D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AOUTAmerican Outdoor Brands, Inc. | COM | 24,200 | $610.0K | <0.1% | – | – | History |
| ZYMEZymeworks Inc. | COM | 19,342 | $611.0K | <0.1% | – | – | History |
| LPLALPL Financial Holdings Inc. | COM | 4,328 | $615.0K | <0.1% | – | – | History |
| YALAYalla Group Ltd | ADS | 24,624 | $616.0K | <0.1% | – | – | History |
| BCRXBiocryst Pharmaceuticals Inc | COM | 60,803 | $618.0K | <0.1% | – | – | History |
| MTS Sys Corp553777103 | COM | 10,612 | $618.0K | <0.1% | – | – | – |
| Qad Inc74727D306 | CL A | 9,297 | $619.0K | <0.1% | – | – | – |
| HSKAHeska Corp | COM RESTRC NEW | 3,681 | $620.0K | <0.1% | – | – | History |
| Colicity Inc194170205 | UNIT 02/24/2026 | 61,514 | $621.0K | <0.1% | – | – | – |
| NICNicolet Bankshares Inc | COM | 7,493 | $625.0K | <0.1% | – | – | History |
| Maxeon Solar Technologies LTY58473102 | SHS | 19,820 | $626.0K | <0.1% | – | – | – |
| VRTSVirtus Investment Partners, Inc. | COM | 2,668 | $628.0K | <0.1% | – | – | History |
| BCEBce Inc | COM NEW | 13,926 | $629.0K | <0.1% | – | – | History |
| SDSandridge Energy Inc | COM NEW | 161,437 | $631.0K | <0.1% | – | – | History |
| GAINGladstone Investment Corporationde | CEF | 51,671 | $632.0K | <0.1% | – | – | History |
| JBSSSanfilippo John B & Son Inc | COM | 6,990 | $632.0K | <0.1% | – | – | History |
| AMKAssetMark Financial Holdings, Inc. | COM | 27,060 | $632.0K | <0.1% | – | – | History |
| CBTCabot Corp | COM | 12,109 | $635.0K | <0.1% | – | – | History |
| AGCOAGCO Corp | COM | 4,417 | $635.0K | <0.1% | – | – | History |
| WPRTWestport Fuel Systems Inc. | COM NEW | 88,595 | $638.0K | <0.1% | – | – | History |
| PAASPan American Silver Corp | Stock | 21,285 | $639.0K | <0.1% | – | – | History |
| BERYBerry Global Group, Inc. | COM | 10,407 | $639.0K | <0.1% | – | – | History |
| Marquee Raine Acquisition CoG58442107 | CL A SHS | 64,835 | $641.0K | <0.1% | – | – | – |
| BRCBrady Corp | CL A | 12,043 | $644.0K | <0.1% | – | – | History |
| OCA Acquisition Corp.670865203 | UNIT 01/14/2026 | 64,568 | $645.0K | <0.1% | – | – | – |
| HBTHBT Financial, Inc. | COM | 37,755 | $647.0K | <0.1% | – | – | History |
| ITWIllinois Tool Works Inc | Stock | 2,944 | $652.0K | <0.1% | – | – | History |
| ASTEAstec Industries Inc | COM | 8,687 | $655.0K | <0.1% | – | – | History |
| JJacobs Solutions Inc. | COM | 5,068 | $655.0K | <0.1% | – | – | History |
| LPGDorian LPG Ltd. | SHS USD | 50,151 | $658.0K | <0.1% | – | – | History |
| ELVTElevate Credit, Inc. | COM | 225,834 | $659.0K | <0.1% | – | – | History |
| CADECadence Bancorporation | CL A | 31,944 | $662.0K | <0.1% | – | – | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 5,000 | $664.0K | <0.1% | – | – | – |
| WHGWestwood Holdings Group Inc | COM | 46,099 | $667.0K | <0.1% | – | – | History |
| CLBKColumbia Financial, Inc. | COM | 38,197 | $668.0K | <0.1% | – | – | History |
| AZZAzz Inc | COM | 13,339 | $672.0K | <0.1% | – | – | History |
| IOSPInnospec Inc. | COM | 6,547 | $672.0K | <0.1% | – | – | History |
| RYTMRhythm Pharmaceuticals, Inc. | COM | 31,653 | $673.0K | <0.1% | – | – | History |
| BYByline Bancorp, Inc. | COM | 31,844 | $674.0K | <0.1% | – | – | History |
| NPOEnpro Inc. | COM | 7,896 | $674.0K | <0.1% | – | – | History |
| PMPhilip Morris International Inc. | Stock | 7,622 | $676.0K | <0.1% | – | – | History |
| ITUBItau Unibanco Holding S.A. | SPON ADR REP PFD | 137,100 | $680.0K | <0.1% | – | – | History |
| BDSIBiodelivery Sciences International Inc | COM | 174,834 | $684.0K | <0.1% | – | – | History |
| ANDEAndersons, Inc. | COM | 25,040 | $686.0K | <0.1% | – | – | History |
| BWBBridgewater Bancshares Inc | COM | 42,462 | $686.0K | <0.1% | – | – | History |
| Falcon Minerals Corp30607B109 | CL A COM | 153,153 | $688.0K | <0.1% | – | – | – |
| BTUPeabody Energy Corp | COM | 225,159 | $689.0K | <0.1% | – | – | History |
| SPOKSpok Holdings, Inc | COM | 65,738 | $689.0K | <0.1% | – | – | History |
| MIMEMimecast Ltd | ORD SHS | 17,139 | $689.0K | <0.1% | – | – | History |
| ICFIICF International, Inc. | Stock | 7,913 | $692.0K | <0.1% | – | – | History |
| ATOAtmos Energy Corp | COM | 7,000 | $692.0K | <0.1% | – | – | History |
| UHSUniversal Health Services Inc | CL B | 5,191 | $692.0K | <0.1% | – | – | History |
| CPRXCatalyst Pharmaceuticals, Inc. | COM | 150,392 | $693.0K | <0.1% | – | – | History |
| CMRECostamare Inc. | SHS | 72,029 | $693.0K | <0.1% | – | – | History |
| DRNADicerna Pharmaceuticals Inc | COM | 27,090 | $693.0K | <0.1% | – | – | History |
| BHRBraemar Hotels & Resorts Inc. | COM | 114,864 | $697.0K | <0.1% | – | – | History |
| AGNCAGNC Investment Corp. | REIT | 41,639 | $698.0K | <0.1% | – | – | History |
| ILPTIndustrial Logistics Properties Trust | COM SHS BEN INT | 30,321 | $701.0K | <0.1% | – | – | History |
| UBAUrstadt Biddle Properties Inc | CL A | 42,055 | $701.0K | <0.1% | – | – | History |
| ARKOARKO Corp. | COM | 70,704 | $703.0K | <0.1% | – | – | History |
| ROGRogers Corp | COM | 3,741 | $704.0K | <0.1% | – | – | History |
| XIFRXPLR Infrastructure, LP | COM UNIT PART IN | 9,656 | $704.0K | <0.1% | – | – | History |
| PHICPopulation Health Investment Co., Inc. | SHS CL A | 71,509 | $705.0K | <0.1% | – | – | History |
| RMG Acquisition Corp IIG76083107 | CL A SHS | 70,356 | $705.0K | <0.1% | – | – | – |
| NFGNational Fuel Gas Co | Stock | 14,153 | $708.0K | <0.1% | – | – | History |
| MVISMicrovision, Inc. | COM NEW | 38,153 | $708.0K | <0.1% | – | – | History |
| HPHelmerich & Payne, Inc. | COM | 26,371 | $711.0K | <0.1% | – | – | History |
| NBSENeuBase Therapeutics, Inc. | COM | 96,239 | $711.0K | <0.1% | – | – | History |
| KNTEKinnate Biopharma Inc. | COM | 22,845 | $712.0K | <0.1% | – | – | History |
| VWTRVidler Water Resources, Inc. | COM | 80,026 | $712.0K | <0.1% | – | – | History |
| CASACasa Systems Inc | COM | 75,020 | $715.0K | <0.1% | – | – | History |
| AMSFAmerisafe Inc | COM | 11,255 | $720.0K | <0.1% | – | – | History |
| CVCOCavco Industries, Inc. | COM | 3,197 | $721.0K | <0.1% | – | – | History |
| ABMDAbiomed Inc | COM | 2,268 | $722.0K | <0.1% | – | – | History |
| DCBODocebo Inc. | COM | 16,800 | $722.0K | <0.1% | – | – | History |
| Paysafe LtdG6964L115 | *W EXP 08/11/202 | 166,666 | $722.0K | <0.1% | – | – | – |
| PXLWPixelworks, Inc | COM NEW | 220,155 | $729.0K | <0.1% | – | – | History |
| Tribune Pubg Co New89609W107 | COM | 40,511 | $729.0K | <0.1% | – | – | – |
| Aegion Corp00770F104 | COM | 25,406 | $730.0K | <0.1% | – | – | – |
| EGLEEagle Bulk Shipping Inc. | COM | 20,200 | $730.0K | <0.1% | – | – | History |
| HLHecla Mining Co | COM | 128,549 | $731.0K | <0.1% | – | – | History |
| RLIRli Corp | COM | 6,573 | $733.0K | <0.1% | – | – | History |
| SCPLSciPlay Corp | CL A | 45,593 | $738.0K | <0.1% | – | – | History |
| GAIAGaia, Inc | CL A | 62,253 | $740.0K | <0.1% | – | – | History |
| Maverix Metals Inc57776F405 | COM NEW | 140,913 | $743.0K | <0.1% | – | – | – |
| CUTRCutera Inc | COM | 24,752 | $744.0K | <0.1% | – | – | History |
| Social Capital Hedosopha HLDG8252P113 | *W EXP 09/26/202 | 135,757 | $745.0K | <0.1% | – | – | – |
| Kismet Acquisition Two CorpG52807123 | UNIT 99/99/9999 | 75,000 | $746.0K | <0.1% | – | – | – |
| AREAlexandria Real Estate Equities, Inc. | COM | 4,558 | $749.0K | <0.1% | – | – | History |
| Power & Digital Infra Acq Co739190205 | UNIT 99/99/9999 | 74,037 | $749.0K | <0.1% | – | – | – |
| Waldencast Acquisition CorpG9460C126 | UNIT 03/11/2026 | 75,000 | $749.0K | <0.1% | – | – | – |
| Advanced Merger Partners Inc00777J208 | UNIT 99/99/9999 | 75,000 | $750.0K | <0.1% | – | – | – |
| HCMHUTCHMED (China) Ltd | SPONSORED ADS | 26,570 | $751.0K | <0.1% | – | – | History |
| Senior Connect Acquisitn Cor81723H108 | COM CL A | 77,219 | $751.0K | <0.1% | – | – | – |
| FSPFranklin Street Properties Corp | COM | 138,490 | $755.0K | <0.1% | – | – | History |
| XYLXylem Inc. | COM | 7,185 | $756.0K | <0.1% | – | – | History |
| Sustainable Develp Acqu I Co86934L202 | UNIT 02/04/2026 | 76,101 | $756.0K | <0.1% | – | – | – |
| Prime Impact Acquisition IG61074103 | SHS CL A | 78,171 | $761.0K | <0.1% | – | – | – |
| DIODDiodes Inc | COM | 9,563 | $764.0K | <0.1% | – | – | History |
| NBHCNational Bank Holdings Corp | CL A | 19,269 | $765.0K | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |