D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MSGSMadison Square Garden Sports Corp. | CL A | 37,969 | $6.81M | <0.1% | – | – | History |
| ZDZiff Davis, Inc. | COM | 56,888 | $6.82M | <0.1% | – | – | History |
| Gores Guggenheim, Inc.38286Q206 | UNIT 03/25/2028 | 687,051 | $6.82M | <0.1% | – | – | – |
| CRUSCirrus Logic, Inc. | Stock | 80,740 | $6.85M | <0.1% | – | – | History |
| THOThor Industries Inc | COM | 50,825 | $6.85M | <0.1% | – | – | History |
| Virgin Group Acquisit Corp IG9460K110 | UNIT 99/99/9999 | 690,089 | $6.85M | <0.1% | – | – | – |
| HCCWarrior Met Coal, Inc. | COM | 400,461 | $6.86M | <0.1% | – | – | History |
| CHEChemed Corp | COM | 14,934 | $6.87M | <0.1% | – | – | History |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $6.90M | <0.1% | – | – | – |
| ACBIAtlantic Capital Bancshares, Inc. | COM | 286,513 | $6.91M | <0.1% | – | – | History |
| BOKFBok Financial Corp | COM NEW | 77,534 | $6.92M | <0.1% | – | – | History |
| WMGWarner Music Group Corp. | COM CL A | 201,856 | $6.93M | <0.1% | – | – | History |
| XONEExOne Co | COM | 221,490 | $6.95M | <0.1% | – | – | History |
| MDLAMedallia, Inc. | COM | 249,401 | $6.96M | <0.1% | – | – | History |
| Cardtronics PLCG1991C105 | SHS CL A | 179,682 | $6.97M | <0.1% | – | – | – |
| BANRBanner Corp | COM NEW | 130,830 | $6.98M | <0.1% | – | – | History |
| GIBCgi Inc | CL A | 84,100 | $7.01M | <0.1% | – | – | History |
| Best Inc08653CAB2 | NOTE 1.750%10/0 | – | $7.01M | <0.1% | – | – | – |
| ALKAlaska Air Group, Inc. | COM | 101,358 | $7.01M | <0.1% | – | – | History |
| New Beginnings Acquisition C64222H100 | COM | 702,812 | $7.03M | <0.1% | – | – | – |
| Austerlitz Acquisition CorpG0633D117 | UNIT 99/99/9999 | 700,000 | $7.03M | <0.1% | – | – | – |
| RLRalph Lauren Corp | CL A | 57,072 | $7.03M | <0.1% | – | – | History |
| ICUIIcu Medical Inc | COM | 34,234 | $7.03M | <0.1% | – | – | History |
| CVICVR Energy Inc | COM | 366,885 | $7.04M | <0.1% | – | – | History |
| NTBBank of N.T. Butterfield & Son Ltd | SHS NEW | 184,498 | $7.05M | <0.1% | – | – | History |
| WVEWave Life Sciences, Inc. | SHS | 1,262,109 | $7.08M | <0.1% | – | – | History |
| MSD Acquisition Corp.G5709C117 | UNIT 03/25/2026 | 700,000 | $7.11M | <0.1% | – | – | – |
| HRHealthcare Realty Trust Inc | COM | 234,912 | $7.12M | <0.1% | – | – | History |
| PACBPacific Biosciences of California, Inc. | COM | 214,545 | $7.15M | <0.1% | – | – | History |
| SHOSunstone Hotel Investors, Inc. | COM | 574,581 | $7.16M | <0.1% | – | – | History |
| TMUST-Mobile US, Inc. | Stock | 57,181 | $7.16M | <0.1% | – | – | History |
| NOGNorthern Oil & Gas, Inc. | COM | 593,057 | $7.16M | <0.1% | – | – | History |
| SPDR Series Trust78464A714 | ST STR SP RETAIL | 80,449 | $7.18M | <0.1% | – | – | – |
| Chesapeake Energy Corp165167164 | *W EXP 99/99/999 | 372,820 | $7.18M | <0.1% | – | – | – |
| Credit Suisse Group225401108 | SPONSORED ADR | 677,432 | $7.18M | <0.1% | – | – | – |
| ACELAccel Entertainment, Inc. | COM CL A1 | 657,426 | $7.18M | <0.1% | – | – | History |
| PGRProgressive Corp | Stock | 75,183 | $7.19M | <0.1% | – | – | History |
| MEOHMethanex Corp | COM | 195,041 | $7.20M | <0.1% | – | – | History |
| ARAntero Resources Corp | COM | 706,774 | $7.21M | <0.1% | – | – | History |
| KKRKKR & Co. Inc. | COM | 147,618 | $7.21M | <0.1% | – | – | History |
| NWSNews Corp | CL B | 308,293 | $7.23M | <0.1% | – | – | History |
| LOVELovesac Co | COM | 127,938 | $7.24M | <0.1% | – | – | History |
| APLEApple Hospitality REIT, Inc. | REIT | 497,733 | $7.25M | <0.1% | – | – | History |
| PHGKoninklijke Philips NV | NY REGIS SHS NEW | 127,243 | $7.26M | <0.1% | – | – | History |
| ECLEcolab Inc. | Stock | 33,964 | $7.27M | <0.1% | – | – | History |
| DVADavita Inc. | COM | 67,647 | $7.29M | <0.1% | – | – | History |
| GPRKGeoPark Ltd | USD SHS | 455,632 | $7.29M | <0.1% | – | – | History |
| BLMNBloomin' Brands, Inc. | COM | 269,834 | $7.30M | <0.1% | – | – | History |
| KSUKansas City Southern | COM NEW | 27,662 | $7.30M | <0.1% | – | – | History |
| XENTIntersect ENT, Inc. | COM | 350,140 | $7.31M | <0.1% | – | – | History |
| ACIAlbertsons Companies, Inc. | COMMON STOCK | 384,021 | $7.32M | <0.1% | – | – | History |
| Rapid7, Inc.753422AB0 | NOTE 1.250% 8/0 | – | $7.34M | <0.1% | – | – | – |
| Build Acquisition Corp12008J204 | UNIT 99/99/9999 | 750,000 | $7.40M | <0.1% | – | – | – |
| ETSYEtsy Inc | COM | 36,761 | $7.41M | <0.1% | – | – | History |
| Churchill Cap Corp II17143G106 | CL A | 741,996 | $7.42M | <0.1% | – | – | – |
| ALBAlbemarle Corp | Stock | 50,807 | $7.42M | <0.1% | – | – | History |
| Nextgen Acquisition Corp IIG65317110 | UNIT 03/23/2026 | 750,000 | $7.42M | <0.1% | – | – | – |
| TPCTutor Perini Corp | COM | 393,823 | $7.46M | <0.1% | – | – | History |
| Corazon Capital V838 MonocerG24237110 | UNIT 03/24/2026 | 750,000 | $7.46M | <0.1% | – | – | – |
| BHEBenchmark Electronics Inc | COM | 241,637 | $7.47M | <0.1% | – | – | History |
| Infinera Corp45667GAC7 | NOTE 2.125% 9/0 | – | $7.47M | <0.1% | – | – | – |
| FBINFortune Brands Innovations, Inc. | COM | 78,130 | $7.49M | <0.1% | – | – | History |
| Yamana Gold Inc98462Y100 | COM | 1,726,669 | $7.49M | <0.1% | – | – | – |
| CGBDCarlyle Secured Lending, Inc. | COM | 568,358 | $7.50M | <0.1% | – | – | History |
| IOVAIovance Biotherapeutics, Inc. | COM | 237,769 | $7.53M | <0.1% | – | – | History |
| SNNSmith & Nephew PLC | SPDN ADR NEW | 198,791 | $7.53M | <0.1% | – | – | History |
| Cornerstone Building Brands, Inc.21925D109 | COM | 538,520 | $7.55M | <0.1% | – | – | – |
| GMEGameStop Corp. | Stock | 39,817 | $7.56M | <0.1% | – | – | History |
| FTNTFortinet, Inc. | Stock | 41,056 | $7.57M | <0.1% | – | – | History |
| MNDTMandiant, Inc. | COM | 387,609 | $7.58M | <0.1% | – | – | History |
| Colony Cap Inc New19626G108 | CL A COM | 1,171,146 | $7.59M | <0.1% | – | – | – |
| THCTenet Healthcare Corp | COM NEW | 146,311 | $7.61M | <0.1% | – | – | History |
| MDUMdu Resources Group Inc | Stock | 240,901 | $7.62M | <0.1% | – | – | History |
| MRNAModerna, Inc. | Stock | 58,156 | $7.62M | <0.1% | – | – | History |
| CRKComstock Resources Inc | COM | 1,376,468 | $7.63M | <0.1% | – | – | History |
| PPLPPL Corp | COM | 264,675 | $7.63M | <0.1% | – | – | History |
| BROBrown & Brown, Inc. | Stock | 167,181 | $7.64M | <0.1% | – | – | History |
| PFPTProofpoint Inc | COM | 60,995 | $7.67M | <0.1% | – | – | History |
| ALLKAllakos Inc. | COM | 67,165 | $7.71M | <0.1% | – | – | History |
| FOXFFox Factory Holding Corp | COM | 60,777 | $7.72M | <0.1% | – | – | History |
| IVZInvesco Ltd. | Stock | 308,249 | $7.77M | <0.1% | – | – | History |
| TTWOTake Two Interactive Software Inc | COM | 44,405 | $7.85M | <0.1% | – | – | History |
| ANIKAnika Therapeutics, Inc. | COM | 192,373 | $7.85M | <0.1% | – | – | History |
| Arbor Realty Trust Inc038923AP3 | NOTE 4.750%11/0 | – | $7.85M | <0.1% | – | – | – |
| RDYDr Reddys Laboratories Ltd | ADR | 127,949 | $7.86M | <0.1% | – | – | History |
| WHRWhirlpool Corp | Stock | 35,677 | $7.86M | <0.1% | – | – | History |
| ALTRAltair Engineering Inc. | COM CL A | 125,844 | $7.87M | <0.1% | – | – | History |
| SNDRSchneider National, Inc. | CL B | 316,652 | $7.91M | <0.1% | – | – | History |
| EQIXEquinix Inc | COM | 11,640 | $7.91M | <0.1% | – | – | History |
| MMSMaximus, Inc. | COM | 88,914 | $7.92M | <0.1% | – | – | History |
| RPDRapid7, Inc. | COM | 106,525 | $7.95M | <0.1% | – | – | History |
| HUMHumana Inc | Stock | 18,996 | $7.96M | <0.1% | – | – | History |
| BRF SA10552T107 | SPONSORED ADR | 1,778,472 | $7.99M | <0.1% | – | – | – |
| PAGPenske Automotive Group, Inc. | COM | 100,010 | $8.03M | <0.1% | – | – | History |
| TDSTelephone & Data Systems Inc | COM NEW | 349,839 | $8.03M | <0.1% | – | – | History |
| FCELFuelcell Energy Inc | COM | 557,828 | $8.04M | <0.1% | – | – | History |
| ACHRArcher Aviation Inc. | COM | 800,292 | $8.04M | <0.1% | – | – | History |
| FHIFederated Hermes, Inc. | CL B | 257,784 | $8.07M | <0.1% | – | – | History |
| ROICRetail Opportunity Investments Corp | COM | 510,211 | $8.10M | <0.1% | – | – | History |
| PLABPhotronics Inc | COM | 630,054 | $8.10M | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |