D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MFAMfa Financial, Inc. | COM | 277,883 | $1.13M | <0.1% | – | – | History |
| Social Capital Hedosopha HLDG8251L113 | *W EXP 09/26/202 | 433,098 | $1.14M | <0.1% | – | – | – |
| ECOMChanneladvisor Corp | COM | 48,433 | $1.14M | <0.1% | – | – | History |
| TBPHTheravance Biopharma, Inc. | COM | 56,014 | $1.14M | <0.1% | – | – | History |
| FSTRFoster L B Co | COM | 63,935 | $1.14M | <0.1% | – | – | History |
| OMCLOmnicell, Inc. | COM | 8,806 | $1.14M | <0.1% | – | – | History |
| RYNRayonier Inc | COM | 35,498 | $1.15M | <0.1% | – | – | History |
| Qell Acquisition CorpG7307X105 | CL A | 112,723 | $1.15M | <0.1% | – | – | – |
| APAMArtisan Partners Asset Management Inc. | CL A | 22,119 | $1.15M | <0.1% | – | – | History |
| ZNGAZynga Inc | CL A | 113,046 | $1.16M | <0.1% | – | – | History |
| CVGICommercial Vehicle Group, Inc. | COM | 119,809 | $1.16M | <0.1% | – | – | History |
| VRNTVerint Systems Inc | COM | 25,472 | $1.16M | <0.1% | – | – | History |
| MLIMueller Industries Inc | COM | 28,202 | $1.17M | <0.1% | – | – | History |
| JOUTJohnson Outdoors Inc | CL A | 8,195 | $1.17M | <0.1% | – | – | History |
| HZACHorizon Acquisition Corp | COM CL A | 118,342 | $1.17M | <0.1% | – | – | History |
| TEKKTekkorp Digital Acquisition Corp. | CL A | 119,647 | $1.17M | <0.1% | – | – | History |
| Chiron Real Estate Inc.37954A204 | COM NEW | 90,625 | $1.19M | <0.1% | – | – | – |
| Anzu Special Acquisitin Corp03737A200 | UNIT 01/27/2026 | 119,117 | $1.19M | <0.1% | – | – | – |
| BBDBank Bradesco | SP ADR PFD NEW | 253,805 | $1.19M | <0.1% | – | – | History |
| JBLJabil Inc | Stock | 22,896 | $1.19M | <0.1% | – | – | History |
| OPLNOPENLANE, Inc. | COM | 79,582 | $1.19M | <0.1% | – | – | History |
| Advantage Solutions Inc.00791N110 | *W EXP 07/18/202 | 372,446 | $1.20M | <0.1% | – | – | – |
| Frontier Acquisition Corp.G36826116 | UNIT 03/01/2026 | 120,578 | $1.20M | <0.1% | – | – | – |
| WRKWestRock Co | COM | 23,059 | $1.20M | <0.1% | – | – | History |
| SFNCSimmons First National Corp | CL A $1 PAR | 40,467 | $1.20M | <0.1% | – | – | History |
| Finserv Acquisition Corp318085107 | CL A | 91,703 | $1.20M | <0.1% | – | – | – |
| UEICUniversal Electronics Inc | COM | 21,931 | $1.21M | <0.1% | – | – | History |
| TBRGTruBridge, Inc. | COM | 39,443 | $1.21M | <0.1% | – | – | History |
| FCFranklin Covey Co | COM | 42,690 | $1.21M | <0.1% | – | – | History |
| EMEEMCOR Group, Inc. | Stock | 10,783 | $1.21M | <0.1% | – | – | History |
| TYLTyler Technologies Inc | COM | 2,849 | $1.21M | <0.1% | – | – | History |
| ESTEEarthstone Energy Inc | CL A | 169,269 | $1.21M | <0.1% | – | – | History |
| Rodgers Silicon Valley Aq Co774873103 | COM | 90,892 | $1.21M | <0.1% | – | – | – |
| GPNGlobal Payments Inc | Stock | 6,009 | $1.21M | <0.1% | – | – | History |
| KRGKite Realty Group Trust | COM NEW | 62,905 | $1.21M | <0.1% | – | – | History |
| AJGArthur J. Gallagher & Co. | COM | 9,724 | $1.21M | <0.1% | – | – | History |
| Forest Road Acquisition Cor34619V202 | UNIT 99/99/9999 | 122,271 | $1.22M | <0.1% | – | – | – |
| AHRTAH Realty Trust, Inc. | COM | 97,624 | $1.22M | <0.1% | – | – | History |
| CC Neuberger Principal HoldnG1992N118 | UNIT 99/99/9999 | 122,847 | $1.23M | <0.1% | – | – | – |
| Northern Star Acquisition Co665742110 | *W EXP 08/29/202 | 408,333 | $1.23M | <0.1% | – | – | – |
| SWBKSwitchback II Corp | COM CL A | 125,000 | $1.23M | <0.1% | – | – | History |
| ALKSAlkermes plc. | SHS | 65,911 | $1.23M | <0.1% | – | – | History |
| Property Solutions Acquisiti74350A207 | UNIT 03/01/2026 | 125,000 | $1.23M | <0.1% | – | – | – |
| Twelve Seas Investment Co. II90118T205 | UNIT 99/99/9999 | 125,000 | $1.23M | <0.1% | – | – | – |
| GTLSChart Industries Inc | COM | 8,662 | $1.23M | <0.1% | – | – | History |
| Sandbridge X2 Corp799792205 | UNIT 99/99/9999 | 123,417 | $1.23M | <0.1% | – | – | – |
| Bite Acquisition Corp.09175K204 | UNIT 99/99/9999 | 125,000 | $1.23M | <0.1% | – | – | – |
| CIOCity Office REIT, Inc. | COM | 116,259 | $1.24M | <0.1% | – | – | History |
| Kismet Acquisition Three CorG5276C128 | UNIT 99/99/9999 | 125,000 | $1.24M | <0.1% | – | – | – |
| Progress Acquisition Corp.74327P204 | UNIT 12/25/2025 | 125,000 | $1.24M | <0.1% | – | – | – |
| Pathfinder Acquisition CorpG04119114 | UNIT 02/17/2026 | 125,000 | $1.24M | <0.1% | – | – | – |
| HONHoneywell International Inc | COM | 5,713 | $1.24M | <0.1% | – | – | History |
| EHTHeHealth, Inc. | COM | 17,143 | $1.25M | <0.1% | – | – | History |
| MZTIMarzetti Co | COM | 7,124 | $1.25M | <0.1% | – | – | History |
| New Vista Acquisition CorpG6529L113 | UNIT 02/01/2026 | 125,000 | $1.25M | <0.1% | – | – | – |
| Climate Real Impact Slutins187171202 | UNIT 99/99/9999 | 125,000 | $1.25M | <0.1% | – | – | – |
| TFXTeleflex Inc | COM | 3,018 | $1.25M | <0.1% | – | – | History |
| Gores Technology Partners IN382870202 | UNIT 03/16/2028 | 125,000 | $1.25M | <0.1% | – | – | – |
| JAMFJamf Holding Corp. | COM | 35,506 | $1.25M | <0.1% | – | – | History |
| Simon Property Grp Acq Holdi82880R202 | UNIT 99/99/9999 | 124,809 | $1.25M | <0.1% | – | – | – |
| AMWDAmerican Woodmark Corp | COM | 12,743 | $1.26M | <0.1% | – | – | History |
| BOACBluescape Opportunities Acquisition Corp. | SHS | 126,608 | $1.26M | <0.1% | – | – | History |
| AAOIApplied Optoelectronics, Inc. | COM | 150,853 | $1.26M | <0.1% | – | – | History |
| EVFMEvofem Biosciences, Inc. | COM | 720,768 | $1.26M | <0.1% | – | – | History |
| ABNBAirbnb, Inc. | Stock | 6,722 | $1.26M | <0.1% | – | – | History |
| VMDViemed Healthcare, Inc. | COM | 125,106 | $1.27M | <0.1% | – | – | History |
| WASHWashington Trust Bancorp Inc | COM | 24,552 | $1.27M | <0.1% | – | – | History |
| XNETXunlei Ltd | SPONSORED ADS | 193,884 | $1.27M | <0.1% | – | – | History |
| CASSCass Information Systems Inc | COM | 27,430 | $1.27M | <0.1% | – | – | History |
| FMBIFirst Midwest Bancorp Inc | COM | 58,069 | $1.27M | <0.1% | – | – | History |
| GFFGriffon Corp | COM | 46,929 | $1.27M | <0.1% | – | – | History |
| Decarbonization Plus Acqu II242794204 | UNIT 01/19/2026 | 126,728 | $1.27M | <0.1% | – | – | – |
| DPZDominos Pizza Inc | COM | 3,470 | $1.28M | <0.1% | – | – | History |
| CSXCSX Corp | Stock | 13,249 | $1.28M | <0.1% | – | – | History |
| IAGIamgold Corp | COM | 428,732 | $1.28M | <0.1% | – | – | History |
| NRIXNurix Therapeutics, Inc. | COM | 41,198 | $1.28M | <0.1% | – | – | History |
| KODKodiak Sciences Inc. | COM | 11,391 | $1.29M | <0.1% | – | – | History |
| UGIUgi Corp | Stock | 31,569 | $1.29M | <0.1% | – | – | History |
| DARDarling Ingredients Inc. | COM | 17,633 | $1.30M | <0.1% | – | – | History |
| FBNCFirst Bancorp | COM | 30,017 | $1.31M | <0.1% | – | – | History |
| CSTLCastle Biosciences Inc | COM | 19,153 | $1.31M | <0.1% | – | – | History |
| CCJCameco Corp | Stock | 79,213 | $1.32M | <0.1% | – | – | History |
| TIGRUP Fintech Holding Ltd | SPONSORED ADS | 74,073 | $1.32M | <0.1% | – | – | History |
| Reinvent Technology PartnersG7483N129 | CL A | 130,071 | $1.32M | <0.1% | – | – | – |
| KRCKilroy Realty Corp | COM | 20,132 | $1.32M | <0.1% | – | – | History |
| NGGNational Grid PLC | SPONSORED ADR NE | 22,332 | $1.32M | <0.1% | – | – | History |
| Ackrell Spac Partners I Co00461L204 | UNIT 12/01/2026 | 130,358 | $1.32M | <0.1% | – | – | – |
| RMRegional Management Corp. | COM | 38,241 | $1.32M | <0.1% | – | – | History |
| CUBICustomers Bancorp, Inc. | COM | 41,718 | $1.33M | <0.1% | – | – | History |
| NTNXNutanix, Inc. | Stock | 49,995 | $1.33M | <0.1% | – | – | History |
| Noble Rock Acquisition CorpG6546R127 | UNIT 01/31/2028 | 134,442 | $1.33M | <0.1% | – | – | – |
| IPInternational Paper Co | COM | 24,623 | $1.33M | <0.1% | – | – | History |
| CEVACeva Inc | COM | 23,727 | $1.33M | <0.1% | – | – | History |
| SNCRSynchronoss Technologies Inc | COM | 373,924 | $1.33M | <0.1% | – | – | History |
| Eros STX Global CorporationG3788M114 | SHS NEW | 737,750 | $1.33M | <0.1% | – | – | – |
| EWBCEast West Bancorp Inc | COM | 18,100 | $1.34M | <0.1% | – | – | History |
| Tribe Capital Growth Corp I89601Y200 | UNIT 02/24/2026 | 133,931 | $1.35M | <0.1% | – | – | – |
| Khosla Ventures Acquisition482504107 | CL A | 133,334 | $1.35M | <0.1% | – | – | – |
| DHC Acquisition CorpG2758T125 | UNIT 02/25/2026 | 134,946 | $1.35M | <0.1% | – | – | – |
| SXCSunCoke Energy, Inc. | COM | 192,414 | $1.35M | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |