D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| KROKronos Worldwide Inc | COM | 16,611 | $254.0K | <0.1% | – | – | History |
| CLXClorox Co | Stock | 1,320 | $255.0K | <0.1% | – | – | History |
| IIIVi3 Verticals, Inc. | COM CL A | 8,193 | $255.0K | <0.1% | – | – | History |
| SYNHSyneos Health, Inc. | CL A | 3,359 | $255.0K | <0.1% | – | – | History |
| LXPLXP Industrial Trust | COM | 23,257 | $258.0K | <0.1% | – | – | History |
| CLHClean Harbors Inc | COM | 3,096 | $260.0K | <0.1% | – | – | History |
| VCTRVictory Capital Holdings, Inc. | COM CL A | 10,219 | $261.0K | <0.1% | – | – | History |
| BFAMBright Horizons Family Solutions Inc. | COM | 1,524 | $261.0K | <0.1% | – | – | History |
| NPKNational Presto Industries Inc | COM | 2,565 | $262.0K | <0.1% | – | – | History |
| RLXRLX Technology Inc. | SPONSORED ADS | 25,331 | $262.0K | <0.1% | – | – | History |
| ZYXIZynex Inc | COM | 17,187 | $262.0K | <0.1% | – | – | History |
| LEALear Corp | COM NEW | 1,452 | $263.0K | <0.1% | – | – | History |
| CNOCNO Financial Group, Inc. | COM | 10,860 | $264.0K | <0.1% | – | – | History |
| OSPNOneSpan Inc. | COM | 10,835 | $265.0K | <0.1% | – | – | History |
| ITOSiTeos Therapeutics, Inc. | COM | 7,742 | $265.0K | <0.1% | – | – | History |
| MRNSMarinus Pharmaceuticals, Inc. | COM NEW | 17,203 | $266.0K | <0.1% | – | – | History |
| ITTItt Inc. | COM | 2,941 | $267.0K | <0.1% | – | – | History |
| EQBKEquity Bancshares Inc | COM CL A | 9,749 | $267.0K | <0.1% | – | – | History |
| MRAMEverspin Technologies Inc. | COM | 44,469 | $267.0K | <0.1% | – | – | History |
| Foley Trasimene Acquistn Cor34431F112 | *W EXP 05/26/202 | 166,666 | $267.0K | <0.1% | – | – | – |
| TKRTimken Co | COM | 3,307 | $268.0K | <0.1% | – | – | History |
| Liberty Media Acquisition Corp53073L203 | UNIT 01/22/2026 | 25,000 | $268.0K | <0.1% | – | – | – |
| QFINQfin Holdings, Inc. | AMERICAN DEP | 10,345 | $269.0K | <0.1% | – | – | History |
| OECOrion S.A. | COM | 13,673 | $270.0K | <0.1% | – | – | History |
| NERVMinerva Neurosciences, Inc. | COM | 93,143 | $272.0K | <0.1% | – | – | History |
| CITCit Group Inc | COM NEW | 5,325 | $274.0K | <0.1% | – | – | History |
| Ecp Environmental GW Opt Cor26829T209 | UNIT 03/01/2026 | 27,310 | $274.0K | <0.1% | – | – | – |
| Social Capital Hedosopha HLDG82514103 | SHS CL A | 25,000 | $274.0K | <0.1% | – | – | – |
| AWRAmerican States Water Co | COM | 3,635 | $275.0K | <0.1% | – | – | History |
| AWIArmstrong World Industries Inc | COM | 3,061 | $276.0K | <0.1% | – | – | History |
| CIVBCivista Bancshares, Inc. | COM NO PAR | 12,029 | $276.0K | <0.1% | – | – | History |
| HCIHCI Group, Inc. | COM | 3,600 | $277.0K | <0.1% | – | – | History |
| IRTCiRhythm Holdings, Inc. | COM | 2,028 | $282.0K | <0.1% | – | – | History |
| HPEHewlett Packard Enterprise Co | COM | 17,937 | $282.0K | <0.1% | – | – | History |
| SYRSSyros Pharmaceuticals, Inc. | COM | 37,680 | $282.0K | <0.1% | – | – | History |
| Aspirational Consumer LifestG05436111 | *W EXP 09/19/202 | 200,000 | $283.0K | <0.1% | – | – | – |
| EVVEaton Vance Ltd Duration Income Fund | COM | 22,500 | $284.0K | <0.1% | – | – | History |
| HSBCHSBC Holdings PLC | SPON ADR NEW | 9,763 | $284.0K | <0.1% | – | – | History |
| FBMSFirst Bancshares Inc | COM | 7,778 | $285.0K | <0.1% | – | – | History |
| LESLLeslie's, Inc. | COM | 11,673 | $286.0K | <0.1% | – | – | History |
| WDFCWD 40 Co | COM | 938 | $287.0K | <0.1% | – | – | History |
| LNSRLENSAR, Inc. | COM | 39,895 | $290.0K | <0.1% | – | – | History |
| TRTootsie Roll Industries Inc | COM | 8,760 | $290.0K | <0.1% | – | – | History |
| EVIEvi Industries, Inc. | COM | 10,109 | $291.0K | <0.1% | – | – | History |
| FLICFirst of Long Island Corp | COM | 13,681 | $291.0K | <0.1% | – | – | History |
| CONX Corp.212873111 | *W EXP 10/30/202 | 250,000 | $295.0K | <0.1% | – | – | – |
| NWLINational Western Life Group, Inc. | CL A | 1,186 | $295.0K | <0.1% | – | – | History |
| RLJRLJ Lodging Trust | COM | 19,092 | $296.0K | <0.1% | – | – | History |
| NGMNGM Biopharmaceuticals Inc | COM | 10,188 | $296.0K | <0.1% | – | – | History |
| ESGREnstar Group LTD | SHS | 1,202 | $297.0K | <0.1% | – | – | History |
| MSBIMidland States Bancorp, Inc. | COM | 10,713 | $297.0K | <0.1% | – | – | History |
| CWTCalifornia Water Service Group | COM | 5,297 | $298.0K | <0.1% | – | – | History |
| Meridian Bioscience Inc589584101 | COM | 11,347 | $298.0K | <0.1% | – | – | – |
| ZFOXZeroFox Holdings, Inc. | SHS CL A | 30,254 | $298.0K | <0.1% | – | – | History |
| XBITXBiotech Inc. | COM | 17,422 | $299.0K | <0.1% | – | – | History |
| Fortistar Sustainable Sol Co34962M205 | UNIT 01/14/2026 | 30,246 | $299.0K | <0.1% | – | – | – |
| TPG Pace Ben Fin CorpG8990D117 | *W EXP 10/09/202 | 40,000 | $299.0K | <0.1% | – | – | – |
| SIENProject Sage Oldco, Inc. | COM | 41,193 | $300.0K | <0.1% | – | – | History |
| SSTPWSystem1, Inc. | *W EXP 99/99/999 | 199,866 | $300.0K | <0.1% | – | – | History |
| KALUKaiser Aluminum Corp | COM PAR $0.01 | 2,727 | $301.0K | <0.1% | – | – | History |
| TKCTurkcell Iletisim Hizmetleri A S | SPON ADR NEW | 64,861 | $303.0K | <0.1% | – | – | History |
| NVECNve Corp | COM NEW | 4,357 | $305.0K | <0.1% | – | – | History |
| ARRArmour Residential REIT, Inc. | COM NEW | 24,997 | $305.0K | <0.1% | – | – | History |
| ALXAlexanders Inc | COM | 1,104 | $306.0K | <0.1% | – | – | History |
| NRDYNerdy Inc. | CL A COM | 30,846 | $306.0K | <0.1% | – | – | History |
| AGYSAgilysys Inc | COM | 6,398 | $307.0K | <0.1% | – | – | History |
| SPFISouth Plains Financial, Inc. | COM | 13,523 | $307.0K | <0.1% | – | – | History |
| RBBRBB Bancorp | COM | 15,198 | $308.0K | <0.1% | – | – | History |
| OGSONE Gas, Inc. | COM | 4,017 | $309.0K | <0.1% | – | – | History |
| IIPRInnovative Industrial Properties Inc | COM | 1,735 | $313.0K | <0.1% | – | – | History |
| CHCTCommunity Healthcare Trust Inc | COM | 6,807 | $314.0K | <0.1% | – | – | History |
| ENSEnerSys | COM | 3,471 | $315.0K | <0.1% | – | – | History |
| Bright Scholar Ed Hldgs Ltd109199109 | SPONSORED ADS | 54,297 | $315.0K | <0.1% | – | – | – |
| OTTROtter Tail Corp | COM | 6,839 | $316.0K | <0.1% | – | – | History |
| TNCTennant Co | COM | 3,962 | $317.0K | <0.1% | – | – | History |
| G Squared Ascend I IncG4204R125 | UNIT 99/99/9999 | 31,773 | $318.0K | <0.1% | – | – | – |
| FWRDForward Air Corp | COM | 3,590 | $319.0K | <0.1% | – | – | History |
| PHKPIMCO High Income Fund | COM SHS | 47,500 | $320.0K | <0.1% | – | – | History |
| New Beginnings Acquisition C64222H118 | *W EXP 11/01/202 | 490,000 | $321.0K | <0.1% | – | – | – |
| RNACCartesian Therapeutics, Inc. | COM | 71,376 | $323.0K | <0.1% | – | – | History |
| RACEFerrari N.V. | COM | 1,549 | $324.0K | <0.1% | – | – | History |
| LKFNLakeland Financial Corp | COM | 4,687 | $324.0K | <0.1% | – | – | History |
| STNStantec Inc | COM | 7,600 | $325.0K | <0.1% | – | – | History |
| AMPHAmphastar Pharmaceuticals, Inc. | COM | 17,778 | $326.0K | <0.1% | – | – | History |
| CNPCenterpoint Energy Inc | COM | 14,392 | $326.0K | <0.1% | – | – | History |
| ASPSAltisource Portfolio Solutions S.A. | REG SHS | 35,516 | $326.0K | <0.1% | – | – | History |
| APRNBlue Apron Holdings, Inc. | CL A NEW | 51,966 | $327.0K | <0.1% | – | – | History |
| MITTTPG Mortgage Investment Trust, Inc. | COM | 81,378 | $328.0K | <0.1% | – | – | History |
| Atlas Crest Investment Corp049287204 | UNIT 99/99/9999 | 32,796 | $328.0K | <0.1% | – | – | – |
| MKTXMarketaxess Holdings Inc | COM | 662 | $330.0K | <0.1% | – | – | History |
| TCBKTrico Bancshares | COM | 6,964 | $330.0K | <0.1% | – | – | History |
| UNITUniti Group Inc. | COM | 30,203 | $333.0K | <0.1% | – | – | History |
| European Biotech Acqutn CorpG3167F110 | UNIT 03/09/2026 | 33,333 | $335.0K | <0.1% | – | – | – |
| HELEHelen of Troy Ltd | Stock | 1,597 | $336.0K | <0.1% | – | – | History |
| EFSCEnterprise Financial Services Corp | COM | 6,787 | $336.0K | <0.1% | – | – | History |
| BNRBurning Rock Biotech Ltd | SPONSORED ADS | 12,487 | $336.0K | <0.1% | – | – | History |
| KFRCKforce Inc | COM | 6,279 | $337.0K | <0.1% | – | – | History |
| LKFTLakefront Biotherapeutics NV | SPON ADR | 4,372 | $337.0K | <0.1% | – | – | History |
| CERTCertara, Inc. | COM | 12,397 | $338.0K | <0.1% | – | – | History |
| NVGSNavigator Holdings Ltd. | SHS | 38,002 | $338.0K | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |