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Livermore
Livermore
ZHEN

Mark Stevens

SEC CIK
0000933482
Latest filing
Oct 27, 2023

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 28, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
262
−10 vs. Q3 2021
Portfolio value
$952.4M
+$58.6M (+6.6%) vs. Q3 2021
Filed
Jan 28, 2022
SEC
Holdings of Mark Stevens in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
USASAmericas Gold & Silver CorpCOM20,000$16.0K<0.1%00.0%UnchangedHistory
Alexco Resource Corp01535P106COM17,600$31.0K<0.1%00.0%Unchanged–
SVMSilvercorp Metals IncCOM10,410$39.0K<0.1%+10,410NewHistory
BBDBank BradescoSP ADR PFD NEW11,642$40.0K<0.1%+11,642NewHistory
PPTFranklin Premier Income TrustSH BEN INT12,170$52.0K<0.1%00.0%UnchangedHistory
HLHecla Mining CoCOM11,015$57.0K<0.1%00.0%UnchangedHistory
ABEVAmbev S.A.SPONSORED ADR20,782$58.0K<0.1%+9,908+91.1%AddedHistory
NATNordic American Tankers LtdCOM50,500$85.0K<0.1%−35,000−40.9%ReducedHistory
UROYUranium Royalty Corp.COM24,000$88.0K<0.1%+24,000NewHistory
PMMFranklin Managed Municipal Income TrustCOM11,200$98.0K<0.1%00.0%UnchangedHistory
Silvercrest Metals Inc828363101COM14,000$111.0K<0.1%+14,000New–
FSMFortuna Mining Corp.COM29,000$113.0K<0.1%+10,000+52.6%AddedHistory
EXKEndeavour Silver CorpCOM27,000$114.0K<0.1%00.0%UnchangedHistory
Yamana Gold Inc98462Y100COM30,020$126.0K<0.1%00.0%Unchanged–
NGNovagold Resources IncCOM NEW20,000$137.0K<0.1%00.0%UnchangedHistory
Nuveen PFD & Incm Securties67072C105COM14,525$141.0K<0.1%−300−2.0%Reduced–
BCSBarclays PLCADR14,083$146.0K<0.1%+2,876+25.7%AddedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS20,695$162.0K<0.1%−154−0.7%ReducedHistory
DNPDNP Select Income Fund IncCOM16,550$180.0K<0.1%00.0%UnchangedHistory
UECUranium Energy CorpCOM54,000$181.0K<0.1%00.0%UnchangedHistory
SRTAStrata Critical Medical, Inc.CL A COM22,300$197.0K<0.1%00.0%UnchangedHistory
NEOGNeogen CorpCOM4,413$200.0K<0.1%+4,413NewHistory
DFSDiscover Financial ServicesCOM1,732$200.0K<0.1%+23+1.3%AddedHistory
SYYSysco CorpStock2,549$201.0K<0.1%−506−16.6%ReducedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF13,410$201.0K<0.1%00.0%Unchanged–
APDAir Products & Chemicals, Inc.Stock664$202.0K<0.1%+664NewHistory
TTEKTetra Tech IncCOM1,203$204.0K<0.1%−298−19.9%ReducedHistory
SLViShares Silver TrustETF9,549$205.0K<0.1%+9,549NewHistory
AGFirst Majestic Silver CorpCOM19,000$211.0K<0.1%+7,000+58.3%AddedHistory
NICENICE Ltd.SPONSORED ADR705$214.0K<0.1%+705NewHistory
CRSPCRISPR Therapeutics AGNAMEN AKT2,870$217.0K<0.1%−3−0.1%ReducedHistory
iShares Select Dividend ETF464287168ETF1,775$218.0K<0.1%00.0%Unchanged–
iShares Core MSCI Eafe ETF46432F842ETF2,973$222.0K<0.1%−89−2.9%Reduced–
MDYSPDR S&P Midcap 400 ETF TrustETF429$222.0K<0.1%−1−0.2%ReducedHistory
DNNDenison Mines Corp.COM162,000$222.0K<0.1%+20,000+14.1%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR1,855$223.0K<0.1%+53+2.9%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN28,205$232.0K<0.1%+13,844+96.4%AddedHistory
TELTE Connectivity plcREG SHS1,441$232.0K<0.1%−63−4.2%ReducedHistory
CCMPCMC Materials, Inc.COM1,222$234.0K<0.1%+1,222NewHistory
LHLabcorp Holdings Inc.COM NEW745$234.0K<0.1%−75−9.1%ReducedHistory
CCitigroup IncStock3,951$238.0K<0.1%−175−4.2%ReducedHistory
LITELumentum Holdings Inc.COM2,250$238.0K<0.1%+2,250NewHistory
USBUS Bancorp DECOM NEW4,260$239.0K<0.1%−5,917−58.1%ReducedHistory
SHENShenandoah Telecommunications CoCOM9,400$240.0K<0.1%00.0%UnchangedHistory
WWDWoodward, Inc.COM2,200$241.0K<0.1%00.0%UnchangedHistory
GILDGilead Sciences, Inc.Stock3,351$243.0K<0.1%−75−2.2%ReducedHistory
ICLRIcon PLCCOM800$248.0K<0.1%+800NewHistory
CDWCDW CorpCOM1,214$249.0K<0.1%−16−1.3%ReducedHistory
Mag Silver Corp55903Q104COM16,000$251.0K<0.1%+16,000New–
PETSPetmed Express IncCOM10,000$253.0K<0.1%00.0%UnchangedHistory
ADMArcher-Daniels-Midland CoStock3,843$260.0K<0.1%00.0%UnchangedHistory
LUVSouthwest Airlines CoCOM6,059$260.0K<0.1%−1,201−16.5%ReducedHistory
MOAltria Group, Inc.Stock5,552$263.0K<0.1%00.0%UnchangedHistory
BAXBaxter International IncStock3,078$264.0K<0.1%00.0%UnchangedHistory
iShares Tr464287234MSCI EMG MKT ETF5,402$264.0K<0.1%00.0%Unchanged–
KLACKLA CorpCOM NEW615$265.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI14,600$270.0K<0.1%00.0%Unchanged–
NUENucor CorpCOM2,513$287.0K<0.1%00.0%UnchangedHistory
BCBrunswick CorpCOM2,929$295.0K<0.1%−43−1.4%ReducedHistory
FTNTFortinet, Inc.Stock829$298.0K<0.1%00.0%UnchangedHistory
OZKBank OZKCOM6,507$303.0K<0.1%+206+3.3%AddedHistory
iShares Russell 1000 Value ETF464287598ETF1,820$306.0K<0.1%−200−9.9%Reduced–
LRCXLam Research CorpCOM425$306.0K<0.1%−6−1.4%ReducedHistory
IAUiShares Gold TrustETF8,872$309.0K<0.1%00.0%UnchangedHistory
BGBunge Global SACOM3,345$312.0K<0.1%00.0%UnchangedHistory
TSNTyson Foods, Inc.Stock3,652$318.0K<0.1%00.0%UnchangedHistory
AEPAmerican Electric Power Co IncStock3,587$320.0K<0.1%00.0%UnchangedHistory
Vanguard Ftse Developed Markets ETF921943858ETF6,308$322.0K<0.1%−255−3.9%Reduced–
GISGeneral Mills IncStock4,869$328.0K<0.1%00.0%UnchangedHistory
iShares Tr4642874407-10 YR TRSY BD2,883$332.0K<0.1%+1,000+53.1%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF1,936$337.0K<0.1%00.0%Unchanged–
PPGPPG Industries IncStock1,956$337.0K<0.1%+3+0.2%AddedHistory
ASHAshland Inc.COM3,126$337.0K<0.1%00.0%UnchangedHistory
MRSHMarsh & McLennan Companies, Inc.Stock1,957$340.0K<0.1%+56+2.9%AddedHistory
WECWec Energy Group, Inc.Stock3,520$342.0K<0.1%+265+8.1%AddedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF2,559$343.0K<0.1%+570+28.7%Added–
PLDPrologis, Inc.REIT2,073$349.0K<0.1%+116+5.9%AddedHistory
QCOMQualcomm IncStock1,915$350.0K<0.1%−573−23.0%ReducedHistory
DUKDuke Energy CORPStock3,364$353.0K<0.1%−46−1.3%ReducedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF4,055$355.0K<0.1%00.0%Unchanged–
AMPAmeriprise Financial IncCOM1,177$355.0K<0.1%−10−0.8%ReducedHistory
PANWPalo Alto Networks IncStock651$362.0K<0.1%−99−13.2%ReducedHistory
DGDollar General CorpCOM1,539$363.0K<0.1%00.0%UnchangedHistory
LNTAlliant Energy CorpStock5,996$368.0K<0.1%−5−0.1%ReducedHistory
ProShares Tr74347X831ULTRAPRO QQQ2,250$374.0K<0.1%+2,250New–
CATCaterpillar IncStock1,877$388.0K<0.1%+122+7.0%AddedHistory
AGQProShares Trust IIULTRA SILVER NEW11,213$390.0K<0.1%+1,500+15.4%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF1,280$391.0K<0.1%−592−31.6%Reduced–
ZTSZoetis Inc.Stock1,648$402.0K<0.1%−7−0.4%ReducedHistory
KMBKimberly Clark CorpStock2,829$404.0K<0.1%00.0%UnchangedHistory
GEGeneral Electric CoStock4,272$404.0K<0.1%+4,272NewHistory
CLColgate Palmolive CoStock4,731$404.0K<0.1%+729+18.2%AddedHistory
HUMHumana IncStock886$411.0K<0.1%−117−11.7%ReducedHistory
MCOMoodys CorpStock1,055$412.0K<0.1%00.0%UnchangedHistory
APTVAptiv PLCSHS2,497$412.0K<0.1%+2+0.1%AddedHistory
iShares Tr464288612INTRM GOV CR ETF3,668$417.0K<0.1%00.0%Unchanged–
LINLinde PLCSHS1,205$417.0K<0.1%−892−42.5%ReducedHistory
NOCNorthrop Grumman CorpStock1,082$419.0K<0.1%+6+0.6%AddedHistory
AVYAvery Dennison CorpCOM1,939$420.0K<0.1%00.0%UnchangedHistory
iShares Tr464288414NATIONAL MUN ETF3,624$421.0K<0.1%+1,124+45.0%Added–

Sold out since Q3 2021 (27)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Mark Stevens sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
EBSEmergent BioSolutions Inc.COM36,749$1.84M0.2%History
SHOPShopify Inc.Stock1,074$1.46M0.2%History
VEEVVeeva Systems IncStock4,295$1.24M0.1%History
IIPRInnovative Industrial Properties IncCOM4,095$946.0K0.1%History
NETCloudflare, Inc.CL A COM7,987$900.0K0.1%History
DOCUDocuSign, Inc.Stock2,726$702.0K0.1%History
NOWServiceNow, Inc.Stock1,059$658.0K0.1%History
ISRGIntuitive Surgical IncCOM NEW658$654.0K0.1%History
OKTAOkta, Inc.CL A2,415$573.0K0.1%History
Dimensional U.S. Core Equity 2 ETF25434V708ETF16,083$427.0K<0.1%–
Dimensional U.S. Targeted Value ETF25434V609ETF8,100$360.0K<0.1%–
QRVOQorvo, Inc.Stock1,913$320.0K<0.1%History
GPNGlobal Payments IncStock2,004$315.0K<0.1%History
ProShares Tr74347R206PSHS ULTRA QQQ4,190$305.0K<0.1%–
MRVLMarvell Technology, Inc.COM4,864$293.0K<0.1%History
PEGAPegasystems IncCOM2,270$289.0K<0.1%History
MRVIMaravai Lifesciences Holdings, Inc.COM CL A5,680$279.0K<0.1%History
CARRCarrier Global CorpStock5,082$264.0K<0.1%History
ECLEcolab Inc.Stock1,267$264.0K<0.1%History
EVBGEverbridge, Inc.COM1,705$258.0K<0.1%History
ETNEaton Corp plcStock1,700$254.0K<0.1%History
HASIHA Sustainable Infrastructure Capital, Inc.COM4,719$252.0K<0.1%History
CTXSCitrix Systems IncCOM2,050$220.0K<0.1%History
ILMNIllumina, Inc.COM500$203.0K<0.1%History
PYPLPayPal Holdings, Inc.Stock776$202.0K<0.1%History
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD13,203$70.0K<0.1%History
DSDrive Shack Inc.COM16,180$45.0K<0.1%History