Mark Stevens
- SEC CIK
- 0000933482
- Latest filing
- Oct 27, 2023
Holdings changes from Q2 2021 to Q3 2021
Long positions only; new, added, reduced and sold out are based on share counts. Pick any two quarters this institution filed.
- New
- 14
- Est. +$3.66M
- Added
- 69
- Est. +$24.2M
- Reduced
- 129
- Est. −$25.5M
- Sold out
- 17
- Est. −$4.85M
Portfolio value went from $900.1M to $893.8M (−$6.25M (−0.7%)); positions from 275 to 272 (−3).
All Q3 2021 holdingsAll Q2 2021 holdings
In the shares, value and % of portfolio columns, the top figure is Q3 2021 and the gray one below is Q2 2021. For stocks that split between the two quarters, Q2 2021 shares are converted at the split ratio before comparing.
| Security | Action | Shares | Share change | Value | Est. bought or sold | % of portfolio | Weight change (pp) |
|---|---|---|---|---|---|---|---|
| HTLFHeartland Financial USA Inc | ReducedHistory | 1,661,5151,673,487 | −11,972−0.7% | $79.9M$78.6M | −$575.6K | 8.9%8.7% | +0.20 |
| Vanguard Morningstar Growth ETF922908736 | Added– | 150,828138,494 | +12,334+8.9% | $43.8M$39.7M | +$3.58M | 4.9%4.4% | +0.48 |
| Vanguard Morningstar Value ETF922908744 | Added– | 304,484274,325 | +30,159+11.0% | $41.2M$37.7M | +$4.08M | 4.6%4.2% | +0.42 |
| VanEck ETF Trust92189H201 | Added– | 678,481658,085 | +20,396+3.1% | $34.8M$34.1M | +$1.05M | 3.9%3.8% | +0.10 |
| AAPLApple Inc. | ReducedHistory | 196,902205,412 | −8,510−4.1% | $27.9M$28.1M | −$1.20M | 3.1%3.1% | −0.01 |
| MSFTMicrosoft Corp | ReducedHistory | 86,98290,369 | −3,387−3.7% | $24.5M$24.5M | −$954.9K | 2.7%2.7% | +0.02 |
| iShares Tr464288885 | Added– | 203,243188,138 | +15,105+8.0% | $21.6M$20.2M | +$1.61M | 2.4%2.2% | +0.18 |
| iShares Tr464288877 | Added– | 396,250362,060 | +34,190+9.4% | $20.1M$18.7M | +$1.74M | 2.3%2.1% | +0.17 |
| GOOGLAlphabet Inc. | ReducedHistory | 5,8046,078 | −274−4.5% | $15.5M$14.8M | −$732.5K | 1.7%1.6% | +0.09 |
| RTXRTX Corp | ReducedHistory | 160,053165,280 | −5,227−3.2% | $13.8M$14.1M | −$449.3K | 1.5%1.6% | −0.03 |
| JNJJohnson & Johnson | ReducedHistory | 81,92783,766 | −1,839−2.2% | $13.2M$13.8M | −$297.0K | 1.5%1.5% | −0.05 |
| SBUXStarbucks Corp | ReducedHistory | 116,867122,232 | −5,365−4.4% | $12.9M$13.7M | −$591.8K | 1.4%1.5% | −0.08 |
| JPMJPMorgan Chase & Co | ReducedHistory | 76,58277,403 | −821−1.1% | $12.5M$12.0M | −$134.4K | 1.4%1.3% | +0.06 |
| iShares Core S&P 500 ETF464287200 | Reduced– | 28,11530,161 | −2,046−6.8% | $12.1M$13.0M | −$881.4K | 1.4%1.4% | −0.09 |
| WMTWalmart Inc. | ReducedHistory | 86,62688,381 | −1,755−2.0% | $12.1M$12.5M | −$244.6K | 1.4%1.4% | −0.03 |
| CSCOCisco Systems, Inc. | ReducedHistory | 218,889225,940 | −7,051−3.1% | $11.9M$12.0M | −$383.8K | 1.3%1.3% | 0.00 |
| New York Life Investments Et45409B107 | Added– | 371,301359,189 | +12,112+3.4% | $11.8M$11.6M | +$384.7K | 1.3%1.3% | +0.03 |
| UPSUnited Parcel Service Inc | ReducedHistory | 63,54765,642 | −2,095−3.2% | $11.6M$13.7M | −$381.5K | 1.3%1.5% | −0.22 |
| ADXAdams Diversified Equity Fund, Inc. | ReducedHistory | 575,568593,826 | −18,258−3.1% | $11.4M$11.7M | −$361.5K | 1.3%1.3% | −0.03 |
| TXNTexas Instruments Inc | ReducedHistory | 58,94060,367 | −1,427−2.4% | $11.3M$11.6M | −$274.3K | 1.3%1.3% | −0.02 |
| MDTMedtronic plc | ReducedHistory | 89,42392,108 | −2,685−2.9% | $11.2M$11.4M | −$336.6K | 1.3%1.3% | −0.02 |
| AVGOBroadcom Inc. | ReducedHistory | 22,86123,847 | −986−4.1% | $11.1M$11.4M | −$478.1K | 1.2%1.3% | −0.02 |
| BLKBlackRock, Inc. | ReducedHistory | 13,04413,564 | −520−3.8% | $10.9M$11.9M | −$436.1K | 1.2%1.3% | −0.09 |
| Franklin Templeton ETF Tr35473P504 | Added– | 233,126226,687 | +6,439+2.8% | $10.9M$10.6M | +$300.7K | 1.2%1.2% | +0.04 |
| iShares Tr464287457 | Added– | 124,030101,851 | +22,179+21.8% | $10.7M$8.78M | +$1.91M | 1.2%1.0% | +0.22 |
| AMGNAmgen Inc | ReducedHistory | 48,08248,858 | −776−1.6% | $10.2M$11.9M | −$165.0K | 1.1%1.3% | −0.18 |
| Vanguard Scottsdale FDS92206C409 | Added– | 123,189110,394 | +12,795+11.6% | $10.2M$9.13M | +$1.05M | 1.1%1.0% | +0.12 |
| Vanguard Morningstar Total Stock Market ETF922908769 | Reduced– | 42,74343,809 | −1,066−2.4% | $9.49M$9.76M | −$236.7K | 1.1%1.1% | −0.02 |
| TYTRI-CONTINENTAL Corp | ReducedHistory | 279,995293,848 | −13,853−4.7% | $9.35M$10.0M | −$462.4K | 1.0%1.1% | −0.07 |
| BXMXNuveen S&P 500 BuyWrite Income Fund | AddedHistory | 636,482607,555 | +28,927+4.8% | $9.06M$8.73M | +$411.7K | 1.0%1.0% | +0.04 |
| LOWLowes Companies Inc | ReducedHistory | 42,89345,210 | −2,317−5.1% | $8.70M$8.77M | −$470.0K | 1.0%1.0% | 0.00 |
| Vanguard Morningstar Small-Cap Value ETF922908611 | Added– | 48,64445,174 | +3,470+7.7% | $8.23M$7.84M | +$587.3K | 0.9%0.9% | +0.05 |
| Vanguard Total Bond Market ETF921937835 | Added– | 95,06888,109 | +6,959+7.9% | $8.12M$7.57M | +$594.7K | 0.9%0.8% | +0.07 |
| Vanguard Ftse Emerging Markets ETF922042858 | Added– | 161,367147,053 | +14,314+9.7% | $8.07M$7.99M | +$715.8K | 0.9%0.9% | +0.02 |
| iShares Tr464288588 | Added– | 72,56866,973 | +5,595+8.4% | $7.85M$7.25M | +$605.0K | 0.9%0.8% | +0.07 |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | Added– | 27,85425,513 | +2,341+9.2% | $7.80M$7.39M | +$655.8K | 0.9%0.8% | +0.05 |
| CVXChevron Corp | AddedHistory | 76,47471,201 | +5,273+7.4% | $7.76M$7.46M | +$535.0K | 0.9%0.8% | +0.04 |
| HDHome Depot, Inc. | ReducedHistory | 23,25123,884 | −633−2.7% | $7.63M$7.62M | −$207.8K | 0.9%0.8% | +0.01 |
| BRK.BBerkshire Hathaway Inc | ReducedHistory | 26,18426,647 | −463−1.7% | $7.15M$7.41M | −$126.4K | 0.8%0.8% | −0.02 |
| DEAEasterly Government Properties, Inc. | ReducedHistory | 337,663339,084 | −1,421−0.4% | $6.98M$7.15M | −$29.4K | 0.8%0.8% | −0.01 |
| METAMeta Platforms, Inc. | ReducedHistory | 20,16720,929 | −762−3.6% | $6.84M$7.28M | −$258.6K | 0.8%0.8% | −0.04 |
| COSTCostco Wholesale Corp | ReducedHistory | 15,18315,660 | −477−3.0% | $6.82M$6.20M | −$214.3K | 0.8%0.7% | +0.07 |
| TGTTarget Corp | ReducedHistory | 28,23329,599 | −1,366−4.6% | $6.46M$7.16M | −$312.5K | 0.7%0.8% | −0.07 |
| ORCLOracle Corp | ReducedHistory | 74,06078,000 | −3,940−5.1% | $6.45M$6.07M | −$343.3K | 0.7%0.7% | +0.05 |
| VVisa Inc. | ReducedHistory | 28,93430,449 | −1,515−5.0% | $6.45M$7.12M | −$337.5K | 0.7%0.8% | −0.07 |
| DISWalt Disney Co | ReducedHistory | 37,25738,403 | −1,146−3.0% | $6.30M$6.75M | −$193.9K | 0.7%0.7% | −0.04 |
| ABBVAbbVie Inc. | ReducedHistory | 58,41659,867 | −1,451−2.4% | $6.30M$6.74M | −$156.5K | 0.7%0.7% | −0.04 |
| MCDMcDonalds Corp | ReducedHistory | 25,27625,586 | −310−1.2% | $6.09M$5.91M | −$74.7K | 0.7%0.7% | +0.03 |
| SPYSPDR S&P 500 ETF Trust | ReducedHistory | 14,11718,101 | −3,984−22.0% | $6.06M$7.75M | −$1.71M | 0.7%0.9% | −0.18 |
| Vanguard Communication Services ETF92204A884 | Reduced– | 41,07042,371 | −1,301−3.1% | $5.78M$6.09M | −$183.2K | 0.6%0.7% | −0.03 |
| MMM3M Co | ReducedHistory | 31,10431,684 | −580−1.8% | $5.46M$6.29M | −$101.8K | 0.6%0.7% | −0.09 |
| Invesco Exch Traded FD Tr II46138E230 | Added– | 177,710173,550 | +4,160+2.4% | $5.44M$5.37M | +$127.4K | 0.6%0.6% | +0.01 |
| KOCoca Cola Co | AddedHistory | 100,851100,783 | +68+0.1% | $5.29M$5.45M | +$3.57K | 0.6%0.6% | −0.01 |
| CRMSalesforce, Inc. | ReducedHistory | 19,35920,467 | −1,108−5.4% | $5.25M$5.00M | −$300.5K | 0.6%0.6% | +0.03 |
| BKHBlack Hills Corp | ReducedHistory | 82,56184,644 | −2,083−2.5% | $5.18M$5.55M | −$130.7K | 0.6%0.6% | −0.04 |
| GSGoldman Sachs Group Inc | ReducedHistory | 13,37814,144 | −766−5.4% | $5.06M$5.37M | −$289.6K | 0.6%0.6% | −0.03 |
| MSMorgan Stanley | ReducedHistory | 50,06352,395 | −2,332−4.5% | $4.87M$4.80M | −$226.9K | 0.5%0.5% | +0.01 |
| SPDR Series Trust78468R739 | Reduced– | 94,26796,400 | −2,133−2.2% | $4.66M$4.78M | −$105.4K | 0.5%0.5% | −0.01 |
| JRINuveen Real Asset Income & Growth Fund | ReducedHistory | 297,972326,650 | −28,678−8.8% | $4.54M$5.25M | −$437.3K | 0.5%0.6% | −0.07 |
| INGING Groep NV | UnchangedHistory | 310,949310,949 | 00.0% | $4.51M$4.12M | $0 | 0.5%0.5% | +0.05 |
| INTCIntel Corp | ReducedHistory | 84,55086,102 | −1,552−1.8% | $4.50M$4.83M | −$82.7K | 0.5%0.5% | −0.03 |
| PGProcter & Gamble Co | ReducedHistory | 29,84330,602 | −759−2.5% | $4.17M$4.13M | −$106.1K | 0.5%0.5% | +0.01 |
| PEPPepsiCo Inc | ReducedHistory | 27,10627,558 | −452−1.6% | $4.08M$4.08M | −$68.0K | 0.5%0.5% | 0.00 |
| iShares Tr46434V878 | Added– | 80,37374,500 | +5,873+7.9% | $4.06M$3.76M | +$296.6K | 0.5%0.4% | +0.04 |
| AMZNAmazon Com Inc | AddedHistory | 1,2131,080 | +133+12.3% | $3.98M$3.71M | +$436.9K | 0.4%0.4% | +0.03 |
| SPDR Series Trust78464A284 | Added– | 60,09357,342 | +2,751+4.8% | $3.60M$3.49M | +$164.9K | 0.4%0.4% | +0.02 |
| VZVerizon Communications Inc | AddedHistory | 65,55964,091 | +1,468+2.3% | $3.54M$3.59M | +$79.3K | 0.4%0.4% | 0.00 |
| ABTAbbott Laboratories | ReducedHistory | 27,94929,523 | −1,574−5.3% | $3.30M$3.42M | −$185.9K | 0.4%0.4% | −0.01 |
| iShares Tr464288281 | Added– | 27,77521,735 | +6,040+27.8% | $3.06M$2.44M | +$664.8K | 0.3%0.3% | +0.07 |
| GOOGAlphabet Inc. | AddedHistory | 1,007999 | +8+0.8% | $2.68M$2.50M | +$21.3K | 0.3%0.3% | +0.02 |
| SPDR Series Trust78468R622 | Reduced– | 22,00426,591 | −4,587−17.3% | $2.41M$2.92M | −$501.6K | 0.3%0.3% | −0.06 |
| ASMLASML Holding NV | ReducedHistory | 2,9233,002 | −79−2.6% | $2.18M$2.07M | −$58.9K | 0.2%0.2% | +0.01 |
| WFCWells Fargo & Company | ReducedHistory | 44,93649,069 | −4,133−8.4% | $2.08M$2.22M | −$191.8K | 0.2%0.2% | −0.01 |
| SLVOCredit Suisse AG | AddedHistory | 390,000332,949 | +57,051+17.1% | $1.97M$2.02M | +$288.6K | 0.2%0.2% | 0.00 |
| TMOThermo Fisher Scientific Inc. | AddedHistory | 3,3623,341 | +21+0.6% | $1.92M$1.69M | +$12.0K | 0.2%0.2% | +0.03 |
| XOMExxonMobil Holdings Corp | AddedHistory | 32,32330,760 | +1,563+5.1% | $1.90M$1.94M | +$91.9K | 0.2%0.2% | 0.00 |
| EBSEmergent BioSolutions Inc. | UnchangedHistory | 36,74936,749 | 00.0% | $1.84M$2.31M | $0 | 0.2%0.3% | −0.05 |
| Vanguard Information Technology ETF92204A702 | Reduced– | 4,4834,629 | −146−3.2% | $1.80M$1.85M | −$58.6K | 0.2%0.2% | 0.00 |
| iShares Tr464288158 | Added– | 16,45416,184 | +270+1.7% | $1.77M$1.75M | +$29.0K | 0.2%0.2% | 0.00 |
| IBMInternational Business Machines Corp | AddedHistory | 12,57712,250 | +327+2.7% | $1.75M$1.80M | +$45.4K | 0.2%0.2% | 0.00 |
| iShares MSCI Acwi Ex U.S. ETF464288240 | Reduced– | 30,25433,977 | −3,723−11.0% | $1.68M$1.95M | −$206.2K | 0.2%0.2% | −0.03 |
| PFEPfizer Inc | ReducedHistory | 37,73240,029 | −2,297−5.7% | $1.62M$1.57M | −$98.8K | 0.2%0.2% | +0.01 |
| Vanguard S&P 500 Growth ETF921932505 | Unchanged– | 6,0106,010 | 00.0% | $1.60M$1.58M | $0 | 0.2%0.2% | 0.00 |
| Invesco Exch Traded FD Tr II46138G888 | Reduced– | 15,12715,734 | −607−3.9% | $1.60M$1.66M | −$64.1K | 0.2%0.2% | −0.01 |
| TAT&T Inc. | AddedHistory | 58,14553,875 | +4,270+7.9% | $1.57M$1.55M | +$115.4K | 0.2%0.2% | 0.00 |
| GMABGenmab A/S | ReducedHistory | 35,79636,718 | −922−2.5% | $1.56M$1.50M | −$40.3K | 0.2%0.2% | +0.01 |
| SHOPShopify Inc. | ReducedHistory | 1,0741,287 | −213−16.6% | $1.46M$1.88M | −$288.8K | 0.2%0.2% | −0.05 |
| HONHoneywell International Inc | ReducedHistory | 6,7166,857 | −141−2.1% | $1.43M$1.50M | −$29.9K | 0.2%0.2% | −0.01 |
| BACBank of America Corp | AddedHistory | 30,25028,971 | +1,279+4.4% | $1.28M$1.20M | +$54.3K | 0.1%0.1% | +0.01 |
| Healthpeak Properties, Inc.71943U104 | Added– | 70,47455,873 | +14,601+26.1% | $1.24M$1.03M | +$257.3K | 0.1%0.1% | +0.02 |
| VEEVVeeva Systems Inc | ReducedHistory | 4,2954,800 | −505−10.5% | $1.24M$1.49M | −$145.6K | 0.1%0.2% | −0.03 |
| iShares Russell 2000 ETF464287655 | Reduced– | 5,6245,963 | −339−5.7% | $1.23M$1.37M | −$74.1K | 0.1%0.2% | −0.01 |
| PSTLPostal Realty Trust, Inc. | ReducedHistory | 65,38666,897 | −1,511−2.3% | $1.22M$1.22M | −$28.2K | 0.1%0.1% | 0.00 |
| DSLDoubleLine Income Solutions Fund | ReducedHistory | 67,62069,147 | −1,527−2.2% | $1.20M$1.25M | −$27.1K | 0.1%0.1% | 0.00 |
| ADCAgree Realty Corp | ReducedHistory | 17,96618,349 | −383−2.1% | $1.19M$1.29M | −$25.4K | 0.1%0.1% | −0.01 |
| HDBHDFC Bank Ltd | ReducedHistory | 16,14716,416 | −269−1.6% | $1.18M$1.20M | −$19.7K | 0.1%0.1% | 0.00 |
| AXPAmerican Express Co | AddedHistory | 7,0166,794 | +222+3.3% | $1.18M$1.12M | +$37.2K | 0.1%0.1% | +0.01 |
| CMCSAComcast Corp | ReducedHistory | 20,32121,314 | −993−4.7% | $1.14M$1.22M | −$55.6K | 0.1%0.1% | −0.01 |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | ReducedHistory | 44,18179,713 | −35,532−44.6% | $1.13M$2.17M | −$911.2K | 0.1%0.2% | −0.11 |
| iShares Core S&P Small Cap ETF464287804 | Reduced– | 10,11612,486 | −2,370−19.0% | $1.10M$1.41M | −$258.9K | 0.1%0.2% | −0.03 |
Estimated amounts multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares): new positions use this quarter's value and sold-out positions last quarter's; positions reported only as principal (PRN) cannot be estimated. 13F shows only quarter-end holdings, not when trades happened or at what price.