Skip to main content
Livermore
Livermore
ZHEN

Mark Stevens

SEC CIK
0000933482
Latest filing
Oct 27, 2023

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 9, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
272
−3 vs. Q2 2021
Portfolio value
$893.8M
−$6.25M (−0.7%) vs. Q2 2021
Filed
Nov 9, 2021
SEC
Holdings of Mark Stevens in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
HTLFHeartland Financial USA IncCOM1,661,515$79.9M8.9%−11,972−0.7%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF150,828$43.8M4.9%+12,334+8.9%Added–
Vanguard Morningstar Value ETF922908744ETF304,484$41.2M4.6%+30,159+11.0%Added–
VanEck ETF Trust92189H201INTRMDT MUNI ETF678,481$34.8M3.9%+20,396+3.1%Added–
AAPLApple Inc.Stock196,902$27.9M3.1%−8,510−4.1%ReducedHistory
MSFTMicrosoft CorpStock86,982$24.5M2.7%−3,387−3.7%ReducedHistory
iShares Tr464288885EAFE GRWTH ETF203,243$21.6M2.4%+15,105+8.0%Added–
iShares Tr464288877EAFE VALUE ETF396,250$20.1M2.3%+34,190+9.4%Added–
GOOGLAlphabet Inc.Stock5,804$15.5M1.7%−274−4.5%ReducedHistory
RTXRTX CorpStock160,053$13.8M1.5%−5,227−3.2%ReducedHistory
JNJJohnson & JohnsonStock81,927$13.2M1.5%−1,839−2.2%ReducedHistory
SBUXStarbucks CorpStock116,867$12.9M1.4%−5,365−4.4%ReducedHistory
JPMJPMorgan Chase & CoStock76,582$12.5M1.4%−821−1.1%ReducedHistory
iShares Core S&P 500 ETF464287200ETF28,115$12.1M1.4%−2,046−6.8%Reduced–
WMTWalmart Inc.Stock86,626$12.1M1.4%−1,755−2.0%ReducedHistory
CSCOCisco Systems, Inc.Stock218,889$11.9M1.3%−7,051−3.1%ReducedHistory
New York Life Investments Et45409B107HEDGE MULTI STRA371,301$11.8M1.3%+12,112+3.4%Added–
UPSUnited Parcel Service IncStock63,547$11.6M1.3%−2,095−3.2%ReducedHistory
ADXAdams Diversified Equity Fund, Inc.COM575,568$11.4M1.3%−18,258−3.1%ReducedHistory
TXNTexas Instruments IncStock58,940$11.3M1.3%−1,427−2.4%ReducedHistory
MDTMedtronic plcStock89,423$11.2M1.3%−2,685−2.9%ReducedHistory
AVGOBroadcom Inc.Stock22,861$11.1M1.2%−986−4.1%ReducedHistory
BLKBlackRock, Inc.COM13,044$10.9M1.2%−520−3.8%ReducedHistory
Franklin Templeton ETF Tr35473P504LIBERTY US ETF233,126$10.9M1.2%+6,439+2.8%Added–
iShares Tr4642874571 3 YR TREAS BD124,030$10.7M1.2%+22,179+21.8%Added–
AMGNAmgen IncStock48,082$10.2M1.1%−776−1.6%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD123,189$10.2M1.1%+12,795+11.6%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF42,743$9.49M1.1%−1,066−2.4%Reduced–
TYTRI-CONTINENTAL CorpCOM279,995$9.35M1.0%−13,853−4.7%ReducedHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM636,482$9.06M1.0%+28,927+4.8%AddedHistory
LOWLowes Companies IncStock42,893$8.70M1.0%−2,317−5.1%ReducedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF48,644$8.23M0.9%+3,470+7.7%Added–
Vanguard Total Bond Market ETF921937835ETF95,068$8.12M0.9%+6,959+7.9%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF161,367$8.07M0.9%+14,314+9.7%Added–
iShares Tr464288588MBS ETF72,568$7.85M0.9%+5,595+8.4%Added–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF27,854$7.80M0.9%+2,341+9.2%Added–
CVXChevron CorpStock76,474$7.76M0.9%+5,273+7.4%AddedHistory
HDHome Depot, Inc.Stock23,251$7.63M0.9%−633−2.7%ReducedHistory
BRK.BBerkshire Hathaway IncStock26,184$7.15M0.8%−463−1.7%ReducedHistory
DEAEasterly Government Properties, Inc.COM337,663$6.98M0.8%−1,421−0.4%ReducedHistory
METAMeta Platforms, Inc.Stock20,167$6.84M0.8%−762−3.6%ReducedHistory
COSTCostco Wholesale CorpStock15,183$6.82M0.8%−477−3.0%ReducedHistory
TGTTarget CorpStock28,233$6.46M0.7%−1,366−4.6%ReducedHistory
ORCLOracle CorpStock74,060$6.45M0.7%−3,940−5.1%ReducedHistory
VVisa Inc.Stock28,934$6.45M0.7%−1,515−5.0%ReducedHistory
DISWalt Disney CoStock37,257$6.30M0.7%−1,146−3.0%ReducedHistory
ABBVAbbVie Inc.Stock58,416$6.30M0.7%−1,451−2.4%ReducedHistory
MCDMcDonalds CorpStock25,276$6.09M0.7%−310−1.2%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF14,117$6.06M0.7%−3,984−22.0%ReducedHistory
Vanguard Communication Services ETF92204A884ETF41,070$5.78M0.6%−1,301−3.1%Reduced–
MMM3M CoStock31,104$5.46M0.6%−580−1.8%ReducedHistory
Invesco Exch Traded FD Tr II46138E230S&P INTL LOW177,710$5.44M0.6%+4,160+2.4%Added–
KOCoca Cola CoStock100,851$5.29M0.6%+68+0.1%AddedHistory
CRMSalesforce, Inc.Stock19,359$5.25M0.6%−1,108−5.4%ReducedHistory
BKHBlack Hills CorpCOM82,561$5.18M0.6%−2,083−2.5%ReducedHistory
GSGoldman Sachs Group IncStock13,378$5.06M0.6%−766−5.4%ReducedHistory
MSMorgan StanleyStock50,063$4.87M0.5%−2,332−4.5%ReducedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF94,267$4.66M0.5%−2,133−2.2%Reduced–
JRINuveen Real Asset Income & Growth FundCOM297,972$4.54M0.5%−28,678−8.8%ReducedHistory
INGING Groep NVSPONSORED ADR310,949$4.51M0.5%00.0%UnchangedHistory
INTCIntel CorpStock84,550$4.50M0.5%−1,552−1.8%ReducedHistory
PGProcter & Gamble CoStock29,843$4.17M0.5%−759−2.5%ReducedHistory
PEPPepsiCo IncStock27,106$4.08M0.5%−452−1.6%ReducedHistory
iShares Tr46434V878ULTRA SHORT DUR80,373$4.06M0.5%+5,873+7.9%Added–
AMZNAmazon Com IncStock1,213$3.98M0.4%+133+12.3%AddedHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF60,093$3.60M0.4%+2,751+4.8%Added–
VZVerizon Communications IncStock65,559$3.54M0.4%+1,468+2.3%AddedHistory
ABTAbbott LaboratoriesStock27,949$3.30M0.4%−1,574−5.3%ReducedHistory
iShares Tr464288281JPMORGAN USD EMG27,775$3.06M0.3%+6,040+27.8%Added–
GOOGAlphabet Inc.Stock1,007$2.68M0.3%+8+0.8%AddedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF22,004$2.41M0.3%−4,587−17.3%Reduced–
ASMLASML Holding NVADR2,923$2.18M0.2%−79−2.6%ReducedHistory
WFCWells Fargo & CompanyStock44,936$2.08M0.2%−4,133−8.4%ReducedHistory
SLVOCredit Suisse AGX LINK SILVER390,000$1.97M0.2%+57,051+17.1%AddedHistory
TMOThermo Fisher Scientific Inc.Stock3,362$1.92M0.2%+21+0.6%AddedHistory
XOMExxonMobil Holdings CorpCOM32,323$1.90M0.2%+1,563+5.1%AddedHistory
EBSEmergent BioSolutions Inc.COM36,749$1.84M0.2%00.0%UnchangedHistory
Vanguard Information Technology ETF92204A702ETF4,483$1.80M0.2%−146−3.2%Reduced–
iShares Tr464288158SHRT NAT MUN ETF16,454$1.77M0.2%+270+1.7%Added–
IBMInternational Business Machines CorpStock12,577$1.75M0.2%+327+2.7%AddedHistory
iShares MSCI Acwi Ex U.S. ETF464288240ETF30,254$1.68M0.2%−3,723−11.0%Reduced–
PFEPfizer IncStock37,732$1.62M0.2%−2,297−5.7%ReducedHistory
Vanguard S&P 500 Growth ETF921932505ETF6,010$1.60M0.2%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138G888SHORT TERM ETF15,127$1.60M0.2%−607−3.9%Reduced–
TAT&T Inc.Stock58,145$1.57M0.2%+4,270+7.9%AddedHistory
GMABGenmab A/SSPONSORED ADS35,796$1.56M0.2%−922−2.5%ReducedHistory
SHOPShopify Inc.Stock1,074$1.46M0.2%−213−16.6%ReducedHistory
HONHoneywell International IncCOM6,716$1.43M0.2%−141−2.1%ReducedHistory
BACBank of America CorpStock30,250$1.28M0.1%+1,279+4.4%AddedHistory
Healthpeak Properties, Inc.71943U104COM70,474$1.24M0.1%+14,601+26.1%Added–
VEEVVeeva Systems IncStock4,295$1.24M0.1%−505−10.5%ReducedHistory
iShares Russell 2000 ETF464287655ETF5,624$1.23M0.1%−339−5.7%Reduced–
PSTLPostal Realty Trust, Inc.CL A65,386$1.22M0.1%−1,511−2.3%ReducedHistory
DSLDoubleLine Income Solutions FundCOM67,620$1.20M0.1%−1,527−2.2%ReducedHistory
ADCAgree Realty CorpCOM17,966$1.19M0.1%−383−2.1%ReducedHistory
HDBHDFC Bank LtdSPONSORED ADS16,147$1.18M0.1%−269−1.6%ReducedHistory
AXPAmerican Express CoStock7,016$1.18M0.1%+222+3.3%AddedHistory
CMCSAComcast CorpStock20,321$1.14M0.1%−993−4.7%ReducedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM44,181$1.13M0.1%−35,532−44.6%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF10,116$1.10M0.1%−2,370−19.0%Reduced–

Sold out since Q2 2021 (17)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Mark Stevens sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
iShares Core U.S. Aggregate Bond ETF464287226ETF5,844$674.0K0.1%–
CHWYChewy, Inc.CL A6,750$538.0K0.1%History
GEGeneral Electric CoCOM31,508$424.0K<0.1%History
GRWGGrowGeneration Corp.COM6,770$326.0K<0.1%History
VOYAVoya Financial, Inc.COM4,990$307.0K<0.1%History
GSHDGoosehead Insurance, Inc.COM CL A2,185$278.0K<0.1%History
DLTRDollar Tree, Inc.COM2,666$265.0K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM1,323$243.0K<0.1%History
iShares Tr464287556ISHARES BIOTECH1,470$241.0K<0.1%–
SLViShares Silver TrustETF9,549$231.0K<0.1%History
iShares S&P 100 ETF464287101ETF1,145$225.0K<0.1%–
FDXFedEx CorpStock748$223.0K<0.1%History
ATVIActivision Blizzard, Inc.COM2,275$217.0K<0.1%History
DDominion Energy, IncStock2,911$214.0K<0.1%History
NEOGNeogen CorpCOM4,413$203.0K<0.1%History
VTRSViatris IncStock11,028$158.0K<0.1%History
BBDBank BradescoSP ADR PFD NEW15,542$80.0K<0.1%History