D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 16, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 3,507
- +589 vs. Q1 2021
- Portfolio value
- $86.9B
- +$5.39B (+6.6%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| WLYJohn Wiley & Sons, Inc. | CL A | 27,689 | $1.67M | <0.1% | −293,448−91.4% | Reduced | History |
| KAMNKAMAN Corp | COM | 33,073 | $1.67M | <0.1% | +13,262+66.9% | Added | History |
| Independence Holdings CorpG4761A101 | CLASS A ORD SHS | 166,666 | $1.67M | <0.1% | +166,666 | New | – |
| SASeabridge Gold Inc | COM | 95,169 | $1.67M | <0.1% | −78,758−45.3% | Reduced | History |
| FPIFarmland Partners Inc. | COM | 138,548 | $1.67M | <0.1% | +43,649+46.0% | Added | History |
| SVF Investment Corp. 2G8601M100 | CL A SHS | 168,341 | $1.68M | <0.1% | +118,315+236.5% | Added | – |
| SCSCScansource, Inc. | COM | 59,577 | $1.68M | <0.1% | +5,705+10.6% | Added | History |
| Cloopen Group Holding Limite18900M104 | ADS | 197,604 | $1.68M | <0.1% | +170,153+619.8% | Added | – |
| One Equity Partners Open WTR68237L204 | UNIT 01/14/2026 | 167,654 | $1.68M | <0.1% | +67,654+67.7% | Added | – |
| URIUnited Rentals, Inc. | COM | 5,264 | $1.68M | <0.1% | −7,196−57.8% | Reduced | History |
| TCMDTactile Systems Technology Inc | COM | 32,290 | $1.68M | <0.1% | −2,838−8.1% | Reduced | History |
| SILCSilicom Ltd. | ORD | 38,107 | $1.68M | <0.1% | +6,949+22.3% | Added | History |
| Silver Crest Acquisition CorG81355102 | CL A SHS | 174,878 | $1.69M | <0.1% | +174,878 | New | – |
| BYByline Bancorp, Inc. | COM | 74,816 | $1.69M | <0.1% | +42,972+134.9% | Added | History |
| INGNInogen Inc | COM | 25,997 | $1.69M | <0.1% | +14,438+124.9% | Added | History |
| HSKAHeska Corp | COM RESTRC NEW | 7,376 | $1.69M | <0.1% | +3,695+100.4% | Added | History |
| BCBrunswick Corp | COM | 17,054 | $1.70M | <0.1% | +14,604+596.1% | Added | History |
| SEMRSEMrush Holdings, Inc. | CL A COM | 73,911 | $1.70M | <0.1% | +73,911 | New | History |
| Kismet Acquisition Two CorpG52807123 | UNIT 99/99/9999 | 170,127 | $1.70M | <0.1% | +95,127+126.8% | Added | – |
| MTHMeritage Homes CORP | COM | 18,095 | $1.70M | <0.1% | −10,802−37.4% | Reduced | History |
| EJF Acquisition Corp.G2955B117 | UNIT 03/10/2026 | 171,312 | $1.71M | <0.1% | +171,312 | New | – |
| EXTNExterran Corp | COM | 360,390 | $1.72M | <0.1% | −305,996−45.9% | Reduced | History |
| UEICUniversal Electronics Inc | COM | 35,489 | $1.72M | <0.1% | +13,558+61.8% | Added | History |
| RMG Acquisition Corp IIIG76088114 | UNIT 02/08/2026 | 172,416 | $1.72M | <0.1% | −119,730−41.0% | Reduced | – |
| Spartan Acquisition Corp. III84677R205 | UNIT 99/99/9999 | 172,039 | $1.73M | <0.1% | +17,420+11.3% | Added | – |
| Velocity Acquisition Corp92259E203 | UNIT 99/99/9999 | 174,003 | $1.73M | <0.1% | +156,503+894.3% | Added | – |
| Gores Holdings VII Inc38286T101 | COM CL A | 175,000 | $1.73M | <0.1% | +175,000 | New | – |
| NWBINorthwest Bancshares, Inc. | COM | 127,148 | $1.73M | <0.1% | +53,933+73.7% | Added | History |
| SRPTSarepta Therapeutics, Inc. | COM | 22,318 | $1.74M | <0.1% | +8,732+64.3% | Added | History |
| ROCCBaytex Energy USA, Inc. | COM | 73,759 | $1.74M | <0.1% | +63,371+610.0% | Added | History |
| CNOCNO Financial Group, Inc. | COM | 73,919 | $1.75M | <0.1% | +63,059+580.7% | Added | History |
| PETSPetmed Express Inc | COM | 54,975 | $1.75M | <0.1% | −28,443−34.1% | Reduced | History |
| Noble Rock Acquisition CorpG6546R127 | UNIT 01/31/2028 | 175,120 | $1.75M | <0.1% | +40,678+30.3% | Added | – |
| Colonnade Acquisition Corp IG2284B101 | SHS CL A | 179,275 | $1.75M | <0.1% | +179,275 | New | – |
| ATRCAtriCure, Inc. | COM | 22,120 | $1.75M | <0.1% | −13,180−37.3% | Reduced | History |
| Overseas Shipholding Group Inc69036R863 | CL A NEW | 839,412 | $1.75M | <0.1% | −98,053−10.5% | Reduced | – |
| BANCBanc of California, Inc. | COM | 100,092 | $1.76M | <0.1% | +21,844+27.9% | Added | History |
| Envestnet, Inc.29404KAB2 | NOTE 1.750% 6/0 | – | $1.76M | <0.1% | – | New | – |
| PQ Group Hldgs Inc73943T103 | COM | 114,447 | $1.76M | <0.1% | +104,172+1,013.8% | Added | – |
| Science Strategic Acq Alpha808641104 | COM CL A | 181,630 | $1.76M | <0.1% | +181,630 | New | – |
| MRKRMarker Therapeutics, Inc. | COM | 631,193 | $1.76M | <0.1% | +603,794+2,203.7% | Added | History |
| OROR Royalties Inc. | COM | 128,667 | $1.76M | <0.1% | −33,500−20.7% | Reduced | History |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $1.77M | <0.1% | – | New | – |
| SNVSynovus Financial Corp | COM NEW | 40,285 | $1.77M | <0.1% | +40,285 | New | History |
| ARRArmour Residential REIT, Inc. | COM NEW | 155,217 | $1.77M | <0.1% | +130,220+520.9% | Added | History |
| DHC Acquisition CorpG2758T125 | UNIT 02/25/2026 | 176,629 | $1.77M | <0.1% | +41,683+30.9% | Added | – |
| Biotech Acquisition CompanyG1125A108 | CL A SHS | 183,648 | $1.78M | <0.1% | +183,648 | New | – |
| HIMSHims & Hers Health, Inc. | Stock | 163,451 | $1.78M | <0.1% | +163,451 | New | History |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 425,903 | $1.78M | <0.1% | −55,148−11.5% | Reduced | History |
| SWBISmith & Wesson Brands, Inc. | COM | 51,418 | $1.78M | <0.1% | +39+0.1% | Added | History |
| SSPE.W. Scripps Co | CL A NEW | 87,499 | $1.78M | <0.1% | −66,450−43.2% | Reduced | History |
| EVEREverQuote, Inc. | COM CL A | 54,782 | $1.79M | <0.1% | −25,379−31.7% | Reduced | History |
| AUDAudacy, Inc. | COM | 415,505 | $1.79M | <0.1% | +415,505 | New | History |
| RPT Realty74971D101 | SH BEN INT | 138,111 | $1.79M | <0.1% | +56,176+68.6% | Added | – |
| VMIValmont Industries Inc | COM | 7,608 | $1.80M | <0.1% | −1,970−20.6% | Reduced | History |
| RMRegional Management Corp. | COM | 38,687 | $1.80M | <0.1% | +446+1.2% | Added | History |
| CHAACatcha Investment Corp | SHS CL A | 186,584 | $1.80M | <0.1% | +186,584 | New | History |
| PTK Acquisition Corp69375F108 | COM | 181,912 | $1.80M | <0.1% | +181,912 | New | – |
| Pioneer Merger Corp.G7S24C103 | CL A SHS | 182,203 | $1.81M | <0.1% | +182,203 | New | – |
| Abacus Global Management, Inc.274681105 | COM CL A | 185,405 | $1.81M | <0.1% | +185,405 | New | – |
| Gores Technology Partners II38287L206 | UNIT 03/16/2028 | 175,280 | $1.81M | <0.1% | −74,720−29.9% | Reduced | – |
| SRDXSurmodics Inc | COM | 33,434 | $1.81M | <0.1% | −4,046−10.8% | Reduced | History |
| BLNKBlink Charging Co. | COM | 44,108 | $1.82M | <0.1% | +44,108 | New | History |
| Cascade Acquisition Corp147151104 | COM CL A | 183,882 | $1.82M | <0.1% | +5,601+3.1% | Added | – |
| VGRVector Group Ltd | COM | 128,504 | $1.82M | <0.1% | +95,566+290.1% | Added | History |
| KYNBKyntra Bio, Inc. | COM | 68,295 | $1.82M | <0.1% | +68,295 | New | History |
| TCRTAlaunos Therapeutics, Inc. | COM | 689,615 | $1.82M | <0.1% | −292,614−29.8% | Reduced | History |
| CATYCathay General Bancorp | COM | 46,314 | $1.82M | <0.1% | +5,501+13.5% | Added | History |
| FSLRFirst Solar, Inc. | Stock | 20,183 | $1.83M | <0.1% | −26,025−56.3% | Reduced | History |
| XXII22nd Century Group, Inc. | COM | 394,571 | $1.83M | <0.1% | +394,571 | New | History |
| NAPADuckhorn Portfolio, Inc. | COM | 83,050 | $1.83M | <0.1% | +83,050 | New | History |
| AXAxos Financial, Inc. | COM | 39,669 | $1.84M | <0.1% | −34,586−46.6% | Reduced | History |
| ZFOXZeroFox Holdings, Inc. | SHS CL A | 184,447 | $1.84M | <0.1% | +154,193+509.7% | Added | History |
| CLSKCleanspark, Inc. | COM NEW | 110,821 | $1.84M | <0.1% | +110,821 | New | History |
| CF Acquisition Corp VI12521J202 | UNIT 99/99/9999 | 184,605 | $1.84M | <0.1% | +184,605 | New | – |
| JLLJones Lang Lasalle Inc | COM | 9,474 | $1.85M | <0.1% | +9,474 | New | History |
| MTRNMATERION Corp | COM | 24,594 | $1.85M | <0.1% | −21,185−46.3% | Reduced | History |
| CC Neuberger Principal HoldnG1992N118 | UNIT 99/99/9999 | 185,574 | $1.85M | <0.1% | +62,727+51.1% | Added | – |
| NWPXNWPX Infrastructure, Inc. | COM | 65,828 | $1.86M | <0.1% | +8,998+15.8% | Added | History |
| CLBKColumbia Financial, Inc. | COM | 108,565 | $1.87M | <0.1% | +70,368+184.2% | Added | History |
| Ackrell Spac Partners I Co00461L303 | UNIT 99/99/9999 | 188,209 | $1.87M | <0.1% | +188,209 | New | – |
| CITCit Group Inc | COM NEW | 36,274 | $1.87M | <0.1% | +30,949+581.2% | Added | History |
| CHP Merger Corp.12558Y106 | COM CL A | 188,025 | $1.87M | <0.1% | +188,025 | New | – |
| KCKingsoft Cloud Holdings Ltd | ADS | 55,270 | $1.88M | <0.1% | +18,746+51.3% | Added | History |
| WNS Hldgs Ltd92932M101 | SPON ADR | 23,480 | $1.88M | <0.1% | −26,007−52.6% | Reduced | – |
| FTKFlotek Industries Inc | COM | 1,085,819 | $1.88M | <0.1% | −104,755−8.8% | Reduced | History |
| AVLRAvalara, Inc. | COM | 11,692 | $1.89M | <0.1% | −53,697−82.1% | Reduced | History |
| Quantum Fintech Acquistin Co74767A105 | COMMON STOCK | 194,450 | $1.90M | <0.1% | +194,450 | New | – |
| LDH Growth Corp IG54094118 | UNIT 03/17/2026 | 189,615 | $1.90M | <0.1% | +89,615+89.6% | Added | – |
| AGTIAgiliti, Inc. | COM | 86,744 | $1.90M | <0.1% | +86,744 | New | History |
| BMAMacro Bank Inc. | SPON ADR B | 126,327 | $1.90M | <0.1% | +60,321+91.4% | Added | History |
| ARK Innovation ETF00214Q104 | ETF | 14,542 | $1.90M | <0.1% | +14,542 | New | – |
| MGIMoneygram International Inc | COM NEW | 189,029 | $1.91M | <0.1% | +172,114+1,017.5% | Added | History |
| Live Oak Mobility Acquisi Co538126202 | UNIT 03/01/2028 | 189,925 | $1.91M | <0.1% | +83,525+78.5% | Added | – |
| CATOCato Corp | CL A | 113,560 | $1.92M | <0.1% | −41,961−27.0% | Reduced | History |
| Khosla Ventures Acquisition482504107 | CL A | 193,934 | $1.92M | <0.1% | +60,600+45.4% | Added | – |
| XPROExpro Group Holdings N.V. | COM | 633,278 | $1.92M | <0.1% | −31,437−4.7% | Reduced | History |
| SCVX CorpG79448208 | COM | 194,153 | $1.92M | <0.1% | +81,966+73.1% | Added | – |
| FSRFisker Inc. | CL A COM STK | 99,800 | $1.92M | <0.1% | −2,328,307−95.9% | Reduced | History |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 39,861 | $1.93M | <0.1% | −5,737−12.6% | Reduced | History |
Options (776)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 776 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $998.8M | $369.8M |
| AMZNAmazon Com Inc | Stock | $879.3M | $304.5M |
| MELIMercadolibre Inc | COM | $505.5M | $414.4M |
| BABAAlibaba Group Holding Ltd | ADR | $323.3M | $287.5M |
| XYZBlock, Inc. | CL A | $460.7M | $138.2M |
| AAPLApple Inc. | Stock | $346.1M | $131.6M |
| BKNGBooking Holdings Inc. | Stock | $103.3M | $314.0M |
| CCitigroup Inc | Stock | $292.4M | $99.3M |
| SHOPShopify Inc. | Stock | $296.6M | $82.7M |
| NIONIO Inc. | ADR | $252.4M | $115.0M |
| SNAPSnap Inc | Stock | $168.1M | $192.4M |
| DISWalt Disney Co | Stock | $212.1M | $141.8M |
| NFLXNetflix Inc | Stock | $165.1M | $167.1M |
| CMGChipotle Mexican Grill Inc | COM | $151.0M | $176.1M |
| BABoeing Co | Stock | $182.9M | $106.2M |
| WFCWells Fargo & Company | Stock | $155.6M | $130.3M |
| SESea Ltd | SPONSORD ADS | $134.5M | $142.7M |
| BACBank of America Corp | Stock | $123.2M | $151.0M |
| BIDUBaidu, Inc. | ADR | $252.7M | $17.2M |
| GSGoldman Sachs Group Inc | Stock | $161.8M | $90.9M |
| TWTRTwitter, Inc. | COM | $158.2M | $93.4M |
| CRMSalesforce, Inc. | Stock | $131.7M | $118.7M |
| INTCIntel Corp | Stock | $174.4M | $73.9M |
| JPMJPMorgan Chase & Co | Stock | $126.7M | $116.5M |
| ZMZoom Communications, Inc. | Stock | $158.5M | $83.7M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $179.9M | $61.6M |
| AMDAdvanced Micro Devices Inc | Stock | $181.9M | $47.0M |
| XOMExxonMobil Holdings Corp | COM | $122.0M | $103.9M |
| WWayfair Inc. | CL A | $68.4M | $156.0M |
| ROKURoku, Inc | COM CL A | $174.3M | $48.7M |
| MRNAModerna, Inc. | Stock | $125.5M | $85.2M |
| GOOGAlphabet Inc. | Stock | $50.1M | $160.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $172.1M | $37.4M |
| PYPLPayPal Holdings, Inc. | Stock | $143.9M | $55.8M |
| UBERUber Technologies, Inc | Stock | $118.9M | $76.7M |
| GMGeneral Motors Co | COM | $107.5M | $81.4M |
| TAT&T Inc. | Stock | $124.3M | $63.9M |
| BYNDBeyond Meat, Inc. | COM | $114.4M | $73.1M |
| MSMorgan Stanley | Stock | $131.2M | $55.9M |
| CHTRCharter Communications, Inc. | CL A | $47.3M | $134.1M |
| TDOCTeladoc Health, Inc. | COM | $143.3M | $36.8M |
| MUMicron Technology Inc | Stock | $166.7M | $3.48M |
| ADBEAdobe Inc. | Stock | $43.6M | $117.2M |
| TTDTrade Desk, Inc. | Stock | $102.7M | $54.8M |
| PINSPinterest, Inc. | CL A | $135.7M | $18.2M |
| PFEPfizer Inc | Stock | $102.2M | $51.3M |
| GOOGLAlphabet Inc. | Stock | $51.0M | $101.6M |
| COUPCoupa Software Inc | COM | $80.2M | $68.5M |
| METAMeta Platforms, Inc. | Stock | $13.5M | $131.9M |
| Paramount Global92556H206 | CL B | $76.2M | $68.6M |
| PTONPeloton Interactive, Inc. | CL A COM | $56.8M | $86.8M |
| DOCUDocuSign, Inc. | Stock | $115.2M | $22.4M |
| JNJJohnson & Johnson | Stock | $57.0M | $76.5M |
| NVDANVIDIA Corp | Stock | $119.1M | $13.2M |
| BRK.BBerkshire Hathaway Inc | Stock | $2.47M | $128.6M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $82.1M | $48.5M |
| BILIBilibili Inc. | SPONS ADS REP Z | $82.6M | $48.0M |
| AALAmerican Airlines Group Inc. | Stock | $60.0M | $69.9M |
| QCOMQualcomm Inc | Stock | $101.2M | $27.9M |
| RHRH | COM | $79.7M | $48.9M |
| UPSUnited Parcel Service Inc | Stock | $30.4M | $96.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $100.4M | $25.0M |
| ABBVAbbVie Inc. | Stock | $75.5M | $48.7M |
| ISRGIntuitive Surgical Inc | COM NEW | $40.8M | $83.2M |
| SPLKSplunk Inc | COM | $74.8M | $48.4M |
| VVisa Inc. | Stock | $4.96M | $117.1M |
| AZOAutoZone Inc | COM | $25.7M | $94.9M |
| NOWServiceNow, Inc. | Stock | $83.0M | $36.9M |
| FFord Motor Co | Stock | $96.2M | $22.4M |
| JDJD.com, Inc. | SPON ADS CL A | $97.8M | $20.2M |
| KOCoca Cola Co | Stock | $53.7M | $62.7M |
| TWLOTwilio Inc | CL A | $77.7M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $49.7M | $62.9M |
| HUBSHubSpot Inc | COM | $61.2M | $50.2M |
| ZSZscaler, Inc. | Stock | $68.8M | $42.1M |
| IBMInternational Business Machines Corp | Stock | $69.1M | $39.2M |
| DXCMDexcom Inc | COM | $59.4M | $48.8M |
| PLTRPalantir Technologies Inc. | Stock | $59.0M | $47.9M |
| NVAXNovavax Inc | COM NEW | $62.1M | $43.8M |
| LOWLowes Companies Inc | Stock | $34.0M | $71.7M |
| UALUnited Airlines Holdings, Inc. | COM | $67.4M | $36.3M |
| SPOTSpotify Technology S.A. | Stock | $84.2M | $19.0M |
| FDXFedEx Corp | Stock | $59.8M | $43.2M |
| CVSCVS Health Corp | Stock | $72.1M | $30.2M |
| SNOWSnowflake Inc. | Stock | $66.9M | $31.5M |
| DDOGDatadog, Inc. | CL A COM | $52.5M | $45.4M |
| DALDelta Air Lines, Inc. | COM NEW | $69.0M | $28.4M |
| FSLYFastly, Inc. | CL A | $64.9M | $31.6M |
| PGProcter & Gamble Co | Stock | $38.8M | $57.4M |
| MDBMongoDB, Inc. | CL A | $53.9M | $40.5M |
| MRKMerck & Co., Inc. | Stock | $72.2M | $21.0M |
| ETSYEtsy Inc | COM | $58.7M | $34.0M |
| LYFTLyft, Inc. | CL A COM | $46.4M | $45.6M |
| WYNNWynn Resorts Ltd | COM | $55.6M | $36.3M |
| CVXChevron Corp | Stock | $63.2M | $28.2M |
| SEDGSolaredge Technologies, Inc. | COM | $63.7M | $27.1M |
| SBUXStarbucks Corp | Stock | $53.7M | $36.7M |
| HDHome Depot, Inc. | Stock | $52.8M | $36.1M |
| FCXFreeport-McMoran Inc | Stock | $61.4M | $25.0M |
| WMTWalmart Inc. | Stock | $26.3M | $59.6M |
Sold out since Q1 2021 (390)
Positions held at the end of Q1 2021 that are gone from this filing.
The largest 100 of 390 by value last quarter.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| Sea Ltd81141RAD2 | NOTE 1.000%12/0 | – | $475.3M | 0.6% | – |
| Twilio Inc90138FAB8 | NOTE 0.250% 6/0 | – | $386.6M | 0.5% | – |
| Grubhub Inc400110102 | COM | 2,659,583 | $159.6M | 0.2% | – |
| Insulet Corp45784PAH4 | NOTE 1.375%11/1 | – | $131.5M | 0.2% | – |
| Varian Med Sys Inc92220P105 | COM | 741,894 | $131.0M | 0.2% | – |
| Realpage Inc75606N109 | COM | 1,104,123 | $96.3M | 0.1% | – |
| Teladoc Health, Inc.87918AAC9 | NOTE 1.375% 5/1 | – | $83.9M | 0.1% | – |
| Spirit Airls Inc848577AA0 | NOTE 4.750% 5/1 | – | $81.1M | 0.1% | – |
| Corelogic Inc21871D103 | COM | 953,158 | $75.5M | 0.1% | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 822,978 | $71.7M | 0.1% | – |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | – | $60.8M | 0.1% | – |
| Inphi Corp45772F107 | COM | 339,177 | $60.5M | 0.1% | – |
| GW Pharmaceuticals PLC36197T103 | ADS | 259,796 | $56.4M | 0.1% | – |
| YUMYum Brands Inc | Stock | 519,103 | $56.2M | 0.1% | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 2,000,000 | $53.4M | 0.1% | History |
| MongoDB, Inc.60937PAB2 | NOTE 0.750% 6/1 | – | $50.6M | 0.1% | – |
| DDOGDatadog, Inc. | CL A COM | 569,851 | $47.5M | 0.1% | History |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $45.6M | 0.1% | – |
| Michaels Cos Inc59408Q106 | COM | 1,861,570 | $40.8M | 0.1% | – |
| South Jersey Inds Inc838518116 | UNIT 99/99/9999 | 1,035,000 | $39.7M | <0.1% | – |
| GILDGilead Sciences, Inc. | Stock | 609,167 | $39.4M | <0.1% | History |
| Colfax Corp194014205 | UNIT 01/15/2022T | 205,000 | $37.0M | <0.1% | – |
| Pluralsight Inc72941BAB2 | NOTE 0.375% 3/0 | – | $36.3M | <0.1% | – |
| Verint Sys Inc92343XAA8 | NOTE 1.500% 6/0 | – | $34.7M | <0.1% | – |
| Cantel Med Corp138098108 | COM | 407,352 | $32.5M | <0.1% | – |
| ULUnilever PLC | SPON ADR NEW | 527,517 | $29.5M | <0.1% | History |
| SPRUSpruce Power Holding Corp | COM CL A | 2,964,600 | $26.6M | <0.1% | History |
| Genmark Diagnostics Inc372309104 | COM | 930,726 | $22.2M | <0.1% | – |
| MARMarriott International Inc | Stock | 149,392 | $22.1M | <0.1% | History |
| Illumina, Inc.452327AH2 | NOTE 0.500% 6/1 | – | $21.2M | <0.1% | – |
| American Elec PWR Co Inc02557T307 | UNIT 08/15/2025 | 398,740 | $19.6M | <0.1% | – |
| Istar Inc45031UCB5 | NOTE 3.125% 9/1 | – | $19.2M | <0.1% | – |
| HLTHilton Worldwide Holdings Inc. | COM | 143,258 | $17.3M | <0.1% | History |
| Bespoke Cap Acquisition Corp086344108 | CL A REST VTG | 1,700,000 | $17.0M | <0.1% | – |
| UVXYProShares Trust II | ULTRA VIX SHORT | 2,993,163 | $16.9M | <0.1% | History |
| UNFIUnited Natural Foods Inc | COM | 508,835 | $16.8M | <0.1% | History |
| Perspecta Inc715347100 | COM | 563,196 | $16.4M | <0.1% | – |
| DMDesktop Metal, Inc. | COM CL A | 1,075,000 | $16.0M | <0.1% | History |
| SVMK Inc78489X103 | COM | 786,322 | $14.4M | <0.1% | – |
| Q2 Hldgs Inc74736LAB5 | NOTE 0.750% 2/1 | – | $13.9M | <0.1% | – |
| Northern Star Acquisition Co665742102 | COM CLS A | 1,225,000 | $13.6M | <0.1% | – |
| Soaring Eagle Acquisition CoG8354H100 | UNIT 02/23/2026 | 1,338,872 | $13.5M | <0.1% | – |
| HMS Hldgs Corp40425J101 | COM | 346,028 | $12.8M | <0.1% | – |
| BLDPBallard Power Systems Inc. | COM | 502,112 | $12.2M | <0.1% | History |
| Realpage Inc75606NAB5 | NOTE 1.500%11/1 | – | $11.5M | <0.1% | – |
| LILi Auto Inc. | SPONSORED ADS | 435,275 | $10.9M | <0.1% | History |
| Decarbonization Plus Acqu II24279D204 | UNIT 03/19/2026 | 1,041,176 | $10.4M | <0.1% | – |
| BYNDBeyond Meat, Inc. | COM | 79,410 | $10.3M | <0.1% | History |
| SABRSabre Corp | COM | 646,273 | $9.57M | <0.1% | History |
| Zynga Inc98986TAB4 | NOTE 0.250% 6/0 | – | $9.32M | <0.1% | – |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $8.80M | <0.1% | – |
| SESea Ltd | SPONSORD ADS | 39,113 | $8.73M | <0.1% | History |
| On Semiconductor Corp682189AP0 | NOTE 1.625%10/1 | – | $8.67M | <0.1% | – |
| QSRRestaurant Brands International Inc. | COM | 127,520 | $8.29M | <0.1% | History |
| Pluralsight Inc72941B106 | COM CL A | 364,042 | $8.13M | <0.1% | – |
| TDSTelephone & Data Systems Inc | COM NEW | 349,839 | $8.03M | <0.1% | History |
| Colony Cap Inc New19626G108 | CL A COM | 1,171,146 | $7.59M | <0.1% | – |
| FTNTFortinet, Inc. | Stock | 41,056 | $7.57M | <0.1% | History |
| Nextgen Acquisition Corp IIG65317110 | UNIT 03/23/2026 | 750,000 | $7.42M | <0.1% | – |
| Churchill Cap Corp II17143G106 | CL A | 741,996 | $7.42M | <0.1% | – |
| PHGKoninklijke Philips NV | NY REGIS SHS NEW | 127,243 | $7.26M | <0.1% | History |
| SPDR Series Trust78464A714 | ST STR SP RETAIL | 80,449 | $7.18M | <0.1% | – |
| Austerlitz Acquisition CorpG0633D117 | UNIT 99/99/9999 | 700,000 | $7.03M | <0.1% | – |
| Cardtronics PLCG1991C105 | SHS CL A | 179,682 | $6.97M | <0.1% | – |
| ZDZiff Davis, Inc. | COM | 56,888 | $6.82M | <0.1% | History |
| SHAKShake Shack Inc. | CL A | 58,389 | $6.58M | <0.1% | History |
| NOVASunnova Energy International Inc. | COM | 152,372 | $6.22M | <0.1% | History |
| CAGConagra Brands Inc. | Stock | 161,746 | $6.08M | <0.1% | History |
| IAC Interactivecorp New44891N109 | COM | 28,073 | $6.07M | <0.1% | – |
| Cyberark Software LtdM2682V108 | SHS | 45,802 | $5.92M | <0.1% | – |
| CPRTCopart Inc | COM | 54,385 | $5.91M | <0.1% | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 172,900 | $5.89M | <0.1% | – |
| IMAXImax Corp | COM | 269,299 | $5.41M | <0.1% | History |
| Cooper Tire & Rubr Co216831107 | COM | 90,778 | $5.08M | <0.1% | – |
| Nic Inc62914B100 | COM | 149,611 | $5.08M | <0.1% | – |
| Mesa Labs Inc59064RAA7 | NOTE 1.375% 8/1 | – | $4.93M | <0.1% | – |
| EGPEastgroup Properties Inc | COM | 31,057 | $4.45M | <0.1% | History |
| BLUEbluebird bio, Inc. | COM | 145,168 | $4.38M | <0.1% | History |
| FNFFidelity National Financial, Inc. | COM SHS | 103,340 | $4.20M | <0.1% | History |
| MGNIMagnite, Inc. | COM | 99,883 | $4.16M | <0.1% | History |
| TRPTC Energy Corp | COM | 87,619 | $4.02M | <0.1% | History |
| REPLReplimune Group, Inc. | COM | 121,257 | $3.70M | <0.1% | History |
| LAMRLamar Advertising Co | REIT | 39,075 | $3.67M | <0.1% | History |
| FICOFair Isaac Corp | COM | 7,373 | $3.58M | <0.1% | History |
| NBISNebius Group N.V. | Stock | 55,434 | $3.55M | <0.1% | History |
| HIWHighwoods Properties, Inc. | COM | 82,366 | $3.54M | <0.1% | History |
| GTNGray Media, Inc | COM | 189,807 | $3.49M | <0.1% | History |
| Boingo Wireless Inc09739C102 | COM | 248,077 | $3.49M | <0.1% | – |
| AMKRAmkor Technology, Inc. | COM | 145,816 | $3.46M | <0.1% | History |
| DVNDevon Energy Corp | Stock | 154,617 | $3.38M | <0.1% | History |
| ESSEssex Property Trust, Inc. | COM | 12,379 | $3.37M | <0.1% | History |
| Aphria Inc03765K104 | COM | 180,903 | $3.32M | <0.1% | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $3.32M | <0.1% | – |
| Pegasystems Inc705573AB9 | NOTE 0.750% 3/0 | – | $3.29M | <0.1% | – |
| Tuscan Hldgs Corp II90070A103 | COM | 325,000 | $3.28M | <0.1% | – |
| TS Innovation Acquisitn Corp87284T100 | COM CL A | 297,000 | $3.23M | <0.1% | – |
| ETDEthan Allen Interiors Inc | COM | 115,368 | $3.19M | <0.1% | History |
| Atlantic Power Corp04878Q863 | COM NEW | 1,089,288 | $3.15M | <0.1% | – |
| EXKEndeavour Silver Corp | COM | 604,324 | $3.00M | <0.1% | History |
| SITMSITIME Corp | COM | 29,831 | $2.94M | <0.1% | History |