D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SCSSteelcase Inc | CL A | 205,020 | $2.95M | <0.1% | – | – | History |
| Fintech Evolution Acquis GroG3R19A112 | UNIT 99/99/9999 | 300,000 | $2.96M | <0.1% | – | – | – |
| SJMJ M SMUCKER Co | Stock | 23,437 | $2.96M | <0.1% | – | – | History |
| SSPE.W. Scripps Co | CL A NEW | 153,949 | $2.97M | <0.1% | – | – | History |
| OFGOfg Bancorp | COM | 131,819 | $2.98M | <0.1% | – | – | History |
| Peridot Acquisition Corp. IIG7008B113 | UNIT 99/99/9999 | 300,000 | $2.98M | <0.1% | – | – | – |
| MPCMarathon Petroleum Corp | Stock | 55,896 | $2.99M | <0.1% | – | – | History |
| EXKEndeavour Silver Corp | COM | 604,324 | $3.00M | <0.1% | – | – | History |
| Genetron Hldgs Ltd37186H100 | ADS | 139,693 | $3.00M | <0.1% | – | – | – |
| NXGNNextgen Healthcare, Inc. | COM | 165,880 | $3.00M | <0.1% | – | – | History |
| PLRXPliant Therapeutics, Inc. | COM | 76,347 | $3.00M | <0.1% | – | – | History |
| FLOWSPX FLOW, Inc. | COM | 47,460 | $3.01M | <0.1% | – | – | History |
| IMKTAIngles Markets Inc | CL A | 49,060 | $3.02M | <0.1% | – | – | History |
| ARDXArdelyx, Inc. | COM | 457,489 | $3.03M | <0.1% | – | – | History |
| Silver Spike Acquisitn CorpG8201H121 | UNIT 02/26/2026 | 304,855 | $3.03M | <0.1% | – | – | – |
| MTRNMATERION Corp | COM | 45,779 | $3.03M | <0.1% | – | – | History |
| PRIMPrimoris Services Corp | Stock | 91,538 | $3.03M | <0.1% | – | – | History |
| GTESGates Industrial Corp Ltd. | ORD SHS | 190,354 | $3.04M | <0.1% | – | – | History |
| FLOFlowers Foods Inc | COM | 128,931 | $3.07M | <0.1% | – | – | History |
| PRLBProto Labs Inc | COM | 25,269 | $3.08M | <0.1% | – | – | History |
| TKTeekay Corp Ltd | COM | 963,458 | $3.08M | <0.1% | – | – | History |
| Sapiens Intl Corp N VG7T16G103 | SHS | 97,038 | $3.08M | <0.1% | – | – | – |
| HTBHomeTrust Bancshares, Inc. | COM | 126,827 | $3.09M | <0.1% | – | – | History |
| ARGXArgenx SE | SPONSORED ADR | 11,257 | $3.10M | <0.1% | – | – | History |
| LJPCLa Jolla Pharmaceutical Co | COM PAR $.0001 2 | 731,137 | $3.10M | <0.1% | – | – | History |
| SIVBSVB Financial Group | COM | 6,324 | $3.12M | <0.1% | – | – | History |
| PINCPremier, Inc. | CL A | 92,308 | $3.13M | <0.1% | – | – | History |
| XENEXenon Pharmaceuticals Inc. | COM | 174,995 | $3.13M | <0.1% | – | – | History |
| GHLGreenhill & Co Inc | COM | 190,227 | $3.13M | <0.1% | – | – | History |
| BOHBank of Hawaii Corp | COM | 35,133 | $3.14M | <0.1% | – | – | History |
| Atlantic Power Corp04878Q863 | COM NEW | 1,089,288 | $3.15M | <0.1% | – | – | – |
| VRDNViridian Therapeutics, Inc. | COM | 188,512 | $3.15M | <0.1% | – | – | History |
| LIVNLivaNova PLC | SHS | 42,806 | $3.16M | <0.1% | – | – | History |
| Rocket Internet GRWT Oprt CoG7613T111 | UNIT 99/99/9999 | 316,666 | $3.17M | <0.1% | – | – | – |
| Navsight Hldgs Inc639358100 | CL A | 317,456 | $3.18M | <0.1% | – | – | – |
| HWCHancock Whitney Corp | COM | 75,805 | $3.19M | <0.1% | – | – | History |
| ETDEthan Allen Interiors Inc | COM | 115,368 | $3.19M | <0.1% | – | – | History |
| HEESH&E Equipment Services, Inc. | COM | 83,802 | $3.19M | <0.1% | – | – | History |
| TS Innovation Acquisitn Corp87284T100 | COM CL A | 297,000 | $3.23M | <0.1% | – | – | – |
| Sportstek Acquisition Corp849196209 | UNIT 02/16/2028 | 325,000 | $3.23M | <0.1% | – | – | – |
| FFINFirst Financial Bankshares Inc | COM | 69,169 | $3.23M | <0.1% | – | – | History |
| BANDBandwidth Inc. | COM CL A | 25,597 | $3.24M | <0.1% | – | – | History |
| RDWRRadware Ltd | ORD | 124,647 | $3.25M | <0.1% | – | – | History |
| COLBColumbia Banking System, Inc. | COM | 75,504 | $3.25M | <0.1% | – | – | History |
| ROCKGibraltar Industries, Inc. | COM | 35,591 | $3.26M | <0.1% | – | – | History |
| DAKTDaktronics Inc | COM | 519,521 | $3.26M | <0.1% | – | – | History |
| Textainer Group Holdings LtdG8766E109 | SHS | 113,695 | $3.26M | <0.1% | – | – | – |
| EBIXEbix Inc | COM NEW | 102,027 | $3.27M | <0.1% | – | – | History |
| SRNESorrento Therapeutics, Inc. | COM NEW | 395,305 | $3.27M | <0.1% | – | – | History |
| SMPStandard Motor Products, Inc. | Stock | 78,768 | $3.28M | <0.1% | – | – | History |
| Tuscan Hldgs Corp II90070A103 | COM | 325,000 | $3.28M | <0.1% | – | – | – |
| IVCInvacare Holdings Corp | COM | 409,314 | $3.28M | <0.1% | – | – | History |
| PARRPar Pacific Holdings, Inc. | COM NEW | 232,984 | $3.29M | <0.1% | – | – | History |
| Pegasystems Inc705573AB9 | NOTE 0.750% 3/0 | – | $3.29M | <0.1% | – | – | – |
| KMPRKEMPER Corp | COM | 41,369 | $3.30M | <0.1% | – | – | History |
| ARCTArcturus Therapeutics Holdings Inc. | COM | 79,938 | $3.30M | <0.1% | – | – | History |
| BIOBio-Rad Laboratories, Inc. | CL A | 5,792 | $3.31M | <0.1% | – | – | History |
| ALGTAllegiant Travel CO | COM | 13,561 | $3.31M | <0.1% | – | – | History |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $3.32M | <0.1% | – | – | – |
| TMXTerminix Global Holdings Inc | COM | 69,603 | $3.32M | <0.1% | – | – | History |
| ALLAllstate Corp | Stock | 28,906 | $3.32M | <0.1% | – | – | History |
| Aphria Inc03765K104 | COM | 180,903 | $3.32M | <0.1% | – | – | – |
| Khosla Ventures Acqustn Co I482505104 | COM CL A | 329,617 | $3.33M | <0.1% | – | – | – |
| UFSDomtar CORP | COM NEW | 90,045 | $3.33M | <0.1% | – | – | History |
| KKR Acquisition Holding I Co48253T208 | UNIT 99/99/9999 | 333,333 | $3.34M | <0.1% | – | – | – |
| BAPCredicorp Ltd | COM | 24,453 | $3.34M | <0.1% | – | – | History |
| ESSEssex Property Trust, Inc. | COM | 12,379 | $3.37M | <0.1% | – | – | History |
| DVNDevon Energy Corp | Stock | 154,617 | $3.38M | <0.1% | – | – | History |
| AGENAgenus Inc | COM NEW | 1,242,269 | $3.38M | <0.1% | – | – | History |
| CAJPYCanon Inc | SPONSORED ADR | 149,663 | $3.41M | <0.1% | – | – | History |
| AMSCAmerican Superconductor Corp | Stock | 180,434 | $3.42M | <0.1% | – | – | History |
| Citic Capital Acquisition CoG21513109 | COM CL A | 342,353 | $3.42M | <0.1% | – | – | – |
| JWSUFJaws Mustang Acquisition Corp | UNIT 99/99/9999 | 337,817 | $3.43M | <0.1% | – | – | History |
| AMKRAmkor Technology, Inc. | COM | 145,816 | $3.46M | <0.1% | – | – | History |
| SEBSeaboard Corp | COM | 937 | $3.46M | <0.1% | – | – | History |
| TPVGTriplePoint Venture Growth BDC Corp. | COM | 239,463 | $3.46M | <0.1% | – | – | History |
| PLYAPlaya Hotels & Resorts N.V. | SHS | 474,179 | $3.46M | <0.1% | – | – | History |
| CCUUnited Breweries Co Inc | SPONSORED ADR | 196,045 | $3.46M | <0.1% | – | – | History |
| BF.ABrown Forman Corp | CL A | 54,450 | $3.47M | <0.1% | – | – | History |
| IMMRImmersion Corp | COM | 362,745 | $3.48M | <0.1% | – | – | History |
| JRVRJames River Group Holdings, Inc. | COM | 76,383 | $3.48M | <0.1% | – | – | History |
| Boingo Wireless Inc09739C102 | COM | 248,077 | $3.49M | <0.1% | – | – | – |
| AXAxos Financial, Inc. | COM | 74,255 | $3.49M | <0.1% | – | – | History |
| GTNGray Media, Inc | COM | 189,807 | $3.49M | <0.1% | – | – | History |
| Newhold Investment Corp651448102 | COM CL A | 350,115 | $3.50M | <0.1% | – | – | – |
| TCRTAlaunos Therapeutics, Inc. | COM | 982,229 | $3.54M | <0.1% | – | – | History |
| HIWHighwoods Properties, Inc. | COM | 82,366 | $3.54M | <0.1% | – | – | History |
| VEEVVeeva Systems Inc | Stock | 13,572 | $3.55M | <0.1% | – | – | History |
| NBISNebius Group N.V. | Stock | 55,434 | $3.55M | <0.1% | – | – | History |
| AKRAcadia Realty Trust | COM SH BEN INT | 187,696 | $3.56M | <0.1% | – | – | History |
| MLMMartin Marietta Materials Inc | COM | 10,612 | $3.56M | <0.1% | – | – | History |
| JBGSJBG Smith Properties | COM | 112,556 | $3.58M | <0.1% | – | – | History |
| FICOFair Isaac Corp | COM | 7,373 | $3.58M | <0.1% | – | – | History |
| WNS Hldgs Ltd92932M101 | SPON ADR | 49,487 | $3.58M | <0.1% | – | – | – |
| VREXVarex Imaging Corp | COM | 175,077 | $3.59M | <0.1% | – | – | History |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $3.60M | <0.1% | – | – | – |
| NNNNNN REIT, Inc. | REIT | 81,989 | $3.61M | <0.1% | – | – | History |
| Spartan Acquisition Corp II846775104 | COM | 346,701 | $3.63M | <0.1% | – | – | – |
| SPXCSPX Technologies, Inc. | COM | 62,465 | $3.64M | <0.1% | – | – | History |
| SLRCSLR Investment Corp. | COM | 205,394 | $3.65M | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |