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Livermore
Livermore
ZHEN

Centaurus Financial, Inc.

SEC CIK
0000891943
Latest filing
Aug 17, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 1, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
907
+27 vs. Q3 2021
Portfolio value
$1.32B
+$128.9M (+10.8%) vs. Q3 2021
Filed
Feb 1, 2022
SEC
Holdings of Centaurus Financial, Inc. in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Flexshares Tr33939L795STOXX GLOBR INF3,124$179.0K<0.1%+16+0.5%Added–
NLYAnnaly Capital Management IncCOM23,120$181.0K<0.1%+315+1.4%AddedHistory
ProShares Tr74348A145PET CARE ETF2,305$182.0K<0.1%−900−28.1%Reduced–
SNPSSynopsys IncCOM500$184.0K<0.1%00.0%UnchangedHistory
First Tr Exchng Traded FD VI33740F847FT VEST US EQT4,720$184.0K<0.1%+1,120+31.1%Added–
TMToyota Motor CorpADS1,000$185.0K<0.1%00.0%UnchangedHistory
iShares Tr464287119MORNINGSTAR GRWT2,584$186.0K<0.1%00.0%Unchanged–
iShares 1-10 Year U.S. Aggregate Bond ETF464288596ETF1,538$187.0K<0.1%+559+57.1%Added–
AKAMAkamai Technologies IncCOM1,597$187.0K<0.1%00.0%UnchangedHistory
CCLCarnival Corp Ltd.UNIT 99/99/99999,313$187.0K<0.1%−11,910−56.1%ReducedHistory
CMCSAComcast CorpStock3,773$190.0K<0.1%+765+25.4%AddedHistory
VMWVmware LLCCL A COM1,636$190.0K<0.1%+406+33.0%AddedHistory
SSNCSS&C Technologies Holdings IncCOM2,334$191.0K<0.1%−76−3.2%ReducedHistory
SKYWSkywest IncCOM4,880$192.0K<0.1%00.0%UnchangedHistory
ALLAllstate CorpStock1,640$193.0K<0.1%00.0%UnchangedHistory
iShares Tr464289875CORE 40 MODE ETF4,251$193.0K<0.1%+82+2.0%Added–
ALGNAlign Technology IncCOM295$194.0K<0.1%−15−4.8%ReducedHistory
CUZCousins Properties IncCOM NEW4,871$196.0K<0.1%00.0%UnchangedHistory
CFCF Industries Holdings, Inc.COM2,768$196.0K<0.1%+500+22.0%AddedHistory
Farfetch Ltd30744W107ORD SH CL A5,859$196.0K<0.1%+5+0.1%Added–
iShares Core High Dividend ETF46429B663ETF1,950$197.0K<0.1%−65−3.2%Reduced–
First Tr Exchange-Traded Alp33735J101COM SHS2,813$197.0K<0.1%−235−7.7%Reduced–
Starboard Invt Tr85521B775RH TACTICAL ROT13,426$197.0K<0.1%+13,426New–
NMIHNMI Holdings, Inc.COM9,086$199.0K<0.1%−91−1.0%ReducedHistory
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL1,677$199.0K<0.1%00.0%Unchanged–
First Tr Exchange Traded FD33738R795NASDAQ TRANSN5,774$199.0K<0.1%+5,774New–
INSPInspire Medical Systems, Inc.COM866$199.0K<0.1%00.0%UnchangedHistory
URIUnited Rentals, Inc.COM601$200.0K<0.1%−22−3.5%ReducedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A21,899$200.0K<0.1%−4,239−16.2%ReducedHistory
EXCExelon CorpStock3,479$201.0K<0.1%+959+38.1%AddedHistory
SRESempraStock1,518$201.0K<0.1%+146+10.6%AddedHistory
EMREmerson Electric CoStock2,182$203.0K<0.1%00.0%UnchangedHistory
Pacer FDS Tr69374H436METAURUS CAP 4005,600$205.0K<0.1%+5,600New–
XLNXXilinx IncCOM966$205.0K<0.1%+75+8.4%AddedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD14,648$206.0K<0.1%+2,131+17.0%Added–
BCEBce IncCOM NEW3,956$206.0K<0.1%00.0%UnchangedHistory
AXPAmerican Express CoStock1,268$207.0K<0.1%+163+14.8%AddedHistory
CRFCornerstone Total Return Fund IncCOM15,063$207.0K<0.1%+15,063NewHistory
GGenpact LTDSHS3,895$207.0K<0.1%+269+7.4%AddedHistory
First Tr Exchange-Traded FD33733B100WTR ETF2,182$207.0K<0.1%+2,182New–
Kraneshares Trust500767678GLOBAL CARB STRA4,113$209.0K<0.1%+4,113New–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,296$210.0K<0.1%−536−29.3%Reduced–
Amplify ETF Tr032108888BLACKSWAN GRWT6,102$211.0K<0.1%−28−0.5%Reduced–
EFTEaton Vance Floating-Rate Income TrustCOM14,000$211.0K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF14,232$213.0K<0.1%−6,637−31.8%Reduced–
SWKSSkyworks Solutions, Inc.Stock1,381$214.0K<0.1%+200+16.9%AddedHistory
iShares U S ETF Tr46431W663DISCRETIONARY4,429$214.0K<0.1%+814+22.5%Added–
HZNPHorizon Therapeutics Public Ltd CoSHS1,999$215.0K<0.1%−5,601−73.7%ReducedHistory
BNYBank of New York Mellon CorpStock3,721$216.0K<0.1%+142+4.0%AddedHistory
HIIHuntington Ingalls Industries, Inc.COM1,155$216.0K<0.1%+119+11.5%AddedHistory
PWRQuanta Services, Inc.COM1,897$218.0K<0.1%00.0%UnchangedHistory
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV2,984$218.0K<0.1%−111−3.6%Reduced–
First Tr Exchng Traded FD VI33740F748FT VEST US EQT5,685$218.0K<0.1%−265−4.5%Reduced–
CNCCentene CorpStock2,663$219.0K<0.1%−15−0.6%ReducedHistory
MARMarriott International IncStock1,330$220.0K<0.1%+70+5.6%AddedHistory
SPDR Series Trust78464A581ST STR SP HCEQ1,876$220.0K<0.1%−775−29.2%Reduced–
iShares Tr46434V381FUTU EXPO TE ETF3,327$220.0K<0.1%+57+1.7%Added–
PMFPIMCO Municipal Income FundCOM14,445$220.0K<0.1%+5,000+52.9%AddedHistory
First Tr Exchange-Traded FD33734X150INDLS PROD DUR3,533$221.0K<0.1%+1,473+71.5%Added–
iShares Tr46434V4070-5YR HI YL CP4,891$222.0K<0.1%−7,418−60.3%Reduced–
CARRCarrier Global CorpStock4,106$223.0K<0.1%+512+14.2%AddedHistory
PSFEPaysafe LtdORD56,979$223.0K<0.1%−9,627−14.5%ReducedHistory
iShares Tr46435G250HIGH YLD SYSTM B4,352$224.0K<0.1%+98+2.3%Added–
CRSRCorsair Gaming, Inc.COM10,668$224.0K<0.1%+3,135+41.6%AddedHistory
SPDR Series Trust78468R200ST STR RATE ETF7,385$226.0K<0.1%−1,875−20.2%Reduced–
AAPAdvance Auto Parts IncCOM944$226.0K<0.1%+944NewHistory
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG8,786$227.0K<0.1%+7+0.1%Added–
SPDR Series Trust78464A284ST NUVE HIGH ETF3,771$227.0K<0.1%+38+1.0%Added–
NSCNorfolk Southern CorpStock767$228.0K<0.1%00.0%UnchangedHistory
ETF Ser Solutions26922A305ALPCLONE ALTER2,942$229.0K<0.1%+363+14.1%Added–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF2,727$232.0K<0.1%−308−10.1%Reduced–
ACBAurora Cannabis IncCOM42,888$232.0K<0.1%−6,500−13.2%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT1,434$233.0K<0.1%+400+38.7%Added–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE3,778$234.0K<0.1%00.0%Unchanged–
Vanguard BD Index FDS921937793LONG TERM BOND2,276$234.0K<0.1%−3,640−61.5%Reduced–
iShares Tr4642874571 3 YR TREAS BD2,742$235.0K<0.1%−5,274−65.8%Reduced–
DLRDigital Realty Trust, Inc.COM1,349$239.0K<0.1%+90+7.1%AddedHistory
LYFTLyft, Inc.CL A COM5,607$240.0K<0.1%+742+15.3%AddedHistory
VMEOVimeo, Inc.COMMON STOCK13,354$240.0K<0.1%−4,617−25.7%ReducedHistory
COINCoinbase Global, Inc.COM CL A957$242.0K<0.1%+957NewHistory
VSTOVista Outdoor Inc.COM5,305$244.0K<0.1%+513+10.7%AddedHistory
FICOFair Isaac CorpCOM564$245.0K<0.1%−98−14.8%ReducedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT23,986$245.0K<0.1%−3,103−11.5%ReducedHistory
TRVTravelers Companies, Inc.Stock1,575$246.0K<0.1%+27+1.7%AddedHistory
INTUIntuit Inc.Stock382$246.0K<0.1%+120+45.8%AddedHistory
SPDR Ser Tr78464A532S&P TRANSN ETF2,609$246.0K<0.1%+2,609New–
NEMNEWMONT CorpStock3,978$247.0K<0.1%−23−0.6%ReducedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF3,412$247.0K<0.1%+797+30.5%Added–
Goldman Sachs ETF Tr381430206ACTIVEBETA EME6,700$248.0K<0.1%−20−0.3%Reduced–
TEKKTekkorp Digital Acquisition Corp.CL A25,000$248.0K<0.1%00.0%UnchangedHistory
CLFCleveland-Cliffs Inc.COM11,500$250.0K<0.1%+11,500NewHistory
WOOFPetco Health & Wellness Company, Inc.CL A COM12,675$251.0K<0.1%+1,325+11.7%AddedHistory
WYNNWynn Resorts LtdCOM2,965$252.0K<0.1%+2,965NewHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,789$253.0K<0.1%−50,286−91.3%Reduced–
TSMTaiwan Semiconductor Manufacturing Co LtdADR2,148$258.0K<0.1%+15+0.7%AddedHistory
ETNEaton Corp plcStock1,500$259.0K<0.1%+207+16.0%AddedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF8,991$260.0K<0.1%00.0%Unchanged–
Pacer FDS Tr69374H741DATA AND INFRAST6,000$260.0K<0.1%+169+2.9%Added–
PLDPrologis, Inc.REIT1,551$261.0K<0.1%−30−1.9%ReducedHistory
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF1,497$262.0K<0.1%+3+0.2%Added–

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Centaurus Financial, Inc. in Q4 2021
SecurityClassPutsCalls
CLFCleveland-Cliffs Inc.COM–$118.0K
AMDAdvanced Micro Devices IncStock–$86.0K
SOFISoFi Technologies, Inc.Stock–$58.0K
LACLithium Americas Corp.COM NEW–$41.0K
FSRFisker Inc.CL A COM STK–$21.0K
Schwab US Dividend Equity ETF808524797ETF–$7.00K

Sold out since Q3 2021 (82)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Centaurus Financial, Inc. sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
State Street SPDR S&P Biotech ETF78464A870ETF31,241$3.93M0.3%–
Global X FDS37954Y715RBTCS ARTFL INTE94,665$3.46M0.3%–
WisdomTree Tr97717Y691CLOUD COMPUTNG41,029$2.36M0.2%–
SGISomnigroup International Inc.COM49,051$2.28M0.2%History
APPSDigital Turbine, Inc.COM NEW26,994$1.86M0.2%History
Invesco Exch Traded FD Tr II46138G508SR LN ETF78,071$1.73M0.1%–
iShares Tr464288281JPMORGAN USD EMG13,971$1.54M0.1%–
VanEck ETF Trust92189F437FALLEN ANGEL HG44,963$1.49M0.1%–
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW21,815$1.37M0.1%–
iShares Tr46435U853BROAD USD HIGH32,765$1.36M0.1%–
BCCBoise Cascade CoCOM23,509$1.27M0.1%History
WisdomTree Tr97717W422INDIA ERNGS FD31,369$1.17M0.1%–
Innovator ETFs Tr45782C102IBD 50 ETF23,543$1.11M0.1%–
CAGConagra Brands Inc.Stock31,336$1.06M0.1%History
PHMPultegroup IncCOM21,896$1.00M0.1%History
Kraneshares Tr500767736QUADRTC INT RT35,990$1.00M0.1%–
NTGRNetgear, Inc.COM26,720$853.0K0.1%History
TGTXTG Therapeutics, Inc.COM25,065$834.0K0.1%History
VERVEREIT, Inc.COM17,501$792.0K0.1%History
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS34,758$734.0K0.1%History
iShares S&P Small-Cap 600 Value ETF464287879ETF7,043$709.0K0.1%–
WisdomTree Tr97717W562US SMALLCAP FUND13,985$676.0K0.1%–
iShares Tr464287838U.S. BAS MTL ETF5,387$671.0K0.1%–
XELXcel Energy IncStock6,987$437.0K<0.1%History
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE10,373$437.0K<0.1%–
ZMZoom Communications, Inc.Stock1,619$423.0K<0.1%History
BGFVBig 5 Sporting Goods CorpCOM17,312$399.0K<0.1%History
SRTAStrata Critical Medical, Inc.CL A COM36,502$380.0K<0.1%History
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT10,062$371.0K<0.1%History
OLNOLIN CorpStock7,115$343.0K<0.1%History
PCTPureCycle Technologies, Inc.COM25,010$332.0K<0.1%History
ZBHZimmer Biomet Holdings, Inc.Stock2,251$329.0K<0.1%History
CWHCamping World Holdings, Inc.CL A8,333$324.0K<0.1%History
ProShares Tr74347B169ONLINE RTL ETF4,630$304.0K<0.1%–
WisdomTree Tr97717W604US SMALLCAP DIVD9,371$289.0K<0.1%–
Global X FDS37954Y442CLOUD COMPUTNG8,824$258.0K<0.1%–
RUBYRubius Therapeutics, Inc.COM12,500$224.0K<0.1%History
ProShares Tr74348A467S&P 500 DV ARIST2,331$206.0K<0.1%–
AYXAlteryx, Inc.COM CL A2,551$186.0K<0.1%History
AAAlcoa CorpStock3,663$179.0K<0.1%History
RGENRepligen CorpCOM585$169.0K<0.1%History
ProShares Tr74347G606S&P TECH DIVIDEN2,779$166.0K<0.1%–
iShares Tr464288794US BR DEL SE ETF1,574$164.0K<0.1%–
SPDR Series Trust78468R747ST STR MSCI GEN1,609$162.0K<0.1%–
MROMarathon Oil CorpCOM10,870$149.0K<0.1%History
Royal Dutch Shell PLC780259206SPONS ADR A3,255$145.0K<0.1%–
KHCKraft Heinz CoStock3,890$143.0K<0.1%History
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF6,816$133.0K<0.1%–
SPDR Series Trust78464A714ST STR SP RETAIL1,451$131.0K<0.1%–
HUMHumana IncStock329$128.0K<0.1%History
EMDWestern Asset Emerging Markets Debt Fund Inc.COM9,199$125.0K<0.1%History
First Tr Exch Traded FD III33739P863CALIF MUN INCM2,264$123.0K<0.1%–
CAKECheesecake Factory IncCOM2,480$117.0K<0.1%History
BIIBBiogen Inc.COM404$114.0K<0.1%History
ETF Managers Tr26924G508ETFMG ALTR HRVST7,910$114.0K<0.1%–
MODModine Manufacturing CoCOM10,000$113.0K<0.1%History
First Tr Exchng Traded FD VI33740F664FT VEST US EQT3,257$112.0K<0.1%–
LMNDLemonade, Inc.Stock1,625$109.0K<0.1%History
NUVNuveen Municipal Value Fund IncCOM9,583$108.0K<0.1%History
AIC3.ai, Inc.Stock2,307$107.0K<0.1%History
DACDanaos CorpSHS1,288$105.0K<0.1%History
FCOAbrdn Global Income Fund, Inc.COM12,800$105.0K<0.1%History
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI4,349$104.0K<0.1%–
iShares Tr46429B366CMBS ETF1,925$104.0K<0.1%–
Guggenheim CR Allocation FD40168G108COM5,000$104.0K<0.1%–
HYFMHydrofarm Holdings Group, Inc.COM2,738$104.0K<0.1%History
VODVodafone Group Public Ltd CoADR6,592$102.0K<0.1%History
Invesco Exchange Traded FD T46137V142WATER RES ETF1,859$102.0K<0.1%–
FXAInvesco CurrencyShares Australian Dollar TrustAUSTRALIAN DOL1,417$102.0K<0.1%History
IDEVoya Infrastructure, Industrials & Materials FundCOM8,105$102.0K<0.1%History
iShares Tr464288760US AER DEF ETF972$101.0K<0.1%–
UPWheels Up Experience Inc.COMMON STOCK15,344$101.0K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM10,117$100.0K<0.1%History
OIAInvesco Municipal Income Opportunities TrustCOM11,150$89.0K<0.1%History
GALTGalectin Therapeutics IncCOM NEW22,614$88.0K<0.1%History
ORCOrchid Island Capital, Inc.COM17,175$84.0K<0.1%History
KRROKorro Bio, Inc.COM10,030$71.0K<0.1%History
POWWOutdoor Holding CoCOM10,156$62.0K<0.1%History
DHYUBS Asset Management High Yield Credit FundSH BEN INT15,000$37.0K<0.1%History
TGBTrekor Metals LtdCOM17,739$34.0K<0.1%History
VTGNVistagen Therapeutics, Inc.COM NEW10,115$28.0K<0.1%History
Tekkorp Digital Acquisitn CoG8739H114*W EXP 10/26/20212,500$11.0K<0.1%–