D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SAFTSafety Insurance Group Inc | COM | 43,409 | $3.66M | <0.1% | – | – | History |
| CSTMConstellium SE | CL A SHS | 248,935 | $3.66M | <0.1% | – | – | History |
| DLXDeluxe Corp | COM | 87,283 | $3.66M | <0.1% | – | – | History |
| LAMRLamar Advertising Co | REIT | 39,075 | $3.67M | <0.1% | – | – | History |
| HSTMHealthstream Inc | COM | 164,570 | $3.68M | <0.1% | – | – | History |
| HAYNHaynes International Inc | COM NEW | 123,902 | $3.68M | <0.1% | – | – | History |
| REPLReplimune Group, Inc. | COM | 121,257 | $3.70M | <0.1% | – | – | History |
| Hercules Capital, Inc.427096AF9 | DBCV 4.375% 2/0 | – | $3.70M | <0.1% | – | – | – |
| TECHBIO-TECHNE Corp | COM | 9,727 | $3.71M | <0.1% | – | – | History |
| Nextgen Acquisition CorpG65305107 | CL A | 374,449 | $3.71M | <0.1% | – | – | – |
| VACMarriott Vacations Worldwide Corp | COM | 21,391 | $3.73M | <0.1% | – | – | History |
| CSTECaesarstone Ltd. | ORD SHS | 271,501 | $3.73M | <0.1% | – | – | History |
| HCKTHackett Group, Inc. | COM | 227,795 | $3.73M | <0.1% | – | – | History |
| IXOrix Corp | SPONSORED ADR | 44,088 | $3.74M | <0.1% | – | – | History |
| NARIInari Medical, Inc. | Stock | 35,206 | $3.77M | <0.1% | – | – | History |
| UPWheels Up Experience Inc. | COM | 377,480 | $3.78M | <0.1% | – | – | History |
| VAQCVector Acquisition Corp II | CL A SHS | 382,462 | $3.79M | <0.1% | – | – | History |
| MANHManhattan Associates Inc | Stock | 32,268 | $3.79M | <0.1% | – | – | History |
| EGEverest Group, Ltd. | COM | 15,287 | $3.79M | <0.1% | – | – | History |
| CHNGChange Healthcare Inc. | COM | 172,004 | $3.80M | <0.1% | – | – | History |
| GBIOGeneration Bio Co. | COM | 134,060 | $3.81M | <0.1% | – | – | History |
| DXDynex Capital Inc | COM | 202,282 | $3.83M | <0.1% | – | – | History |
| DEAEasterly Government Properties, Inc. | COM | 184,768 | $3.83M | <0.1% | – | – | History |
| AESAES Corp | Stock | 143,003 | $3.83M | <0.1% | – | – | History |
| Sandstorm Gold Ltd Com New80013R206 | Stock | 565,390 | $3.84M | <0.1% | – | – | – |
| ATEXAnterix Inc. | COM | 81,536 | $3.85M | <0.1% | – | – | History |
| CGCarlyle Group Inc. | COM | 104,826 | $3.85M | <0.1% | – | – | History |
| ALXOAlx Oncology Holdings Inc | COM | 52,258 | $3.85M | <0.1% | – | – | History |
| OLMAOlema Pharmaceuticals, Inc. | COM | 116,529 | $3.87M | <0.1% | – | – | History |
| Chesapeake Energy Corp165167180 | *W EXP 03/01/202 | 230,136 | $3.87M | <0.1% | – | – | – |
| Qudian Inc747798AB2 | NOTE 1.000% 7/0 | – | $3.87M | <0.1% | – | – | – |
| MWAMueller Water Products, Inc. | COM SER A | 278,936 | $3.87M | <0.1% | – | – | History |
| SCHLScholastic Corp | COM | 128,745 | $3.88M | <0.1% | – | – | History |
| UMPQUmpqua Holdings Corp | COM | 221,251 | $3.88M | <0.1% | – | – | History |
| VNEArriver Holdco, Inc. | COM | 159,164 | $3.90M | <0.1% | – | – | History |
| TROXTronox Holdings plc | SHS | 213,136 | $3.90M | <0.1% | – | – | History |
| Apollo Strategic GRWT CPTL IG0412A110 | UNIT 99/99/9999 | 390,733 | $3.90M | <0.1% | – | – | – |
| JELDJELD-WEN Holding, Inc. | COM | 140,970 | $3.90M | <0.1% | – | – | History |
| CMBTCmb.tech NV | SHS | 427,177 | $3.91M | <0.1% | – | – | History |
| WTWisdomTree, Inc. | COM | 629,905 | $3.94M | <0.1% | – | – | History |
| CHRSCoherus Oncology, Inc. | COM | 269,633 | $3.94M | <0.1% | – | – | History |
| CSGSCSG Systems International Inc | COM | 87,779 | $3.94M | <0.1% | – | – | History |
| Redball Acquisition CorpG7417R105 | COM CL A | 399,934 | $3.98M | <0.1% | – | – | – |
| SBHSally Beauty Holdings, Inc. | COM | 197,696 | $3.98M | <0.1% | – | – | History |
| DHXDhi Group, Inc. | COM | 1,191,299 | $3.99M | <0.1% | – | – | History |
| Jaws Spitfire Acquisition CoG50740102 | SHS CL A | 389,410 | $3.99M | <0.1% | – | – | – |
| HRIHerc Holdings Inc | COM | 39,475 | $4.00M | <0.1% | – | – | History |
| Tech and Energy Transition87823R201 | UNIT 03/31/2028 | 400,000 | $4.00M | <0.1% | – | – | – |
| ABBNYABB Ltd | SPONSORED ADR | 131,759 | $4.01M | <0.1% | – | – | History |
| TRPTC Energy Corp | COM | 87,619 | $4.02M | <0.1% | – | – | History |
| AAONAaon, Inc. | COM PAR $0.004 | 57,466 | $4.02M | <0.1% | – | – | History |
| FSLRFirst Solar, Inc. | Stock | 46,208 | $4.03M | <0.1% | – | – | History |
| EPAYBottomline Technologies Inc | COM | 89,403 | $4.04M | <0.1% | – | – | History |
| TCPCBlackRock TCP Capital Corp. | COM | 293,725 | $4.06M | <0.1% | – | – | History |
| ELFe.l.f. Beauty, Inc. | COM | 151,585 | $4.07M | <0.1% | – | – | History |
| ITCIIntra-Cellular Therapies, Inc. | COM | 119,999 | $4.07M | <0.1% | – | – | History |
| NFENew Fortress Energy Inc. | COM CL A | 88,868 | $4.08M | <0.1% | – | – | History |
| NTUSNatus Medical Inc | COM | 160,112 | $4.10M | <0.1% | – | – | History |
| CNSCohen & Steers, Inc. | COM | 62,785 | $4.10M | <0.1% | – | – | History |
| URIUnited Rentals, Inc. | COM | 12,460 | $4.10M | <0.1% | – | – | History |
| DVAXDynavax Technologies Corp | COM NEW | 417,544 | $4.10M | <0.1% | – | – | History |
| UPSUnited Parcel Service Inc | Stock | 24,227 | $4.12M | <0.1% | – | – | History |
| AEISAdvanced Energy Industries Inc | COM | 37,924 | $4.14M | <0.1% | – | – | History |
| APEIAmerican Public Education Inc | Stock | 116,249 | $4.14M | <0.1% | – | – | History |
| Vy Global GrowthG9444H100 | COM CL A | 410,413 | $4.15M | <0.1% | – | – | – |
| CAI International, Inc.12477X106 | COM | 91,268 | $4.16M | <0.1% | – | – | – |
| MGNIMagnite, Inc. | COM | 99,883 | $4.16M | <0.1% | – | – | History |
| ALEXAlexander & Baldwin, Inc. | COM | 247,557 | $4.16M | <0.1% | – | – | History |
| RCIRogers Communications Inc | CL B | 90,124 | $4.16M | <0.1% | – | – | History |
| MPTMedical Properties Trust Inc | COM | 195,813 | $4.17M | <0.1% | – | – | History |
| LNNLindsay Corp | COM | 25,020 | $4.17M | <0.1% | – | – | History |
| SXTSensient Technologies Corp | COM | 53,655 | $4.18M | <0.1% | – | – | History |
| LFUSLittelfuse Inc | COM | 15,832 | $4.19M | <0.1% | – | – | History |
| BLKBBlackbaud Inc | COM | 58,935 | $4.19M | <0.1% | – | – | History |
| ASOAcademy Sports & Outdoors, Inc. | COM | 155,320 | $4.19M | <0.1% | – | – | History |
| ENVAEnova International, Inc. | COM | 118,239 | $4.20M | <0.1% | – | – | History |
| FNFFidelity National Financial, Inc. | COM SHS | 103,340 | $4.20M | <0.1% | – | – | History |
| GNLGlobal Net Lease, Inc. | COM NEW | 233,073 | $4.21M | <0.1% | – | – | History |
| RRDRR Donnelley & Sons Co | COM | 1,039,550 | $4.22M | <0.1% | – | – | History |
| FRPTFreshpet, Inc. | Stock | 26,682 | $4.24M | <0.1% | – | – | History |
| BXCBlueLinx Holdings Inc. | COM NEW | 108,476 | $4.25M | <0.1% | – | – | History |
| IGMSIGM Biosciences, Inc. | COM | 55,691 | $4.27M | <0.1% | – | – | History |
| USFDUS Foods Holding Corp. | COM | 112,112 | $4.27M | <0.1% | – | – | History |
| NXHNeighborhood Intelligence, Inc. | COM | 64,754 | $4.29M | <0.1% | – | – | History |
| Pretium Res Inc74139C102 | COM | 414,580 | $4.30M | <0.1% | – | – | – |
| QTWOQ2 Holdings, Inc. | COM | 42,956 | $4.30M | <0.1% | – | – | History |
| WRIWeingarten Realty Investors | SH BEN INT | 160,199 | $4.31M | <0.1% | – | – | History |
| FWONALiberty Media Corp | COM SER A FRMLA | 113,039 | $4.32M | <0.1% | – | – | History |
| LBRTLiberty Energy Inc. | COM CL A | 383,454 | $4.33M | <0.1% | – | – | History |
| SCORComscore, Inc. | COM | 1,185,856 | $4.34M | <0.1% | – | – | History |
| INOVInovalon Holdings, Inc. | COM CL A | 150,869 | $4.34M | <0.1% | – | – | History |
| CBAYCymaBay Therapeutics, Inc. | COM | 956,521 | $4.34M | <0.1% | – | – | History |
| WELLWelltower Inc. | REIT | 60,641 | $4.34M | <0.1% | – | – | History |
| IBCPIndependent Bank Corp | COM NEW | 184,183 | $4.35M | <0.1% | – | – | History |
| Neenah Inc640079109 | COM | 84,773 | $4.36M | <0.1% | – | – | – |
| ZWSZurn Elkay Water Solutions Corp | COM | 92,692 | $4.37M | <0.1% | – | – | History |
| FIVNFive9, Inc. | COM | 27,935 | $4.37M | <0.1% | – | – | History |
| NXPINXP Semiconductors N.V. | COM | 21,702 | $4.37M | <0.1% | – | – | History |
| BLUEbluebird bio, Inc. | COM | 145,168 | $4.38M | <0.1% | – | – | History |
| ISRGIntuitive Surgical Inc | COM NEW | 5,933 | $4.38M | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |