D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GBDCGolub Capital BDC, Inc. | COM | 52,555 | $768.0K | <0.1% | – | – | History |
| AVXLAnavex Life Sciences Corp. | COM NEW | 51,449 | $769.0K | <0.1% | – | – | History |
| FCBCFirst Community Bankshares Inc | COM | 25,894 | $776.0K | <0.1% | – | – | History |
| Decarbonization Plus Acqu Co242797108 | COM CL A | 73,954 | $776.0K | <0.1% | – | – | – |
| PBYIPuma Biotechnology, Inc. | COM | 80,196 | $780.0K | <0.1% | – | – | History |
| MBINMerchants Bancorp | COM | 18,607 | $780.0K | <0.1% | – | – | History |
| VSTOVista Outdoor Inc. | COM | 24,339 | $781.0K | <0.1% | – | – | History |
| FFICFlushing Financial Corp | COM | 36,825 | $782.0K | <0.1% | – | – | History |
| BSRRSierra Bancorp | COM | 29,224 | $783.0K | <0.1% | – | – | History |
| EPMEvolution Petroleum Corp | COM | 232,116 | $784.0K | <0.1% | – | – | History |
| MSEXMiddlesex Water Co | COM | 9,919 | $784.0K | <0.1% | – | – | History |
| GEOSGeospace Technologies Corp | COM | 86,091 | $785.0K | <0.1% | – | – | History |
| MTGMgic Investment Corp | COM | 57,396 | $795.0K | <0.1% | – | – | History |
| HSTHost Hotels & Resorts, Inc. | COM | 47,214 | $796.0K | <0.1% | – | – | History |
| WWDWoodward, Inc. | COM | 6,603 | $797.0K | <0.1% | – | – | History |
| EGBNEagle Bancorp Inc | COM | 15,024 | $799.0K | <0.1% | – | – | History |
| APOGApogee Enterprises, Inc. | COM | 19,605 | $801.0K | <0.1% | – | – | History |
| NUSNu Skin Enterprises, Inc. | CL A | 15,141 | $801.0K | <0.1% | – | – | History |
| Roth CH Acquisition II Co778673103 | COM | 81,020 | $803.0K | <0.1% | – | – | – |
| OSWOnespaworld Holdings Ltd | COM | 75,511 | $804.0K | <0.1% | – | – | History |
| Dragoneer Growth Oppty CorpG28314105 | SHS CL A | 78,524 | $807.0K | <0.1% | – | – | – |
| COPConocoPhillips | Stock | 15,314 | $811.0K | <0.1% | – | – | History |
| NNBRNN Inc | COM | 114,960 | $813.0K | <0.1% | – | – | History |
| FRBKRepublic First Bancorp Inc | COM | 215,889 | $814.0K | <0.1% | – | – | History |
| AMPAmeriprise Financial Inc | COM | 3,507 | $815.0K | <0.1% | – | – | History |
| Yellowstone Acquisition Co98566K105 | COM CL A | 81,554 | $815.0K | <0.1% | – | – | – |
| DSLDoubleLine Income Solutions Fund | COM | 45,000 | $817.0K | <0.1% | – | – | History |
| CDZICadiz Inc | COM NEW | 85,346 | $818.0K | <0.1% | – | – | History |
| PDFSPDF Solutions Inc | COM | 46,136 | $821.0K | <0.1% | – | – | History |
| EBFEnnis, Inc. | COM | 38,506 | $822.0K | <0.1% | – | – | History |
| SCUSculptor Capital Management, Inc. | COM CL A | 37,645 | $824.0K | <0.1% | – | – | History |
| SPWHSportsman's Warehouse Holdings, Inc. | COM | 47,856 | $825.0K | <0.1% | – | – | History |
| AMRXAmneal Pharmaceuticals, Inc. | COM STK CL A | 122,774 | $826.0K | <0.1% | – | – | History |
| PGTIPGT Innovations, Inc. | COM | 32,733 | $827.0K | <0.1% | – | – | History |
| SIBNSI-BONE, Inc. | COM | 26,044 | $828.0K | <0.1% | – | – | History |
| ONTOnterris, Inc. | COM | 16,514 | $829.0K | <0.1% | – | – | History |
| FIBKFirst Interstate Bancsystem Inc | COM | 18,031 | $830.0K | <0.1% | – | – | History |
| MOVMovado Group Inc | COM | 29,174 | $830.0K | <0.1% | – | – | History |
| Altimeter Growth CorpG0370L108 | CL A | 71,031 | $831.0K | <0.1% | – | – | – |
| Altimar Acquisition Corp. IIIG0370U124 | UNIT 99/99/9999 | 83,333 | $833.0K | <0.1% | – | – | – |
| MFGMizuho Financial Group Inc | SPONSORED ADR | 286,726 | $834.0K | <0.1% | – | – | History |
| PLXSPlexus Corp | COM | 9,091 | $835.0K | <0.1% | – | – | History |
| BAHBooz Allen Hamilton Holding Corp | CL A | 10,390 | $837.0K | <0.1% | – | – | History |
| SCOAScION Tech Growth I | CL A SHS | 85,677 | $839.0K | <0.1% | – | – | History |
| ATNIATN International, Inc. | COM | 17,104 | $840.0K | <0.1% | – | – | History |
| WMKWeis Markets Inc | COM | 14,895 | $842.0K | <0.1% | – | – | History |
| LEN.BLennar Corp | CL B | 10,246 | $844.0K | <0.1% | – | – | History |
| Switchback II CorpG8633T123 | UNIT 99/99/9999 | 83,174 | $847.0K | <0.1% | – | – | – |
| Seacor Holdings Inc811904101 | COM | 20,815 | $848.0K | <0.1% | – | – | – |
| NBIXNeurocrine Biosciences Inc | Stock | 8,732 | $849.0K | <0.1% | – | – | History |
| CLARClarus Corp | COM | 50,151 | $855.0K | <0.1% | – | – | History |
| FBRXForte Biosciences, Inc. | COM | 24,950 | $855.0K | <0.1% | – | – | History |
| ARCOArcos Dorados Holdings Inc. | SHS CLASS -A - | 168,503 | $858.0K | <0.1% | – | – | History |
| CWENClearway Energy, Inc. | CL C | 30,608 | $861.0K | <0.1% | – | – | History |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 74,793 | $863.0K | <0.1% | – | – | History |
| WHDCactus, Inc. | CL A | 28,176 | $863.0K | <0.1% | – | – | History |
| WIREEncore Wire Corp | COM | 12,878 | $865.0K | <0.1% | – | – | History |
| DSDrive Shack Inc. | COM | 271,261 | $871.0K | <0.1% | – | – | History |
| FFWMFirst Foundation Inc. | COM | 37,172 | $872.0K | <0.1% | – | – | History |
| AXONAxon Enterprise, Inc. | COM | 6,142 | $875.0K | <0.1% | – | – | History |
| INFYInfosys Ltd | SPONSORED ADR | 46,852 | $877.0K | <0.1% | – | – | History |
| KOPKoppers Holdings Inc. | COM | 25,274 | $879.0K | <0.1% | – | – | History |
| BMAMacro Bank Inc. | SPON ADR B | 66,006 | $881.0K | <0.1% | – | – | History |
| NDLSNOODLES & Co | COM CL A | 85,096 | $881.0K | <0.1% | – | – | History |
| PPGPPG Industries Inc | Stock | 5,891 | $885.0K | <0.1% | – | – | History |
| WTSWatts Water Technologies Inc | CL A | 7,485 | $889.0K | <0.1% | – | – | History |
| LOMALoma Negra Compania Industrial Argentina Sociedad Anonima | SPONSORED ADS | 140,890 | $892.0K | <0.1% | – | – | History |
| SWBISmith & Wesson Brands, Inc. | COM | 51,379 | $897.0K | <0.1% | – | – | History |
| SYKESykes Enterprises Inc | COM | 20,376 | $898.0K | <0.1% | – | – | History |
| SGMOQSangamo Therapeutics, Inc | COM | 71,708 | $899.0K | <0.1% | – | – | History |
| MDGLMadrigal Pharmaceuticals, Inc. | COM | 7,718 | $903.0K | <0.1% | – | – | History |
| TASTCarrols Restaurant Group, Inc. | COM | 150,924 | $903.0K | <0.1% | – | – | History |
| CNRCore Natural Resources, Inc. | COM | 92,883 | $903.0K | <0.1% | – | – | History |
| AMALAmalgamated Financial Corp. | COM | 54,526 | $905.0K | <0.1% | – | – | History |
| EXPOExponent Inc | COM | 9,327 | $909.0K | <0.1% | – | – | History |
| LMATLemaitre Vascular Inc | COM | 18,631 | $909.0K | <0.1% | – | – | History |
| DMTKDermTech, Inc. | COM | 17,961 | $912.0K | <0.1% | – | – | History |
| NOVTNovanta Inc | COM | 6,947 | $916.0K | <0.1% | – | – | History |
| BURLBurlington Stores, Inc. | COM | 3,072 | $918.0K | <0.1% | – | – | History |
| HBNCHorizon Bancorp Inc | COM | 49,437 | $919.0K | <0.1% | – | – | History |
| SPGIS&P Global Inc. | Stock | 2,608 | $920.0K | <0.1% | – | – | History |
| UFPIUfp Industries Inc | COM | 12,139 | $921.0K | <0.1% | – | – | History |
| FISIFinancial Institutions Inc | COM | 30,454 | $922.0K | <0.1% | – | – | History |
| CWKCushman & Wakefield Ltd. | SHS | 56,598 | $924.0K | <0.1% | – | – | History |
| SPRSpirit AeroSystems Holdings, Inc. | COM CL A | 19,035 | $926.0K | <0.1% | – | – | History |
| MYEMyers Industries Inc | COM | 47,137 | $931.0K | <0.1% | – | – | History |
| AXDXAccelerate Diagnostics, Inc | COM | 111,861 | $931.0K | <0.1% | – | – | History |
| FRSTPrimis Financial Corp. | COM | 64,302 | $935.0K | <0.1% | – | – | History |
| RPT Realty74971D101 | SH BEN INT | 81,935 | $935.0K | <0.1% | – | – | – |
| RYAMRayonier Advanced Materials Inc. | COM | 103,310 | $937.0K | <0.1% | – | – | History |
| HRCHill-Rom Holdings, Inc. | COM | 8,491 | $938.0K | <0.1% | – | – | History |
| Qiwi PLC74735M108 | SPON ADR REP B | 88,085 | $938.0K | <0.1% | – | – | – |
| BFSSaul Centers, Inc. | COM | 23,430 | $940.0K | <0.1% | – | – | History |
| CPLGCorePoint Lodging Inc. | COM | 104,346 | $942.0K | <0.1% | – | – | History |
| Signature BK New York N Y82669G104 | COM | 4,165 | $942.0K | <0.1% | – | – | – |
| CSVCarriage Services Inc | COM | 26,786 | $943.0K | <0.1% | – | – | History |
| EATBrinker International, Inc | Stock | 13,356 | $949.0K | <0.1% | – | – | History |
| Archimedes Tech Spac Partnr039562202 | UNIT 03/10/2026 | 96,119 | $951.0K | <0.1% | – | – | – |
| CPBCAMPBELL'S Co | COM | 18,959 | $953.0K | <0.1% | – | – | History |
| RDUSRadius Recycling, Inc. | CL A | 22,793 | $953.0K | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |