Oaktree Capital

Superinvestor

Oaktree Capital Management LP

SEC CIK: 0000949509
Manager: Howard Marks
Style: Value
Latest filing: Aug 13, 2026

SEC filings (opens in a new tab)

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Positions: 199; −37 vs. Q2 2023
Portfolio value: $6.58B; −$802.8M (−10.9%) vs. Q2 2023
Filed: Nov 13, 2023; SEC

Holdings of Oaktree Capital in Q3 2023
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
TRMDTORM plc	SHS CL A	53,812,988	$1.46B	22.2%	00.0%	Unchanged	History
EXEExpand Energy Corp	COM	7,000,067	$603.6M	9.2%	−349,933−4.8%	Reduced	History
GTXGarrett Motion Inc.	Stock	44,082,816	$347.4M	5.3%	00.0%	Unchanged	History
STRSitio Royalties Corp.	CLASS A COM	12,935,120	$313.2M	4.8%	00.0%	Unchanged	History
SBLKStar Bulk Carriers Corp.	SHS PAR	16,067,483	$309.8M	4.7%	−10,000,000−38.4%	Reduced	History
VSTVistra Corp.	Stock	9,000,000	$298.6M	4.5%	−8,000,000−47.1%	Reduced	History
RWAYRunway Growth Finance Corp.	COM	21,054,667	$269.9M	4.1%	00.0%	Unchanged	History
NMIHNMI Holdings, Inc.	COM	4,900,000	$132.7M	2.0%	00.0%	Unchanged	History
VALEVale S.A.	SPONSORED ADS	8,694,367	$116.5M	1.8%	+911,385+11.7%	Added	History
INFNInfinera Corp	COM	25,175,384	$105.2M	1.6%	00.0%	Unchanged	History
FCXFreeport-McMoran Inc	Stock	2,706,305	$100.9M	1.5%	+78,500+3.0%	Added	History
PBRPetrobras - Petroleo Brasileiro SA	SPONSORED ADR	6,210,843	$93.1M	1.4%	−1,655,559−21.0%	Reduced	History
CXCemex SAB de CV	SPON ADR NEW	13,989,032	$90.9M	1.4%	−500,000−3.5%	Reduced	History
BBDBank Bradesco	SP ADR PFD NEW	31,742,126	$90.5M	1.4%	+926,807+3.0%	Added	History
VISTVista Energy, S.A.B. de C.V.	SPONSORED ADS	2,884,674	$87.7M	1.3%	00.0%	Unchanged	History
AUAngloGold Ashanti PLC	COM SHS	5,428,819	$85.8M	1.3%	+700,197+14.8%	Added	History
CBLCBL & Associates Properties Inc	COMMON STOCK	3,983,966	$83.6M	1.3%	00.0%	Unchanged	History
STKLSunOpta Inc.	COM	20,726,126	$69.8M	1.1%	00.0%	Unchanged	History
INFYInfosys Ltd	SPONSORED ADR	3,809,087	$65.2M	1.0%	+107,729+2.9%	Added	History
IBNIcici Bank Ltd	ADR	2,792,458	$64.6M	1.0%	−1,189,531−29.9%	Reduced	History
FTAIFTAI Aviation Ltd.	SHS	1,811,533	$64.4M	1.0%	−221,577−10.9%	Reduced	History
KRCKilroy Realty Corp	COM	1,850,011	$58.5M	0.9%	00.0%	Unchanged	History
Eagle Bulk Shipping Inc.269442AA7	CONVERTIBLE BOND	–	$57.5M	0.9%	–	New	–
JDJD.com, Inc.	SPON ADS CL A	1,706,910	$49.7M	0.8%	+695,180+68.7%	Added	History
ALVOAlvotech	ORDINARY SHARES	5,043,505	$46.0M	0.7%	−1,715,655−25.4%	Reduced	History
ITUBItau Unibanco Holding S.A.	SPON ADR REP PFD	8,413,038	$45.2M	0.7%	+227,399+2.8%	Added	History
FYBRFrontier Communications Parent, Inc.	COM	2,800,846	$43.8M	0.7%	−1,182,003−29.7%	Reduced	History
DQDaqo New Energy Corp.	SPNSRD ADS NEW	1,350,410	$40.9M	0.6%	+320,789+31.2%	Added	History
OCSLOaktree Specialty Lending Corp	COM	1,852,456	$37.3M	0.6%	00.0%	Unchanged	History
SQMChemical & Mining Co of Chile Inc	SPON ADR SER B	621,630	$37.1M	0.6%	+116,495+23.1%	Added	History
BAPCredicorp Ltd	COM	289,825	$37.1M	0.6%	+8,193+2.9%	Added	History
TXTernium S.A.	SPONSORED ADS	892,155	$35.6M	0.5%	−107,768−10.8%	Reduced	History
LBTYALiberty Global Ltd.	SHS CL A	1,946,000	$33.3M	0.5%	00.0%	Unchanged	History
BRYBerry Corp (bry)	COM	3,697,000	$30.3M	0.5%	−3,000,000−44.8%	Reduced	History
MXMagnachip Semiconductor Corp	COM	2,849,858	$23.7M	0.4%	00.0%	Unchanged	History
Alarm Com Hldgs Inc011642AB1	NOTE 1/1	–	$22.9M	0.3%	–	–	–
Spotify USA Inc84921RAB6	NOTE 3/1	–	$21.8M	0.3%	–	–	–
Cable One, Inc.12685JAE5	NOTE 3/1	–	$21.6M	0.3%	–	–	–
Western Digital Corp958102AP0	NOTE 1.500% 2/0	–	$21.3M	0.3%	–	–	–
JetBlue Airways Corp477143AP6	NOTE 0.500% 4/0	–	$21.0M	0.3%	–	–	–
RWT Hldgs Inc749772AD1	CONVERTIBLE BOND	–	$20.4M	0.3%	–	–	–
MTGMgic Investment Corp	COM	1,200,000	$20.0M	0.3%	00.0%	Unchanged	History
SMRTSmartRent, Inc.	COM CL A	7,505,294	$19.6M	0.3%	00.0%	Unchanged	History
BATLBattalion Oil Corp	COM	3,009,912	$18.6M	0.3%	00.0%	Unchanged	History
Nuvasive Inc670704AJ4	NOTE 0.375% 3/1	–	$18.4M	0.3%	–	–	–
Coinbase Global, Inc.19260QAB3	NOTE 0.500% 6/0	–	$18.1M	0.3%	–	–	–
Perficient Inc71375UAF8	NOTE 0.125%11/1	–	$17.6M	0.3%	–	–	–
PAMPampa Energy Inc.	SPONS ADR LVL I	455,784	$17.0M	0.3%	−183,637−28.7%	Reduced	History
TripAdvisor, Inc.896945AD4	NOTE 0.250% 4/0	–	$16.7M	0.3%	–	–	–
Mfa Finl Inc55272XAA0	NOTE 6.250% 6/1	–	$16.7M	0.3%	–	–	–
TGSGas Transporter of the South Inc	SPONSORED ADS B	1,631,238	$16.6M	0.3%	−55,000−3.3%	Reduced	History
Haemonetics Corp Mass405024AB6	NOTE 3/0	–	$16.5M	0.3%	–	–	–
UNITUniti Group Inc.	COM	3,397,592	$16.0M	0.2%	00.0%	Unchanged	History
Blackstone Mortgage Trust IN09257WAE0	NOTE 5.500% 3/1	–	$15.9M	0.2%	–	New	–
KAMAN Corp483548AF0	NOTE 3.250% 5/0	–	$15.0M	0.2%	–	–	–
Pennymac Corp70932AAD5	NOTE 5.500%11/0	–	$15.0M	0.2%	–	–	–
DocuSign, Inc.256163AD8	NOTE 1/1	–	$14.4M	0.2%	–	New	–
Sea Ltd81141RAG5	NOTE 0.250% 9/1	–	$14.3M	0.2%	–	–	–
Azul S A05501U106	SPONSR ADR PFD	1,580,850	$13.6M	0.2%	−2,661,073−62.7%	Reduced	–
First Majestic Silver Corp32076VAD5	NOTE 0.375% 1/1	–	$13.6M	0.2%	–	New	–
Affirm Hldgs Inc00827BAB2	NOTE 11/1	–	$13.1M	0.2%	–	–	–
DISH Network CORP25470MAF6	NOTE 12/1	–	$12.8M	0.2%	–	–	–
STHOStar Holdings	SHS BEN INT	1,000,000	$12.5M	0.2%	00.0%	Unchanged	History
HTZHertz Global Holdings, Inc	COM NEW	1,000,000	$12.3M	0.2%	00.0%	Unchanged	History
Chegg, Inc163092AF6	NOTE 9/0	–	$12.1M	0.2%	–	–	–
TEOTelecom Argentina SA	SPON ADR REP B	2,444,156	$11.7M	0.2%	+410,415+20.2%	Added	History
ONITOnity Group Inc.	COM NEW	451,029	$11.7M	0.2%	−129,977−22.4%	Reduced	History
TechTarget, Inc.87874RAD2	NOTE 12/1	–	$11.4M	0.2%	–	–	–
DBDDiebold Nixdorf, Inc	COM SHS	590,774	$11.2M	0.2%	+590,774	New	History
Eventbrite, Inc.29975EAD1	NOTE 0.750% 9/1	–	$10.8M	0.2%	–	–	–
BHCBausch Health Companies Inc.	Stock	1,300,000	$10.7M	0.2%	+1,300,000	New	History
Liberty Latin America Ltd.53069QAB5	NOTE 2.000% 7/1	–	$10.4M	0.2%	–	–	–
Digitalocean Hldgs Inc25402DAB8	NOTE 12/0	–	$10.4M	0.2%	–	–	–
JFRNuveen Floating Rate Income Fund	COM	1,192,691	$9.79M	0.1%	+1,192,691	New	History
Lyft, Inc.55087PAB0	NOTE 1.500% 5/1	–	$9.74M	0.1%	–	–	–
Accolade, Inc.00437EAB8	NOTE 0.500% 4/0	–	$9.47M	0.1%	–	–	–
Blackline, Inc.09239BAD1	NOTE 3/1	–	$9.38M	0.1%	–	–	–
Turning PT Brands Inc90041LAE5	NOTE 2.500% 7/1	–	$9.38M	0.1%	–	–	–
Sea Ltd81141RAF7	NOTE 2.375%12/0	–	$9.29M	0.1%	–	–	–
Fiverr Intl Ltd33835LAA3	NOTE 11/0	–	$9.19M	0.1%	–	–	–
8X8 Inc282914AB6	NOTE 0.500% 2/0	–	$8.80M	0.1%	–	–	–
Innoviva, Inc.45781MAD3	NOTE 2.125% 3/1	–	$8.47M	0.1%	–	–	–
Ceridian HCM Hldg Inc15677JAD0	NOTE 0.250% 3/1	–	$8.45M	0.1%	–	–	–
Ford MTR Co Del345370CZ1	NOTE 3/1	–	$8.44M	0.1%	–	–	–
Snap Inc83304AAH9	NOTE 0.125% 3/0	–	$8.27M	0.1%	–	–	–
Zscaler, Inc.98980GAB8	NOTE 0.125% 7/0	–	$8.23M	0.1%	–	–	–
Euronet Worldwide, Inc.298736AL3	NOTE 0.750% 3/1	–	$8.15M	0.1%	–	New	–
Yy Inc98426TAF3	NOTE 1.375% 6/1	–	$8.09M	0.1%	–	–	–
LBRDKLiberty Broadband Corp	COM SER C	86,999	$7.94M	0.1%	00.0%	Unchanged	History
Pinduoduo Inc722304AC6	NOTE 12/0	–	$7.88M	0.1%	–	–	–
ALVOWAlvotech	*W EXP 06/15/202	4,666,667	$7.79M	0.1%	00.0%	Unchanged	History
Mesa Labs Inc59064RAA7	NOTE 1.375% 8/1	–	$7.71M	0.1%	–	–	–
Lumentum Hldgs Inc55024UAF6	NOTE 0.500% 6/1	–	$7.49M	0.1%	–	–	–
Wayfair Inc.94419LAM3	NOTE 0.625%10/0	–	$7.34M	0.1%	–	New	–
Intercept Pharmaceuticals IN45845PAB4	NOTE 2.000% 5/1	–	$7.20M	0.1%	–	–	–
Livongo Health Inc539183AA1	NOTE 0.875% 6/0	–	$7.07M	0.1%	–	–	–
Bilibili Inc.090040AF3	NOTE 0.500%12/0	–	$7.03M	0.1%	–	New	–
Unity Software Inc.91332UAB7	NOTE 11/1	–	$7.02M	0.1%	–	–	–
Q2 Hldgs Inc74736LAF6	NOTE 0.125%11/1	–	$6.79M	0.1%	–	–	–
Ezcorp Inc302301AE6	CONVERTIBLE BOND	–	$6.79M	0.1%	–	–	–

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Oaktree Capital in Q3 2023
Security	Class	Puts	Calls
SPDR Series Trust78468R556	SP O&G EXPL PRO	$176.8M	–
CATCaterpillar Inc	Stock	$109.2M	–
SPYSPDR S&P 500 ETF Trust	ETF	$30.1M	–

Sold out since Q2 2023 (72)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Oaktree Capital sold out since Q2 2023
Security	Class	Shares in Q2 2023	Value in Q2 2023	% of portfolio in Q2 2023	History
ALLYAlly Financial Inc.	Stock	4,600,000	$124.2M	1.7%	History
Eagle Bulk Shipping Inc.269442AB5	CONVERTIBLE BOND	–	$62.0M	0.8%	–
Wayfair Inc.94419LAF8	NOTE 1.000% 8/1	–	$25.1M	0.3%	–
VVRInvesco Senior Income Trust	COM	6,300,000	$24.3M	0.3%	History
New MTN Fin Corp647551AC4	NOTE 5.750% 8/1	–	$11.9M	0.2%	–
YPFYpf Sociedad Anonima	SPON ADR CL D	764,952	$11.4M	0.2%	History
Airbnb, Inc.009066AB7	NOTE 3/1	–	$9.75M	0.1%	–
Intercept Pharmaceuticals IN45845PAA6	NOTE 3.250% 7/0	–	$9.60M	0.1%	–
Monterey Cap Acquisition Cor61244M109	CLASS A COM	792,000	$8.29M	0.1%	–
Greenlight Cap Re Ltd395366AB3	CONVERTIBLE BOND	–	$8.20M	0.1%	–
NSLNuveen Senior Income Fund	COM	1,669,270	$7.65M	0.1%	History
Okta, Inc.679295AF2	NOTE 0.375% 6/1	–	$7.38M	0.1%	–
Ionis Pharmaceuticals Inc462222AB6	NOTE 0.125%12/1	–	$7.20M	0.1%	–
ASCBFASPAC II Acquisition Corp.	ORD SHS CL A	675,000	$7.12M	0.1%	History
Integra Lifesciences Hldgs C457985AM1	NOTE 0.500% 8/1	–	$6.64M	0.1%	–
JRONuveen Floating Rate Income Opportunity Fund	COM SHS	793,641	$6.19M	0.1%	History
RingCentral, Inc.76680RAF4	NOTE 3/0	–	$5.85M	0.1%	–
BWAQBlue World Acquisition Corp	CLASS A ORD SHS	550,000	$5.84M	0.1%	History
Health Catalyst, Inc.42225TAB3	NOTE 2.500% 4/1	–	$5.64M	0.1%	–
MSSAFMetal Sky Star Acquisition Corp	ORDINARY SHARES	496,000	$5.62M	0.1%	History
DUETDUET Acquisition Corp.	CLASS A COM	500,000	$5.27M	0.1%	History
Bill Com Hldgs Inc090043AB6	NOTE 12/0	–	$5.14M	0.1%	–
Evergreen CorpG3312W109	CLASS A ORD SHS	450,000	$4.88M	0.1%	–
Momo Inc60879BAB3	NOTE 1.250% 7/0	–	$4.78M	0.1%	–
Welsbach Tech Metals Acqu Co950415109	COM	450,000	$4.78M	0.1%	–
DISH Network CORP25470MAD1	NOTE 2.375% 3/1	–	$4.67M	0.1%	–
FTIIFutureTech II Acquisition Corp.	CLASS A COM	410,000	$4.38M	0.1%	History
Biomarin Pharmaceutical Inc09061GAH4	NOTE 0.599% 8/0	–	$4.38M	0.1%	–
ALSAFAlpha Star Acquisition Corp	ORDINARY SHARES	400,000	$4.29M	0.1%	History
Hainan Manaslu Acquistn CorpG4233U107	ORDINARY SHARES	400,000	$4.24M	0.1%	–
Consilium Acquisitn Corp I LG2365L101	CLASS A ORD SHS	400,000	$4.20M	0.1%	–
Splunk Inc848637AF1	NOTE 1.125% 6/1	–	$4.18M	0.1%	–
Yotta Acquisition Corporatio98741Y103	COMMON STOCK	398,000	$4.17M	0.1%	–
WisdomTree Invts Inc97717PAD6	NOTE 3.250% 6/1	–	$3.89M	0.1%	–
Rigel Resource Acq CorpG7573M106	CL A ORD SHS	350,000	$3.75M	0.1%	–
GDSTChi Special Acquisition Corp.	COM	350,000	$3.71M	0.1%	History
AOGOArogo Capital Acquisition Corp.	CLASS A COM	300,000	$3.16M	<0.1%	History
ASPAC I Acquisition Corp.G0542S106	CLASS A ORD SHS	290,000	$3.07M	<0.1%	–
KYCHKeyarch Acquisition Corp	ORD SHS CL A	290,000	$3.03M	<0.1%	History
Nabors Inds Inc New62957HAB1	NOTE 0.750% 1/1	–	$2.90M	<0.1%	–
Splunk Inc848637AC8	NOTE 0.500% 9/1	–	$2.81M	<0.1%	–
Uber Technologies, Inc90353TAJ9	NOTE 12/1	–	$2.72M	<0.1%	–
Redwood Tr Inc758075AD7	NOTE 5.625% 7/1	–	$2.70M	<0.1%	–
PPYAPapaya Growth Opportunity Corp. I	CLASS A COM	250,000	$2.65M	<0.1%	History
HSPOFHorizon Space Acquisition I Corp.	ORDINARY SHARES	250,000	$2.61M	<0.1%	History
EMCGFEmbrace Change Acquisition Corp.	ORDINARY SHARES	245,000	$2.59M	<0.1%	History
Mobiv Acquisition Corp60742N106	CLASS A COM	245,000	$2.59M	<0.1%	–
Hudson Acquisition I Corp44364H100	COMMON STOCK	240,000	$2.49M	<0.1%	–
Semnur Pharmaceuticals, Inc.G6256B106	CLASS A ORD	225,000	$2.41M	<0.1%	–
Solaredge Technologies, Inc.83417MAD6	NOTE 9/1	–	$2.33M	<0.1%	–
Everest Consolidator Acq Cor29978K102	CL A COM	200,000	$2.13M	<0.1%	–
ARIZArisz Acquisition Corp.	COMMON STOCK	200,000	$2.12M	<0.1%	History
Bellevue Life SCNCS Aqstn Co079174108	COM	175,000	$1.80M	<0.1%	–
Greenbrier Cos Inc393657AM3	NOTE 2.875% 4/1	–	$1.60M	<0.1%	–
KnightSwan Acquisition Corp499103109	CL A COM	150,000	$1.59M	<0.1%	–
Omnicell Com68213NAD1	NOTE 0.250% 9/1	–	$1.52M	<0.1%	–
Sunrun Inc.86771WAB1	NOTE 2/0	–	$1.47M	<0.1%	–
NovoCure Ltd67011XAB9	NOTE 11/0	–	$1.41M	<0.1%	–
DraftKings Inc.26142RAB0	NOTE 3/1	–	$1.22M	<0.1%	–
Helix Energy Solutions Grp I42330PAJ6	CONVERTIBLE BOND	–	$1.16M	<0.1%	–
WELIntegrated Wellness Acquisition Corp	ORD SHS CL A	100,000	$1.07M	<0.1%	History
BIOSBioPlus Acquisition Corp.	CLASS A ORD SHS	100,000	$1.06M	<0.1%	History
Andretti Acquisition CorpG26735103	CL A ORD SHS	100,000	$1.06M	<0.1%	–
Heartland Media Acquisition Corp.42237V108	CL A COM	100,000	$1.05M	<0.1%	–
Golden Star Acquisition CorpG4023C127	UNIT 05/01/2028	100,000	$1.04M	<0.1%	–
Illumina, Inc.452327AK5	NOTE 8/1	–	$998.0K	<0.1%	–
Neogenomics Inc64049MAA8	NOTE 1.250% 5/0	–	$952.5K	<0.1%	–
LIVBLIV Capital Acquisition Corp. II	CLASS A ORD SHS	60,000	$636.0K	<0.1%	History
EVFEaton Vance Senior Income Trust	SH BEN INT	103,278	$563.9K	<0.1%	History
Patria Latin Amrcn Opprnty AG69454109	CLASS A ORD SHS	50,000	$537.0K	<0.1%	–
Roadzen Inc.G9320Z109	CLASS A ORD	50,000	$532.5K	<0.1%	–
CMLSQCumulus Media Inc	COM CL A	28,937	$118.6K	<0.1%	History