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Livermore
Livermore
ZHEN

Mark Stevens

SEC CIK
0000933482
Latest filing
Oct 27, 2023

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 27, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
245
+9 vs. Q2 2023
Portfolio value
$748.4M
−$28.3M (−3.6%) vs. Q2 2023
Filed
Oct 27, 2023
SEC
Holdings of Mark Stevens in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
USASAmericas Gold & Silver CorpCOM20,000$7.12K<0.1%00.0%UnchangedHistory
BBDBank BradescoSP ADR PFD NEW11,312$32.2K<0.1%−510−4.3%ReducedHistory
Emx Rty Corp26873J107COM20,000$35.6K<0.1%00.0%Unchanged–
PPTFranklin Premier Income TrustSH BEN INT12,170$40.8K<0.1%00.0%UnchangedHistory
MTAMetalla Royalty & Streaming Ltd.COM NEW16,000$49.0K<0.1%00.0%UnchangedHistory
ABEVAmbev S.A.SPONSORED ADR19,972$51.5K<0.1%+2,034+11.3%AddedHistory
PMMFranklin Managed Municipal Income TrustCOM11,200$61.3K<0.1%00.0%UnchangedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD12,141$65.2K<0.1%+490+4.2%AddedHistory
IAUXi-80 Gold Corp.COM45,000$68.8K<0.1%00.0%UnchangedHistory
NGNovagold Resources IncCOM NEW18,000$69.1K<0.1%+18,000NewHistory
Sandstorm Gold Ltd Com New80013R206Stock16,000$74.6K<0.1%+4,000+33.3%Added–
FSMFortuna Mining Corp.COM29,000$78.9K<0.1%00.0%UnchangedHistory
Nuveen PFD & Incm Securties67072C105COM14,525$89.6K<0.1%00.0%Unchanged–
SMRNuscale Power CorpCL A COM19,000$93.1K<0.1%00.0%UnchangedHistory
CDECoeur Mining, Inc.COM NEW43,000$95.5K<0.1%+43,000NewHistory
UROYUranium Royalty Corp.COM36,000$103.3K<0.1%00.0%UnchangedHistory
UUUUEnergy Fuels IncCOM NEW13,000$106.9K<0.1%00.0%UnchangedHistory
PETSPetmed Express IncCOM10,600$108.7K<0.1%00.0%UnchangedHistory
DocuSign, Inc.256163AD8NOTE 1/1–$117.6K<0.1%–––
SBSWSibanye Stillwater LtdSPONSORED ADR19,500$120.3K<0.1%00.0%UnchangedHistory
UECUranium Energy CorpCOM24,035$123.8K<0.1%−54,036−69.2%ReducedHistory
HLHecla Mining CoCOM32,740$128.0K<0.1%+5,000+18.0%AddedHistory
OROR Royalties Inc.COM11,343$133.3K<0.1%+11,343NewHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS17,788$133.8K<0.1%+1,213+7.3%AddedHistory
SKESkeena Resources LtdCommon Stock30,035$138.2K<0.1%00.0%UnchangedHistory
DNPDNP Select Income Fund IncCOM14,699$139.9K<0.1%−177−1.2%ReducedHistory
PAASPan American Silver CorpStock10,006$144.9K<0.1%+10,006NewHistory
Silvercrest Metals Inc828363101COM34,000$149.9K<0.1%00.0%Unchanged–
BTGB2GOLD CorpCOM55,520$160.5K<0.1%+40,000+257.7%AddedHistory
ADPAutomatic Data Processing IncStock839$201.8K<0.1%+839NewHistory
ITWIllinois Tool Works IncStock878$202.2K<0.1%00.0%UnchangedHistory
TSNTyson Foods, Inc.Stock4,049$204.4K<0.1%+4,049NewHistory
AMPAmeriprise Financial IncCOM623$205.4K<0.1%00.0%UnchangedHistory
NATNordic American Tankers LtdCOM50,000$206.0K<0.1%00.0%UnchangedHistory
APTVAptiv PLCSHS2,114$208.4K<0.1%+102+5.1%AddedHistory
PMPhilip Morris International Inc.Stock2,257$209.0K<0.1%+2,257NewHistory
CDNSCadence Design Systems IncStock897$210.2K<0.1%+897NewHistory
LMTLockheed Martin CorpStock522$213.5K<0.1%+75+16.8%AddedHistory
OZKBank OZKCOM5,770$213.9K<0.1%+15+0.3%AddedHistory
PNWPinnacle West Capital CorpCOM3,000$221.0K<0.1%00.0%UnchangedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF4,672$222.3K<0.1%−505−9.8%Reduced–
BCBrunswick CorpCOM2,817$222.5K<0.1%+19+0.7%AddedHistory
CBChubb LtdStock1,070$222.8K<0.1%+1,070NewHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF3,117$225.6K<0.1%−65−2.0%Reduced–
APDAir Products & Chemicals, Inc.Stock803$227.6K<0.1%+96+13.6%AddedHistory
CNICanadian National Railway CoStock2,130$230.7K<0.1%−223−9.5%ReducedHistory
Nushares ETF Tr67092P201NUVEEN ESG LRGCP3,877$232.5K<0.1%+3,877New–
WECWec Energy Group, Inc.Stock2,912$234.6K<0.1%00.0%UnchangedHistory
Vanguard Ftse Developed Markets ETF921943858ETF5,478$239.5K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI14,600$244.0K<0.1%00.0%Unchanged–
GILDGilead Sciences, Inc.Stock3,257$244.1K<0.1%00.0%UnchangedHistory
MOAltria Group, Inc.Stock5,894$247.8K<0.1%+511+9.5%AddedHistory
DEODiageo PLCSPON ADR NEW1,665$248.4K<0.1%−75−4.3%ReducedHistory
CICigna GroupStock870$248.9K<0.1%+95+12.3%AddedHistory
DUKDuke Energy CORPStock2,830$249.8K<0.1%+431+18.0%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN18,051$253.3K<0.1%00.0%UnchangedHistory
ETNEaton Corp plcStock1,193$254.4K<0.1%+1,193NewHistory
ZTSZoetis Inc.Stock1,470$255.8K<0.1%+272+22.7%AddedHistory
AGQProShares Trust IIULTRA SILVER NEW10,515$258.8K<0.1%+10,515NewHistory
AVYAvery Dennison CorpCOM1,454$265.6K<0.1%+16+1.1%AddedHistory
AFLAflac IncStock3,489$267.8K<0.1%+3,489NewHistory
NOCNorthrop Grumman CorpStock609$268.1K<0.1%00.0%UnchangedHistory
AEPAmerican Electric Power Co IncStock3,586$269.7K<0.1%00.0%UnchangedHistory
iShares Tr46435G516ESG AW MSCI EAFE3,940$272.4K<0.1%+3,940New–
State Street Technology Select Sector SPDR ETF81369Y803ETF1,748$286.5K<0.1%00.0%Unchanged–
Nushares ETF Tr67092P300NUVEEN ESG LRGVL8,531$286.6K<0.1%+8,531New–
ProShares Tr74347B425SHORT S&P 500 NE20,000$289.4K<0.1%00.0%Unchanged–
Mag Silver Corp55903Q104COM28,000$290.4K<0.1%00.0%Unchanged–
BSXBoston Scientific CorpStock5,648$298.2K<0.1%+160+2.9%AddedHistory
CLColgate Palmolive CoStock4,200$298.7K<0.1%00.0%UnchangedHistory
LNTAlliant Energy CorpStock6,167$298.8K<0.1%+33+0.5%AddedHistory
QCOMQualcomm IncStock2,699$299.8K<0.1%+237+9.6%AddedHistory
MCKMcKesson CorpStock695$302.2K<0.1%00.0%UnchangedHistory
Sprott FDS Tr85208P808JUNIOR URANIUM13,000$307.6K<0.1%−3,000−18.8%Reduced–
iShares Tr4642874407-10 YR TRSY BD3,423$313.5K<0.1%00.0%Unchanged–
ADMArcher-Daniels-Midland CoStock4,172$314.7K<0.1%+329+8.6%AddedHistory
ADBEAdobe Inc.Stock628$320.2K<0.1%+65+11.5%AddedHistory
GISGeneral Mills IncStock5,054$323.4K<0.1%00.0%UnchangedHistory
MRSHMarsh & McLennan Companies, Inc.Stock1,730$329.2K<0.1%+397+29.8%AddedHistory
CVSCVS Health CorpStock4,742$331.1K<0.1%+356+8.1%AddedHistory
iShares S&P Mid-Cap 400 Growth ETF464287606ETF4,593$331.8K<0.1%00.0%Unchanged–
KMBKimberly Clark CorpStock2,764$334.0K<0.1%−37−1.3%ReducedHistory
PNCPNC Financial Services Group, Inc.Stock2,801$343.9K<0.1%+127+4.7%AddedHistory
PANWPalo Alto Networks IncStock1,470$344.6K<0.1%00.0%UnchangedHistory
NKENIKE, Inc.Stock3,607$344.9K<0.1%−215−5.6%ReducedHistory
ICEIntercontinental Exchange, Inc.Stock3,169$348.7K<0.1%+22+0.7%AddedHistory
GEGeneral Electric CoStock3,205$354.3K<0.1%+370+13.1%AddedHistory
BGBunge Global SACOM3,345$362.1K<0.1%00.0%UnchangedHistory
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD8,673$364.7K<0.1%00.0%Unchanged–
METMetlife IncStock5,888$370.4K<0.1%+529+9.9%AddedHistory
iShares Tr464287622RUS 1000 ETF1,607$377.5K0.1%00.0%Unchanged–
Vanguard S&P 500 ETF922908363ETF973$382.1K0.1%00.0%Unchanged–
MCOMoodys CorpStock1,240$392.1K0.1%00.0%UnchangedHistory
ADIAnalog Devices IncStock2,328$407.6K0.1%+68+3.0%AddedHistory
ACNAccenture plcStock1,328$407.8K0.1%+206+18.4%AddedHistory
LINLinde PLCStock1,097$408.5K0.1%+189+20.8%AddedHistory
iShares Russell Midcap ETF464287499ETF5,943$411.6K0.1%00.0%Unchanged–
HUMHumana IncStock846$411.6K0.1%−65−7.1%ReducedHistory
IBMInternational Business Machines CorpStock3,014$422.9K0.1%−8,959−74.8%ReducedHistory
TRVTravelers Companies, Inc.Stock2,611$426.4K0.1%+129+5.2%AddedHistory

Sold out since Q2 2023 (10)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Mark Stevens sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
iShares Core S&P Mid-Cap ETF464287507ETF2,258$590.4K0.1%–
Schwab U.S. Broad Market ETF808524102ETF6,334$327.5K<0.1%–
GNLXGENELUX CorpCOM9,328$305.2K<0.1%History
FTNTFortinet, Inc.Stock3,388$256.1K<0.1%History
PGRProgressive CorpStock1,657$219.3K<0.1%History
SYKStryker CorpStock697$212.6K<0.1%History
CACICACI International IncCL A619$211.0K<0.1%History
KLACKLA CorpCOM NEW416$201.8K<0.1%History
FHNFirst Horizon CorpCOM16,439$185.3K<0.1%History
JRINuveen Real Asset Income & Growth FundCOM13,052$149.1K<0.1%History