | 385,615 | $2.23M | <0.1% | +230,719+149.0% | Added | History |
| FTNTFortinet, Inc. | Stock | 7,636 | $2.23M | <0.1% | +7,636 | New | History |
| BGCBGC Group, Inc. | CL A | 429,217 | $2.24M | <0.1% | −67,155−13.5% | Reduced | History |
| EVEREverQuote, Inc. | COM CL A | 120,395 | $2.24M | <0.1% | +65,613+119.8% | Added | History |
| HTHersha Hospitality Trust | PR SHS BEN INT | 240,505 | $2.24M | <0.1% | +103,483+75.5% | Added | History |
| MKTXMarketaxess Holdings Inc | COM | 5,335 | $2.25M | <0.1% | +5,335 | New | History |
| YALAYalla Group Ltd | ADS | 296,870 | $2.25M | <0.1% | +243,336+454.5% | Added | History |
| AXNXAxonics, Inc. | COM | 34,627 | $2.25M | <0.1% | +34,627 | New | History |
| RLIRli Corp | COM | 22,493 | $2.25M | <0.1% | −14,309−38.9% | Reduced | History |
| Newbury Street Acquisitn Cor65101L104 | COM | 232,430 | $2.26M | <0.1% | +32,430+16.2% | Added | – |
| GDYNGrid Dynamics Holdings, Inc. | CL A | 77,428 | $2.26M | <0.1% | +46,562+150.9% | Added | History |
| TASKTaskUs, Inc. | CLASS A COM | 34,094 | $2.26M | <0.1% | +34,094 | New | History |
| RVPRetractable Technologies Inc | COM | 205,670 | $2.27M | <0.1% | −22,249−9.8% | Reduced | History |
| Magnum Opus Acquisition LtdG5S70A104 | SHS CL A | 229,468 | $2.27M | <0.1% | +229,468 | New | – |
| AIGAmerican International Group, Inc. | Stock | 41,361 | $2.27M | <0.1% | −54,988−57.1% | Reduced | History |
| CALXCalix, Inc | COM | 45,937 | $2.27M | <0.1% | −44,164−49.0% | Reduced | History |
| XENEXenon Pharmaceuticals Inc. | COM | 148,879 | $2.27M | <0.1% | −15,192−9.3% | Reduced | History |
| BRXBrixmor Property Group Inc. | COM | 102,956 | $2.28M | <0.1% | +75,275+271.9% | Added | History |
| VERUVeru Inc. | COM | 266,813 | $2.28M | <0.1% | +186,935+234.0% | Added | History |
| NJRNew Jersey Resources Corp | Stock | 65,489 | $2.28M | <0.1% | +65,489 | New | History |
| LINDLindblad Expeditions Holdings, Inc. | Stock | 156,270 | $2.28M | <0.1% | +12,808+8.9% | Added | History |
| Despegar Com CorpG27358103 | ORD SHS | 189,560 | $2.28M | <0.1% | +41,055+27.6% | Added | – |
| Soar Technology Acquisn CorpG82472104 | UNIT 99/99/9999 | 225,000 | $2.28M | <0.1% | +225,000 | New | – |
| CSODCornerstone OnDemand Inc | COM | 39,971 | $2.29M | <0.1% | −33,233−45.4% | Reduced | History |
| DNLIDenali Therapeutics Inc. | COM | 45,413 | $2.29M | <0.1% | −38,172−45.7% | Reduced | History |
| DGNUDragoneer Growth Opportunities Corp. III | CL A SHS | 233,735 | $2.29M | <0.1% | +33,735+16.9% | Added | History |
| Ftac Parnassus Acquisitn Cor30319B108 | CLASS A COM | 235,669 | $2.30M | <0.1% | +235,669 | New | – |
| CATYCathay General Bancorp | COM | 55,614 | $2.30M | <0.1% | +9,300+20.1% | Added | History |
| DVNDevon Energy Corp | Stock | 65,011 | $2.31M | <0.1% | +65,011 | New | History |
| LRCXLam Research Corp | COM | 4,066 | $2.31M | <0.1% | −9,484−70.0% | Reduced | History |
| Microchip Technology Inc595017AH7 | NOTE 2.250% 2/1 | – | $2.31M | <0.1% | – | – | – |
| ECEcopetrol S.A. | SPONSORED ADS | 161,514 | $2.32M | <0.1% | −254,357−61.2% | Reduced | History |
| PDFSPDF Solutions Inc | COM | 100,918 | $2.33M | <0.1% | −59,554−37.1% | Reduced | History |
| MMSMaximus, Inc. | COM | 28,019 | $2.33M | <0.1% | +23,355+500.8% | Added | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 37,840 | $2.34M | <0.1% | 00.0% | Unchanged | – |
| Genetron Hldgs Ltd37186H100 | ADS | 168,744 | $2.34M | <0.1% | +18,193+12.1% | Added | – |
| SONSonoco Products Co | COM | 39,238 | $2.34M | <0.1% | +5,555+16.5% | Added | History |
Options (847)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 847 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $1.03B | $436.1M |
| AMZNAmazon Com Inc | Stock | $1.01B | $384.4M |
| MELIMercadolibre Inc | COM | $571.8M | $456.6M |
| XYZBlock, Inc. | CL A | $536.3M | $208.5M |
| CMGChipotle Mexican Grill Inc | COM | $245.0M | $277.4M |
| BABAAlibaba Group Holding Ltd | ADR | $282.2M | $207.6M |
| AAPLApple Inc. | Stock | $362.9M | $106.1M |
| SHOPShopify Inc. | Stock | $344.2M | $121.3M |
| CCitigroup Inc | Stock | $285.8M | $110.0M |
| SNAPSnap Inc | Stock | $195.4M | $191.5M |
| NFLXNetflix Inc | Stock | $171.3M | $203.9M |
| MRNAModerna, Inc. | Stock | $271.6M | $100.8M |
| BKNGBooking Holdings Inc. | Stock | $59.3M | $291.0M |
| WFCWells Fargo & Company | Stock | $189.4M | $119.3M |
| JPMJPMorgan Chase & Co | Stock | $101.7M | $205.7M |
| BABoeing Co | Stock | $215.8M | $91.5M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $226.8M | $76.9M |
| SESea Ltd | SPONSORD ADS | $194.3M | $108.4M |
| BACBank of America Corp | Stock | $111.2M | $176.1M |
| INTCIntel Corp | Stock | $148.1M | $138.8M |
| MUMicron Technology Inc | Stock | $217.3M | $52.6M |
| XOMExxonMobil Holdings Corp | COM | $161.6M | $105.2M |
| MSFTMicrosoft Corp | Stock | $59.3M | $203.3M |
| ZMZoom Communications, Inc. | Stock | $206.3M | $51.7M |
| GOOGAlphabet Inc. | Stock | $56.2M | $199.6M |
| NVDANVIDIA Corp | Stock | $182.5M | $72.0M |
| GSGoldman Sachs Group Inc | Stock | $169.3M | $78.4M |
| BIDUBaidu, Inc. | ADR | $222.2M | $23.1M |
| TAT&T Inc. | Stock | $148.2M | $95.7M |
| PYPLPayPal Holdings, Inc. | Stock | $138.0M | $100.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $208.6M | $16.6M |
| TWTRTwitter, Inc. | COM | $135.8M | $84.2M |
| GOOGLAlphabet Inc. | Stock | $57.2M | $162.6M |
| CRMSalesforce, Inc. | Stock | $87.1M | $124.9M |
| ROKURoku, Inc | COM CL A | $188.1M | $21.7M |
| GMGeneral Motors Co | COM | $137.0M | $72.7M |
| MSMorgan Stanley | Stock | $168.6M | $38.0M |
| NIONIO Inc. | ADR | $118.7M | $84.7M |
| UBERUber Technologies, Inc | Stock | $173.9M | $28.0M |
| CHTRCharter Communications, Inc. | CL A | $44.8M | $154.2M |
| DISWalt Disney Co | Stock | $165.2M | $33.6M |
| Paramount Global92556H206 | CL B | $135.6M | $62.2M |
| WWayfair Inc. | CL A | $57.1M | $125.8M |
| DOCUDocuSign, Inc. | Stock | $104.5M | $72.6M |
| HUBSHubSpot Inc | COM | $105.5M | $71.0M |
| TDOCTeladoc Health, Inc. | COM | $148.6M | $25.7M |
| DXCMDexcom Inc | COM | $81.5M | $90.3M |
| NOWServiceNow, Inc. | Stock | $85.8M | $84.7M |
| PANWPalo Alto Networks Inc | Stock | $85.3M | $79.0M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $115.2M | $48.7M |
| ZSZscaler, Inc. | Stock | $83.1M | $80.3M |
| BRK.BBerkshire Hathaway Inc | Stock | $14.6M | $146.7M |
| MDBMongoDB, Inc. | CL A | $84.5M | $76.5M |
| UPSUnited Parcel Service Inc | Stock | $77.2M | $83.2M |
| VVisa Inc. | Stock | $54.7M | $105.2M |
| BYNDBeyond Meat, Inc. | COM | $82.9M | $75.7M |
| TTDTrade Desk, Inc. | Stock | $74.6M | $83.5M |
| ADBEAdobe Inc. | Stock | $48.4M | $102.9M |
| RHRH | COM | $83.0M | $68.0M |
| QCOMQualcomm Inc | Stock | $89.9M | $60.5M |
| COUPCoupa Software Inc | COM | $81.0M | $66.2M |
| PLTRPalantir Technologies Inc. | Stock | $77.7M | $68.0M |
| DDOGDatadog, Inc. | CL A COM | $50.1M | $93.4M |
| UALUnited Airlines Holdings, Inc. | COM | $93.2M | $49.8M |
| HDHome Depot, Inc. | Stock | $66.9M | $76.0M |
| AMDAdvanced Micro Devices Inc | Stock | $140.6M | – |
| SPLKSplunk Inc | COM | $80.7M | $59.4M |
| AALAmerican Airlines Group Inc. | Stock | $67.9M | $67.3M |
| VZVerizon Communications Inc | Stock | $79.7M | $55.2M |
| PFEPfizer Inc | Stock | $93.6M | $38.4M |
| SPOTSpotify Technology S.A. | Stock | $108.8M | $19.2M |
| ASMLASML Holding NV | ADR | $103.9M | $23.2M |
| PINSPinterest, Inc. | CL A | $114.0M | $11.2M |
| CVXChevron Corp | Stock | $83.3M | $41.1M |
| DALDelta Air Lines, Inc. | COM NEW | $92.0M | $30.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $61.6M | $60.6M |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | $71.8M | $48.4M |
| FFord Motor Co | Stock | $98.3M | $21.4M |
| AZOAutoZone Inc | COM | $4.08M | $113.1M |
| NETCloudflare, Inc. | CL A COM | $61.5M | $55.2M |
| KOCoca Cola Co | Stock | $64.3M | $51.8M |
| CVSCVS Health Corp | Stock | $73.9M | $40.9M |
| PGProcter & Gamble Co | Stock | $36.7M | $77.2M |
| FDXFedEx Corp | Stock | $79.8M | $33.2M |
| PTONPeloton Interactive, Inc. | CL A COM | $69.0M | $41.8M |
| TWLOTwilio Inc | CL A | $81.3M | $28.8M |
| IBMInternational Business Machines Corp | Stock | $82.2M | $27.0M |
| WMTWalmart Inc. | Stock | $51.0M | $57.6M |
| CVNACarvana Co. | CL A | $55.6M | $52.6M |
| ZZillow Group, Inc. | CL C CAP STK | $59.9M | $48.1M |
| SNOWSnowflake Inc. | Stock | $80.6M | $24.2M |
| COSTCostco Wholesale Corp | Stock | $50.5M | $52.1M |
| DKNGDraftKings Inc. | COM CL A | $65.9M | $34.4M |
| ABBVAbbVie Inc. | Stock | $69.5M | $30.4M |
| CSCOCisco Systems, Inc. | Stock | $19.6M | $77.0M |
| ABNBAirbnb, Inc. | Stock | $59.6M | $33.5M |
| UPSTUpstart Holdings, Inc. | COM | $61.7M | $30.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $65.8M | $26.1M |
| AAAlcoa Corp | Stock | $63.6M | $27.8M |
| UUnity Software Inc. | COM | $49.7M | $40.4M |
Sold out since Q2 2021 (600)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 600 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $244.5M | 0.3% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $233.5M | 0.3% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,241,928 | $228.2M | 0.3% | History |
| RH74967XAA1 | NOTE 6/1 | – | $216.6M | 0.2% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $143.7M | 0.2% | – |
| WORKSlack Technologies, Inc. | COM CL A | 2,967,628 | $131.5M | 0.2% | History |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $124.2M | 0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $108.9M | 0.1% | – |
| PFPTProofpoint Inc | COM | 591,401 | $102.8M | 0.1% | History |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $99.9M | 0.1% | – |
| MXIMMaxim Integrated Products Inc | COM | 907,590 | $95.6M | 0.1% | History |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $87.9M | 0.1% | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 1,849,261 | $85.1M | 0.1% | History |
| CBChubb Ltd | Stock | 478,774 | $76.1M | 0.1% | History |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $75.6M | 0.1% | – |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $75.6M | 0.1% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $69.4M | 0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $68.9M | 0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 1,339,700 | $67.9M | 0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 1,524,931 | $59.2M | 0.1% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $57.6M | 0.1% | – |
| Trip.com Group LtdG9066FAA9 | DEBT 1.500% 7/0 | – | $57.0M | 0.1% | – |
| Algonquin PWR Utils Corp015857873 | UNIT 99/99/9999 | 1,150,000 | $56.9M | 0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 338,754 | $56.0M | 0.1% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 1,546,500 | $52.5M | 0.1% | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 1,180,526 | $46.4M | 0.1% | History |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $44.8M | 0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 570,934 | $44.1M | 0.1% | History |
| Viavi Solutions Inc.925550AE5 | NOTE 1.750% 6/0 | – | $41.5M | <0.1% | – |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 1,228,879 | $40.9M | <0.1% | History |
| Northern Genesis Acquisition Corp.536221104 | NORTHERN GENESIS ACQUISITION CORP. | 2,000,000 | $38.9M | <0.1% | – |
| APHAmphenol Corp | CL A | 562,882 | $38.5M | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 661,300 | $35.6M | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 930,856 | $34.3M | <0.1% | History |
| CNKCinemark Holdings, Inc. | COM | 1,366,226 | $30.0M | <0.1% | History |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $26.7M | <0.1% | – |
| PFGCPerformance Food Group Co | COM | 544,708 | $26.4M | <0.1% | History |
| EIXEdison International | Stock | 451,339 | $26.1M | <0.1% | History |
| DIDIYDiDi Global Inc. | SPONSORED ADS | 1,500,000 | $21.2M | <0.1% | History |
| WENWendy's Co | Stock | 902,508 | $21.1M | <0.1% | History |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $20.1M | <0.1% | – |
| Shaw Communications Inc82028K200 | CL B CONV | 664,615 | $19.3M | <0.1% | – |
| NINisource Inc. | COM | 763,666 | $18.7M | <0.1% | History |
| CM Life Sciences Inc18978W109 | COM CL A | 1,201,562 | $16.8M | <0.1% | – |
| COINCoinbase Global, Inc. | COM CL A | 64,764 | $16.4M | <0.1% | History |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 1,588,872 | $15.8M | <0.1% | – |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $15.8M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 1,500,000 | $15.0M | <0.1% | – |
| Landcadia Holdings IV, Inc.51477A203 | UNIT 05/01/2025 | 1,500,000 | $14.9M | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 859,425 | $14.1M | <0.1% | History |
| Logistics Innovtn Technlgs C54141L209 | UNIT 06/10/2026 | 1,400,000 | $13.9M | <0.1% | – |
| CM Life Sciences III Inc125841205 | UNIT 04/30/2028 | 1,250,000 | $13.7M | <0.1% | – |
| PBFPBF Energy Inc. | CL A | 894,549 | $13.7M | <0.1% | History |
| ADMArcher-Daniels-Midland Co | Stock | 225,795 | $13.7M | <0.1% | History |
| Post Holdings Partnering Cor737465203 | UNIT 99/99/9999 | 1,310,000 | $13.6M | <0.1% | – |
| Austerlitz Acquisition CorpG0633U119 | UNIT 99/99/9999 | 1,333,334 | $13.4M | <0.1% | – |
| Churchill Capital Corp VI17143W200 | UNIT 99/99/9999 | 1,262,413 | $12.8M | <0.1% | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 128,280 | $12.4M | <0.1% | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $12.2M | <0.1% | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 107,226 | $12.1M | <0.1% | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $11.6M | <0.1% | – |
| PATHUiPath, Inc. | Stock | 167,383 | $11.4M | <0.1% | History |
| Holicity Inc435063102 | COM CL A | 1,000,000 | $11.3M | <0.1% | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 102,996 | $11.3M | <0.1% | – |
| RBARB Global Inc. | COM | 188,911 | $11.2M | <0.1% | History |
| Aries I Acquisition CorpG0542N115 | UNIT 03/18/2026 | 1,067,000 | $10.7M | <0.1% | – |
| SRESempra | Stock | 80,927 | $10.7M | <0.1% | History |
| Churchill Capital Corp VII17144M201 | UNIT 99/99/9999 | 1,053,009 | $10.5M | <0.1% | – |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $10.4M | <0.1% | – |
| GIGINTERNATIONAL1 Inc37518W205 | UNIT 05/19/2026 | 990,000 | $10.0M | <0.1% | – |
| Disruptive Acquisition CorpG2770Y110 | UNIT 03/06/2026 | 1,000,000 | $9.97M | <0.1% | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $9.90M | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 297,470 | $9.54M | <0.1% | History |
| HYFMHydrofarm Holdings Group, Inc. | COM | 159,465 | $9.43M | <0.1% | History |
| Jaws Spitfire Acquisition CoG50740102 | SHS CL A | 866,847 | $8.68M | <0.1% | – |
| PCGPG&E Corp | Stock | 840,060 | $8.54M | <0.1% | History |
| Maquia Capital Acquisition C56564V200 | UNIT 99/99/9999 | 790,000 | $8.00M | <0.1% | – |
| TSPHTuSimple Holdings Inc. | CL A | 111,793 | $7.96M | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 113,573 | $7.92M | <0.1% | – |
| CSGPCostar Group, Inc. | COM | 93,182 | $7.72M | <0.1% | History |
| Nuance Communications, Inc.67020YAG5 | DEBT 1.500%11/0 | – | $7.36M | <0.1% | – |
| New Beginnings Acquisition C64222H100 | COM | 729,540 | $7.29M | <0.1% | – |
| CM Life Sciences II Inc125842203 | UNIT 02/25/2028 | 532,362 | $7.16M | <0.1% | – |
| Pine Technology Acquisitn Co722850203 | UNIT 03/31/2028 | 705,556 | $7.03M | <0.1% | – |
| Orion Acquisition Corp68626A207 | UNIT 02/19/2026 | 673,666 | $6.68M | <0.1% | – |
| Ross Acquisition Corp IIG7641C122 | UNIT 99/99/9999 | 669,540 | $6.67M | <0.1% | – |
| Ajax IG0190X100 | COM | 665,000 | $6.62M | <0.1% | – |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 650,000 | $6.49M | <0.1% | – |
| Qell Acquisition CorpG7307X105 | CL A | 639,644 | $6.36M | <0.1% | – |
| MFCManulife Financial Corp | COM | 313,540 | $6.17M | <0.1% | History |
| Sustainable Opportnts Acq CoG8598Y109 | ORD SHS A | 615,944 | $6.13M | <0.1% | – |
| Digital Transformatn Opt Cor25401K206 | UNIT 03/31/2028 | 609,850 | $6.04M | <0.1% | – |
| Corazon Capital V838 MonocerG24237110 | UNIT 03/24/2026 | 598,791 | $5.99M | <0.1% | – |
| Build Acquisition Corp12008J204 | UNIT 99/99/9999 | 598,791 | $5.96M | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 583,899 | $5.83M | <0.1% | – |
| Gores Guggenheim, Inc.38286Q206 | UNIT 03/25/2028 | 581,659 | $5.82M | <0.1% | – |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $5.61M | <0.1% | – |
| LGL Sys Acquisition Corp50201G106 | COM CL A | 552,533 | $5.52M | <0.1% | – |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 547,262 | $5.47M | <0.1% | – |
| Rapid7, Inc.753422AD6 | NOTE 2.250% 5/0 | – | $5.39M | <0.1% | – |