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Livermore
Livermore
ZHEN

Centaurus Financial, Inc.

SEC CIK
0000891943
Latest filing
Aug 17, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 10, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
883
+76 vs. Q1 2021
Portfolio value
$1.19B
+$173.9M (+17.2%) vs. Q1 2021
Filed
Aug 10, 2021
SEC
Holdings of Centaurus Financial, Inc. in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
BCSFBain Capital Specialty Finance, Inc.COM STK39,041$597.0K0.1%+39,041NewHistory
PSECProspect Capital CorpCOM71,186$597.0K0.1%−110−0.2%ReducedHistory
EDConsolidated Edison IncStock8,368$600.0K0.1%−125−1.5%ReducedHistory
First Tr Exchange-Traded FD33734X176TECH ALPHADEX4,839$601.0K0.1%−178−3.5%Reduced–
iShares Select Dividend ETF464287168ETF5,163$602.0K0.1%+2,264+78.1%Added–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY7,001$604.0K0.1%+4,006+133.8%Added–
State Street SPDR S&P Regional Banking ETF78464A698ETF9,270$607.0K0.1%−264−2.8%Reduced–
Vanguard Energy ETF92204A306ETF8,044$610.0K0.1%+1,486+22.7%Added–
VanEck ETF Trust92189F106GOLD MINERS ETF17,994$611.0K0.1%+7,890+78.1%Added–
ATVIActivision Blizzard, Inc.COM6,397$611.0K0.1%+3,714+138.4%AddedHistory
WisdomTree Tr97717W430HEDGED HI YLD BD27,542$613.0K0.1%−747−2.6%Reduced–
UNHUnitedHealth Group IncStock1,542$618.0K0.1%+32+2.1%AddedHistory
STKColumbia Seligman Premium Technology Growth Fund, Inc.COM17,446$620.0K0.1%−534−3.0%ReducedHistory
Global X FDS37954Y657US PFD ETF23,853$624.0K0.1%+4,783+25.1%Added–
BRSPBrightSpire Capital, Inc.COM CL A66,351$624.0K0.1%+66,351NewHistory
ROKURoku, IncCOM CL A1,370$629.0K0.1%−410−23.0%ReducedHistory
GISGeneral Mills IncStock10,340$630.0K0.1%−96−0.9%ReducedHistory
Pacer US Cash Cows 100 ETF69374H881ETF14,736$630.0K0.1%−2,837−16.1%Reduced–
ABRArbor Realty Trust IncCOM35,431$631.0K0.1%+19,373+120.6%AddedHistory
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM39,199$638.0K0.1%+7,078+22.0%AddedHistory
DHRDanaher CorpStock2,382$639.0K0.1%+173+7.8%AddedHistory
GMGeneral Motors CoCOM10,817$640.0K0.1%−10,977−50.4%ReducedHistory
Alps ETF Tr00162Q452ALERIAN MLP17,701$645.0K0.1%−1,802−9.2%Reduced–
ADBEAdobe Inc.Stock1,105$647.0K0.1%+153+16.1%AddedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF6,321$647.0K0.1%−24,125−79.2%Reduced–
BLKBlackRock, Inc.COM742$649.0K0.1%+21+2.9%AddedHistory
TPBTurning Point Brands, Inc.COM14,257$653.0K0.1%+10,496+279.1%AddedHistory
TDOCTeladoc Health, Inc.COM3,928$653.0K0.1%+494+14.4%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF6,342$659.0K0.1%+1,968+45.0%Added–
Fidelity MSCI Information Technology Index ETF316092808ETF5,637$664.0K0.1%−4,125−42.3%Reduced–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH3,886$671.0K0.1%−56−1.4%Reduced–
EXPEagle Materials IncCOM4,723$671.0K0.1%00.0%UnchangedHistory
LINLinde PLCSHS2,333$674.0K0.1%+42+1.8%AddedHistory
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 6005,600$675.0K0.1%−216−3.7%Reduced–
WMBWilliams Companies, Inc.COM25,832$686.0K0.1%−180−0.7%ReducedHistory
PRUPrudential Financial IncStock6,728$689.0K0.1%+1,890+39.1%AddedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF18,805$690.0K0.1%+2,217+13.4%Added–
ABTAbbott LaboratoriesStock5,964$691.0K0.1%+500+9.2%AddedHistory
MMM3M CoStock3,489$693.0K0.1%+328+10.4%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF13,782$694.0K0.1%+5,345+63.4%Added–
XPOXPO, Inc.COM4,979$697.0K0.1%+4,979NewHistory
MCDMcDonalds CorpStock3,028$699.0K0.1%+251+9.0%AddedHistory
CEVACeva IncCOM14,850$702.0K0.1%−325−2.1%ReducedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF7,390$703.0K0.1%−2,098−22.1%Reduced–
iShares Tr4642874571 3 YR TREAS BD8,156$703.0K0.1%−106−1.3%Reduced–
HZNPHorizon Therapeutics Public Ltd CoSHS7,545$707.0K0.1%−92−1.2%ReducedHistory
BBNBlackRock Taxable Municipal Bond TrustSHS27,842$718.0K0.1%+2,884+11.6%AddedHistory
MPMP Materials Corp.COM CL A19,554$721.0K0.1%−6,468−24.9%ReducedHistory
First Tr Exchange-Traded FD336917109SHS21,921$727.0K0.1%−306−1.4%Reduced–
SNOWSnowflake Inc.Stock3,011$728.0K0.1%+1,988+194.3%AddedHistory
AMGNAmgen IncStock3,008$733.0K0.1%−120−3.8%ReducedHistory
DLTHDuluth Holdings Inc.COM CL B35,500$733.0K0.1%+35,500NewHistory
OKTAOkta, Inc.CL A3,136$767.0K0.1%+61+2.0%AddedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF4,420$768.0K0.1%+1,095+32.9%Added–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF10,994$769.0K0.1%−34,143−75.6%Reduced–
REGNRegeneron Pharmaceuticals, Inc.COM1,384$773.0K0.1%+1,384NewHistory
iShares Tr46435G441ESG ADVNCD HY BD14,727$774.0K0.1%+696+5.0%Added–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS34,676$776.0K0.1%+26+0.1%AddedHistory
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF9,085$779.0K0.1%+554+6.5%Added–
Vanguard Communication Services ETF92204A884ETF5,455$785.0K0.1%+1,646+43.2%Added–
PSFEPaysafe LtdORD65,435$792.0K0.1%+65,435NewHistory
GILDGilead Sciences, Inc.Stock11,532$794.0K0.1%+1,587+16.0%AddedHistory
NOWServiceNow, Inc.Stock1,446$795.0K0.1%+564+63.9%AddedHistory
POOLPool CorpCOM1,736$796.0K0.1%+25+1.5%AddedHistory
VERVEREIT, Inc.COM17,613$809.0K0.1%−4,571−20.6%ReducedHistory
DOCUDocuSign, Inc.Stock2,912$814.0K0.1%+277+10.5%AddedHistory
iShares Tr464288414NATIONAL MUN ETF6,960$816.0K0.1%+444+6.8%Added–
EPDEnterprise Products Partners L.P.Stock34,085$822.0K0.1%+18,968+125.5%AddedHistory
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF11,881$822.0K0.1%+2,036+20.7%Added–
iShares Tr46429B333GNMA BOND ETF16,575$829.0K0.1%+1,004+6.4%Added–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX9,036$836.0K0.1%+858+10.5%AddedConverted for a 2-for-1 split–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF20,994$842.0K0.1%−57,405−73.2%Reduced–
DOWDow Inc.Stock13,353$845.0K0.1%+4,158+45.2%AddedHistory
iShares Tr464287788U.S. FINLS ETF10,467$848.0K0.1%+7,672+274.5%Added–
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM34,028$854.0K0.1%−683−2.0%ReducedHistory
DSLDoubleLine Income Solutions FundCOM47,910$867.0K0.1%+8,118+20.4%AddedHistory
RTXRTX CorpStock10,187$869.0K0.1%+1,185+13.2%AddedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF17,173$871.0K0.1%−1,753−9.3%Reduced–
DASHDoorDash, Inc.Stock4,935$880.0K0.1%+4,935NewHistory
Schwab US Tips ETF808524870ETF14,269$892.0K0.1%+14,269New–
PFLPIMCO Income Strategy FundCOM69,925$892.0K0.1%+2,300+3.4%AddedHistory
FFord Motor CoStock60,181$894.0K0.1%+4,399+7.9%AddedHistory
XYZBlock, Inc.CL A3,668$894.0K0.1%+1,331+57.0%AddedHistory
Fidelity Comwlth Tr315912808NASDAQ COMPSIT15,892$896.0K0.1%+2,172+15.8%AddedConverted for a 10-for-1 split–
STWDStarwood Property Trust, Inc.COM34,350$899.0K0.1%−905−2.6%ReducedHistory
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX79,016$902.0K0.1%+26,123+49.4%Added–
CVSCVS Health CorpStock10,827$903.0K0.1%+4,374+67.8%AddedHistory
QCOMQualcomm IncStock6,359$909.0K0.1%+450+7.6%AddedHistory
PEPPepsiCo IncStock6,142$910.0K0.1%+663+12.1%AddedHistory
OUSTOuster, Inc.COM72,847$910.0K0.1%+4,747+7.0%AddedHistory
RUNSunrun Inc.COM16,362$913.0K0.1%+16,362NewHistory
Vanguard Industrials ETF92204A603ETF4,670$918.0K0.1%+915+24.4%Added–
SAMBoston Beer Co IncCL A900$919.0K0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33738D309SENIOR LN FD19,410$932.0K0.1%+2,284+13.3%Added–
iShares Tr464287333GLOBAL FINLS ETF12,016$933.0K0.1%+12,016New–
iShares Tr464289859CORE 80 20 ETF13,272$938.0K0.1%+604+4.8%Added–
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncSHS32,022$938.0K0.1%−3,012−8.6%ReducedHistory
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF27,263$941.0K0.1%+27,263New–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR67,044$941.0K0.1%+67,044NewHistory
ORCLOracle CorpStock12,119$943.0K0.1%+228+1.9%AddedHistory

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Centaurus Financial, Inc. in Q2 2021
SecurityClassPutsCalls
SNAPSnap IncStock–$183.0K
COTYCoty Inc.COM CL A–$90.0K
PRTSCarParts.com, Inc.COM–$79.0K
DLTHDuluth Holdings Inc.COM CL B–$63.0K
DBXDropbox, Inc.CL A–$58.0K

Sold out since Q1 2021 (57)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Centaurus Financial, Inc. sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
Aphria Inc03765K104COM194,050$3.56M0.4%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH82,085$2.45M0.2%–
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN43,816$2.45M0.2%–
Schwab Strategic Tr8085246985 10YR CORP BD42,919$2.20M0.2%–
IAC Interactivecorp New44891N109COM6,161$1.33M0.1%–
Fidelity Covington Trust316092873MSCI COMMNTN SVC24,670$1.22M0.1%–
Invesco Exch Traded FD Tr II46138E875DORSEY WRGT DVLP35,460$1.20M0.1%–
FS KKR Cap Corp II35952V303COM57,150$1.12M0.1%–
Flexshares Tr33939L506IBOXX 3R TARGT32,026$845.0K0.1%–
VRTXVertex Pharmaceuticals IncStock3,754$807.0K0.1%History
iShares Tr46434V878ULTRA SHORT DUR15,228$769.0K0.1%–
Colony CR Real Estate Inc19625T101COM CL A71,147$606.0K0.1%–
QDELQuidelOrtho CorpCOM4,589$587.0K0.1%History
DBIDesigner Brands Inc.CL A33,105$576.0K0.1%History
Experience Invt Corp30217C109COM CL A50,021$515.0K0.1%–
BBWIBath & Body Works, Inc.COM7,871$487.0K<0.1%History
Collaborative Investmnt Ser19423L672THE SPAC AND NEW17,060$486.0K<0.1%–
VXXBarclays Bank PLCIPTH SR B S&P31,867$363.0K<0.1%History
LULUlululemon athletica inc.Stock1,057$324.0K<0.1%History
FSLRFirst Solar, Inc.Stock3,290$287.0K<0.1%History
VSTVistra Corp.Stock15,355$271.0K<0.1%History
JWNNordstrom IncStock7,068$268.0K<0.1%History
iShares Tr464288604MRGSTR SM CP GR854$257.0K<0.1%–
iShares Tr464287812US CONSM STAPLES2,795$209.0K<0.1%–
IRDMIridium Communications Inc.COM5,004$206.0K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW10,950$198.0K<0.1%History
BWABorgwarner IncCOM4,212$195.0K<0.1%History
iShares Tr464287150CORE S&P TTL STK1,925$176.0K<0.1%–
State Street SPDR S&P Bank ETF78464A797ETF3,294$171.0K<0.1%–
CSWCCapital Southwest CorpCOM7,374$163.0K<0.1%History
VACMarriott Vacations Worldwide CorpCOM884$154.0K<0.1%History
iShares Inc464286640MSCI CHILE ETF4,407$151.0K<0.1%–
iShares Tr464288844US OIL EQ&SV ETF11,288$151.0K<0.1%–
APTVAptiv PLCSHS1,070$148.0K<0.1%History
WisdomTree Tr97717X867EM LCL DEBT FD4,307$138.0K<0.1%–
iShares Tr46435G342MORTGE REL ETF3,859$136.0K<0.1%–
DBX ETF Tr233051820XTRACK MSCI ALL4,074$133.0K<0.1%–
QSQuantumScape CorpCOM CL A2,925$131.0K<0.1%History
CGCCanopy Growth CorpCOM3,999$128.0K<0.1%History
DHIHorton D R IncCOM1,408$125.0K<0.1%History
TOLToll Brothers, Inc.COM2,099$119.0K<0.1%History
Nuveen PFD & Incm Securties67072C105COM11,945$116.0K<0.1%–
LLYEli Lilly & CoStock616$115.0K<0.1%History
CNKCinemark Holdings, Inc.COM5,515$113.0K<0.1%History
DBX ETF Tr233051853XTRACK MSCI EURP3,348$109.0K<0.1%–
iShares Russell Midcap ETF464287499ETF1,440$106.0K<0.1%–
JDJD.com, Inc.SPON ADS CL A1,250$105.0K<0.1%History
FLGTFulgent Genetics, Inc.COM1,072$104.0K<0.1%History
DKDelek US Holdings, Inc.COM4,690$102.0K<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW3,704$102.0K<0.1%–
Global X FDS37954Y707RENEWABLE ENERGY6,359$101.0K<0.1%–
SBBPStrongbridge Biopharma plcSHS USD36,500$101.0K<0.1%History
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN1,378$100.0K<0.1%–
BRSLBrightstar Lottery PLCSHS USD15,000$92.0K<0.1%History
POWWOutdoor Holding CoCOM13,694$81.0K<0.1%History
ELYSElys BMG Group, Inc.COM10,600$56.0K<0.1%History
NGLNGL Energy Partners LPCOM UNIT REPST11,315$23.0K<0.1%History