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Livermore
Livermore
ZHEN

Mark Stevens

SEC CIK
0000933482
Latest filing
Oct 27, 2023

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 9, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
275
+5 vs. Q1 2021
Portfolio value
$900.1M
+$21.7M (+2.5%) vs. Q1 2021
Filed
Jul 9, 2021
SEC
Holdings of Mark Stevens in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
USASAmericas Gold & Silver CorpCOM20,000$30.0K<0.1%00.0%UnchangedHistory
Alexco Resource Corp01535P106COM17,600$44.0K<0.1%00.0%Unchanged–
PPTFranklin Premier Income TrustSH BEN INT12,170$57.0K<0.1%00.0%UnchangedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD11,759$71.0K<0.1%+11,759NewHistory
FSMFortuna Mining Corp.COM14,000$78.0K<0.1%00.0%UnchangedHistory
BBDBank BradescoSP ADR PFD NEW15,542$80.0K<0.1%+15,542NewHistory
DSDrive Shack Inc.COM24,285$80.0K<0.1%+24,285NewHistory
EXKEndeavour Silver CorpCOM13,000$80.0K<0.1%00.0%UnchangedHistory
ABEVAmbev S.A.SPONSORED ADR25,412$87.0K<0.1%+25,412NewHistory
PMMFranklin Managed Municipal Income TrustCOM11,200$98.0K<0.1%00.0%UnchangedHistory
UECUranium Energy CorpCOM44,000$117.0K<0.1%+26,000+144.4%AddedHistory
Yamana Gold Inc98462Y100COM30,020$126.0K<0.1%00.0%Unchanged–
NXENexGen Energy Ltd.COM31,000$127.0K<0.1%+31,000NewHistory
BCSBarclays PLCADR13,337$129.0K<0.1%+13,337NewHistory
DNNDenison Mines Corp.COM112,000$133.0K<0.1%+30,000+36.6%AddedHistory
Nuveen PFD & Incm Securties67072C105COM14,825$148.0K<0.1%00.0%Unchanged–
ETEnergy Transfer LPCOM UT LTD PTN14,361$153.0K<0.1%00.0%UnchangedHistory
VTRSViatris IncStock11,028$158.0K<0.1%−110−1.0%ReducedHistory
NGNovagold Resources IncCOM NEW20,000$160.0K<0.1%00.0%UnchangedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS19,972$161.0K<0.1%+19,972NewHistory
NATNordic American Tankers LtdCOM50,500$166.0K<0.1%00.0%UnchangedHistory
DNPDNP Select Income Fund IncCOM16,550$173.0K<0.1%+500+3.1%AddedHistory
NEOGNeogen CorpCOM4,413$203.0K<0.1%+4,413NewHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF13,410$205.0K<0.1%00.0%Unchanged–
iShares Select Dividend ETF464287168ETF1,775$207.0K<0.1%−2,425−57.7%Reduced–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL4,109$210.0K<0.1%+4,109New–
MDYSPDR S&P Midcap 400 ETF TrustETF430$211.0K<0.1%00.0%UnchangedHistory
DDominion Energy, IncStock2,911$214.0K<0.1%−483−14.2%ReducedHistory
PLDPrologis, Inc.REIT1,809$216.0K<0.1%+1,809NewHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR1,802$217.0K<0.1%+1,802NewHistory
iShares Tr4642874407-10 YR TRSY BD1,883$217.0K<0.1%−345−15.5%Reduced–
ATVIActivision Blizzard, Inc.COM2,275$217.0K<0.1%00.0%UnchangedHistory
LHLabcorp Holdings Inc.COM NEW802$221.0K<0.1%+802NewHistory
TELTE Connectivity plcREG SHS1,635$221.0K<0.1%−457−21.8%ReducedHistory
FDXFedEx CorpStock748$223.0K<0.1%+748NewHistory
iShares S&P 100 ETF464287101ETF1,145$225.0K<0.1%00.0%Unchanged–
SLViShares Silver TrustETF9,549$231.0K<0.1%00.0%UnchangedHistory
iShares Core MSCI Eafe ETF46432F842ETF3,093$232.0K<0.1%−108−3.4%Reduced–
GILDGilead Sciences, Inc.Stock3,364$232.0K<0.1%−1,734−34.0%ReducedHistory
ADMArcher-Daniels-Midland CoStock3,843$233.0K<0.1%+3,843NewHistory
CDWCDW CorpCOM1,346$235.0K<0.1%−2,672−66.5%ReducedHistory
ILMNIllumina, Inc.COM500$237.0K<0.1%+500NewHistory
CTXSCitrix Systems IncCOM2,050$240.0K<0.1%00.0%UnchangedHistory
iShares Tr464287556ISHARES BIOTECH1,470$241.0K<0.1%00.0%Unchanged–
ALXNAlexion Pharmaceuticals, Inc.COM1,323$243.0K<0.1%−90−6.4%ReducedHistory
BAXBaxter International IncStock3,078$248.0K<0.1%00.0%UnchangedHistory
ETNEaton Corp plcStock1,700$252.0K<0.1%−137−7.5%ReducedHistory
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI14,600$258.0K<0.1%00.0%Unchanged–
BGBunge Global SACOM3,345$261.0K<0.1%00.0%UnchangedHistory
NUENucor CorpCOM2,733$262.0K<0.1%−40−1.4%ReducedHistory
MOAltria Group, Inc.Stock5,552$264.0K<0.1%−539−8.8%ReducedHistory
DLTRDollar Tree, Inc.COM2,666$265.0K<0.1%+709+36.2%AddedHistory
HASIHA Sustainable Infrastructure Capital, Inc.COM4,719$265.0K<0.1%00.0%UnchangedHistory
CARRCarrier Global CorpStock5,462$266.0K<0.1%+3+0.1%AddedHistory
TSNTyson Foods, Inc.Stock3,652$269.0K<0.1%+907+33.0%AddedHistory
WWDWoodward, Inc.COM2,200$270.0K<0.1%00.0%UnchangedHistory
OZKBank OZKCOM6,437$271.0K<0.1%+808+14.4%AddedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF1,989$272.0K<0.1%+100+5.3%Added–
ASHAshland Inc.COM3,126$274.0K<0.1%00.0%UnchangedHistory
PANWPalo Alto Networks IncStock740$275.0K<0.1%+10+1.4%AddedHistory
GSHDGoosehead Insurance, Inc.COM CL A2,185$278.0K<0.1%−1,756−44.6%ReducedHistory
MRSHMarsh & McLennan Companies, Inc.Stock2,000$281.0K<0.1%+2,000NewHistory
KLACKLA CorpCOM NEW866$281.0K<0.1%00.0%UnchangedHistory
LUVSouthwest Airlines CoCOM5,302$281.0K<0.1%00.0%UnchangedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF1,957$289.0K<0.1%+232+13.4%Added–
CCitigroup IncStock4,084$289.0K<0.1%−102−2.4%ReducedHistory
WECWec Energy Group, Inc.Stock3,255$290.0K<0.1%−472−12.7%ReducedHistory
iShares Tr464288414NATIONAL MUN ETF2,500$293.0K<0.1%00.0%Unchanged–
BCBrunswick CorpCOM2,961$295.0K<0.1%+341+13.0%AddedHistory
AMPAmeriprise Financial IncCOM1,187$295.0K<0.1%−2,191−64.9%ReducedHistory
GISGeneral Mills IncStock4,869$297.0K<0.1%+762+18.6%AddedHistory
iShares Tr464287234MSCI EMG MKT ETF5,402$298.0K<0.1%00.0%Unchanged–
AEPAmerican Electric Power Co IncStock3,587$304.0K<0.1%00.0%UnchangedHistory
LRCXLam Research CorpCOM468$305.0K<0.1%00.0%UnchangedHistory
PYPLPayPal Holdings, Inc.Stock1,051$306.0K<0.1%−144−12.1%ReducedHistory
VOYAVoya Financial, Inc.COM4,990$307.0K<0.1%−445−8.2%ReducedHistory
ZTSZoetis Inc.Stock1,669$311.0K<0.1%+229+15.9%AddedHistory
PEGAPegasystems IncCOM2,270$316.0K<0.1%−995−30.5%ReducedHistory
DGDollar General CorpCOM1,473$319.0K<0.1%+1,473NewHistory
PETSPetmed Express IncCOM10,000$319.0K<0.1%+10,000NewHistory
ProShares Tr74347R206PSHS ULTRA QQQ4,512$324.0K<0.1%+70+1.6%AddedConverted for a 2-for-1 split–
CLColgate Palmolive CoStock4,002$326.0K<0.1%00.0%UnchangedHistory
GRWGGrowGeneration Corp.COM6,770$326.0K<0.1%00.0%UnchangedHistory
LNTAlliant Energy CorpStock6,001$335.0K<0.1%+900+17.6%AddedHistory
DUKDuke Energy CORPStock3,410$337.0K<0.1%−150−4.2%ReducedHistory
NEENextera Energy IncStock4,609$338.0K<0.1%−1,043−18.5%ReducedHistory
EVBGEverbridge, Inc.COM2,525$344.0K<0.1%00.0%UnchangedHistory
Vanguard Ftse Developed Markets ETF921943858ETF6,965$359.0K<0.1%+1,210+21.0%Added–
Vanguard Intermediate-Term Bond ETF921937819ETF4,055$365.0K<0.1%+110+2.8%Added–
DEODiageo PLCSPON ADR NEW1,957$375.0K<0.1%+328+20.1%AddedHistory
KMBKimberly Clark CorpStock2,829$379.0K<0.1%−831−22.7%ReducedHistory
MCOMoodys CorpStock1,055$382.0K<0.1%−490−31.7%ReducedHistory
ADIAnalog Devices IncStock2,225$383.0K<0.1%+385+20.9%AddedHistory
AVYAvery Dennison CorpCOM1,896$399.0K<0.1%+108+6.0%AddedHistory
NOCNorthrop Grumman CorpStock1,105$401.0K<0.1%−362−24.7%ReducedHistory
CATCaterpillar IncStock1,852$403.0K<0.1%−151−7.5%ReducedHistory
APTVAptiv PLCSHS2,561$403.0K<0.1%−1,572−38.0%ReducedHistory
METMetlife IncStock6,838$409.0K<0.1%−426−5.9%ReducedHistory
Vanguard Real Estate ETF922908553ETF4,027$410.0K<0.1%−57−1.4%Reduced–
GEGeneral Electric CoCOM31,508$424.0K<0.1%−4,285−12.0%ReducedHistory

Sold out since Q1 2021 (17)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Mark Stevens sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL172,919$10.1M1.1%–
SPLKSplunk IncCOM21,031$2.85M0.3%History
Inphi Corp45772F107COM2,835$506.0K0.1%–
Schwab Intermediate-Term US Treasury ETF808524854ETF6,298$355.0K<0.1%–
ProShares Tr74347B714SHORT QQQ NEW25,000$348.0K<0.1%–
BDXBecton Dickinson & CoStock1,406$342.0K<0.1%History
IAUiShares Gold TrustISHARES17,745$289.0K<0.1%History
FITBFifth Third BancorpCOM7,000$262.0K<0.1%History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF8,339$261.0K<0.1%–
NXPINXP Semiconductors N.V.COM1,250$252.0K<0.1%History
SYKStryker CorpStock999$243.0K<0.1%History
AMTAmerican Tower CorpREIT967$231.0K<0.1%History
DDDuPont de Nemours, Inc.COM2,921$226.0K<0.1%History
RNGRingCentral, Inc.CL A726$216.0K<0.1%History
FTNTFortinet, Inc.Stock1,129$208.0K<0.1%History
LITELumentum Holdings Inc.COM2,250$206.0K<0.1%History
Mag Silver Corp55903Q104COM13,000$195.0K<0.1%–