Skip to main content
Livermore
Livermore
ZHEN

Mark Stevens

SEC CIK
0000933482
Latest filing
Oct 27, 2023

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 27, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
245
+9 vs. Q2 2023
Portfolio value
$748.4M
−$28.3M (−3.6%) vs. Q2 2023
Filed
Oct 27, 2023
SEC
Holdings of Mark Stevens in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Value ETF922908744ETF361,747$49.9M6.7%−10,173−2.7%Reduced–
HTLFHeartland Financial USA IncCOM1,619,694$47.7M6.4%−73,476−4.3%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF173,555$47.3M6.3%+2,259+1.3%Added–
VanEck ETF Trust92189H201INTRMDT MUNI ETF838,583$37.0M4.9%+55,134+7.0%Added–
iShares Tr464288877EAFE VALUE ETF634,504$31.0M4.1%+31,850+5.3%Added–
iShares Tr464288885EAFE GRWTH ETF334,195$28.8M3.9%+11,425+3.5%Added–
AAPLApple Inc.Stock122,722$21.0M2.8%−6,398−5.0%ReducedHistory
MSFTMicrosoft CorpStock58,962$18.6M2.5%+391+0.7%AddedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF390,306$18.0M2.4%+12,042+3.2%Added–
New York Life Investments Et45409B107HEDGE MULTI STRA582,889$17.5M2.3%+5,999+1.0%Added–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM287,299$15.4M2.1%+8,085+2.9%Added–
iShares Tr4642874571 3 YR TREAS BD165,441$13.4M1.8%−6,897−4.0%Reduced–
GOOGLAlphabet Inc.Stock98,442$12.9M1.7%−888−0.9%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF308,975$12.1M1.6%+18,677+6.4%Added–
Franklin Templeton ETF Tr35473P504LIBERTY US ETF255,091$12.1M1.6%+4,575+1.8%Added–
Vanguard Total Bond Market ETF921937835ETF137,412$9.59M1.3%+45,925+50.2%Added–
AVGOBroadcom Inc.Stock11,057$9.18M1.2%−1,482−11.8%ReducedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF57,571$9.18M1.2%+3,480+6.4%Added–
JNJJohnson & JohnsonStock57,659$8.98M1.2%−195−0.3%ReducedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF41,578$8.91M1.2%+1,866+4.7%Added–
JPMJPMorgan Chase & CoStock59,632$8.65M1.2%−370−0.6%ReducedHistory
AMGNAmgen IncStock32,092$8.63M1.2%−339−1.0%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD110,716$8.32M1.1%−52,809−32.3%Reduced–
CVXChevron CorpStock47,671$8.04M1.1%+2,748+6.1%AddedHistory
CSCOCisco Systems, Inc.Stock143,285$7.70M1.0%−942−0.7%ReducedHistory
AMZNAmazon Com IncStock56,985$7.24M1.0%−12,433−17.9%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF33,433$7.10M0.9%−963−2.8%Reduced–
RTXRTX CorpStock95,163$6.85M0.9%−558−0.6%ReducedHistory
TYTRI-CONTINENTAL CorpCOM249,725$6.64M0.9%−9,041−3.5%ReducedHistory
UPSUnited Parcel Service IncStock41,996$6.55M0.9%−420−1.0%ReducedHistory
Invesco Exch Traded FD Tr II46138E230S&P INTL LOW250,478$6.54M0.9%+19,186+8.3%Added–
WMTWalmart Inc.Stock40,089$6.41M0.9%−25,084−38.5%ReducedHistory
ADXAdams Diversified Equity Fund, Inc.COM383,908$6.39M0.9%−68,991−15.2%ReducedHistory
iShares Tr464288588MBS ETF71,205$6.32M0.8%−323−0.5%Reduced–
TXNTexas Instruments IncStock39,297$6.25M0.8%−243−0.6%ReducedHistory
LOWLowes Companies IncStock27,743$5.77M0.8%−512−1.8%ReducedHistory
ABBVAbbVie Inc.Stock36,127$5.39M0.7%+775+2.2%AddedHistory
BLKBlackRock, Inc.COM8,158$5.27M0.7%−87−1.1%ReducedHistory
MDTMedtronic plcStock66,414$5.20M0.7%−1,718−2.5%ReducedHistory
SBUXStarbucks CorpStock56,848$5.19M0.7%−342−0.6%ReducedHistory
iShares Tr464288372GLB INFRASTR ETF116,621$5.05M0.7%+1,734+1.5%Added–
ORCLOracle CorpStock45,963$4.87M0.7%−1,897−4.0%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF11,244$4.81M0.6%−215−1.9%ReducedHistory
iShares Core S&P 500 ETF464287200ETF11,075$4.76M0.6%−105−0.9%Reduced–
PGProcter & Gamble CoStock31,540$4.60M0.6%+1,303+4.3%AddedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF72,847$4.29M0.6%+13,107+21.9%Added–
VVisa Inc.Stock18,438$4.24M0.6%−199−1.1%ReducedHistory
HDHome Depot, Inc.Stock13,744$4.15M0.6%−20−0.1%ReducedHistory
MCDMcDonalds CorpStock15,690$4.13M0.6%+58+0.4%AddedHistory
INGING Groep NVSPONSORED ADR308,199$4.06M0.5%00.0%UnchangedHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF167,163$3.98M0.5%+4,887+3.0%Added–
BRK.BBerkshire Hathaway IncStock10,705$3.75M0.5%−9,572−47.2%ReducedHistory
COSTCostco Wholesale CorpStock6,578$3.72M0.5%−2,942−30.9%ReducedHistory
XOMExxonMobil Holdings CorpCOM31,117$3.66M0.5%+1,053+3.5%AddedHistory
PEPPepsiCo IncStock20,622$3.49M0.5%+158+0.8%AddedHistory
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT1,123,563$3.25M0.4%00.0%UnchangedHistory
iShares Tr464288281JPMORGAN USD EMG37,493$3.09M0.4%−1,397−3.6%Reduced–
Vanguard Real Estate ETF922908553ETF40,126$3.04M0.4%+36,986+1,177.9%Added–
Invesco Exch Traded FD Tr II46138G888SHORT TERM ETF27,636$2.92M0.4%−2,637−8.7%Reduced–
SPDR Series Trust78468R622ST BLOO HIGH ETF31,594$2.86M0.4%−1,439−4.4%Reduced–
BXSLBlackstone Secured Lending FundCOMMON STOCK101,933$2.79M0.4%−3,896−3.7%ReducedHistory
ATVIActivision Blizzard, Inc.COM27,138$2.54M0.3%−311−1.1%ReducedHistory
CRMSalesforce, Inc.Stock12,209$2.48M0.3%−356−2.8%ReducedHistory
PLDPrologis, Inc.REIT21,873$2.45M0.3%+19,805+957.7%AddedHistory
GOOGAlphabet Inc.Stock18,363$2.42M0.3%+915+5.2%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F43,498$2.33M0.3%−1,077−2.4%Reduced–
iShares Tr464288158SHRT NAT MUN ETF21,686$2.23M0.3%−2,532−10.5%Reduced–
KOCoca Cola CoStock38,167$2.14M0.3%−21,604−36.1%ReducedHistory
MSMorgan StanleyStock25,850$2.11M0.3%+86+0.3%AddedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF62,111$1.95M0.3%+41,555+202.2%Added–
WFCWells Fargo & CompanyStock47,788$1.95M0.3%+417+0.9%AddedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF26,237$1.90M0.3%00.0%Unchanged–
iShares Tr46434V878ULTRA SHORT DUR37,647$1.90M0.3%−11,490−23.4%Reduced–
PSTLPostal Realty Trust, Inc.CL A136,971$1.85M0.2%−3,178−2.3%ReducedHistory
Vanguard S&P 500 Growth ETF921932505ETF6,010$1.48M0.2%00.0%Unchanged–
Vanguard High Dividend Yield Index ETF921946406ETF13,677$1.41M0.2%+13,677New–
SLVOCredit Suisse AGETRA SILV SHS CO19,725$1.38M0.2%+5,225+36.0%AddedHistory
MMM3M CoStock14,201$1.33M0.2%−259−1.8%ReducedHistory
UNHUnitedHealth Group IncStock2,620$1.32M0.2%+194+8.0%AddedHistory
BKHBlack Hills CorpCOM25,908$1.31M0.2%−3,291−11.3%ReducedHistory
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF53,495$1.20M0.2%+53,495New–
COPConocoPhillipsStock9,113$1.09M0.1%+422+4.9%AddedHistory
PFEPfizer IncStock32,266$1.07M0.1%+1,778+5.8%AddedHistory
HONHoneywell International IncCOM5,663$1.05M0.1%−296−5.0%ReducedHistory
AXPAmerican Express CoStock6,696$999.0K0.1%+238+3.7%AddedHistory
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF21,569$981.2K0.1%00.0%Unchanged–
HUBBHubbell IncCOM3,000$940.2K0.1%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL18,089$912.6K0.1%−8,591−32.2%Reduced–
TMOThermo Fisher Scientific Inc.Stock1,791$906.5K0.1%+16+0.9%AddedHistory
Vanguard Total International Bond ETF92203J407ETF18,760$897.3K0.1%00.0%Unchanged–
ROSTRoss Stores, Inc.COM7,841$885.6K0.1%−66−0.8%ReducedHistory
MRKMerck & Co., Inc.Stock8,371$861.8K0.1%+479+6.1%AddedHistory
Direxion Shs ETF Tr25460G831DAILY JR GLD MIN32,720$836.3K0.1%+10,320+46.1%Added–
Dimensional U.S. Small Cap ETF25434V500ETF15,594$818.5K0.1%+15,594New–
LLYEli Lilly & CoStock1,510$811.1K0.1%+176+13.2%AddedHistory
CMCSAComcast CorpStock18,130$803.9K0.1%+1,962+12.1%AddedHistory
TSLATesla, Inc.Stock3,150$788.2K0.1%+687+27.9%AddedHistory
NVDANVIDIA CorpStock1,769$769.5K0.1%+789+80.5%AddedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER100,548$762.2K0.1%−13,605−11.9%ReducedHistory
STWDStarwood Property Trust, Inc.COM39,225$759.0K0.1%−1,010−2.5%ReducedHistory

Sold out since Q2 2023 (10)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Mark Stevens sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
iShares Core S&P Mid-Cap ETF464287507ETF2,258$590.4K0.1%–
Schwab U.S. Broad Market ETF808524102ETF6,334$327.5K<0.1%–
GNLXGENELUX CorpCOM9,328$305.2K<0.1%History
FTNTFortinet, Inc.Stock3,388$256.1K<0.1%History
PGRProgressive CorpStock1,657$219.3K<0.1%History
SYKStryker CorpStock697$212.6K<0.1%History
CACICACI International IncCL A619$211.0K<0.1%History
KLACKLA CorpCOM NEW416$201.8K<0.1%History
FHNFirst Horizon CorpCOM16,439$185.3K<0.1%History
JRINuveen Real Asset Income & Growth FundCOM13,052$149.1K<0.1%History