D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| EOLSEvolus, Inc. | COM | 163,298 | $2.12M | <0.1% | – | – | History |
| GOLFAcushnet Holdings Corp. | COM | 51,407 | $2.13M | <0.1% | – | – | History |
| CAKECheesecake Factory Inc | COM | 36,418 | $2.13M | <0.1% | – | – | History |
| SONSonoco Products Co | COM | 33,808 | $2.14M | <0.1% | – | – | History |
| LSILife Storage, Inc. | COM | 24,899 | $2.14M | <0.1% | – | – | History |
| OFIXOrthofix Medical Inc. | COM | 49,383 | $2.14M | <0.1% | – | – | History |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 45,598 | $2.14M | <0.1% | – | – | History |
| NOKNokia Corp | SPONSORED ADR | 541,073 | $2.14M | <0.1% | – | – | History |
| CYTKCytokinetics Inc | COM NEW | 92,247 | $2.15M | <0.1% | – | – | History |
| DOORMasonite International Corp | COM | 18,727 | $2.16M | <0.1% | – | – | History |
| BBDCBarings BDC, Inc. | COM | 216,868 | $2.16M | <0.1% | – | – | History |
| PUMPProPetro Holding Corp. | COM | 203,110 | $2.17M | <0.1% | – | – | History |
| ORCOrchid Island Capital, Inc. | COM | 362,223 | $2.18M | <0.1% | – | – | History |
| Pine Is Acquisition Corp722615101 | CL A | 218,818 | $2.19M | <0.1% | – | – | – |
| ABBVAbbVie Inc. | Stock | 20,246 | $2.19M | <0.1% | – | – | History |
| CATCaterpillar Inc | Stock | 9,461 | $2.19M | <0.1% | – | – | History |
| CCRNCross Country Healthcare Inc | COM | 175,742 | $2.19M | <0.1% | – | – | History |
| OLNOLIN Corp | Stock | 57,862 | $2.20M | <0.1% | – | – | History |
| SJISouth Jersey Industries Inc | COM | 97,739 | $2.21M | <0.1% | – | – | History |
| FDSFactset Research Systems Inc | Stock | 7,166 | $2.21M | <0.1% | – | – | History |
| RFPResolute Forest Products Inc. | COM | 202,025 | $2.21M | <0.1% | – | – | History |
| HALHalliburton Co | Stock | 103,361 | $2.22M | <0.1% | – | – | History |
| AUBAtlantic Union Bankshares Corp | COM | 57,936 | $2.22M | <0.1% | – | – | History |
| Flir Sys Inc302445101 | COM | 39,557 | $2.23M | <0.1% | – | – | – |
| UDRUDR, Inc. | COM | 51,001 | $2.24M | <0.1% | – | – | History |
| YUMCYum China Holdings, Inc. | COM | 37,814 | $2.24M | <0.1% | – | – | History |
| EXTNExterran Corp | COM | 666,386 | $2.24M | <0.1% | – | – | History |
| ScION Tech Growth IIG31070124 | UNIT 99/99/9999 | 225,000 | $2.24M | <0.1% | – | – | – |
| LZBLa-Z-Boy Inc | COM | 52,799 | $2.24M | <0.1% | – | – | History |
| SHLSShoals Technologies Group, Inc. | CL A | 64,486 | $2.24M | <0.1% | – | – | History |
| WRLDWorld Acceptance Corp | COM | 17,351 | $2.25M | <0.1% | – | – | History |
| MRVLMarvell Technology, Inc. | ORD | 45,998 | $2.25M | <0.1% | – | – | History |
| KKellanova | Stock | 35,832 | $2.27M | <0.1% | – | – | History |
| VMIValmont Industries Inc | COM | 9,578 | $2.28M | <0.1% | – | – | History |
| Legato Merger Corp.52473X205 | UNIT 12/31/2025 | 225,000 | $2.28M | <0.1% | – | – | – |
| TAPMolson Coors Beverage Co | CL B | 44,631 | $2.28M | <0.1% | – | – | History |
| CIVICivitas Resources, Inc. | COM NEW | 63,994 | $2.29M | <0.1% | – | – | History |
| VSTVistra Corp. | Stock | 129,699 | $2.29M | <0.1% | – | – | History |
| MSPRMSP Recovery, Inc. | COM CL A | 233,836 | $2.30M | <0.1% | – | – | History |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 481,051 | $2.30M | <0.1% | – | – | History |
| Dragoneer Growth Opportun CoG28302100 | COM CL A | 227,263 | $2.31M | <0.1% | – | – | – |
| ATRCAtriCure, Inc. | COM | 35,300 | $2.31M | <0.1% | – | – | History |
| TCW Special Purpose Acqu Cor87301L205 | UNIT 99/99/9999 | 233,333 | $2.32M | <0.1% | – | – | – |
| STELStellar Bancorp, Inc. | COM | 75,651 | $2.32M | <0.1% | – | – | History |
| DCTDuck Creek Technologies, Inc. | SHS | 51,936 | $2.34M | <0.1% | – | – | History |
| OVIDOvid Therapeutics Inc. | COM | 585,705 | $2.35M | <0.1% | – | – | History |
| Expro Group Holdings N.V.N33462107 | COM | 664,715 | $2.36M | <0.1% | – | – | – |
| LBAILakeland Bancorp Inc | COM | 135,741 | $2.37M | <0.1% | – | – | History |
| NVONovo Nordisk A S | ADR | 35,267 | $2.38M | <0.1% | – | – | History |
| ABMAbm Industries Inc | COM | 46,659 | $2.38M | <0.1% | – | – | History |
| HURNHuron Consulting Group Inc. | Stock | 47,261 | $2.38M | <0.1% | – | – | History |
| SIGISelective Insurance Group Inc | COM | 32,842 | $2.38M | <0.1% | – | – | History |
| Caesars Entertainment, Inc.127686AA1 | NOTE 5.000%10/0 | – | $2.38M | <0.1% | – | – | – |
| GSKYGreenSky, Inc. | CL A | 385,514 | $2.39M | <0.1% | – | – | History |
| PSMTPricesmart Inc | COM | 24,712 | $2.39M | <0.1% | – | – | History |
| Vedanta Limited92242Y100 | SPONSORED ADR | 190,482 | $2.39M | <0.1% | – | – | – |
| Safehold Inc.45031U101 | COM | 134,893 | $2.40M | <0.1% | – | – | – |
| Warburg Pincus Captal Corp IG9461D123 | UNIT 99/99/9999 | 239,233 | $2.41M | <0.1% | – | – | – |
| Class Acceleration Corp18274B106 | COM | 250,000 | $2.42M | <0.1% | – | – | – |
| VSATViasat Inc | COM | 50,255 | $2.42M | <0.1% | – | – | History |
| Fortress Value Acquisi Corp34964K207 | UNIT 03/31/2028 | 244,092 | $2.42M | <0.1% | – | – | – |
| NUVANuvasive Inc | COM | 36,919 | $2.42M | <0.1% | – | – | History |
| CSIICardiovascular Systems Inc | COM | 63,163 | $2.42M | <0.1% | – | – | History |
| KRKroger Co | Stock | 67,490 | $2.43M | <0.1% | – | – | History |
| ROSTRoss Stores, Inc. | COM | 20,293 | $2.43M | <0.1% | – | – | History |
| LABStandard Biotools Inc. | COM | 538,274 | $2.43M | <0.1% | – | – | History |
| NIRNear Intelligence, Inc. | CL A | 250,000 | $2.43M | <0.1% | – | – | History |
| YMABY-mAbs Therapeutics, Inc. | COM | 80,465 | $2.43M | <0.1% | – | – | History |
| SPNVSpinnova Plc | COM CL A | 240,704 | $2.43M | <0.1% | – | – | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 37,840 | $2.44M | <0.1% | – | – | – |
| TRMKTrustmark Corp | COM | 72,433 | $2.44M | <0.1% | – | – | History |
| TECKTeck Resources Ltd | CL B | 127,217 | $2.44M | <0.1% | – | – | History |
| BNFTBenefitfocus, Inc. | COM | 176,698 | $2.44M | <0.1% | – | – | History |
| SFStifel Financial Corp | COM | 38,115 | $2.44M | <0.1% | – | – | History |
| Digital Transformatn Opt Cor25401K206 | UNIT 03/31/2028 | 248,657 | $2.46M | <0.1% | – | – | – |
| CTMXCytomX Therapeutics, Inc. | COM | 318,481 | $2.46M | <0.1% | – | – | History |
| PWP Forward Acquisition Corp74709Q200 | UNIT 03/10/2026 | 250,000 | $2.47M | <0.1% | – | – | – |
| Lerer Hippeau Acquisition Corp.526749106 | CL A | 250,000 | $2.47M | <0.1% | – | – | – |
| MKSIMKS Inc | COM | 13,331 | $2.47M | <0.1% | – | – | History |
| DSPGDSP Group Inc | COM | 173,499 | $2.47M | <0.1% | – | – | History |
| Interprivate III Financial P46064R205 | UNIT 99/99/9999 | 250,763 | $2.47M | <0.1% | – | – | – |
| PCTYPaylocity Holding Corp | COM | 13,767 | $2.48M | <0.1% | – | – | History |
| M3-Brigade Acquisition II Corp.553800202 | UNIT 99/99/9999 | 250,000 | $2.48M | <0.1% | – | – | – |
| Northern Star Invest Corp IV66575B200 | UNIT 02/25/2028 | 250,000 | $2.48M | <0.1% | – | – | – |
| PRIPrimerica, Inc. | Stock | 16,823 | $2.49M | <0.1% | – | – | History |
| AGFirst Majestic Silver Corp | COM | 159,681 | $2.49M | <0.1% | – | – | History |
| Northern Star Invest Corp II66574L209 | UNIT 02/25/2028 | 250,000 | $2.49M | <0.1% | – | – | – |
| Centricus Acquisition CorpG2072Q112 | UNIT 02/08/2028 | 250,000 | $2.49M | <0.1% | – | – | – |
| Gores Technology Partners II38287L206 | UNIT 03/16/2028 | 250,000 | $2.49M | <0.1% | – | – | – |
| MRSNMersana Therapeutics, Inc. | COM | 154,071 | $2.49M | <0.1% | – | – | History |
| Gores Holdings VII Inc38286T200 | UNIT 02/12/2028 | 251,008 | $2.50M | <0.1% | – | – | – |
| Ares Acquisition CorporationG33032114 | UNIT 99/99/9999 | 250,000 | $2.50M | <0.1% | – | – | – |
| Supernova Partn Acq Co III LG8T90F110 | UNIT 99/99/9999 | 250,000 | $2.50M | <0.1% | – | – | – |
| Empower LtdG3R39W102 | CL A COM | 250,587 | $2.50M | <0.1% | – | – | – |
| MATXMatson, Inc. | COM | 37,529 | $2.50M | <0.1% | – | – | History |
| ERIEErie Indemnity Co | CL A | 11,341 | $2.50M | <0.1% | – | – | History |
| ONEM1Life Healthcare Inc | COM | 64,189 | $2.51M | <0.1% | – | – | History |
| AEA-Bridges Impact Corp.G01046104 | SHS CL A | 255,533 | $2.51M | <0.1% | – | – | – |
| PBProsperity Bancshares Inc | COM | 33,545 | $2.51M | <0.1% | – | – | History |
| CBSHCommerce Bancshares Inc | Stock | 32,893 | $2.52M | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |