D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CM Life Sciences Inc18978W117 | *W EXP 09/04/202 | 498,333 | $2.52M | <0.1% | – | – | – |
| Compute Health Acquisitin Co204833206 | UNIT 99/99/9999 | 250,000 | $2.52M | <0.1% | – | – | – |
| BCOVBrightcove Inc | COM | 125,756 | $2.53M | <0.1% | – | – | History |
| Atlas CorpY0436Q109 | SHARES | 185,571 | $2.53M | <0.1% | – | – | – |
| Dmy Technology Group Inc IV23344K201 | UNIT 99/99/9999 | 253,012 | $2.54M | <0.1% | – | – | – |
| MOMOHello Group Inc. | ADR | 173,188 | $2.55M | <0.1% | – | – | History |
| Bancorpsouth BK Tupelo Miss05971J102 | COM | 78,882 | $2.56M | <0.1% | – | – | – |
| VCVisteon Corp | COM NEW | 21,026 | $2.56M | <0.1% | – | – | History |
| Boston Private Finl Hldgs IN101119105 | COM | 192,684 | $2.57M | <0.1% | – | – | – |
| China Biologic Prods Hldgs IG21515104 | COM | 21,714 | $2.57M | <0.1% | – | – | – |
| ACRACRES Commercial Realty Corp. | COM NEW | 176,983 | $2.58M | <0.1% | – | – | History |
| Reinvent Technology PartnersG7484L114 | UNIT 03/12/2026 | 257,692 | $2.59M | <0.1% | – | – | – |
| VPGVishay Precision Group, Inc. | COM | 84,333 | $2.60M | <0.1% | – | – | History |
| ATKRAtkore Inc. | COM | 36,183 | $2.60M | <0.1% | – | – | History |
| BMTCBryn Mawr Bank Corp | COM | 57,179 | $2.60M | <0.1% | – | – | History |
| HTHersha Hospitality Trust | PR SHS BEN INT | 248,080 | $2.62M | <0.1% | – | – | History |
| Herbalife Ltd.42703MAD5 | NOTE 2.625% 3/1 | – | $2.62M | <0.1% | – | – | – |
| JOYYJOYY Inc. | ADS REPSTG COM A | 27,971 | $2.62M | <0.1% | – | – | History |
| Vonage Hldgs Corp92886TAJ1 | NOTE 1.750% 6/0 | – | $2.62M | <0.1% | – | – | – |
| JDJD.com, Inc. | SPON ADS CL A | 31,224 | $2.63M | <0.1% | – | – | History |
| Athena Technology Acquisi Co04687A208 | UNIT 99/99/9999 | 266,666 | $2.64M | <0.1% | – | – | – |
| Esm Acquisition CorporationG3195H120 | UNIT 99/99/9999 | 265,258 | $2.64M | <0.1% | – | – | – |
| Entercom Communications Corp293639100 | CL A | 502,901 | $2.64M | <0.1% | – | – | – |
| Finserv Acquisition Corp. II31809Y202 | UNIT 02/17/2026 | 265,552 | $2.65M | <0.1% | – | – | – |
| MTHMeritage Homes CORP | COM | 28,897 | $2.66M | <0.1% | – | – | History |
| CLVTClarivate PLC | ORD SHS | 100,649 | $2.66M | <0.1% | – | – | History |
| ANATAmerican National Group Inc | COM NEW | 24,651 | $2.66M | <0.1% | – | – | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 21,849 | $2.66M | <0.1% | – | – | History |
| DOWDow Inc. | Stock | 41,724 | $2.67M | <0.1% | – | – | History |
| CGEMCullinan Therapeutics, Inc. | COM | 64,033 | $2.67M | <0.1% | – | – | History |
| NNINelnet Inc | CL A | 36,705 | $2.67M | <0.1% | – | – | History |
| VTOLBristow Group Inc. | COM | 103,153 | $2.67M | <0.1% | – | – | History |
| FirstMark Horizon Acquisition Corp.33765Y101 | CL A COM | 267,202 | $2.67M | <0.1% | – | – | – |
| CLBCore Laboratories Inc. | COM | 92,847 | $2.67M | <0.1% | – | – | History |
| CTRNCiti Trends Inc | COM | 32,028 | $2.68M | <0.1% | – | – | History |
| JYNTJOINT Corp | COM | 55,650 | $2.69M | <0.1% | – | – | History |
| Better World Acquisition Cor08772B104 | COM | 270,436 | $2.69M | <0.1% | – | – | – |
| MFICMidCap Financial Investment Corp | COM NEW | 196,281 | $2.69M | <0.1% | – | – | History |
| CCMPCMC Materials, Inc. | COM | 15,247 | $2.70M | <0.1% | – | – | History |
| CASHPathward Financial, Inc. | COM | 59,565 | $2.70M | <0.1% | – | – | History |
| CLDTChatham Lodging Trust | COM | 205,085 | $2.70M | <0.1% | – | – | History |
| AZTAAzenta, Inc. | COM | 33,068 | $2.70M | <0.1% | – | – | History |
| Lead Edge Growth Oprtunts LTG54085124 | UNIT 04/01/2026 | 270,911 | $2.70M | <0.1% | – | – | – |
| PRFTPerficient Inc | COM | 46,020 | $2.70M | <0.1% | – | – | History |
| Glu Mobile Inc379890106 | COM | 216,872 | $2.71M | <0.1% | – | – | – |
| BEKEKE Holdings Inc. | SPONSORED ADS | 47,597 | $2.71M | <0.1% | – | – | History |
| VRAYViewRay, Inc. | COM | 623,459 | $2.71M | <0.1% | – | – | History |
| FSKFS KKR Capital Corp | COM | 137,187 | $2.72M | <0.1% | – | – | History |
| WPMWheaton Precious Metals Corp. | COM | 71,266 | $2.72M | <0.1% | – | – | History |
| SWISolarWinds Corp | COM | 156,517 | $2.73M | <0.1% | – | – | History |
| RWTRedwood Trust Inc | COM | 262,853 | $2.74M | <0.1% | – | – | History |
| Independence Holdings CorpG4761A119 | UNIT 03/02/2026 | 273,786 | $2.74M | <0.1% | – | – | – |
| Tortoise Acquisition Corp IIG89554102 | COM CL A | 250,000 | $2.74M | <0.1% | – | – | – |
| TDAYUSA TODAY Co., Inc. | COM | 509,877 | $2.74M | <0.1% | – | – | History |
| JAZZJazz Pharmaceuticals plc | SHS USD | 16,694 | $2.74M | <0.1% | – | – | History |
| KNLKnoll Inc | COM NEW | 166,664 | $2.75M | <0.1% | – | – | History |
| Shaw Communications Inc82028K200 | CL B CONV | 105,849 | $2.75M | <0.1% | – | – | – |
| BKHBlack Hills Corp | COM | 41,266 | $2.75M | <0.1% | – | – | History |
| VIAVViavi Solutions Inc. | COM | 175,671 | $2.76M | <0.1% | – | – | History |
| ECEcopetrol S.A. | SPONSORED ADS | 215,595 | $2.76M | <0.1% | – | – | History |
| AORTArtivion, Inc. | COM | 122,566 | $2.77M | <0.1% | – | – | History |
| Stratim Cloud Acquisition Corp.86309R206 | UNIT 03/05/2026 | 276,785 | $2.77M | <0.1% | – | – | – |
| GFLGFL Environmental Inc. | SUB VTG SHS | 79,238 | $2.77M | <0.1% | – | – | History |
| BHFBrighthouse Financial, Inc. | COM | 62,868 | $2.78M | <0.1% | – | – | History |
| PAGPPlains GP Holdings LP | LTD PARTNR INT A | 296,594 | $2.79M | <0.1% | – | – | History |
| LACLithium Americas Corp. | COM NEW | 173,657 | $2.79M | <0.1% | – | – | History |
| Interprivate IV Infratech PR46064T201 | UNIT 03/05/2026 | 282,447 | $2.79M | <0.1% | – | – | – |
| INSMED Inc457669AA7 | NOTE 1.750% 1/1 | – | $2.80M | <0.1% | – | – | – |
| PNFPPinnacle Financial Partners, Inc. | COM | 31,678 | $2.81M | <0.1% | – | – | History |
| SASeabridge Gold Inc | COM | 173,927 | $2.81M | <0.1% | – | – | History |
| WABCWestamerica Bancorporation | COM | 45,006 | $2.83M | <0.1% | – | – | History |
| CMOCapstead Mortgage Corp | COM NO PAR | 453,948 | $2.83M | <0.1% | – | – | History |
| MSG Network Inc553573106 | CL A | 188,024 | $2.83M | <0.1% | – | – | – |
| Ironwood Pharmaceuticals Inc46333XAH1 | NOTE 1.500% 6/1 | – | $2.83M | <0.1% | – | – | – |
| LHCGLHC Group, Inc | COM | 14,806 | $2.83M | <0.1% | – | – | History |
| FCFFirst Commonwealth Financial Corp | COM | 197,768 | $2.84M | <0.1% | – | – | History |
| LRCXLam Research Corp | COM | 4,801 | $2.86M | <0.1% | – | – | History |
| ARLOArlo Technologies, Inc. | COM | 455,329 | $2.86M | <0.1% | – | – | History |
| BCOBrinks Co | COM | 36,263 | $2.87M | <0.1% | – | – | History |
| STESTERIS plc | SHS USD | 15,112 | $2.88M | <0.1% | – | – | History |
| ZBRAZebra Technologies Corp | CL A | 5,947 | $2.88M | <0.1% | – | – | History |
| DEODiageo PLC | SPON ADR NEW | 17,656 | $2.90M | <0.1% | – | – | History |
| WOWWideOpenWest, Inc. | COM | 213,551 | $2.90M | <0.1% | – | – | History |
| L Catterton Asia AcquisitionG5346G109 | UNIT 03/11/2026 | 291,885 | $2.90M | <0.1% | – | – | – |
| HIMXHimax Technologies, Inc. | SPONSORED ADR | 212,889 | $2.91M | <0.1% | – | – | History |
| RMG Acquisition Corp IIIG76088114 | UNIT 02/08/2026 | 292,146 | $2.91M | <0.1% | – | – | – |
| EVEREverQuote, Inc. | COM CL A | 80,161 | $2.91M | <0.1% | – | – | History |
| MGMistras Group, Inc. | COM | 255,320 | $2.91M | <0.1% | – | – | History |
| Fortress Value Acquisition I349642108 | COM CL A | 292,279 | $2.91M | <0.1% | – | – | – |
| Helix Energy Solutions Grp I42330PAJ6 | CONVERTIBLE BOND | – | $2.92M | <0.1% | – | – | – |
| MAAMid America Apartment Communities Inc. | COM | 20,200 | $2.92M | <0.1% | – | – | History |
| PGCPeapack Gladstone Financial Corp | COM | 94,665 | $2.92M | <0.1% | – | – | History |
| PAYXPaychex Inc | Stock | 29,834 | $2.92M | <0.1% | – | – | History |
| CYRXCryoport, Inc. | COM PAR $0.001 | 56,261 | $2.93M | <0.1% | – | – | History |
| ARWRArrowhead Pharmaceuticals, Inc. | COM | 44,185 | $2.93M | <0.1% | – | – | History |
| TSLXSixth Street Specialty Lending, Inc. | COM | 139,379 | $2.93M | <0.1% | – | – | History |
| PETSPetmed Express Inc | COM | 83,418 | $2.94M | <0.1% | – | – | History |
| FVTFortress Value Acquisition Corp. III | COM CL A | 297,078 | $2.94M | <0.1% | – | – | History |
| SITMSITIME Corp | COM | 29,831 | $2.94M | <0.1% | – | – | History |
| VRAVera Bradley, Inc. | COM | 291,901 | $2.95M | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |