D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| NVMINova Ltd. | COM | 14,934 | $1.36M | <0.1% | – | – | History |
| TXRHTexas Roadhouse, Inc. | COM | 14,194 | $1.36M | <0.1% | – | – | History |
| GNKGenco Shipping & Trading Ltd | SHS | 135,234 | $1.36M | <0.1% | – | – | History |
| PENGPenguin Solutions, Inc. | SHS | 29,673 | $1.37M | <0.1% | – | – | History |
| MANUManchester United plc | ORD CL A | 86,842 | $1.37M | <0.1% | – | – | History |
| RITMRithm Capital Corp. | REIT | 121,741 | $1.37M | <0.1% | – | – | History |
| Despegar Com CorpG27358103 | ORD SHS | 100,687 | $1.37M | <0.1% | – | – | – |
| MTXMinerals Technologies Inc | COM | 18,299 | $1.38M | <0.1% | – | – | History |
| GTYGetty Realty Corp | COM | 48,843 | $1.38M | <0.1% | – | – | History |
| DINDine Brands Global, Inc. | COM | 15,419 | $1.39M | <0.1% | – | – | History |
| ANIPAni Pharmaceuticals Inc | COM | 38,746 | $1.40M | <0.1% | – | – | History |
| NXSTNexstar Media Group, Inc. | COMMON STOCK | 9,976 | $1.40M | <0.1% | – | – | History |
| NVTAInvitae Corp | COM | 36,686 | $1.40M | <0.1% | – | – | History |
| SILCSilicom Ltd. | ORD | 31,158 | $1.41M | <0.1% | – | – | History |
| FULFuller H B Co | Stock | 22,447 | $1.41M | <0.1% | – | – | History |
| BANCBanc of California, Inc. | COM | 78,248 | $1.42M | <0.1% | – | – | History |
| Gores Hldgs VIII Inc382863207 | UNIT 02/01/2028 | 141,708 | $1.42M | <0.1% | – | – | – |
| Pine Technology Acquisitn Co722850203 | UNIT 03/31/2028 | 143,181 | $1.42M | <0.1% | – | – | – |
| UPWKUpwork, Inc | COM | 31,812 | $1.42M | <0.1% | – | – | History |
| MSCIMSCI Inc. | Stock | 3,404 | $1.43M | <0.1% | – | – | History |
| ZYNEZynerba Pharmaceuticals, Inc. | COM | 307,038 | $1.43M | <0.1% | – | – | History |
| XNCRXencor Inc | COM | 33,209 | $1.43M | <0.1% | – | – | History |
| CICigna Group | Stock | 5,933 | $1.43M | <0.1% | – | – | History |
| RUSHARush Enterprises Inc | CL A | 28,796 | $1.44M | <0.1% | – | – | History |
| Live Nation Entertainment IN538034AU3 | NOTE 2.000% 2/1 | – | $1.44M | <0.1% | – | – | – |
| KCKingsoft Cloud Holdings Ltd | ADS | 36,524 | $1.44M | <0.1% | – | – | History |
| HMNHorace Mann Educators Corp | COM | 33,251 | $1.44M | <0.1% | – | – | History |
| UVSPUnivest Financial Corp | COM | 50,336 | $1.44M | <0.1% | – | – | History |
| OSHOak Street Health, Inc. | COM | 26,579 | $1.44M | <0.1% | – | – | History |
| KLRSKalaris Therapeutics, Inc. | COM | 61,672 | $1.44M | <0.1% | – | – | History |
| NMRKNewmark Group, Inc. | CL A | 144,655 | $1.45M | <0.1% | – | – | History |
| CTBICommunity Trust Bancorp Inc | COM | 32,934 | $1.45M | <0.1% | – | – | History |
| ARGOArgo Group International Holdings, Inc. | COM | 28,925 | $1.46M | <0.1% | – | – | History |
| AZEKAZEK Co Inc. | CL A | 35,067 | $1.48M | <0.1% | – | – | History |
| MAGNMagnera Corp | COM | 86,227 | $1.48M | <0.1% | – | – | History |
| HMTVHemisphere Media Group, Inc. | CL A | 127,081 | $1.48M | <0.1% | – | – | History |
| GIGCAPITAL4 Inc37518G200 | UNIT 99/99/9999 | 150,000 | $1.48M | <0.1% | – | – | – |
| VRTVVeritiv Corp | COM | 34,878 | $1.48M | <0.1% | – | – | History |
| Glenfarne Merger Corp378579205 | UNIT 03/17/2026 | 150,000 | $1.49M | <0.1% | – | – | – |
| THFFFirst Financial Corp | Stock | 33,084 | $1.49M | <0.1% | – | – | History |
| PRTAProthena Corp Public Ltd Co | SHS | 59,298 | $1.49M | <0.1% | – | – | History |
| ARNCArconic Corp | COM | 58,830 | $1.49M | <0.1% | – | – | History |
| KRAKraton Corp | COM | 41,040 | $1.50M | <0.1% | – | – | History |
| ENVEnvestnet, Inc. | COM | 20,880 | $1.51M | <0.1% | – | – | History |
| DOXAmdocs Ltd | SHS | 21,679 | $1.52M | <0.1% | – | – | History |
| Kismet Acquisition One CorpG52753103 | SHS | 153,964 | $1.52M | <0.1% | – | – | – |
| BRXBrixmor Property Group Inc. | COM | 75,503 | $1.53M | <0.1% | – | – | History |
| PRTKParatek Pharmaceuticals, Inc. | COM | 216,653 | $1.53M | <0.1% | – | – | History |
| PFSIPennyMac Financial Services, Inc. | COM | 22,970 | $1.54M | <0.1% | – | – | History |
| Spartan Acquisition Corp. III84677R205 | UNIT 99/99/9999 | 154,619 | $1.55M | <0.1% | – | – | – |
| CBIOCrescent Biopharma, Inc. | COM | 515,898 | $1.55M | <0.1% | – | – | History |
| OLEDUniversal Display Corp | COM | 6,587 | $1.56M | <0.1% | – | – | History |
| PDCOPatterson Companies, Inc. | COM | 48,854 | $1.56M | <0.1% | – | – | History |
| MCYMercury General Corp | COM | 25,734 | $1.56M | <0.1% | – | – | History |
| AMNAmn Healthcare Services Inc | COM | 21,271 | $1.57M | <0.1% | – | – | History |
| CHCOCity Holding Co | COM | 19,282 | $1.58M | <0.1% | – | – | History |
| FNBFNB Corp | COM | 124,903 | $1.59M | <0.1% | – | – | History |
| BBIOBridgeBio Pharma, Inc. | COM | 25,759 | $1.59M | <0.1% | – | – | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 30,520 | $1.59M | <0.1% | – | – | – |
| KBALKimball International Inc | CL B | 113,710 | $1.59M | <0.1% | – | – | History |
| BKCCBlackRock Capital Investment Corp | COM | 478,514 | $1.60M | <0.1% | – | – | History |
| Cubic Corp229669106 | COM | 21,518 | $1.60M | <0.1% | – | – | – |
| KROSKeros Therapeutics, Inc. | COM | 26,142 | $1.61M | <0.1% | – | – | History |
| SCSCScansource, Inc. | COM | 53,872 | $1.61M | <0.1% | – | – | History |
| CYBECyberoptics Corp | COM | 62,302 | $1.62M | <0.1% | – | – | History |
| TNDMTandem Diabetes Care Inc | COM NEW | 18,381 | $1.62M | <0.1% | – | – | History |
| GDENNew Royal Holdco I Inc. | COM | 64,439 | $1.63M | <0.1% | – | – | History |
| APGAPi Group Corp | COM STK | 78,792 | $1.63M | <0.1% | – | – | History |
| FHBFirst Hawaiian, Inc. | COM | 59,502 | $1.63M | <0.1% | – | – | History |
| AIGAmerican International Group, Inc. | Stock | 35,258 | $1.63M | <0.1% | – | – | History |
| MRTNMarten Transport Ltd | COM | 96,049 | $1.63M | <0.1% | – | – | History |
| WDAYWorkday, Inc. | CL A | 6,565 | $1.63M | <0.1% | – | – | History |
| Leo Holdings III CorpG5463T116 | UNIT 99/99/9999 | 166,605 | $1.63M | <0.1% | – | – | – |
| Echo Global Logistics, Inc.27875T101 | COM | 52,015 | $1.63M | <0.1% | – | – | – |
| Arctos Northstar Acquis CorpG0477L118 | UNIT 99/99/9999 | 163,812 | $1.64M | <0.1% | – | – | – |
| H.I.G. Acquisition Corp.G44898107 | COM CL A | 165,378 | $1.64M | <0.1% | – | – | – |
| CTSCTS Corp | COM | 52,998 | $1.65M | <0.1% | – | – | History |
| New Sr Invt Group Inc648691103 | COM | 264,118 | $1.65M | <0.1% | – | – | – |
| DLTRDollar Tree, Inc. | COM | 14,421 | $1.65M | <0.1% | – | – | History |
| BUSEFirst Busey Corp | COM NEW | 64,620 | $1.66M | <0.1% | – | – | History |
| Plum Acquisition Corp IG7134L100 | UNIT 03/15/2026 | 166,666 | $1.66M | <0.1% | – | – | – |
| CATYCathay General Bancorp | COM | 40,813 | $1.66M | <0.1% | – | – | History |
| QTRXQuanterix Corp | COM | 28,485 | $1.67M | <0.1% | – | – | History |
| RVPRetractable Technologies Inc | COM | 130,510 | $1.67M | <0.1% | – | – | History |
| Oaktree Acquisition Corp IIG6715X103 | CL A SHS | 169,777 | $1.68M | <0.1% | – | – | – |
| LOPEGrand Canyon Education, Inc. | COM | 15,894 | $1.70M | <0.1% | – | – | History |
| Agile Growth Corp.G01202129 | UNIT 03/09/2026 | 171,648 | $1.70M | <0.1% | – | – | – |
| WIXWix.com Ltd. | SHS | 6,103 | $1.70M | <0.1% | – | – | History |
| SPPISpectrum Pharmaceuticals Inc | COM | 523,839 | $1.71M | <0.1% | – | – | History |
| ADTADT Inc. | COM | 202,353 | $1.71M | <0.1% | – | – | History |
| HYFMHydrofarm Holdings Group, Inc. | COM | 28,334 | $1.71M | <0.1% | – | – | History |
| Aurora Acquisition CorpG0698L111 | UNIT 03/02/2026 | 165,410 | $1.71M | <0.1% | – | – | – |
| MTRXMatrix Service Co | COM | 130,675 | $1.71M | <0.1% | – | – | History |
| HBBHamilton Beach Brands Holding Co | COM CL A | 94,566 | $1.71M | <0.1% | – | – | History |
| BLFSBiolife Solutions Inc | COM NEW | 47,657 | $1.72M | <0.1% | – | – | History |
| LGL Sys Acquisition Corp50201G106 | COM CL A | 172,685 | $1.72M | <0.1% | – | – | – |
| COOPMaverick Merger Sub 2, LLC | COM | 49,381 | $1.72M | <0.1% | – | – | History |
| GRWGGrowGeneration Corp. | COM | 34,564 | $1.72M | <0.1% | – | – | History |
| ADMSAdamas Pharmaceuticals Inc | COM | 357,892 | $1.72M | <0.1% | – | – | History |
| KREFKKR Real Estate Finance Trust Inc. | COM | 93,480 | $1.72M | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |