D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SNDLSNDL Inc. | COM | 1,529,765 | $1.73M | <0.1% | – | – | History |
| Sports Entertainment Acqu Co84918M106 | COM CL A | 177,318 | $1.73M | <0.1% | – | – | – |
| TLNDTalend S.A. | ADS | 27,323 | $1.74M | <0.1% | – | – | History |
| AVIRAtea Pharmaceuticals, Inc. | COM | 28,187 | $1.74M | <0.1% | – | – | History |
| HONEHarborOne Bancorp, Inc. | COM NEW | 129,313 | $1.74M | <0.1% | – | – | History |
| Avanti Acquisition CorpG0682V109 | SHS CL A | 178,560 | $1.75M | <0.1% | – | – | – |
| Cascade Acquisition Corp147151104 | COM CL A | 178,281 | $1.75M | <0.1% | – | – | – |
| STFCState Auto Financial CORP | COM | 88,705 | $1.75M | <0.1% | – | – | History |
| Lazard Growth Acquisition CoG54035129 | UNIT 99/99/9999 | 175,000 | $1.75M | <0.1% | – | – | – |
| STXSeagate Technology Holdings plc | SHS | 22,861 | $1.75M | <0.1% | – | – | History |
| NSPInsperity, Inc. | COM | 20,990 | $1.76M | <0.1% | – | – | History |
| CVLGCovenant Logistics Group, Inc. | CL A | 85,462 | $1.76M | <0.1% | – | – | History |
| NBRNabors Industries Ltd | SHS | 18,856 | $1.76M | <0.1% | – | – | History |
| 51JOB Inc316827104 | SPONSORED ADS | 28,184 | $1.76M | <0.1% | – | – | – |
| CCSCentury Communities, Inc. | COM | 29,311 | $1.77M | <0.1% | – | – | History |
| CRAICra International, Inc. | COM | 23,739 | $1.77M | <0.1% | – | – | History |
| GOODGladstone Commercial Corp | COM | 90,776 | $1.77M | <0.1% | – | – | History |
| NFBKNorthfield Bancorp, Inc. | COM | 111,517 | $1.78M | <0.1% | – | – | History |
| Thoma Bravo AdvantageG88272102 | COM CL A | 170,535 | $1.78M | <0.1% | – | – | – |
| OROR Royalties Inc. | COM | 162,167 | $1.79M | <0.1% | – | – | History |
| CMRXChimerix Inc | COM | 186,201 | $1.79M | <0.1% | – | – | History |
| BOXBox Inc | CL A | 78,253 | $1.80M | <0.1% | – | – | History |
| ZEUSOlympic Steel Inc | COM | 61,031 | $1.80M | <0.1% | – | – | History |
| PJTPJT Partners Inc. | COM CL A | 26,863 | $1.82M | <0.1% | – | – | History |
| FS KKR Cap Corp II35952V303 | COM | 93,278 | $1.82M | <0.1% | – | – | – |
| NBPNovaBridge Biosciences | SPONSORED ADS | 37,816 | $1.83M | <0.1% | – | – | History |
| CNSLConsolidated Communications Holdings, Inc. | COM | 254,604 | $1.83M | <0.1% | – | – | History |
| PBAPembina Pipeline Corp | COM | 63,619 | $1.84M | <0.1% | – | – | History |
| GRNDGrindr Inc. | SHS CL A | 183,146 | $1.84M | <0.1% | – | – | History |
| BATRKAtlanta Braves Holdings, Inc. | COM C BRAVES GRP | 66,620 | $1.85M | <0.1% | – | – | History |
| CATOCato Corp | CL A | 155,521 | $1.87M | <0.1% | – | – | History |
| HBIHanesbrands Inc. | COM | 95,119 | $1.87M | <0.1% | – | – | History |
| EZPWEzcorp Inc | CL A NON VTG | 376,611 | $1.87M | <0.1% | – | – | History |
| MCOMoodys Corp | Stock | 6,279 | $1.88M | <0.1% | – | – | History |
| AXSMAxsome Therapeutics, Inc. | COM | 33,218 | $1.88M | <0.1% | – | – | History |
| Star Peak Energy Transition855185112 | *W EXP 08/11/202 | 133,333 | $1.89M | <0.1% | – | – | – |
| CPCanadian Pacific Kansas City Ltd | COM | 4,965 | $1.89M | <0.1% | – | – | History |
| NWPXNWPX Infrastructure, Inc. | COM | 56,830 | $1.90M | <0.1% | – | – | History |
| Colonnade Acquisition Corp IG2284B127 | UNIT 99/99/9999 | 193,061 | $1.90M | <0.1% | – | – | – |
| QUADQuad/Graphics, Inc. | COM CL A | 539,888 | $1.91M | <0.1% | – | – | History |
| OCFCOceanfirst Financial Corp | COM | 79,781 | $1.91M | <0.1% | – | – | History |
| EVREvercore Inc. | CLASS A | 14,516 | $1.91M | <0.1% | – | – | History |
| TCMDTactile Systems Technology Inc | COM | 35,128 | $1.91M | <0.1% | – | – | History |
| HOPEHope Bancorp Inc | COM | 127,358 | $1.92M | <0.1% | – | – | History |
| OSGOctave Specialty Group Inc | COM NEW | 114,710 | $1.92M | <0.1% | – | – | History |
| CBBCincinnati Bell Inc | COM NEW | 125,099 | $1.92M | <0.1% | – | – | History |
| BBTBeacon Financial Corp | COM | 86,247 | $1.93M | <0.1% | – | – | History |
| NXENexGen Energy Ltd. | COM | 535,200 | $1.93M | <0.1% | – | – | History |
| Tailwind Two Acquisition CorG86613117 | UNIT 03/01/2028 | 195,342 | $1.93M | <0.1% | – | – | – |
| Overseas Shipholding Group Inc69036R863 | CL A NEW | 937,465 | $1.93M | <0.1% | – | – | – |
| XRAYDentsply Sirona Inc. | Stock | 30,336 | $1.94M | <0.1% | – | – | History |
| UAUnder Armour, Inc. | CL C | 104,897 | $1.94M | <0.1% | – | – | History |
| PNRPENTAIR plc | SHS | 31,131 | $1.94M | <0.1% | – | – | History |
| Supernus Pharmaceuticals, Inc.868459AD0 | NOTE 0.625% 4/0 | – | $1.94M | <0.1% | – | – | – |
| DORMDorman Products, Inc. | COM | 18,925 | $1.94M | <0.1% | – | – | History |
| Yucaipa Acquisition CorpG9879L105 | COM | 197,658 | $1.95M | <0.1% | – | – | – |
| TCRRTCR2 Therapeutics Inc. | COM | 88,390 | $1.95M | <0.1% | – | – | History |
| WINGWingstop Inc. | COM | 15,379 | $1.96M | <0.1% | – | – | History |
| NSANational Storage Affiliates Trust | COM SHS BEN IN | 49,217 | $1.97M | <0.1% | – | – | History |
| VPC Impact Acquisition HldgG9460L100 | UNIT 03/05/2026 | 200,000 | $1.97M | <0.1% | – | – | – |
| VPC Impact Acqu Holdi III IN91835J207 | UNIT 99/99/9999 | 200,000 | $1.97M | <0.1% | – | – | – |
| Interprivate II Acquisition46064Q207 | UNIT 99/99/9999 | 200,000 | $1.98M | <0.1% | – | – | – |
| Newbury Street Acquisitn Cor65101L203 | UNIT 04/30/2028 | 200,000 | $1.98M | <0.1% | – | – | – |
| Astrea Acquisition Corp.04637C205 | UNIT 01/28/2028 | 200,000 | $1.98M | <0.1% | – | – | – |
| Hudson Executive Inves III44376L206 | UNIT 02/22/2026 | 200,000 | $1.98M | <0.1% | – | – | – |
| Northern Genesis Acquisition66516U101 | COMMON STOCK | 200,000 | $1.98M | <0.1% | – | – | – |
| Accelerate Acquisition Corp.00439D201 | UNIT 99/99/9999 | 200,000 | $1.99M | <0.1% | – | – | – |
| ATSGAir Transport Services Group, Inc. | COM | 68,087 | $1.99M | <0.1% | – | – | History |
| Levere Holdings Corp.G5462L114 | UNIT 03/09/2026 | 200,000 | $1.99M | <0.1% | – | – | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 14,700 | $1.99M | <0.1% | – | – | – |
| CLLSCellectis S.A. | SPON ADS | 98,700 | $2.00M | <0.1% | – | – | History |
| Nightdragon Acquisition Corp65413D204 | UNIT 02/26/20266 | 195,883 | $2.00M | <0.1% | – | – | – |
| EQNREquinor ASA | SPONSORED ADR | 102,715 | $2.00M | <0.1% | – | – | History |
| FTKFlotek Industries Inc | COM | 1,190,574 | $2.00M | <0.1% | – | – | History |
| LDOSLeidos Holdings, Inc. | COM | 20,819 | $2.00M | <0.1% | – | – | History |
| PAHCPhibro Animal Health Corp | CL A COM | 82,296 | $2.01M | <0.1% | – | – | History |
| LSAKLesaka Technologies Inc | COM NEW | 358,545 | $2.01M | <0.1% | – | – | History |
| CABOCable One, Inc. | COM | 1,101 | $2.01M | <0.1% | – | – | History |
| HAHawaiian Holdings Inc | COM | 75,526 | $2.01M | <0.1% | – | – | History |
| HTBKHeritage Commerce Corp | COM | 164,890 | $2.02M | <0.1% | – | – | History |
| AIRAar Corp | Stock | 48,483 | $2.02M | <0.1% | – | – | History |
| RXR Acquisition Corp74981W206 | UNIT 01/01/2025 | 205,000 | $2.02M | <0.1% | – | – | – |
| DGNUDragoneer Growth Opportunities Corp. III | CL A SHS | 200,000 | $2.02M | <0.1% | – | – | History |
| Churchill Capital Corp VII17144M201 | UNIT 99/99/9999 | 203,639 | $2.03M | <0.1% | – | – | – |
| ENTAEnanta Pharmaceuticals Inc | COM | 41,184 | $2.03M | <0.1% | – | – | History |
| DHB Capital Corp23291W208 | UNIT 03/31/2028 | 206,785 | $2.05M | <0.1% | – | – | – |
| MORNMorningstar, Inc. | COM | 9,137 | $2.06M | <0.1% | – | – | History |
| CHTChunghwa Telecom Co Ltd | SPON ADR NEW11 | 52,594 | $2.06M | <0.1% | – | – | History |
| AONAon plc | CL A | 8,972 | $2.06M | <0.1% | – | – | History |
| AYXAlteryx, Inc. | COM CL A | 24,899 | $2.07M | <0.1% | – | – | History |
| Healthpeak Properties, Inc.71943U104 | COM | 116,991 | $2.07M | <0.1% | – | – | – |
| VSTMVerastem, Inc. | COM | 841,203 | $2.08M | <0.1% | – | – | History |
| ROADConstruction Partners, Inc. | COM CL A | 69,575 | $2.08M | <0.1% | – | – | History |
| MAINMain Street Capital CORP | CEF | 53,212 | $2.08M | <0.1% | – | – | History |
| CSWCSW Industrials, Inc. | COM | 15,430 | $2.08M | <0.1% | – | – | History |
| MDH Acquisition Corp55283P205 | UNIT 99/99/9999 | 210,828 | $2.10M | <0.1% | – | – | – |
| CVBFCVB Financial Corp | COM | 94,997 | $2.10M | <0.1% | – | – | History |
| SRDXSurmodics Inc | COM | 37,480 | $2.10M | <0.1% | – | – | History |
| Lefteris Acquisition Corp52470X109 | COM CL A | 215,049 | $2.11M | <0.1% | – | – | – |
| WWWWolverine World Wide Inc | COM | 55,220 | $2.12M | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |